Mizuho Securities USA LLC
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed October 22, 2025), Mizuho Securities USA LLC reported 680 stock positions worth $4.9 billion. Its top holding was Nvidia (NVDA) at 6.3% of the portfolio, followed by Microsoft (MSFT, 5.6%) and Apple (AAPL, 5.1%). Compared with Q2 2025, it opened 62 new positions, sold out of 35, added to 544 and reduced 63. The biggest buy was Nvidia (NVDA, shares +5%) and the biggest sale SS SPDR S&P 500 ETF Trust-US (SPY, shares −34%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0000812291
- Portfolio Value
- $4.9B (Q3 2025)
- SEC Filing
- 0001062993-25-016264 ↗ filed Oct 22, 2025
Holdings Value
Holdings 680 stocks · $4.9B
| NVDA Nvidia Corp. | 6.28% | 1,777,136 | $309.5M | Add +5.4% |
| MSFT Microsoft Corp. | 5.56% | 541,383 | $274.3M | Add +5.4% |
| AAPL Apple Inc. | 5.09% | 1,080,876 | $250.9M | Add +4.7% |
| SPY SS SPDR S&P 500 ETF Trust-US | 3.36% | 251,169 | $165.9M | Reduce -34.1% |
| AMZN Amazon.com Inc. | 3.28% | 706,853 | $161.9M | Add +8.3% |
| META Meta Platforms Inc. Class A | 2.37% | 157,973 | $116.7M | Add +5.3% |
| AVGO Broadcom Inc. | 2.07% | 342,570 | $101.9M | Add +5.4% |
| GOOGL Alphabet Inc. Class A | 1.83% | 423,672 | $90.2M | Add +5.3% |
| GOOG Alphabet Inc. Class C | 1.47% | 340,118 | $72.6M | Add +4.8% |
| TSLA Tesla Inc. | 1.38% | 204,381 | $68.2M | Add +5.5% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.36% | 133,557 | $67.2M | Add +5.4% |
| JPM JPMorgan Chase & Co. | 1.22% | 200,274 | $60.4M | Add +4.3% |
| V Visa Inc. Class A | 0.88% | 123,721 | $43.5M | Add +4.6% |
| LLY Eli Lilly & Co. | 0.86% | 57,904 | $42.4M | Add +6.5% |
| WEC ENERGY GROUP INC (WEC 4.375 06/01/27) | 0.83% | 35,834,000 | $41.2M | Add +19.9% |
| NFLX Netflix Inc. | 0.76% | 30,949 | $37.4M | Add +5.3% |
| MA Mastercard Inc. Class A | 0.73% | 60,123 | $35.8M | Add +7.2% |
| XOM Exxon Mobil Corp. | 0.72% | 310,507 | $35.5M | Add +4.2% |
| JNJ Johnson & Johnson | 0.63% | 175,408 | $31.1M | Add +5.5% |
| WMT Walmart Inc. | 0.63% | 319,683 | $31.0M | Add +7.1% |
| COST Costco Wholesale Corp. | 0.62% | 32,300 | $30.5M | Add +5.3% |
| HD Home Depot Inc. | 0.60% | 72,464 | $29.5M | Add +5.5% |
| SPOTIFY USA INC (SPOT 0 03/15/26) | 0.56% | 19,903,000 | $27.6M | Add +298.1% |
| ORCL Oracle Corp. | 0.56% | 120,700 | $27.4M | Add +7.4% |
| ABBV Abbvie Inc. | 0.55% | 128,664 | $27.1M | Add +5.4% |
| PG The Procter & Gamble Co. | 0.54% | 170,603 | $26.8M | Add +5.3% |
| PLTR Palantir Technologies Inc. Class A | 0.53% | 165,642 | $26.2M | Add +12.7% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.51% | 496,315 | $25.2M | Add +9.6% |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | 0.51% | 23,725,000 | $25.1M | Add +2.0% |
| CVX Chevron Corp. | 0.46% | 140,172 | $22.5M | Add +24.9% |
| GE General Electric filed as GE AEROSPACE | 0.43% | 77,235 | $21.3M | Add +4.8% |
| UNH Unitedhealth Group Inc. | 0.41% | 65,963 | $20.4M | Add +5.2% |
| PEABODY ENERGY CORP (BTU 3.25 03/01/28) | 0.41% | 13,982,000 | $20.1M | Add +127.3% |
| ON SEMICONDUCTOR CORP (ON 0 05/01/27) | 0.40% | 17,500,000 | $20.0M | Reduce -4.3% |
| CSCO Cisco Systems Inc. | 0.40% | 288,420 | $19.9M | Add +4.9% |
| CLOUDFLARE INC (NET 0 08/15/26) | 0.40% | 16,000,000 | $19.5M | Add +23.1% |
| KO The Coca-Cola Co. | 0.39% | 282,106 | $19.5M | Add +5.4% |
| AMD Advanced Micro Devices | 0.39% | 118,197 | $19.2M | Add +5.5% |
| WFC Wells Fargo & Co. | 0.39% | 233,318 | $19.2M | Add +3.7% |
| PM Philip Morris International | 0.38% | 113,372 | $18.9M | Add +5.4% |
| ANSC Agriculture & Natural Soluti | 0.37% | 1,703,933 | $18.5M | Add +1.2% |
| CRM Salesforce Inc. | 0.36% | 69,629 | $17.8M | Add +5.0% |
| ABT Abbott Laboratories | 0.34% | 126,764 | $16.8M | Add +5.4% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.33% | 67,846 | $16.5M | Add +5.6% |
| GS Goldman Sachs Group Inc. | 0.33% | 22,048 | $16.4M | Add +4.0% |
| LIN Linde PLC | 0.33% | 34,152 | $16.3M | Add +5.0% |
| MCD McDonald's Corp. | 0.33% | 51,974 | $16.3M | Add +5.2% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.31% | 130,950 | $15.5M | Add +5.4% |
| RTX RTX Corp. | 0.31% | 97,491 | $15.5M | Add +5.6% |
| MRK Merck & Co. Inc. | 0.31% | 181,922 | $15.3M | Add +4.8% |
| T AT&T Inc. | 0.31% | 520,787 | $15.3M | Add +4.7% |
| PEP Pepsico Inc. | 0.30% | 99,715 | $14.8M | Add +5.2% |
| CAT Caterpillar Inc. | 0.29% | 34,121 | $14.3M | Add +5.0% |
| UBER Uber Technologies Inc. | 0.29% | 151,888 | $14.2M | Add +5.1% |
| NOW ServiceNow Inc. | 0.28% | 15,149 | $13.9M | Add +5.9% |
| NETD Nabors Energy Transition C-A | 0.28% | 1,235,200 | $13.8M | New |
| VZ Verizon Communications Inc. | 0.28% | 307,089 | $13.6M | Add +5.4% |
| INTU Intuit Inc. | 0.27% | 20,317 | $13.6M | Add +5.2% |
| TMO Thermo Fisher Scientific Inc. | 0.27% | 27,503 | $13.6M | Add +5.4% |
| TXN Texas Instruments Inc. | 0.27% | 66,216 | $13.4M | Add +5.5% |
| MS Morgan Stanley | 0.27% | 88,363 | $13.3M | Add +3.5% |
| BKNG Booking Holdings Inc. | 0.27% | 2,361 | $13.2M | Add +4.9% |
| AAM Aa Mission Acquisition Cor-A | 0.27% | 1,262,697 | $13.2M | Add +19.0% |
| AXP American Express Co. | 0.27% | 39,533 | $13.1M | Add +3.4% |
| C Citigroup Inc. | 0.26% | 134,079 | $12.9M | Add +3.9% |
| BA The Boeing Co. | 0.26% | 55,074 | $12.9M | Add +5.7% |
| APP AppLovin Corp. Class A | 0.26% | 19,717 | $12.8M | New |
| QCOM Qualcomm Inc. | 0.26% | 78,553 | $12.6M | Add +3.6% |
| SPGI S&P Global Inc. | 0.25% | 22,760 | $12.5M | Add +4.9% |
| ISRG Intuitive Surgical Inc. | 0.25% | 26,109 | $12.4M | Add +5.4% |
| GEV GE Vernova Inc. | 0.25% | 19,827 | $12.2M | Add +5.1% |
| SCHW Schwab (charles) Corp. | 0.24% | 124,276 | $11.9M | Add +5.3% |
| BLK BlackRock Inc. | 0.24% | 10,489 | $11.8M | Add +4.3% |
| ACN Accenture PLC Class A | 0.24% | 45,365 | $11.8M | Add +4.8% |
| KCHV Kochav Defense Acquisition-A | 0.23% | 1,139,786 | $11.4M | Reduce -8.6% |
| BSX Boston Scientific Corp. | 0.23% | 107,921 | $11.4M | Add +5.5% |
| DMAA Drugs Made in America Acquis | 0.23% | 1,100,447 | $11.3M | Add +19.6% |
| AMGN Amgen Inc. | 0.23% | 39,211 | $11.3M | Add +5.5% |
| SSR MINING INC (SSRMCN 2.5 04/01/39) | 0.23% | 8,500,000 | $11.1M | Add +21.4% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.23% | 81,254 | $11.1M | Add +5.3% |
| ADBE Adobe Inc. | 0.22% | 30,896 | $11.0M | Add +4.9% |
| HAYMAKER ACQUISITION CORP 4 | 0.22% | 987,401 | $11.0M | Add +136.2% |
| CENTERPOINT ENERGY INC (CNP 4.25 08/15/26) | 0.22% | 10,000,000 | $10.9M | Reduce -65.0% |
| NEE Nextera Energy Inc. | 0.22% | 149,985 | $10.8M | Add +5.4% |
| COF Capital One Financial Corp. | 0.21% | 46,577 | $10.6M | Add +5.3% |
| PGR Progressive Corp. | 0.21% | 42,696 | $10.5M | Add +5.4% |
| LOW Lowe's Cos Inc. | 0.21% | 40,819 | $10.5M | Add +5.5% |
| PFE Pfizer Inc. | 0.21% | 414,098 | $10.3M | Add +5.4% |
| ANET Arista Networks Inc. | 0.21% | 75,064 | $10.2M | Add +5.5% |
| GILD Gilead Sciences Inc. | 0.21% | 90,372 | $10.2M | Add +5.1% |
| HON Honeywell International Inc. | 0.21% | 46,242 | $10.2M | Add +4.1% |
| ETN Eaton Corp. PLC | 0.20% | 28,354 | $9.9M | Add +4.8% |
| SYK Stryker Corp. | 0.20% | 25,060 | $9.8M | Add +5.4% |
| LPAA Launch One Acquisition Corp. | 0.20% | 944,988 | $9.8M | Add +343.4% |
| MU Micron Technology Inc. | 0.20% | 81,510 | $9.7M | Add +5.5% |
| APH Amphenol Corp. Class A | 0.20% | 88,924 | $9.7M | Add +6.4% |
| UNP Union Pacific Corp. | 0.20% | 43,193 | $9.7M | Add +4.6% |
| DHR Danaher Corp. | 0.19% | 46,416 | $9.6M | Add +5.5% |
| KVACF Keen Vision Acquisition Corp. | 0.19% | 831,400 | $9.5M | Reduce -14.6% |
| AMAT Applied Materials Inc. | 0.19% | 58,449 | $9.4M | Add +4.1% |
Options reported separately and not counted above: QQQ puts ($132K).
Other holdings (31): bonds, preferreds, convertibles and warrants · $2.0M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 50,000 | $1.7M | New |
| SVIRF Spring Valley Acquisit-Right | RIGHT 02/25/2026 | 100,000 | $55K | New |
| QSEAR Quartzsea Acquisition Corp. | RIGHT 02/18/2030 | 65,254 | $16K | No change |
| SOULPOWER ACQUISITION CORP | RIGHT 99/99/9999 | 100,000 | $14K | No change |
| NOEMR CO2 Energy Transition Co.-RTS | RIGHT 10/15/2028 | 100,300 | $12K | No change |
| HSPTR Horizon Space Acquisition II | RIGHT 03/30/2026 | 100,000 | $12K | No change |
| BSAAR Best Spac I Acquisition - RT | RIGHT 05/27/2030 | 100,000 | $10K | Reduce -80.4% |
| BACCR Blue Acquisition Corp.-RTS | RIGHT 06/11/2030 | 100,000 | $10K | Reduce -88.5% |
| COLAR Columbus Acquisition Corp. | RIGHT 99/99/9999 | 100,000 | $10K | No change |
| INACR Indigo Acquisition Corp. | RIGHT 04/02/2027 | 100,000 | $10K | New |
| WTGUR Wintergreen Acquisition-RT | RIGHT 99/99/9999 | 100,000 | $10K | Reduce -83.0% |
| CHPGR Championsgate Acquisition Co. | RIGHT 05/14/2030 | 99,900 | $10K | Reduce -0.1% |
| CHARR Charlton Aria Acquisi-Rights | RIGHT 12/31/2026 | 99,900 | $10K | No change |
| JACKSON ACQUISITION CO II | RIGHT 99/99/9999 | 49,000 | $10K | No change |
| SZZLR Sizzle Acquisition Corp. -RTS | RIGHT 04/02/2030 | 62,341 | $9K | Add +0.3% |
| RANGR Range Capital Acquisition Co. | RIGHT 99/99/9999 | 81,789 | $8K | Reduce -0.3% |
| OYSER Oyster Enterprises II Acquis | RIGHT 05/22/2030 | 50,100 | $8K | Reduce -79.1% |
| PGACR Pantages Capital Acquis-RT | RIGHT 11/15/2029 | 49,931 | $7K | No change |
| QUMSR Quantumsphere Acquisition Co. | RIGHT 08/06/2030 | 357,801 | $6K | New |
| RDACR Rising Dragon Acquisition Co. | RIGHT 11/15/2028 | 41,647 | $6K | Reduce -58.4% |
| KFIIR K&F Growth Acquisition Corp. | RIGHT 08/29/2031 | 54,200 | $5K | Reduce -45.5% |
| SCAGW Scage Future -30 | *W EXP 05/15/203 | 74,000 | $4K | Reduce -1.3% |
| IPEXR Inflection Point Acquisition | RIGHT 99/99/9999 | 25,000 | $3K | Reduce -73.7% |
| OAKUW Oak Woods Acquisition -28 | *W EXP 99/99/999 | 100,000 | $2K | No change |
| FVNNR Future Vision II Acquisi-RTS | RIGHT 06/29/2029 | 25,773 | $1K | No change |
| FORLW Four Leaf Acquisition Cor-28 | *W EXP 03/15/202 | 54,877 | $1K | No change |
| ATMCW Alphatime Acquisition Cor-28 | *W EXP 03/01/202 | 107,105 | $1K | Reduce -2.5% |
| ECD AUTOMOTIVE DESIGN INC | *W EXP 12/12/202 | 98,294 | $983 | No change |
| NMPAR NMP Acquisition Corp. | RIGHT 06/27/2030 | 48,760 | $938 | New |
| HSPWF Horizon Space Acquisition-28 | *W EXP 12/27/202 | 50,000 | $500 | No change |
| EONR.WS HNR Acquisition Corp. -CW23 | *W EXP 11/15/202 | 20,537 | $205 | No change |
Total filed on the 13F, all lines: $4.9B.
Portfolio Sells Q2 2025 → Q3 2025
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -34.1% | 3.36% | −1.67 |
| XRT SS SPDR S&P Retail ETF | Sold out | 0.00% | −1.40 |
| SOUTHERN CO (SO 3.875 12/15/25) | Reduce -89.9% | 0.06% | −0.53 |
| CENTERPOINT ENERGY INC (CNP 4.25 08/15/26) | Reduce -65.0% | 0.22% | −0.44 |
| ARES ACQUISITION CORP II | Sold out | 0.00% | −0.42 |
| RENEF Cartesian Growth Corp. II- A | Sold out | 0.00% | −0.31 |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | Sold out | 0.00% | −0.26 |
| FIRSTENERGY CORP (FE 4 05/01/26) | Sold out | 0.00% | −0.23 |
| NCL CORPORATION LTD (NCLH 5.375 08/01/25) | Sold out | 0.00% | −0.19 |
| DTSQ DT Cloud Star Acquisition Co. | Sold out | 0.00% | −0.18 |
| BACC Blue Acquisition Corp. Class A | Reduce -88.5% | 0.02% | −0.17 |
| AFSC Abrdn FCSD US SC A ETF | Reduce -50.3% | 0.15% | −0.15 |
| AITR AI Transportation Acquisitio | Sold out | 0.00% | −0.13 |
| RDAC Rising Dragon Acquisition Co. | Sold out | 0.00% | −0.13 |
| XRPN Armada Acquisition Class A | Reduce -75.6% | 0.04% | −0.12 |
| OBA Oxley Bridge Acquisitio Class A | Reduce -74.5% | 0.04% | −0.11 |
| SOUTHERN CO (SO 4.5 06/15/27) | Sold out | 0.00% | −0.10 |
| BLUW Blue Water Acquisition C-A | Reduce -61.6% | 0.05% | −0.10 |
| EMCGF Embrace Change Acquisition C | Sold out | 0.00% | −0.10 |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | Reduce -54.5% | 0.07% | −0.10 |
| BKHA Black Hawk Acquisition Cor-A | Reduce -50.2% | 0.08% | −0.09 |
| BURLINGTON STORES INC (BURL 1.25 12/15/27) | Sold out | 0.00% | −0.08 |
| AXIN Axiom Intelligence Class A | Reduce -86.4% | 0.01% | −0.08 |
| TVA Texas Ventures Acquisition-A | Reduce -81.5% | 0.02% | −0.07 |
| PACH Pioneer Acquisition I Class A | Reduce -49.4% | 0.06% | −0.07 |
| SVIIF Spring Valley Acquisition-A | Sold out | 0.00% | −0.07 |
| FSHP Flag Ship Acquisition Corp. | Reduce -37.3% | 0.10% | −0.06 |
| COINBASE GLOBAL INC (COIN 0.5 06/01/26) | Sold out | 0.00% | −0.06 |
| EURK Eureka Acquisition Corp. | Reduce -48.1% | 0.06% | −0.06 |
| DYNC Dynamix Corp. | Sold out | 0.00% | −0.06 |
| HES Hess Corp. | Sold out | 0.00% | −0.06 |
| ON SEMICONDUCTOR CORP (ON 0 05/01/27) | Reduce -4.3% | 0.40% | −0.06 |
| FIGX Figx Capital Acquisition C-A | Reduce -81.1% | 0.01% | −0.05 |
| LCCC Lakeshore Acquisition III Co. | Reduce -44.1% | 0.06% | −0.05 |
| NTWO Newbury Street II Ac Class A | Reduce -42.8% | 0.06% | −0.05 |
| NABORS INDUSTRIES INC (NBR 1.75 06/15/29) | Reduce -73.9% | 0.02% | −0.05 |
| ANSS Ansys Inc. | Sold out | 0.00% | −0.05 |
| GDX Vaneck Gold Miners ETF | Sold out | 0.00% | −0.04 |
| TDAC Translational Development Ac | Reduce -34.1% | 0.08% | −0.04 |
| KVACF Keen Vision Acquisition Corp. | Reduce -14.6% | 0.19% | −0.04 |
| PLMK Plum Acquisition Corp. IV | Reduce -31.0% | 0.08% | −0.04 |
| KCHV Kochav Defense Acquisition-A | Reduce -8.6% | 0.23% | −0.04 |
| FLUOR CORP (FLR 1.125 08/15/29) | Sold out | 0.00% | −0.04 |
| TBMC Trailblazer Merger Corp. I | Sold out | 0.00% | −0.03 |
| MRLN Merlin Inc. | Reduce -58.3% | 0.02% | −0.03 |
| ONEN One Nuclear Energy Inc. | Reduce -32.8% | 0.05% | −0.03 |
| JACS Jackson Acquisition Co. Class A | Reduce -53.6% | 0.02% | −0.03 |
| ATII Archimedes Tech Spac Partner | Reduce -26.4% | 0.07% | −0.03 |
| IPEX Inflection Point Acquisition | Reduce -19.0% | 0.10% | −0.03 |
| OYSE Oyster Enterprises II Acq-A | Reduce -53.3% | 0.02% | −0.03 |
Portfolio Buys Q2 2025 → Q3 2025
| NVDA Nvidia Corp. | Add +5.4% | 6.28% | +0.59 |
| AAPL Apple Inc. | Add +4.7% | 5.09% | +0.56 |
| SPOTIFY USA INC (SPOT 0 03/15/26) | Add +298.1% | 0.56% | +0.40 |
| GOOGL Alphabet Inc. Class A | Add +5.3% | 1.83% | +0.32 |
| NETD Nabors Energy Transition C-A | New | 0.28% | +0.28 |
| PEABODY ENERGY CORP (BTU 3.25 03/01/28) | Add +127.3% | 0.41% | +0.27 |
| APP AppLovin Corp. Class A | New | 0.26% | +0.26 |
| GOOG Alphabet Inc. Class C | Add +4.8% | 1.47% | +0.24 |
| AMZN Amazon.com Inc. | Add +8.3% | 3.28% | +0.22 |
| GTERA Globa Terra Acquisition Co. Class A | New | 0.18% | +0.18 |
| AVGO Broadcom Inc. | Add +5.4% | 2.07% | +0.15 |
| LPAA Launch One Acquisition Corp. | Add +343.4% | 0.20% | +0.15 |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | Add +592.0% | 0.17% | +0.15 |
| NMP NMP Acquisition Corp. Class A | New | 0.15% | +0.15 |
| MACI Melar Acquisition Corp. I-A | Add +338.5% | 0.19% | +0.14 |
| HOOD Robinhood Markets Inc. Class A | New | 0.14% | +0.14 |
| HAYMAKER ACQUISITION CORP 4 | Add +136.2% | 0.22% | +0.12 |
| WEC ENERGY GROUP INC (WEC 4.375 06/01/27) | Add +19.9% | 0.83% | +0.12 |
| GSRFU GSR IV Acquisition Corp. | New | 0.11% | +0.11 |
| CVX Chevron Corp. | Add +24.9% | 0.46% | +0.11 |
| BSAA Best Spac I Acquisition-A | New | 0.11% | +0.11 |
| FTW Eqv Ventures Acquisition C-A | Add +684.3% | 0.12% | +0.11 |
| GRANITE CONSTRUCTION INC (GVA 3.25 06/15/30) | New | 0.11% | +0.11 |
| MSFT Microsoft Corp. | Add +5.4% | 5.56% | +0.11 |
| PLTR Palantir Technologies Inc. Class A | Add +12.7% | 0.53% | +0.10 |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | New | 0.10% | +0.10 |
| SOCA Solarius Capital Acquis Class A | New | 0.10% | +0.10 |
| INAC Indigo Acquisition Corp. | New | 0.10% | +0.10 |
| STRATEGY INC (MSTR 0.625 09/15/28) | New | 0.10% | +0.10 |
| JNJ Johnson & Johnson | Add +5.5% | 0.63% | +0.09 |
| MKLYU McKinley Acquisition Corp. | New | 0.08% | +0.08 |
| ENHA Enhanced Group Inc. | New | 0.08% | +0.08 |
| DMIIU Drugs Made in America Acquis | New | 0.08% | +0.08 |
| SSR MINING INC (SSRMCN 2.5 04/01/39) | Add +21.4% | 0.23% | +0.07 |
| SSEAU Starry Sea Acquisition Corp. | New | 0.07% | +0.07 |
| MICROCHIP TECHNOLOGY INC (MCHP 0.75 06/01/30) | New | 0.07% | +0.07 |
| TSLA Tesla Inc. | Add +5.5% | 1.38% | +0.07 |
| JBT MAREL CORP (JBTM 0.25 05/15/26) | New | 0.07% | +0.07 |
| SPEG Silver Pegasus Acquisition-A | New | 0.07% | +0.07 |
| CLOUDFLARE INC (NET 0 08/15/26) | Add +23.1% | 0.40% | +0.07 |
| DDOG Datadog Inc. Class A | New | 0.07% | +0.07 |
| ABBV Abbvie Inc. | Add +5.4% | 0.55% | +0.07 |
| XYZ Block Inc. | New | 0.06% | +0.06 |
| SBXDF Silverbox Corp. IV-A | New | 0.06% | +0.06 |
| ITRON INC (ITRI 0 03/15/26) | New | 0.06% | +0.06 |
| TETRA TECH INC (TTEK 2.25 08/15/28) | New | 0.06% | +0.06 |
| HD Home Depot Inc. | Add +5.5% | 0.60% | +0.06 |
| ORIQ Origin Investment Corp. I | New | 0.06% | +0.06 |
| ITRON INC (ITRI 1.375 07/15/30) | New | 0.06% | +0.06 |
| BAC Bank of America Corp. | Add +9.6% | 0.51% | +0.05 |
Options Activity Q2 2025 → Q3 2025
| ABR Arbor Realty Trust Inc. | put | Sold out | 968 | $442Kbefore exit |
| QQQ Invesco QQQ Trust Series 1 | put | Add +99900.0% | 200,000 | $132K |
| ABR Arbor Realty Trust Inc. | call | Sold out | 0 | $0before exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2025 → Q3 2025
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | New | 50,000 | $1.7M |
| SVIRF Spring Valley Acquisit-Right | RIGHT 02/25/2026 | New | 100,000 | $55K |
| LMP CAPITAL AND INCOME FUND | RIGHT 07/11/2025 | Sold out | 431,375 | $30Kbefore exit |
| ATIIW Archimedes Tech-30 | *W EXP 10/15/202 | Sold out | 85,197 | $26Kbefore exit |
| DMAAR Drugs Made in America Ac-RTS | RIGHT 12/09/2029 | Sold out | 209,897 | $21Kbefore exit |
| AACBR Artius II Acquisition Inc. | RIGHT 11/27/2029 | Sold out | 100,000 | $18Kbefore exit |
| RIBBR Ribbon Acquisition Corp. | RIGHT 12/31/2026 | Sold out | 101,000 | $14Kbefore exit |
| UYSCR Uy Scuti Acquisition Corp. | RIGHT 03/03/2030 | Sold out | 80,600 | $12Kbefore exit |
| ASPCR A Spac III Acquisition Corp. | RIGHT 01/02/2026 | Sold out | 120,307 | $12Kbefore exit |
| AITRR AI Transportation Acquis-RTS | RIGHT 09/01/2028 | Sold out | 107,358 | $11Kbefore exit |
| FSHPR Flag Ship Acquisition Corp. | RIGHT 03/31/2026 | Sold out | 105,684 | $11Kbefore exit |
| MLACR Mountain Lake Acquisition Co. | RIGHT 11/15/2028 | Sold out | 84,697 | $10Kbefore exit |
| EURKR Eureka Acquisition Corp.-RTS | RIGHT 07/03/2026 | Sold out | 50,395 | $10Kbefore exit |
| BSAAR Best Spac I Acquisition - RT | RIGHT 05/27/2030 | Reduce -80.4% | 100,000 | $10K |
| BACCR Blue Acquisition Corp.-RTS | RIGHT 06/11/2030 | Reduce -88.5% | 100,000 | $10K |
| INACR Indigo Acquisition Corp. | RIGHT 04/02/2027 | New | 100,000 | $10K |
| WTGUR Wintergreen Acquisition-RT | RIGHT 99/99/9999 | Reduce -83.0% | 100,000 | $10K |
| CHPGR Championsgate Acquisition Co. | RIGHT 05/14/2030 | Reduce -0.1% | 99,900 | $10K |
| SZZLR Sizzle Acquisition Corp. -RTS | RIGHT 04/02/2030 | Add +0.3% | 62,341 | $9K |
| CHACR Crane Harbor Acquisition-RTS | RIGHT 04/17/2030 | Sold out | 59,900 | $9Kbefore exit |
| DTSQR DT Cloud Star Acquisition Co. | RIGHT 07/09/2029 | Sold out | 111,557 | $9Kbefore exit |
| FGMCR FG Merger II Corp. | RIGHT 02/11/2030 | Sold out | 49,700 | $8Kbefore exit |
| RANGR Range Capital Acquisition Co. | RIGHT 99/99/9999 | Reduce -0.3% | 81,789 | $8K |
| OYSER Oyster Enterprises II Acquis | RIGHT 05/22/2030 | Reduce -79.1% | 50,100 | $8K |
| ANSCW Agriculture & Natural Solu-W | *W EXP 10/01/202 | Sold out | 61,941 | $7Kbefore exit |
| RFAIR RF Acquisition Corp. II | RIGHT 05/01/2026 | Sold out | 143,444 | $7Kbefore exit |
| FERAR Fifth Era Acquisition Corp. I | RIGHT 02/21/2030 | Sold out | 47,500 | $7Kbefore exit |
| ESHAR Esh Acquisition Corp. - Right | RIGHT 06/13/2028 | Sold out | 100,000 | $7Kbefore exit |
| QUMSR Quantumsphere Acquisition Co. | RIGHT 08/06/2030 | New | 357,801 | $6K |
| TAVIR Tavia Acquisition Corp. | RIGHT 11/26/2029 | Sold out | 50,200 | $6Kbefore exit |
| RDACR Rising Dragon Acquisition Co. | RIGHT 11/15/2028 | Reduce -58.4% | 41,647 | $6K |
| KFIIR K&F Growth Acquisition Corp. | RIGHT 08/29/2031 | Reduce -45.5% | 54,200 | $5K |
| AIMWF Aimfinity Investment-CW27 | *W EXP 99/99/999 | Sold out | 173,300 | $5Kbefore exit |
| BACQR Inflection Point Acquisition | RIGHT 11/04/2026 | Sold out | 25,000 | $5Kbefore exit |
| SCAGW Scage Future -30 | *W EXP 05/15/203 | Reduce -1.3% | 74,000 | $4K |
| LCCCR Lakeshore Acquisition III Co. | RIGHT 08/01/2026 | Sold out | 22,658 | $3Kbefore exit |
| CAPNR Cayson Acquisition Corp. | RIGHT 99/99/9999 | Sold out | 26,700 | $3Kbefore exit |
| IPEXR Inflection Point Acquisition | RIGHT 99/99/9999 | Reduce -73.7% | 25,000 | $3K |
| MSSWF Metal SKY Star Acq -CW27 | *W EXP 03/31/202 | Sold out | 200,000 | $2Kbefore exit |
| UCFIW Iron Horse Acquisition Co.-29 | *W EXP 09/30/203 | Sold out | 65,000 | $1Kbefore exit |
| ATMCW Alphatime Acquisition Cor-28 | *W EXP 03/01/202 | Reduce -2.5% | 107,105 | $1K |
| MKDWW MKD Tech Inc. -29 | *W EXP 06/10/202 | Sold out | 82,560 | $966before exit |
| NMPAR NMP Acquisition Corp. | RIGHT 06/27/2030 | New | 48,760 | $938 |
| MSSRF Metal SKY Star Acquisi-Right | RIGHT 12/31/2025 | Sold out | 16,500 | $825before exit |
| GBGWF Global Blue Group Holding AG | *W EXP 08/28/202 | Sold out | 63,360 | $634before exit |
| YOTAW Yotta Acquisition Corp. -27 | *W EXP 03/15/202 | Sold out | 50,000 | $500before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.