Mirae Asset Securities (usa) Inc.
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 6, 2024), Mirae Asset Securities (usa) Inc. reported 77 stock positions worth $1.7 billion. Its top holding was Invesco QQQ Trust Series 1 (QQQ) at 12.7% of the portfolio, followed by SS Industrial Select Sector (XLI, 12.1%) and SS SPDR S&P Retail ETF (XRT, 5.8%). Compared with Q2 2024, it opened 29 new positions, sold out of 58, added to 27 and reduced 15. The biggest buy was Vaneck Semiconductor ETF (SMH, shares +398%) and the biggest sale St Sr Utl SL SE SPDR ETF-Usd (XLU, shares −80%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0000890203
- Portfolio Value
- $1.7B (Q3 2024)
- SEC Filing
- 0000890203-24-000010 ↗ filed Nov 6, 2024
Holdings Value
Holdings 77 stocks · $1.7B
| QQQ Invesco QQQ Trust Series 1 | 12.70% | 450,000 | $219.6M | No change |
| XLI SS Industrial Select Sector | 12.14% | 1,550,000 | $209.9M | Reduce -16.2% |
| XRT SS SPDR S&P Retail ETF | 5.84% | 1,300,000 | $101.0M | No change |
| SOXX iShares Semiconductor ETF | 5.33% | 400,000 | $92.2M | Add +60.0% |
| XBI SS SPDR S&P Biotech ETF | 5.14% | 900,000 | $88.9M | Add +50.0% |
| XOP SS SPDR S&P Og Exp & Prod | 4.94% | 650,000 | $85.5M | Add +62.5% |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 4.89% | 200,000 | $84.6M | No change |
| AAPL Apple Inc. | 4.05% | 300,962 | $70.1M | Add +199.7% |
| SMH Vaneck Semiconductor ETF | 3.57% | 251,641 | $61.8M | Add +398.1% |
| MSFT Microsoft Corp. | 2.75% | 110,512 | $47.6M | Add +46.5% |
| NVDA Nvidia Corp. | 2.08% | 296,005 | $35.9M | Reduce -0.5% |
| AMZN Amazon.com Inc. | 1.94% | 180,061 | $33.6M | Add +125.3% |
| XHB SS SPDR S&P Homebldrs ETF | 1.80% | 250,000 | $31.1M | Reduce -50.0% |
| XLP SS Consumer Staples Sel Sect | 1.68% | 350,000 | $29.1M | No change |
| CRWD CrowdStrike Holdings Inc. Class A | 1.63% | 100,334 | $28.1M | Add +2940.4% |
| TSM Taiwan Semiconductor-SP ADR | 1.52% | 151,155 | $26.3M | Add +99.1% |
| GOOGL Alphabet Inc. Class A | 1.35% | 140,440 | $23.3M | Add +91.0% |
| XLV SS Health Care Select Sector | 1.34% | 149,981 | $23.1M | Reduce -25.6% |
| LLY Eli Lilly & Co. | 1.28% | 25,085 | $22.2M | New |
| AVGO Broadcom Inc. | 1.26% | 125,878 | $21.7M | Reduce -37.6% |
| UBER Uber Technologies Inc. | 1.21% | 277,528 | $20.9M | Add +121.2% |
| AMD Advanced Micro Devices | 1.08% | 113,480 | $18.6M | Add +145.7% |
| XLC SS Comm Select Sector SPDR | 1.05% | 201,394 | $18.2M | New |
| XME SS SPDR S&P Metals Mining | 0.92% | 250,000 | $15.9M | No change |
| RTX RTX Corp. | 0.92% | 130,979 | $15.9M | New |
| MCD McDonald's Corp. | 0.88% | 50,159 | $15.3M | Add +0.3% |
| BA The Boeing Co. | 0.87% | 98,562 | $15.0M | New |
| ARM Arm Holdings PLC-ADR | 0.83% | 100,307 | $14.3M | Add +33.2% |
| ADBE Adobe Inc. | 0.80% | 26,687 | $13.8M | Add +6.2% |
| ASML ASML Holding NV-NY Reg SHS | 0.76% | 15,846 | $13.2M | Add +340.2% |
| GOOG Alphabet Inc. Class C | 0.73% | 75,240 | $12.6M | Reduce -0.2% |
| XLU St Sr Utl SL SE SPDR ETF-Usd | 0.70% | 150,024 | $12.1M | Reduce -80.0% |
| CVX Chevron Corp. | 0.68% | 80,241 | $11.8M | Add +235.8% |
| JPM JPMorgan Chase & Co. | 0.61% | 50,216 | $10.6M | New |
| SMCI Super Micro Computer Inc. | 0.60% | 25,094 | $10.4M | New |
| OXY Occidental Petroleum Corp. | 0.60% | 201,369 | $10.4M | Add +101.4% |
| RSP Invesco S&P 500 Equal Weight | 0.60% | 57,894 | $10.4M | New |
| SBUX Starbucks Corp. | 0.57% | 100,302 | $9.8M | Add +509.6% |
| BP BP PLC-Spons ADR | 0.55% | 300,965 | $9.4M | New |
| UNP Union Pacific Corp. | 0.53% | 37,103 | $9.1M | Reduce -0.5% |
| QCOM Qualcomm Inc. | 0.52% | 52,702 | $9.0M | Add +51.6% |
| ENPH Enphase Energy Inc. | 0.49% | 75,235 | $8.5M | New |
| UNH Unitedhealth Group Inc. | 0.45% | 13,200 | $7.7M | Reduce -0.4% |
| TT Trane Technologies PLC | 0.42% | 18,857 | $7.3M | Reduce -8.4% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.42% | 75,311 | $7.2M | Add +468.3% |
| FDX FedEx Corp. | 0.40% | 25,179 | $6.9M | Reduce -49.8% |
| NKE Nike Inc. Class B | 0.38% | 75,313 | $6.7M | Add +455.7% |
| GS Goldman Sachs Group Inc. | 0.38% | 13,240 | $6.6M | New |
| LUV Southwest Airlines Co. | 0.34% | 200,679 | $5.9M | New |
| DKNG Draftkings Inc. Class A | 0.34% | 150,420 | $5.9M | Reduce -0.1% |
| CMG Chipotle Mexican Grill Inc. | 0.33% | 100,280 | $5.8M | Reduce -19.8% |
| GILD Gilead Sciences Inc. | 0.26% | 53,468 | $4.5M | Add +27.7% |
| NCLH Norwegian Cruise Line Holdin | 0.24% | 200,579 | $4.1M | New |
| REGN Regeneron Pharmaceuticals | 0.23% | 3,800 | $4.0M | Add +72.7% |
| USO United States Oil Fund LP | 0.21% | 52,535 | $3.7M | New |
| SNAP Snap Inc. Class A | 0.19% | 300,942 | $3.2M | New |
| QDPL Pacer Met US LRG Cap DVD 400 | 0.17% | 79,374 | $3.0M | Reduce -4.1% |
| ORLY O'reilly Automotive Inc. | 0.15% | 2,200 | $2.5M | New |
| HWM Howmet Aerospace Inc. | 0.14% | 23,670 | $2.4M | New |
| AR Antero Resources Corp. | 0.14% | 82,569 | $2.4M | Add +42.1% |
| VKTX Viking Therapeutics Inc. | 0.12% | 34,036 | $2.2M | New |
| BKNG Booking Holdings Inc. | 0.12% | 500 | $2.1M | No change |
| DJT Trump Media & Technology Gro | 0.10% | 103,766 | $1.7M | Add +436.1% |
| DG Dollar General Corp. | 0.10% | 19,638 | $1.7M | Add +71.6% |
| BYND Beyond Meat Inc. | 0.09% | 222,166 | $1.5M | Reduce -17.7% |
| NKLAQ Nikola Corp. | 0.09% | 325,955 | $1.5M | New |
| HERD Pacer Cash Cows Fund of Fund | 0.08% | 36,429 | $1.5M | New |
| DLTR Dollar Tree Inc. | 0.07% | 18,256 | $1.3M | New |
| CEG Constellation Energy | 0.07% | 4,600 | $1.2M | New |
| SWK Stanley Black & Decker Inc. | 0.06% | 9,433 | $1.0M | New |
| INSM Insmed Inc. | 0.06% | 13,942 | $1.0M | New |
| NIO Nio Inc. - ADR | 0.05% | 125,500 | $838K | New |
| PCT Purecycle Technologies Inc. | 0.04% | 74,180 | $705K | New |
| FRTY Alger Mid Cap 40 ETF | 0.02% | 25,000 | $428K | New |
| ETF OPPORTUNITIES TRUST | 0.01% | 9,009 | $233K | New |
| SPINNAKER ETF SERIES | 0.01% | 7,792 | $211K | New |
| SAVEQ Spirit Airlines Inc. | 0.01% | 54,100 | $130K | New |
Options reported separately and not counted above: AAPL puts ($69.9M), SMH puts ($61.4M), XLV puts ($53.9M), MSFT puts ($47.3M), NVDA puts ($35.8M), AMZN puts ($33.4M), CRWD puts ($28.0M), TSM puts ($26.1M), GOOGL puts ($23.2M), AVGO puts ($21.6M), UBER puts ($20.8M), AMD puts ($18.5M), and 49 more.
Portfolio Sells Q2 2024 → Q3 2024
| XLU St Sr Utl SL SE SPDR ETF-Usd | Reduce -80.0% | 0.70% | −2.59 |
| KRE SS SPDR S&P Regional Bank | Sold out | 0.00% | −2.37 |
| XLI SS Industrial Select Sector | Reduce -16.2% | 12.14% | −2.36 |
| XHB SS SPDR S&P Homebldrs ETF | Reduce -50.0% | 1.80% | −1.45 |
| ITB iShares U.S. Home Constructi | Sold out | 0.00% | −0.97 |
| HON Honeywell International Inc. | Sold out | 0.00% | −0.86 |
| AVGO Broadcom Inc. | Reduce -37.6% | 1.26% | −0.83 |
| COST Costco Wholesale Corp. | Sold out | 0.00% | −0.71 |
| EWZ iShares MSCI Brazil ETF | Sold out | 0.00% | −0.71 |
| META Meta Platforms Inc. Class A | Sold out | 0.00% | −0.65 |
| FDX FedEx Corp. | Reduce -49.8% | 0.40% | −0.57 |
| XLV SS Health Care Select Sector | Reduce -25.6% | 1.34% | −0.56 |
| AMGN Amgen Inc. | Sold out | 0.00% | −0.52 |
| ETN Eaton Corp. PLC | Sold out | 0.00% | −0.49 |
| NEE Nextera Energy Inc. | Sold out | 0.00% | −0.47 |
| AI C3.AI Inc. Class A | Sold out | 0.00% | −0.46 |
| ADP Automatic Data Processing | Sold out | 0.00% | −0.46 |
| HD Home Depot Inc. | Sold out | 0.00% | −0.46 |
| AMAT Applied Materials Inc. | Sold out | 0.00% | −0.45 |
| CSX CSX Corp. | Sold out | 0.00% | −0.32 |
| LRCX Lam Research Corp. | Sold out | 0.00% | −0.30 |
| INTC Intel Corp. | Sold out | 0.00% | −0.30 |
| MU Micron Technology Inc. | Sold out | 0.00% | −0.30 |
| MCHP Microchip Technology Inc. | Sold out | 0.00% | −0.30 |
| PEP Pepsico Inc. | Sold out | 0.00% | −0.29 |
| NVDA Nvidia Corp. | Reduce -0.5% | 2.08% | −0.28 |
| NFLX Netflix Inc. | Sold out | 0.00% | −0.27 |
| ITW Illinois Tool Works | Sold out | 0.00% | −0.25 |
| EMR Emerson Electric Co. | Sold out | 0.00% | −0.24 |
| NOC Northrop Grumman Corp. | Sold out | 0.00% | −0.24 |
| CSCO Cisco Systems Inc. | Sold out | 0.00% | −0.22 |
| KO The Coca-Cola Co. | Sold out | 0.00% | −0.22 |
| NXPI NXP Semiconductors NV | Sold out | 0.00% | −0.22 |
| RIVN Rivian Automotive Inc. Class A | Sold out | 0.00% | −0.21 |
| AEP American Electric Power | Sold out | 0.00% | −0.19 |
| RUM Rum Group Inc. | Sold out | 0.00% | −0.17 |
| TRV The Travelers Cos Inc. | Sold out | 0.00% | −0.17 |
| CMG Chipotle Mexican Grill Inc. | Reduce -19.8% | 0.33% | −0.17 |
| GOOG Alphabet Inc. Class C | Reduce -0.2% | 0.73% | −0.16 |
| GPIQ GS Nasdaq-100 PR Inc. ETF-Usd | Sold out | 0.00% | −0.15 |
| MDLZ Mondelez International Inc. Class A | Sold out | 0.00% | −0.15 |
| EXC Exelon Corp. | Sold out | 0.00% | −0.14 |
| TGT Target Corp. | Sold out | 0.00% | −0.14 |
| ANF Abercrombie & Fitch Co. Class A | Sold out | 0.00% | −0.14 |
| SRPT Sarepta Therapeutics Inc. | Sold out | 0.00% | −0.12 |
| NNOX Nano-X Imaging Ltd. | Sold out | 0.00% | −0.12 |
| WAB Wabtec Corp. | Sold out | 0.00% | −0.11 |
| XOM Exxon Mobil Corp. | Sold out | 0.00% | −0.11 |
| MRK Merck & Co. Inc. | Sold out | 0.00% | −0.11 |
| KR Kroger Co. | Sold out | 0.00% | −0.10 |
Portfolio Buys Q2 2024 → Q3 2024
| SMH Vaneck Semiconductor ETF | Add +398.1% | 3.57% | +2.72 |
| AAPL Apple Inc. | Add +199.7% | 4.05% | +2.69 |
| XBI SS SPDR S&P Biotech ETF | Add +50.0% | 5.14% | +1.56 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +2940.4% | 1.63% | +1.55 |
| SOXX iShares Semiconductor ETF | Add +60.0% | 5.33% | +1.37 |
| LLY Eli Lilly & Co. | New | 1.28% | +1.28 |
| XOP SS SPDR S&P Og Exp & Prod | Add +62.5% | 4.94% | +1.20 |
| XLC SS Comm Select Sector SPDR | New | 1.05% | +1.05 |
| AMZN Amazon.com Inc. | Add +125.3% | 1.94% | +0.95 |
| RTX RTX Corp. | New | 0.92% | +0.92 |
| BA The Boeing Co. | New | 0.87% | +0.87 |
| TSM Taiwan Semiconductor-SP ADR | Add +99.1% | 1.52% | +0.67 |
| UBER Uber Technologies Inc. | Add +121.2% | 1.21% | +0.62 |
| JPM JPMorgan Chase & Co. | New | 0.61% | +0.61 |
| SMCI Super Micro Computer Inc. | New | 0.60% | +0.60 |
| RSP Invesco S&P 500 Equal Weight | New | 0.60% | +0.60 |
| AMD Advanced Micro Devices | Add +145.7% | 1.08% | +0.59 |
| MSFT Microsoft Corp. | Add +46.5% | 2.75% | +0.58 |
| BP BP PLC-Spons ADR | New | 0.55% | +0.55 |
| ASML ASML Holding NV-NY Reg SHS | Add +340.2% | 0.76% | +0.53 |
| ENPH Enphase Energy Inc. | New | 0.49% | +0.49 |
| GOOGL Alphabet Inc. Class A | Add +91.0% | 1.35% | +0.49 |
| SBUX Starbucks Corp. | Add +509.6% | 0.57% | +0.48 |
| CVX Chevron Corp. | Add +235.8% | 0.68% | +0.44 |
| GS Goldman Sachs Group Inc. | New | 0.38% | +0.38 |
| LUV Southwest Airlines Co. | New | 0.34% | +0.34 |
| DIS The Walt Disney Co. | Add +468.3% | 0.42% | +0.33 |
| NKE Nike Inc. Class B | Add +455.7% | 0.38% | +0.32 |
| NCLH Norwegian Cruise Line Holdin | New | 0.24% | +0.24 |
| USO United States Oil Fund LP | New | 0.21% | +0.21 |
| OXY Occidental Petroleum Corp. | Add +101.4% | 0.60% | +0.19 |
| SNAP Snap Inc. Class A | New | 0.19% | +0.19 |
| ORLY O'reilly Automotive Inc. | New | 0.15% | +0.15 |
| HWM Howmet Aerospace Inc. | New | 0.14% | +0.14 |
| VKTX Viking Therapeutics Inc. | New | 0.12% | +0.12 |
| NKLAQ Nikola Corp. | New | 0.09% | +0.09 |
| HERD Pacer Cash Cows Fund of Fund | New | 0.08% | +0.08 |
| REGN Regeneron Pharmaceuticals | Add +72.7% | 0.23% | +0.08 |
| GILD Gilead Sciences Inc. | Add +27.7% | 0.26% | +0.07 |
| DLTR Dollar Tree Inc. | New | 0.07% | +0.07 |
| QCOM Qualcomm Inc. | Add +51.6% | 0.52% | +0.07 |
| CEG Constellation Energy | New | 0.07% | +0.07 |
| MCD McDonald's Corp. | Add +0.3% | 0.88% | +0.06 |
| SWK Stanley Black & Decker Inc. | New | 0.06% | +0.06 |
| INSM Insmed Inc. | New | 0.06% | +0.06 |
| DJT Trump Media & Technology Gro | Add +436.1% | 0.10% | +0.06 |
| NIO Nio Inc. - ADR | New | 0.05% | +0.05 |
| PCT Purecycle Technologies Inc. | New | 0.04% | +0.04 |
| ARM Arm Holdings PLC-ADR | Add +33.2% | 0.83% | +0.04 |
| FRTY Alger Mid Cap 40 ETF | New | 0.02% | +0.02 |
Options Activity Q2 2024 → Q3 2024
| AAPL Apple Inc. | put | Add +200.0% | 300,000 | $69.9M |
| SMH Vaneck Semiconductor ETF | put | Add +400.0% | 250,000 | $61.4M |
| XLV SS Health Care Select Sector | put | Add +75.0% | 350,000 | $53.9M |
| MSFT Microsoft Corp. | put | Add +46.7% | 110,000 | $47.3M |
| AMZN Amazon.com Inc. | put | Add +125.8% | 179,500 | $33.4M |
| CRWD CrowdStrike Holdings Inc. Class A | put | Add +2930.3% | 100,000 | $28.0M |
| TSM Taiwan Semiconductor-SP ADR | put | Add +98.4% | 150,000 | $26.1M |
| GOOGL Alphabet Inc. Class A | put | Add +91.8% | 140,000 | $23.2M |
| AVGO Broadcom Inc. | put | Reduce -37.5% | 125,000 | $21.6M |
| UBER Uber Technologies Inc. | put | Add +121.2% | 276,500 | $20.8M |
| AMD Advanced Micro Devices | put | Add +144.8% | 112,600 | $18.5M |
| RTX RTX Corp. | put | New | 130,500 | $15.8M |
| BA The Boeing Co. | put | New | 98,200 | $14.9M |
| ARM Arm Holdings PLC-ADR | put | Add +33.3% | 100,000 | $14.3M |
| ADBE Adobe Inc. | put | Add +6.0% | 26,500 | $13.7M |
| HON Honeywell International Inc. | put | Sold out | 62,500 | $13.3Mbefore exit |
| ASML ASML Holding NV-NY Reg SHS | put | Add +338.9% | 15,800 | $13.2M |
| XLP SS Consumer Staples Sel Sect | put | New | 149,000 | $12.4M |
| CVX Chevron Corp. | put | Add +236.1% | 80,000 | $11.8M |
| COST Costco Wholesale Corp. | put | Sold out | 13,000 | $11.0Mbefore exit |
| EWZ iShares MSCI Brazil ETF | put | Sold out | 400,000 | $10.9Mbefore exit |
| JPM JPMorgan Chase & Co. | put | New | 50,000 | $10.5M |
| SMCI Super Micro Computer Inc. | put | New | 25,000 | $10.4M |
| OXY Occidental Petroleum Corp. | put | Add +100.0% | 200,000 | $10.3M |
| RSP Invesco S&P 500 Equal Weight | put | New | 57,500 | $10.3M |
| META Meta Platforms Inc. Class A | put | Sold out | 20,000 | $10.1Mbefore exit |
| SBUX Starbucks Corp. | put | Add +509.8% | 100,000 | $9.7M |
| BP BP PLC-Spons ADR | put | New | 300,000 | $9.4M |
| QCOM Qualcomm Inc. | put | Add +52.2% | 52,500 | $8.9M |
| ENPH Enphase Energy Inc. | put | New | 75,000 | $8.5M |
| AMGN Amgen Inc. | put | Sold out | 26,000 | $8.1Mbefore exit |
| ETN Eaton Corp. PLC | put | Sold out | 24,200 | $7.6Mbefore exit |
| TT Trane Technologies PLC | put | Reduce -8.3% | 18,800 | $7.3M |
| AI C3.AI Inc. Class A | put | Sold out | 250,000 | $7.2Mbefore exit |
| DIS The Walt Disney Co. | put | Add +468.2% | 75,000 | $7.2M |
| NEE Nextera Energy Inc. | put | Sold out | 101,300 | $7.2Mbefore exit |
| ADP Automatic Data Processing | put | Sold out | 30,000 | $7.2Mbefore exit |
| HD Home Depot Inc. | put | Sold out | 20,500 | $7.1Mbefore exit |
| AMAT Applied Materials Inc. | put | Sold out | 29,500 | $7.0Mbefore exit |
| FDX FedEx Corp. | put | Reduce -50.0% | 25,000 | $6.8M |
| NKE Nike Inc. Class B | put | Add +455.6% | 75,000 | $6.6M |
| GS Goldman Sachs Group Inc. | put | New | 13,200 | $6.5M |
| LUV Southwest Airlines Co. | put | New | 200,000 | $5.9M |
| CMG Chipotle Mexican Grill Inc. | put | Reduce -20.0% | 100,000 | $5.8M |
| CSX CSX Corp. | put | Sold out | 147,500 | $4.9Mbefore exit |
| LRCX Lam Research Corp. | put | Sold out | 4,400 | $4.7Mbefore exit |
| INTC Intel Corp. | put | Sold out | 150,600 | $4.7Mbefore exit |
| MU Micron Technology Inc. | put | Sold out | 34,800 | $4.6Mbefore exit |
| MCHP Microchip Technology Inc. | put | Sold out | 50,000 | $4.6Mbefore exit |
| GILD Gilead Sciences Inc. | put | Add +28.4% | 53,300 | $4.5M |
Showing the first 50 of 105.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 73 | $2.2B | SPY, QQQ, IWM, XRT, SMH |
| Q1 2026 | 99 | $2.1B | SPY, QQQ, IWM, XOP, XLI |
| Q4 2025 | 105 | $2.5B | QQQ, IWM, SPY, XRT, XLI |
| Q3 2025 | 88 | $2.3B | SPY, QQQ, IWM, XBI, XRT |
| Q2 2025 | 111 | $2.3B | SPY, QQQ, MSTR, IWM, XBI |
| Q1 2025 | 110 | $2.3B | QQQ, SPY, XBI, IWM, MSTR |
| Q4 2024 | 85 | $2.1B | QQQ, MSFT, XBI, XRT, NVDA |
| Q3 2024 | 77 | $1.7B | QQQ, XLI, XRT, SOXX, XBI |
| Q2 2024 | 106 | $1.6B | XLI, QQQ, XRT, DIA, SOXX |