Morse Asset Management, Inc

In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 20, 2024), Morse Asset Management, Inc reported 338 stock positions worth $458.6 million. Its top holding was Microsoft (MSFT) at 6.3% of the portfolio, followed by Nvidia (NVDA, 5.4%) and Meta Platforms Class A (META, 3.8%). Compared with Q2 2024, it opened 213 new positions, sold out of 15, added to 59 and reduced 55. The biggest buy was Microsoft (MSFT, shares +42%) and the biggest sale an exit from LVMH Moet Hennessy-Unsp ADR (LVMUY).

Most Recent 13F
Q2 2026
Location
DARIEN, CT
CIK
0001705711
Portfolio Value
$458.6M (Q3 2024)
SEC Filing
0001705711-24-000010 ↗ filed Nov 20, 2024

Holdings Value

0$200.0M$400.0M$600.0M$800.0M Q1 2024: $389.0M Q1 2024 Q2 2024: $406.9M Q2 2024 Q3 2024: $458.6M $458.6M Q3 2024 Q4 2024: $431.7M Q4 2024 Q1 2025: $391.6M Q1 2025 Q2 2025: $451.8M Q2 2025 Q3 2025: $497.1M Q3 2025 Q4 2025: $495.9M Q4 2025 Q1 2026: $478.2M Q1 2026 Q2 2026: $600.9M Q2 2026

Holdings 338 stocks · $458.6M

MSFT Microsoft Corp. 6.32% 67,404 $29.0M Add +42.4%
NVDA Nvidia Corp. 5.35% 202,054 $24.5M Add +0.7%
META Meta Platforms Inc. Class A 3.84% 30,741 $17.6M Reduce -0.2%
AMZN Amazon.com Inc. 3.42% 84,088 $15.7M Reduce -2.0%
GOOGL Alphabet Inc. Class A 3.01% 83,368 $13.8M Reduce -5.9%
HD Home Depot Inc. 2.69% 30,497 $12.4M Add +12.9%
AVGO Broadcom Inc. 2.48% 65,859 $11.4M Reduce -0.3%
URI United Rentals Inc. 2.45% 13,850 $11.2M Reduce -0.9%
UNH Unitedhealth Group Inc. 2.24% 17,593 $10.3M Reduce -0.2%
LLY Eli Lilly & Co. 2.13% 11,019 $9.8M Add +1.0%
EVR Evercore Inc. Class A 2.03% 36,800 $9.3M Add +3.6%
AAPL Apple Inc. 1.98% 38,943 $9.1M Add +4.8%
XOM Exxon Mobil Corp. 1.87% 73,158 $8.6M Add +9.7%
ISRG Intuitive Surgical Inc. 1.80% 16,821 $8.3M Reduce -1.6%
AZO AutoZone Inc. 1.75% 2,550 $8.0M Reduce -2.8%
KLAC KLA Corp. 1.75% 10,363 $8.0M Reduce -2.6%
TMO Thermo Fisher Scientific Inc. 1.59% 11,826 $7.3M Reduce -1.4%
BKNG Booking Holdings Inc. 1.50% 1,633 $6.9M Reduce -0.7%
COST Costco Wholesale Corp. 1.45% 7,481 $6.6M Add +20.1%
LIN Linde PLC 1.42% 13,661 $6.5M Reduce -3.9%
PANW Palo Alto Networks Inc. 1.42% 18,993 $6.5M Reduce -0.7%
MU Micron Technology Inc. 1.31% 58,011 $6.0M Reduce -7.3%
REGN Regeneron Pharmaceuticals 1.10% 4,807 $5.1M Add +0.9%
NFLX Netflix Inc. 1.05% 6,820 $4.8M Add +1.4%
APO Apollo Global Management Inc. 1.02% 37,297 $4.7M Add +0.8%
VRTX Vertex Pharmaceuticals Inc. 1.01% 9,977 $4.6M Reduce -1.4%
MA Mastercard Inc. Class A 0.98% 9,089 $4.5M Reduce -2.8%
ADBE Adobe Inc. 0.96% 8,494 $4.4M Add +32.6%
CTAS Cintas Corp. 0.95% 21,229 $4.4M No change
AMD Advanced Micro Devices 0.93% 26,046 $4.3M Reduce -12.1%
ICE Intercontinental Exchange Inc. 0.92% 26,349 $4.2M Reduce -8.2%
FANG Diamondback Energy Inc. 0.89% 23,730 $4.1M Reduce -0.8%
BRK.B Berkshire Hathaway Inc. Class B 0.89% 8,823 $4.1M Add +18.9%
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F 0.79% 65,652 $3.6M Add +90.2%
GE General Electric filed as GE AEROSPACE 0.77% 18,616 $3.5M Add +30.2%
CVX Chevron Corp. 0.77% 23,823 $3.5M Reduce -8.2%
ONTO Onto Innovation Inc. 0.76% 16,749 $3.5M Add +6.4%
DHI D.R. Horton Inc. 0.74% 17,763 $3.4M Add +11.5%
IRM Iron Mountain Inc. filed as IRON MTN INC DEL 0.73% 28,010 $3.3M Reduce -0.4%
JNJ Johnson & Johnson 0.71% 20,028 $3.2M Reduce -0.0%
MRK Merck & Co. Inc. 0.68% 27,404 $3.1M Reduce -35.3%
FSLR First Solar Inc. 0.68% 12,449 $3.1M Add +10.7%
TSM Taiwan Semiconductor-SP ADR 0.67% 17,703 $3.1M Add +120.7%
TLT iShares 20+ Year Treasury BD 0.64% 29,851 $2.9M New
NXPI NXP Semiconductors NV 0.60% 11,420 $2.7M Add +0.1%
TDG Transdigm Group Inc. 0.59% 1,882 $2.7M Reduce -0.2%
SHW The Sherwin-Williams Co. 0.58% 6,957 $2.7M Reduce -1.4%
PFE Pfizer Inc. 0.58% 91,521 $2.6M New
ORCL Oracle Corp. 0.56% 15,200 $2.6M New
DELL Dell Technologies -C 0.55% 21,223 $2.5M Add +180.1%
RACE Ferrari NV 0.54% 5,239 $2.5M Add +1.6%
TSLA Tesla Inc. 0.50% 8,712 $2.3M Add +46.0%
DD Dupont DE Nemours Inc. 0.48% 24,897 $2.2M Add +29.3%
ARES Ares Management Corp. Class A 0.48% 14,035 $2.2M Add +0.7%
ADP Automatic Data Processing 0.47% 7,800 $2.2M No change
BOXX Alpha Architect 1-3 MNTH Box 0.45% 19,000 $2.1M Add +26.7%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.45% 21,366 $2.1M Add +17.5%
NOW ServiceNow Inc. 0.44% 2,243 $2.0M Add +0.3%
GLD SPDR Gold Shares 0.42% 7,935 $1.9M New
LRCX Lam Research Corp. 0.41% 2,282 $1.9M New
PLTR Palantir Technologies Inc. Class A 0.41% 49,957 $1.9M Reduce -36.2%
PDI PIMCO Dynamic Income Fund 0.40% 90,147 $1.8M New
LMT Lockheed Martin Corp. 0.39% 3,058 $1.8M Add +1.0%
FTI Technipfmc PLC 0.39% 67,575 $1.8M Add +1.9%
BX Blackstone Inc. 0.38% 11,232 $1.7M Add +0.7%
TT Trane Technologies PLC 0.36% 4,300 $1.7M No change
HEI Heico Corp. 0.35% 6,152 $1.6M Reduce -0.3%
DINO HF Sinclair Corp. 0.34% 35,000 $1.6M New
XCHYX Calamos Convert & High Inc. 0.34% 130,523 $1.6M New
JPM JPMorgan Chase & Co. 0.33% 7,226 $1.5M Add +234.4%
ABBV Abbvie Inc. 0.33% 7,563 $1.5M Add +2.4%
SLG SL Green Realty Corp. 0.32% 21,275 $1.5M Reduce -1.4%
CRH CRH PLC 0.31% 15,565 $1.4M Reduce -5.2%
HWM Howmet Aerospace Inc. 0.31% 14,245 $1.4M Reduce -5.3%
SCCO Southern Copper Corp. 0.30% 12,080 $1.4M New
PHM Pultegroup Inc. 0.30% 9,735 $1.4M Add +26.2%
BKR Baker Hughes Co. 0.28% 34,950 $1.3M New
KO The Coca-Cola Co. 0.27% 17,500 $1.3M Add +25.0%
CMI Cummins Inc. 0.27% 3,801 $1.2M Reduce -0.5%
AMAT Applied Materials Inc. 0.26% 5,945 $1.2M Reduce -75.1%
SNPS Synopsys Inc. 0.26% 2,327 $1.2M Reduce -3.8%
CAT Caterpillar Inc. 0.25% 2,979 $1.2M Add +0.2%
SOXL Direx Dail Semi Bu 3X Et-Usd 0.24% 30,542 $1.1M Add +88.2%
VRT Vertiv Holdings Co. Class A 0.24% 11,115 $1.1M Reduce -12.0%
AXP American Express Co. 0.24% 4,040 $1.1M No change
MCD McDonald's Corp. 0.22% 3,385 $1.0M Add +12.8%
PEP Pepsico Inc. 0.22% 5,856 $996K New
GNRC Generac Holdings Inc. 0.21% 6,084 $967K Add +2.4%
AMP Ameriprise Financial Inc. 0.20% 2,000 $940K New
PG The Procter & Gamble Co. 0.20% 5,383 $932K Reduce -2.5%
CSX CSX Corp. 0.20% 26,700 $922K No change
SPY SS SPDR S&P 500 ETF Trust-US 0.20% 1,598 $917K Reduce -10.5%
GS Goldman Sachs Group Inc. 0.20% 1,841 $911K New
NVO Novo-Nordisk A/S-Spons ADR 0.19% 7,488 $892K Reduce -72.9%
AILEQ Ilearningengines Inc. 0.19% 521,950 $872K Add +207.1%
LDOS Leidos Holdings Inc. 0.18% 5,175 $844K Add +92.0%
FCX Freeport-McMoran Inc. 0.18% 16,860 $842K Reduce -59.7%
NVMI Nova Ltd. 0.18% 4,030 $840K Add +3.2%
FICO Fair Isaac Corp. 0.18% 427 $830K Add +7.3%
TMDX Transmedics Group Inc. 0.18% 5,241 $823K New
MMM 3M Co. 0.18% 5,991 $819K Add +138.1%
NDAQ Nasdaq Inc. 0.18% 11,135 $813K Reduce -5.2%
AMGN Amgen Inc. 0.18% 2,500 $806K New
COP Conocophillips 0.18% 7,650 $805K New
NU Nu Holdings Ltd./Cayman Isl-A filed as NU HLDGS LTD 0.17% 58,786 $802K Add +71.1%
CSCO Cisco Systems Inc. 0.17% 15,000 $798K New
JEPI JPMorgan Equity Premium Inco 0.17% 13,323 $793K Add +16.4%
PAA Plains All Amer Pipeline LP 0.17% 45,350 $788K Add +12.7%
NKE Nike Inc. Class B 0.17% 8,680 $767K Reduce -20.7%
NEE Nextera Energy Inc. 0.17% 8,975 $759K No change
GLPI Gaming and Leisure Propertie 0.16% 14,560 $749K Add +84.4%
D Dominion Energy Inc. 0.16% 12,704 $734K New
MSI Motorola Solutions Inc. 0.15% 1,555 $699K Add +2.3%
MPC Marathon Petroleum Corp. 0.15% 4,208 $686K Reduce -72.9%
HTGC Hercules Capital Inc. 0.15% 34,900 $685K Add +1.8%
HON Honeywell International Inc. 0.14% 3,150 $651K Reduce -24.1%
VST Vistra Corp. 0.14% 5,325 $631K New
CL Colgate-Palmolive Co. 0.14% 6,000 $623K Reduce -7.7%
HLT Hilton Worldwide Holdings Inc. 0.13% 2,675 $617K Add +3.9%
GEHC GE Healthcare Technology 0.13% 6,530 $613K New
CSW CSW Industrials Inc. 0.13% 1,621 $594K Add +2.3%
GEV GE Vernova Inc. 0.12% 2,113 $539K Reduce -59.0%
UBER Uber Technologies Inc. 0.12% 7,070 $531K Reduce -54.2%
BMY Bristol-Myers Squibb Co. 0.11% 10,000 $517K Add +25.0%
SYK Stryker Corp. 0.11% 1,410 $509K Add +16.5%
PIPR Piper Sandler Cos 0.11% 1,791 $508K Add +0.1%
PSX Phillips 66 0.11% 3,750 $493K New
WFC Wells Fargo & Co. 0.11% 8,614 $487K New
PNC PNC Financial Services Group 0.10% 2,600 $481K New
FDX FedEx Corp. 0.10% 1,700 $465K New
IWM iShares Russell 2000 ETF 0.10% 2,091 $462K New
MS Morgan Stanley 0.10% 4,424 $461K Add +7.1%
CMCSA Comcast Corp. Class A 0.10% 10,800 $451K New
APAM Artisan Partners Asset Ma -A 0.10% 10,385 $450K Reduce -0.5%
GTLS Chart Industries Inc. 0.09% 3,461 $430K Reduce -47.4%
CR Crane Co. 0.09% 2,637 $417K New
TROW T Rowe Price Group Inc. filed as PRICE T ROWE GROUP INC 0.09% 3,803 $414K Reduce -75.4%
OGE Oge Energy Corp. 0.09% 10,000 $410K New
CVS CVS Health Corp. 0.09% 6,500 $409K New
BGX Blackstone Long-Short Credit 0.09% 31,619 $404K New
EOG EOG Resources Inc. 0.09% 3,204 $394K Reduce -10.2%
SYY Sysco Corp. 0.09% 5,000 $390K New
ABT Abbott Laboratories 0.08% 3,330 $380K New
PCAR Paccar Inc. 0.08% 3,750 $370K New
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.08% 3,015 $354K Add +10.6%
INTC Intel Corp. 0.08% 15,082 $354K New
FTAI Ftai Aviation Ltd. 0.08% 2,660 $354K New
OKE Oneok Inc. 0.08% 3,800 $346K New
NTRA Natera Inc. 0.08% 2,725 $346K Add +0.9%
EFT Eaton Vance Fltng RT Inc. TR 0.07% 26,450 $341K New
CLH Clean Harbors Inc. 0.07% 1,405 $340K New
RTX RTX Corp. 0.07% 2,650 $321K New
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.07% 7,700 $306K New
IR Ingersoll-Rand Inc. 0.06% 3,000 $294K No change
VLO Valero Energy Corp. 0.06% 2,168 $293K Reduce -73.1%
VOO Vanguard S&P 500 ETF 0.06% 530 $280K No change
ASPN Aspen Aerogels Inc. 0.06% 9,543 $264K New
OWL Blue Owl Capital Inc. 0.06% 13,600 $263K Reduce -28.0%
BIP Brookfield Infrastructure Pa 0.06% 7,500 $263K No change
IWF iShares Russell 1000 Growth 0.06% 700 $263K No change
UBS UBS Group AG-Reg 0.05% 7,875 $243K New
USD Proshares Ultra Semiconduct 0.05% 2,000 $240K No change
OSW Onespaworld Holdings Ltd. 0.05% 14,050 $232K Add +8.1%
MPWR Monolithic Power Systems Inc. 0.05% 250 $231K New
USB US Bancorp 0.05% 5,000 $229K New
MDT Medtronic PLC 0.05% 2,500 $225K New
COHR Coherent Corp. 0.05% 2,500 $222K New
ARM Arm Holdings PLC-ADR 0.05% 1,480 $212K New
PM Philip Morris International 0.04% 1,700 $206K New
CARR Carrier Global Corp. 0.04% 2,500 $201K New
CPB The Campbell's Company filed as CAMPBELL SOUP CO 0.04% 3,750 $183K New
PNI PIMCO NY Muni Inc. II FND 0.04% 23,012 $182K New
BAM Brookfield Asset Mgmt-A 0.04% 3,713 $176K New
FLNC Fluence Energy Inc. 0.04% 7,713 $175K New
DUK Duke Energy Corp. 0.04% 1,500 $173K New
DOW Dow Inc. 0.04% 3,101 $169K New
DXJ Wisdomtree Japan Hedged Eq 0.04% 1,596 $169K New
GOOG Alphabet Inc. Class C 0.04% 990 $166K New
VC Visteon Corp. 0.04% 1,722 $164K New
BHK BlackRock Core Bond Trust 0.04% 13,400 $161K New
URTY Proshares Ultrapro RUSS2000 0.03% 2,983 $156K New
SPG Simon Property Group Inc. 0.03% 920 $155K New
UTI Universal Technical Institut 0.03% 9,325 $152K New
CMG Chipotle Mexican Grill Inc. 0.03% 2,615 $151K Reduce -48.2%
SSO Proshares Ultra S&P500 0.03% 1,609 $145K New
VGT Vanguard Info Tech ETF 0.03% 236 $138K New
XPCQX PIMCO California Muni Inc. FD 0.03% 13,684 $136K New
OTIS Otis Worldwide Corp. 0.03% 1,250 $130K New
DVN Devon Energy Corp. 0.03% 3,215 $126K New
EMR Emerson Electric Co. 0.03% 1,125 $123K New
ANET Arista Networks Inc. 0.03% 320 $123K New
LHX L3HARRIS Technologies Inc. 0.03% 500 $119K New
TSLL Dirx DLY Tsla Bul 2X ETF-Aui 0.03% 8,590 $119K New
ENB Enbridge Inc. 0.02% 2,600 $106K New
MIDU Dirxn DLY Mid Cap BL 3XE-Usi 0.02% 1,903 $105K New
WAT Waters Corp. 0.02% 290 $104K New
SLYV SS SPDR S&P 600 SC Val ETF 0.02% 1,195 $104K New
XPCKX PIMCO California Municipa II 0.02% 16,002 $100K New
DEO Diageo PLC-Sponsored ADR 0.02% 675 $95K New
BWXT BWX Technologies Inc. 0.02% 850 $92K New
DVY iShares Select Dividend ETF 0.02% 682 $92K New
JBHT Hunt (jb) Transprt SVCS Inc. 0.02% 500 $86K New
CRS Carpenter Technology 0.02% 525 $84K New
IXN iShares Global Tech ETF 0.02% 1,000 $83K New
MDB Mongodb Inc. 0.02% 300 $81K New
EPRT Essential Properties Realty 0.02% 2,300 $79K New
IWR iShares Russell Mid-Cap ETF 0.02% 874 $77K New
CECO Ceco Environmental Corp. 0.02% 2,700 $76K New
MRSH Marsh & McLennan Cos 0.02% 334 $75K New
CW Curtiss-Wright Corp. 0.02% 210 $69K New
V Visa Inc. Class A 0.01% 250 $69K New
EHC Encompass Health Corp. 0.01% 700 $68K New
GEO The Geo Group Inc. 0.01% 5,240 $67K New
BLK BlackRock Inc. 0.01% 69 $66K New
VTR Ventas Inc. 0.01% 1,000 $64K New
AMZU Dire DLY Amzn Bul 2X ETF-Usd 0.01% 1,965 $64K New
TD Toronto-Dominion Bank 0.01% 1,000 $63K New
TOL Toll Brothers Inc. 0.01% 400 $62K New
PGR Progressive Corp. 0.01% 215 $55K New
ASML ASML Holding NV-NY Reg SHS 0.01% 62 $52K New
XLV SS Health Care Select Sector 0.01% 300 $46K New
CCL Carnival Corp. 0.01% 2,500 $46K New
DOCS Doximity Inc. Class A 0.01% 1,045 $46K New
GGN Gamco GLBL Gold NTRL Res Inc. 0.01% 10,614 $45K Reduce -33.7%
SOXX iShares Semiconductor ETF 0.01% 184 $42K New
LYV Live Nation Entertainment Inc. 0.01% 387 $42K New
YUM Yum! Brands Inc. 0.01% 300 $42K New
ESLT Elbit Systems Ltd. 0.01% 200 $40K New
SKYY First Trust Cloud Computing 0.01% 391 $40K New
INMD Inmode Ltd. 0.01% 2,205 $37K Reduce -92.2%
FIS Fidelity National Info Serv 0.01% 445 $37K New
XLY SS Consumer Disc Select Sect 0.01% 180 $36K New
ETN Eaton Corp. PLC 0.01% 100 $33K New
FDN First Trust DJ Internet Ind 0.01% 155 $33K New
NSC Norfolk Southern Corp. 0.01% 120 $30K New
RQI Cohen & Steers Qual Inc. RLTY 0.01% 2,057 $29K New
AIRR First Trust Rba American Ind 0.01% 336 $25K New
ACN Accenture PLC Class A 0.01% 70 $25K New
IGV iShares Expanded Tech-Softwa 0.01% 275 $25K New
IVV iShares Core S&P 500 ETF 0.01% 40 $23K New
ARCC Ares Capital Corp. 0.01% 1,100 $23K New
SQQQ Proshares TR 0.00% 3,000 $22K New
PKG Packaging Corp. of America 0.00% 100 $22K New
OSCR Oscar Health Inc. Class A 0.00% 840 $18K New
FISV Fiserv Inc. 0.00% 90 $16K New
PRU Prudential Financial Inc. 0.00% 129 $16K New
IYW iShares Ustechnology ETF 0.00% 100 $15K New
SCHG Schwab US Large-Cap Growth 0.00% 140 $15K New
DLR Digital Realty Trust Inc. 0.00% 87 $14K New
TQQQ Proshares Ultrapro QQQ 0.00% 178 $13K New
XLE SS Energy Select Sector 0.00% 144 $13K New
PLD Prologis Inc. 0.00% 100 $13K New
APD Air Products & Chemicals Inc. 0.00% 40 $12K New
DBL Doubleline Opport Credit 0.00% 750 $12K New
EEM iShares MSCI Emerging Market 0.00% 250 $11K New
AEP American Electric Power 0.00% 111 $11K New
RPG Invesco S&P 500 Pure Growth 0.00% 284 $11K New
JCI Johnson Controls Internation 0.00% 143 $11K New
WLK Westlake Corp. 0.00% 70 $11K New
WM Waste Management Inc. 0.00% 50 $10K New
SPXL Direxion Daily S&P 500 Bull 0.00% 62 $10K New
CAH Cardinal Health Inc. 0.00% 90 $10K New
SPYG SS SPDR P S&P 500 Growth ETF 0.00% 115 $10K New
OGN Organon & Co. 0.00% 500 $10K New
QCOM Qualcomm Inc. 0.00% 54 $9K New
QQQ Invesco QQQ Trust Series 1 0.00% 17 $8K New
DSGX The Descartes Systems Grp 0.00% 80 $8K New
MELI MercadoLibre Inc. 0.00% 4 $8K New
KTOS Kratos Defense & Security 0.00% 350 $8K New
BAH Booz Allen Hamilton Holdings 0.00% 50 $8K New
TDW Tidewater Inc. 0.00% 100 $7K New
GGLL Direxion Daily Googl Bull 2X 0.00% 187 $7K New
UNP Union Pacific Corp. 0.00% 27 $7K New
GUSH Direxion Daily S&P Oil & Gas 0.00% 235 $7K New
RDVY First Trust Rising Dividend 0.00% 109 $6K New
WELL Welltower Inc. 0.00% 50 $6K New
CTVA Corteva Inc. 0.00% 100 $6K New
AMH American Homes 4 Rent- A 0.00% 150 $6K New
EMN Eastman Chemical Co. 0.00% 50 $6K New
VFH Vanguard Financials ETF 0.00% 49 $5K New
MLM Martin Marietta Materials 0.00% 10 $5K New
SBUX Starbucks Corp. 0.00% 51 $5K New
VRME Verifyme Inc. 0.00% 3,400 $5K New
XLI SS Industrial Select Sector 0.00% 35 $5K New
ADMA Adma Biologics Inc. 0.00% 225 $4K New
CIBR First Trust Nasdaq Cybersecu 0.00% 75 $4K New
DIG Proshares Ultra Energy 0.00% 115 $4K New
DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE 0.00% 10 $4K New
DIVO Amplify CWP Enhan Divid ETF 0.00% 100 $4K New
XLB SS Materials Select Sector 0.00% 41 $4K New
ALAB Astera Labs Inc. 0.00% 70 $4K New
AMR Alpha Metallurgical Resource 0.00% 15 $4K New
KWEB Kranesh Csi China Internet 0.00% 100 $3K New
VNOM Viper Energy Inc. 0.00% 75 $3K New
PJT PJT Partners Inc. Class A 0.00% 25 $3K New
CAG Conagra Brands Inc. 0.00% 100 $3K New
VIRT Virtu Financial Inc. Class A 0.00% 103 $3K New
WMT Walmart Inc. 0.00% 35 $3K New
OS Onestream Inc. 0.00% 80 $3K New
EL Estee Lauder Companies Class A filed as LAUDER ESTEE COS INC 0.00% 25 $2K Reduce -99.5%
PAVE Global X US Infrastructure 0.00% 55 $2K New
LW Lamb Weston Holdings Inc. 0.00% 33 $2K New
FAS Dirx DLY Finacial B3X ETF-Ui 0.00% 15 $2K New
ITB iShares U.S. Home Constructi 0.00% 15 $2K New
CPNG Coupang Inc. 0.00% 75 $2K New
JIRE JPMorgan Int Res Enh Eqty 0.00% 25 $2K New
ZTS Zoetis Inc. 0.00% 8 $2K New
HELO JPMorgan Hedged Equity ETF 0.00% 25 $2K New
VYM Vanguard High DVD Yield ETF 0.00% 11 $1K New
METV Roundhill Ball Metaverse ETF 0.00% 100 $1K New
VB Vanguard Most SM-Cap ETF-Usd 0.00% 5 $1K New
TMF Dir DLY 20+YR TR BL3X ETF-Ui 0.00% 20 $1K New
CWEB Dirxn DLY Csi Cii B2X ETF-Ui 0.00% 25 $1K New
IJR iShares Core S&P Small-Cap E 0.00% 8 $936 New
IONQ Ionq Inc. 0.00% 100 $874 New
TXN Texas Instruments Inc. 0.00% 4 $826 New
MNST Monster Beverage Corp. 0.00% 15 $783 New
TGT Target Corp. 0.00% 5 $779 New
BUD Anheuser-Busch Inbev-SPN ADR 0.00% 10 $663 New
CELH Celsius Holdings Inc. 0.00% 20 $627 New
IJH iShares Core S&P Midcap ETF 0.00% 10 $623 New
HPQ HP Inc. 0.00% 14 $502 New
ARKK ARK Innovation ETF 0.00% 10 $475 New
GME Gamestop Corp. Class A 0.00% 20 $459 New
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.00% 2 $442 New
LIVEPERSON INC 0.00% 250 $320 New
BA The Boeing Co. 0.00% 2 $304 New
HPE Hewlett Packard Enterprise 0.00% 14 $286 New
SOLV Solventum Corp. 0.00% 4 $279 New
PENN Penn Entertainment Inc. 0.00% 10 $189 New
ALB Albemarle Corp. 0.00% 1 $95 New
PLBY Playboy Inc. filed as PLBY GROUP INC 0.00% 100 $76 New
ABAT American Battery Technology 0.00% 67 $72 New
SHLS Shoals Technologies Group -A 0.00% 10 $56 New
EXC Exelon Corp. 0.00% 1 $41 New
HLN Haleon PLC-ADR 0.00% 3 $32 New
WBD Warner Bros Discovery Inc. 0.00% 2 $17 New
VTRS Viatris Inc. 0.00% 1 $12 New
Other holdings (4): bonds, preferreds, convertibles and warrants · $4.7M (not counted above)
SecurityClassShares / PrincipalValueChange
APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) SER A MAND CNV 48,295$3.2MAdd +5.1%
CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) 6.75DP CNV PFD B 24,845$1.2MAdd +2.9%
ALBEMARLE CORP (ALB 7.25 03/01/27) 7.25% DEP SHS A 4,460$200KReduce -80.2%
AILWQ Arrowroot Acquisition -CW26 *W EXP 04/16/202 4,100$1KNew

Total filed on the 13F, all lines: $463.3M.

Portfolio Sells Q2 2024 → Q3 2024

LVMUY LVMH Moet Hennessy-Unsp ADR Sold out 0.00% −1.14
AMAT Applied Materials Inc. Reduce -75.1% 0.26% −1.12
GOOGL Alphabet Inc. Class A Reduce -5.9% 3.01% −0.95
NVO Novo-Nordisk A/S-Spons ADR Reduce -72.9% 0.19% −0.78
MU Micron Technology Inc. Reduce -7.3% 1.31% −0.71
AMZN Amazon.com Inc. Reduce -2.0% 3.42% −0.66
LRCX Lam Research Corp. Sold out 0.00% −0.63
MRK Merck & Co. Inc. Reduce -35.3% 0.68% −0.61
MPC Marathon Petroleum Corp. Reduce -72.9% 0.15% −0.51
TOELY Tokyo Electron Ltd.-Unsp ADR Sold out 0.00% −0.47
KLAC KLA Corp. Reduce -2.6% 1.75% −0.41
TROW T Rowe Price Group Inc. Reduce -75.4% 0.09% −0.35
FCX Freeport-McMoran Inc. Reduce -59.7% 0.18% −0.32
FANG Diamondback Energy Inc. Reduce -0.8% 0.89% −0.28
SIMO Silicon Motion Technol-ADR Sold out 0.00% −0.25
AMD Advanced Micro Devices Reduce -12.1% 0.93% −0.25
VLO Valero Energy Corp. Reduce -73.1% 0.06% −0.25
CVX Chevron Corp. Reduce -8.2% 0.77% −0.23
OBDC Blue Owl Capital Corp. Sold out 0.00% −0.22
PRIM Primoris Services Corp. Sold out 0.00% −0.21
PANW Palo Alto Networks Inc. Reduce -0.7% 1.42% −0.18
IOT Samsara Inc. Class A Sold out 0.00% −0.16
UBER Uber Technologies Inc. Reduce -54.2% 0.12% −0.16
AZO AutoZone Inc. Reduce -2.8% 1.75% −0.16
VRTX Vertex Pharmaceuticals Inc. Reduce -1.4% 1.01% −0.15
GTLS Chart Industries Inc. Reduce -47.4% 0.09% −0.14
MEDP Medpace Holdings Inc. Sold out 0.00% −0.14
AVGO Broadcom Inc. Reduce -0.3% 2.48% −0.13
MXL Maxlinear Inc. Sold out 0.00% −0.12
BIRK Birkenstock Holding PLC Sold out 0.00% −0.12
EL Estee Lauder Companies Class A Reduce -99.5% 0.00% −0.12
INMD Inmode Ltd. Reduce -92.2% 0.01% −0.12
LIN Linde PLC Reduce -3.9% 1.42% −0.11
CCJ Cameco Corp. Sold out 0.00% −0.10
BKNG Booking Holdings Inc. Reduce -0.7% 1.50% −0.10
GEV GE Vernova Inc. Reduce -59.0% 0.12% −0.10
SNPS Synopsys Inc. Reduce -3.8% 0.26% −0.10
SSUMY Sumitomo Corp.-Spon ADR Sold out 0.00% −0.09
PLTR Palantir Technologies Inc. Class A Reduce -36.2% 0.41% −0.08
HON Honeywell International Inc. Reduce -24.1% 0.14% −0.08
ISRG Intuitive Surgical Inc. Reduce -1.6% 1.80% −0.07
HESAY Hermes Intl-Unsponsored ADR Sold out 0.00% −0.06
RPTIX T Rowe PR Mid Cap Grow-I Sold out 0.00% −0.05
CMG Chipotle Mexican Grill Inc. Reduce -48.2% 0.03% −0.04
ICE Intercontinental Exchange Inc. Reduce -8.2% 0.92% −0.04
SPY SS SPDR S&P 500 ETF Trust-US Reduce -10.5% 0.20% −0.04
TMO Thermo Fisher Scientific Inc. Reduce -1.4% 1.59% −0.04
NKE Nike Inc. Class B Reduce -20.7% 0.17% −0.04
MA Mastercard Inc. Class A Reduce -2.8% 0.98% −0.03
VRT Vertiv Holdings Co. Class A Reduce -12.0% 0.24% −0.03

Portfolio Buys Q2 2024 → Q3 2024

MSFT Microsoft Corp. Add +42.4% 6.32% +1.12
TLT iShares 20+ Year Treasury BD New 0.64% +0.64
PFE Pfizer Inc. New 0.58% +0.58
ORCL Oracle Corp. New 0.56% +0.56
GLD SPDR Gold Shares New 0.42% +0.42
HD Home Depot Inc. Add +12.9% 2.69% +0.41
LRCX Lam Research Corp. New 0.41% +0.41
PDI PIMCO Dynamic Income Fund New 0.40% +0.40
DINO HF Sinclair Corp. New 0.34% +0.34
XCHYX Calamos Convert & High Inc. New 0.34% +0.34
TSM Taiwan Semiconductor-SP ADR Add +120.7% 0.67% +0.33
JEPQ JPM Nasdaq Equity Premium Add +90.2% 0.79% +0.32
SCCO Southern Copper Corp. New 0.30% +0.30
DELL Dell Technologies -C Add +180.1% 0.55% +0.29
BKR Baker Hughes Co. New 0.28% +0.28
JPM JPMorgan Chase & Co. Add +234.4% 0.33% +0.22
PEP Pepsico Inc. New 0.22% +0.22
EVR Evercore Inc. Class A Add +3.6% 2.03% +0.21
GE General Electric Add +30.2% 0.77% +0.21
TSLA Tesla Inc. Add +46.0% 0.50% +0.21
AMP Ameriprise Financial Inc. New 0.20% +0.20
GS Goldman Sachs Group Inc. New 0.20% +0.20
DHI D.R. Horton Inc. Add +11.5% 0.74% +0.19
TMDX Transmedics Group Inc. New 0.18% +0.18
AMGN Amgen Inc. New 0.18% +0.18
COP Conocophillips New 0.18% +0.18
CSCO Cisco Systems Inc. New 0.17% +0.17
D Dominion Energy Inc. New 0.16% +0.16
COST Costco Wholesale Corp. Add +20.1% 1.45% +0.15
BRK.B Berkshire Hathaway Inc. Class B Add +18.9% 0.89% +0.14
VST Vistra Corp. New 0.14% +0.14
GEHC GE Healthcare Technology New 0.13% +0.13
MMM 3M Co. Add +138.1% 0.18% +0.12
PSX Phillips 66 New 0.11% +0.11
WFC Wells Fargo & Co. New 0.11% +0.11
PNC PNC Financial Services Group New 0.10% +0.10
DD Dupont DE Nemours Inc. Add +29.3% 0.48% +0.10
FDX FedEx Corp. New 0.10% +0.10
IWM iShares Russell 2000 ETF New 0.10% +0.10
CMCSA Comcast Corp. Class A New 0.10% +0.10
PHM Pultegroup Inc. Add +26.2% 0.30% +0.10
CR Crane Co. New 0.09% +0.09
OGE Oge Energy Corp. New 0.09% +0.09
CVS CVS Health Corp. New 0.09% +0.09
BGX Blackstone Long-Short Credit New 0.09% +0.09
LDOS Leidos Holdings Inc. Add +92.0% 0.18% +0.09
SYY Sysco Corp. New 0.09% +0.09
ADBE Adobe Inc. Add +32.6% 0.96% +0.08
ABT Abbott Laboratories New 0.08% +0.08
PCAR Paccar Inc. New 0.08% +0.08

Notes & Other Activity Q2 2024 → Q3 2024

APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) SER A MAND CNV Add +5.1% 48,295 $3.2M
CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) 6.75DP CNV PFD B Add +2.9% 24,845 $1.2M
ALBEMARLE CORP (ALB 7.25 03/01/27) 7.25% DEP SHS A Reduce -80.2% 4,460 $200K
AILWQ Arrowroot Acquisition -CW26 *W EXP 04/16/202 New 4,100 $1K
CCI Crown Castle Inc. COM New 0 $0

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 411$600.9MNVDA, MU, KLAC, AVGO, AMZN
Q1 2026 398$478.2MNVDA, AVGO, AMZN, META, GOOGL
Q4 2025 388$495.9MNVDA, AVGO, MSFT, AMZN, META
Q3 2025 365$497.1MNVDA, META, MSFT, AVGO, AMZN
Q2 2025 359$451.8MNVDA, META, MSFT, AMZN, AVGO
Q1 2025 336$391.6MNVDA, META, MSFT, AMZN, GOOGL
Q4 2024 324$431.7MNVDA, MSFT, AMZN, META, GOOGL
Q3 2024Amended 338$458.6MMSFT, NVDA, META, AMZN, GOOGL
Q2 2024 140$406.9MNVDA, MSFT, AMZN, GOOGL, META
Q1 2024 139$389.0MMSFT, NVDA, META, AMZN, GOOGL