Navis Wealth Advisors, LLC

In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 24, 2024), Navis Wealth Advisors, LLC reported 104 stock positions worth $92.2 million. Its top holding was SS SPDR S&P 500 ETF Trust-US (SPY) at 12.7% of the portfolio, followed by Vanguard S&P 500 ETF (VOO, 9.5%) and Invesco QQQ Trust Series 1 (QQQ, 6.7%). Compared with Q2 2024, it opened 10 new positions, sold out of 4, added to 48 and reduced 16. The biggest buy was a new position in Innovator Uncapped Acc US Eq (XUSP) and the biggest sale KLA (KLAC, shares −10%).

Most Recent 13F
Q2 2026
Location
RYE BROOK, NY
CIK
0001849055
Portfolio Value
$92.2M (Q3 2024)
SEC Filing
0001951757-24-001118 ↗ filed Oct 24, 2024

Holdings Value

0$100.0M$200.0M$300.0M Q1 2024: $83.3M Q1 2024 Q2 2024: $87.2M Q2 2024 Q3 2024: $92.2M $92.2M Q3 2024 Q4 2024: $91.5M Q4 2024 Q1 2025: $101.9M Q1 2025 Q2 2025: $118.7M Q2 2025 Q3 2025: $133.0M Q3 2025 Q4 2025: $236.1M Q4 2025 Q1 2026: $196.0M Q1 2026 Q2 2026: $263.7M Q2 2026

Holdings 104 stocks · $92.2M
SPY SS SPDR S&P 500 ETF Trust-US 12.74% 20,473 $11.7M Reduce -2.2%
VOO Vanguard S&P 500 ETF 9.52% 16,649 $8.8M No change
QQQ Invesco QQQ Trust Series 1 6.66% 12,588 $6.1M Reduce -2.0%
ZS Zscaler Inc. 4.11% 22,179 $3.8M No change
NVDA Nvidia Corp. 3.95% 29,965 $3.6M Add +7.9%
KLAC KLA Corp. 3.84% 4,568 $3.5M Reduce -9.7%
PULS Pgim Ultra Short Bond ETF 3.16% 58,567 $2.9M Add +8.8%
NOBL Proshares S&P 500 Dividend A 2.04% 17,602 $1.9M Add +0.2%
XLP SS Consumer Staples Sel Sect 2.00% 22,270 $1.8M Add +0.5%
KIE SS SPDR S&P Insurance ETF 1.91% 31,030 $1.8M Add +0.3%
IVW iShares S&P 500 Growth ETF 1.77% 17,010 $1.6M Add +0.1%
VIG Vanguard Dividend Apprec ETF 1.56% 7,257 $1.4M Add +0.3%
FDX FedEx Corp. 1.50% 5,047 $1.4M No change
JEPI JPMorgan Equity Premium Inco 1.43% 22,143 $1.3M Add +13.5%
IYM iShares U.S. Basic Materials 1.29% 7,930 $1.2M Add +0.4%
IYF iShares US Financials ETF 1.26% 11,223 $1.2M Add +0.4%
AMZN Amazon.com Inc. 1.17% 5,809 $1.1M Add +24.3%
GS Goldman Sachs Group Inc. 1.07% 1,995 $988K Add +0.6%
LLY Eli Lilly & Co. 1.03% 1,073 $950K No change
VPU Vanguard Utilities ETF 0.94% 5,000 $870K Add +5.2%
DON Wisdomtree US Midcap Dividen 0.94% 16,955 $867K Add +12.9%
XLV SS Health Care Select Sector 0.91% 5,441 $838K Add +0.4%
SDY SS SPDR S&P Dividend ETF 0.89% 5,772 $820K Add +5.1%
GOOG Alphabet Inc. Class C 0.86% 4,730 $791K Add +4.9%
REGN Regeneron Pharmaceuticals 0.85% 750 $788K No change
IWF iShares Russell 1000 Growth 0.81% 2,000 $751K No change
SMLV SS SPDR US SC Low Vol Idx 0.80% 5,920 $735K Add +0.7%
UBER Uber Technologies Inc. 0.79% 9,658 $726K Reduce -2.4%
IWO iShares Russell 2000 Growth 0.78% 2,535 $720K No change
REZ Ishars Res and Multi Reales 0.78% 8,089 $718K Add +0.6%
BBH Vaneck Biotech ETF 0.76% 3,947 $700K No change
CSM Proshares Large Cap Core Plu 0.75% 10,620 $694K Add +26.5%
VHT Vanguard Health Care ETF 0.72% 2,363 $667K Add +0.0%
XLF SS Financial Select Sector 0.71% 14,488 $657K Add +0.1%
ACES Alps Clean Energy ETF 0.71% 22,261 $655K Reduce -0.7%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.71% 2,954 $653K Reduce -1.3%
COMP Compass Inc. Class A 0.68% 102,664 $627K No change
IBB iShares Biotechnology ETF 0.66% 4,193 $611K Add +0.1%
MSFT Microsoft Corp. 0.61% 1,302 $560K Add +0.3%
ARCC Ares Capital Corp. 0.60% 26,462 $554K No change
AAPL Apple Inc. 0.59% 2,326 $542K Add +8.1%
AVUV Avantis US Small Cap Value 0.57% 5,515 $529K No change
JPM JPMorgan Chase & Co. 0.57% 2,494 $526K Add +0.1%
IVV iShares Core S&P 500 ETF 0.55% 885 $510K Reduce -18.4%
DVY iShares Select Dividend ETF 0.51% 3,492 $472K Add +0.2%
XLB SS Materials Select Sector 0.51% 4,850 $467K No change
TSLA Tesla Inc. 0.51% 1,783 $466K Add +34.6%
FALN iShares Fallen Angels ETF 0.50% 17,009 $465K Add +1.5%
XHB SS SPDR S&P Homebldrs ETF 0.49% 3,636 $453K Add +0.1%
HD Home Depot Inc. 0.49% 1,110 $450K No change
GLD SPDR Gold Shares 0.46% 1,764 $429K No change
AVGO Broadcom Inc. 0.43% 2,324 $401K Add +4.7%
XUSP Innovator Uncapped Acc US Eq 0.43% 10,051 $397K New
PRU Prudential Financial Inc. 0.42% 3,195 $387K Add +0.8%
GOOGL Alphabet Inc. Class A 0.41% 2,306 $382K Add +0.0%
PLD Prologis Inc. 0.41% 2,965 $374K Add +3.2%
SPYD SS SPDR P S&P 500 Hi Div ETF 0.40% 8,130 $371K No change
SCHH Schwab US REIT ETF 0.40% 15,878 $368K Add +1.6%
PEJ Invesco Leisure & Entertainm 0.39% 7,623 $364K Add +0.1%
XLU St Sr Utl SL SE SPDR ETF-Usd 0.39% 4,500 $364K No change
RWR SS SPDR Dow Jones REIT ETF 0.39% 3,365 $359K Add +0.8%
IWM iShares Russell 2000 ETF 0.38% 1,571 $347K Add +1.4%
DES Wisdomtree US Smallcap Divid 0.37% 9,973 $344K Add +39.4%
VOE Vngrd Mrngstr MD-Cap Val ETF 0.36% 2,000 $335K No change
MS Morgan Stanley 0.36% 3,186 $332K Add +2.9%
RTX RTX Corp. 0.36% 2,733 $331K No change
ARKQ ARK Autonomous Tech & Robot 0.36% 5,419 $330K Reduce -16.2%
COST Costco Wholesale Corp. 0.35% 369 $327K No change
RDVY First Trust Rising Dividend 0.35% 5,434 $322K Add +0.1%
IAI iShares U.S. Broker-Dealers 0.35% 2,500 $321K No change
SRLN SS Blackstone Sr Loan ETF 0.34% 7,500 $313K No change
MSOS Advisorshares Pure US Cann 0.34% 43,349 $311K Reduce -12.6%
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F 0.33% 5,570 $306K Reduce -15.2%
SHDG Soundwatch Hedged Equity ETF filed as ADVISOR MANAGED PORTFOLIOS 0.33% 10,555 $304K No change
SCHG Schwab US Large-Cap Growth 0.33% 2,888 $301K New
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.32% 7,336 $291K No change
QFLR Innovator Nasdaq-100 MF ETF 0.31% 10,336 $285K New
DGRO iShares Core Dividend Growth 0.31% 4,506 $282K No change
ARKK ARK Innovation ETF 0.30% 5,776 $275K Reduce -53.8%
BRK.B Berkshire Hathaway Inc. Class B 0.30% 595 $274K New
BA The Boeing Co. 0.30% 1,801 $274K No change
VIGI Vanguard Int Div App Indx FD 0.29% 3,055 $270K No change
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.28% 2,723 $262K Add +7.9%
C Citigroup Inc. 0.28% 4,111 $257K No change
KO The Coca-Cola Co. 0.28% 3,567 $256K Add +0.5%
QCOM Qualcomm Inc. 0.28% 1,492 $254K Add +10.4%
KKR KKR & Co. Inc. 0.27% 1,912 $250K New
OPP Rivernrth/Doublelne STR Opp 0.26% 26,380 $239K Add +0.1%
XBI SS SPDR S&P Biotech ETF 0.26% 2,400 $237K Reduce -10.4%
SHY iShares 1-3 Year Treasury Bo 0.26% 2,830 $235K Reduce -2.9%
IVE iShares S&P 500 Value ETF 0.25% 1,187 $234K Reduce -8.3%
RITM Rithm Capital Corp. 0.25% 20,000 $227K No change
COPX Global X Copper Miners ETF 0.24% 4,746 $224K Add +0.3%
JNJ Johnson & Johnson 0.24% 1,362 $221K Reduce -24.7%
FVD First Trust Value Line DVD 0.23% 4,653 $212K New
BHR Braemar Hotels & Resorts Inc. 0.22% 66,028 $204K Reduce -7.0%
XLI SS Industrial Select Sector 0.22% 1,500 $203K New
AXP American Express Co. 0.22% 745 $202K New
AGNC AGNC Investment Corp. 0.19% 17,000 $178K No change
ASHFORD HOSPITALITY TR INC 0.18% 225,411 $169K Add +25.1%

Show all 104 holdings

Options reported separately and not counted above: MICROSOFT CORP calls ($215K).

Portfolio Sells Q2 2024 → Q3 2024
KLAC KLA Corp. Reduce -9.7% 3.84% −0.95
ABR Arbor Realty Trust Inc. Sold out 0.00% −0.41
QQQ Invesco QQQ Trust Series 1 Reduce -2.0% 6.66% −0.40
ARKK ARK Innovation ETF Reduce -53.8% 0.30% −0.33
SPY SS SPDR S&P 500 ETF Trust-US Reduce -2.2% 12.74% −0.33
BHM Bluerock Homes Trust Inc. Sold out 0.00% −0.32
UTG Reaves Utility Income Fund Sold out 0.00% −0.31
PHYS Sprott Physical Gold Trust Sold out 0.00% −0.24
IVV iShares Core S&P 500 ETF Reduce -18.4% 0.55% −0.13
JEPQ JPM Nasdaq Equity Premium Reduce -15.2% 0.33% −0.09
MSOS Advisorshares Pure US Cann Reduce -12.6% 0.34% −0.08
JNJ Johnson & Johnson Reduce -24.7% 0.24% −0.06
ARKQ ARK Autonomous Tech & Robot Reduce -16.2% 0.36% −0.05
UBER Uber Technologies Inc. Reduce -2.4% 0.79% −0.04
XBI SS SPDR S&P Biotech ETF Reduce -10.4% 0.26% −0.03
SHY iShares 1-3 Year Treasury Bo Reduce -2.9% 0.26% −0.02
IVE iShares S&P 500 Value ETF Reduce -8.3% 0.25% −0.02
ACES Alps Clean Energy ETF Reduce -0.7% 0.71% −0.01
BHR Braemar Hotels & Resorts Inc. Reduce -7.0% 0.22% +0.01
IBM Intl Business Machines Corp. Reduce -1.3% 0.71% +0.11

Portfolio Buys Q2 2024 → Q3 2024
XUSP Innovator Uncapped Acc US Eq New 0.43% +0.43
SCHG Schwab US Large-Cap Growth New 0.33% +0.33
QFLR Innovator Nasdaq-100 MF ETF New 0.31% +0.31
BRK.B Berkshire Hathaway Inc. Class B New 0.30% +0.30
KKR KKR & Co. Inc. New 0.27% +0.27
FVD First Trust Value Line DVD New 0.23% +0.23
XLI SS Industrial Select Sector New 0.22% +0.22
AXP American Express Co. New 0.22% +0.22
TSLA Tesla Inc. Add +34.6% 0.51% +0.20
NREF Nexpoint Real Estate Finance New 0.18% +0.18
NMFC New Mountain Finance Corp. New 0.17% +0.17
JEPI JPMorgan Equity Premium Inco Add +13.5% 1.43% +0.16
CSM Proshares Large Cap Core Plu Add +26.5% 0.75% +0.16
KIE SS SPDR S&P Insurance ETF Add +0.3% 1.91% +0.14
AMZN Amazon.com Inc. Add +24.3% 1.17% +0.14
VPU Vanguard Utilities ETF Add +5.2% 0.94% +0.14
DON Wisdomtree US Midcap Dividen Add +12.9% 0.94% +0.13
DES Wisdomtree US Smallcap Divid Add +39.4% 0.37% +0.12
NOBL Proshares S&P 500 Dividend A Add +0.2% 2.04% +0.10
PULS Pgim Ultra Short Bond ETF Add +8.8% 3.16% +0.09
SDY SS SPDR S&P Dividend ETF Add +5.1% 0.89% +0.09
XHB SS SPDR S&P Homebldrs ETF Add +0.1% 0.49% +0.07
REZ Ishars Res and Multi Reales Add +0.6% 0.78% +0.07
AAPL Apple Inc. Add +8.1% 0.59% +0.07
XLP SS Consumer Staples Sel Sect Add +0.5% 2.00% +0.06
SMLV SS SPDR US SC Low Vol Idx Add +0.7% 0.80% +0.06
IYF iShares US Financials ETF Add +0.4% 1.26% +0.05
VIG Vanguard Dividend Apprec ETF Add +0.3% 1.56% +0.04
GS Goldman Sachs Group Inc. Add +0.6% 1.07% +0.04
SCHH Schwab US REIT ETF Add +1.6% 0.40% +0.04
PLD Prologis Inc. Add +3.2% 0.41% +0.04
RWR SS SPDR Dow Jones REIT ETF Add +0.8% 0.39% +0.03
XLF SS Financial Select Sector Add +0.1% 0.71% +0.03
DVY iShares Select Dividend ETF Add +0.2% 0.51% +0.03
AVGO Broadcom Inc. Add +4.7% 0.43% +0.03
IYM iShares U.S. Basic Materials Add +0.4% 1.29% +0.02
KO The Coca-Cola Co. Add +0.5% 0.28% +0.02
IWM iShares Russell 2000 ETF Add +1.4% 0.38% +0.02
MS Morgan Stanley Add +2.9% 0.36% +0.01
NVDA Nvidia Corp. Add +7.9% 3.95% +0.01
RDVY First Trust Rising Dividend Add +0.1% 0.35% +0.01
IBB iShares Biotechnology ETF Add +0.1% 0.66% +0.00
VHT Vanguard Health Care ETF Add +0.0% 0.72% +0.00
XLV SS Health Care Select Sector Add +0.4% 0.91% +0.00
FALN iShares Fallen Angels ETF Add +1.5% 0.50% +0.00
COPX Global X Copper Miners ETF Add +0.3% 0.24% −0.00
OPP Rivernrth/Doublelne STR Opp Add +0.1% 0.26% −0.00
PEJ Invesco Leisure & Entertainm Add +0.1% 0.39% −0.00
DIS The Walt Disney Co. Add +7.9% 0.28% −0.00
YOLO Advisorshares Pure Cannabis Add +0.9% 0.05% −0.00

Options Activity Q2 2024 → Q3 2024
MICROSOFT CORP call New 500 $215K

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 175$263.7MSYM, QQQ, SPY, VOO, KLAC
Q1 2026 175$196.0MSPY, QQQ, VOO, USOY, KLAC
Q4 2025 178$236.1MSYM, SPY, QQQ, VOO, NVDA
Q3 2025 121$133.0MSPY, QQQ, VOO, PULS, ZS
Q2 2025 114$118.7MSPY, QQQ, VOO, ZS, PULS
Q1 2025 105$101.9MSPY, QQQ, VOO, PULS, ZS
Q4 2024 102$91.5MSPY, VOO, QQQ, NVDA, ZS
Q3 2024 104$92.2MSPY, VOO, QQQ, ZS, NVDA
Q2 2024 98$87.2MSPY, VOO, QQQ, ZS, KLAC
Q1 2024 96$83.3MSPY, VOO, QQQ, KLAC, PULS