NEOS Investment Management LLC

In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 13, 2024), NEOS Investment Management LLC reported 579 stock positions worth $3.3 billion. Its top holding was Apple (AAPL) at 6.5% of the portfolio, followed by Microsoft (MSFT, 6.1%) and Nvidia (NVDA, 5.7%). Compared with Q2 2024, it opened 19 new positions, sold out of 9, added to 513 and reduced 16. The biggest buy was Vanguard Russell 2000 ETF (VTWO, shares +5952%) and the biggest sale Inari Medical (NARI, shares −65%).

Most Recent 13F
Q2 2026
Location
Westport, CT
CIK
0002001019
Portfolio Value
$3.3B (Q3 2024)
SEC Filing
0001172661-24-004619 ↗ filed Nov 13, 2024

Holdings Value

0$10.0B$20.0B$30.0B Q1 2024: $1.6B Q1 2024 Q2 2024: $2.4B Q2 2024 Q3 2024: $3.3B $3.3B Q3 2024 Q4 2024: $4.2B Q4 2024 Q1 2025: $5.3B Q1 2025 Q2 2025: $8.1B Q2 2025 Q3 2025: $13.4B Q3 2025 Q4 2025: $17.3B Q4 2025 Q1 2026: $19.8B Q1 2026 Q2 2026: $27.1B Q2 2026

Holdings 579 stocks · $3.3B
AAPL Apple Inc. 6.47% 919,660 $214.3M Add +20.3%
MSFT Microsoft Corp. 6.07% 467,294 $201.1M Add +21.5%
NVDA Nvidia Corp. 5.72% 1,560,248 $189.5M Add +22.4%
AMZN Amazon.com Inc. 3.35% 595,081 $110.9M Add +21.6%
META Meta Platforms Inc. Class A 2.93% 169,568 $97.1M Add +23.2%
AVGO Broadcom Inc. 2.24% 429,130 $74.0M Add +20.5%
VTWO Vanguard Russell 2000 ETF 1.98% 732,298 $65.4M Add +5952.1%
GOOGL Alphabet Inc. Class A 1.89% 377,244 $62.6M Add +23.9%
TSLA Tesla Inc. 1.73% 219,146 $57.3M Add +15.2%
GOOG Alphabet Inc. Class C 1.67% 330,917 $55.3M Add +23.8%
COST Costco Wholesale Corp. 1.20% 44,818 $39.7M Add +22.1%
BRK.B Berkshire Hathaway Inc. Class B 1.07% 76,793 $35.3M Add +25.1%
LLY Eli Lilly & Co. 1.05% 39,157 $34.7M Add +14.4%
HYLB Xtrackers Usd High Yield Cor 1.04% 940,956 $34.6M New
SPHY SS SPDR P High Yield ETF 1.04% 1,436,542 $34.3M New
NFLX Netflix Inc. 0.93% 43,554 $30.9M Add +21.8%
LIN Linde PLC 0.82% 57,169 $27.3M Add +26.5%
AMD Advanced Micro Devices 0.80% 162,325 $26.6M Add +22.1%
USHY iShares Broad Usd High Yield 0.80% 710,000 $26.6M New
AMGN Amgen Inc. 0.80% 82,226 $26.5M Add +32.2%
JPM JPMorgan Chase & Co. 0.78% 122,462 $25.8M Add +25.9%
PEP Pepsico Inc. 0.73% 141,322 $24.0M Add +22.8%
ADBE Adobe Inc. 0.71% 45,326 $23.5M Add +21.8%
UNH Unitedhealth Group Inc. 0.69% 38,954 $22.8M Add +14.1%
XOM Exxon Mobil Corp. 0.67% 189,118 $22.2M Add +26.0%
CSCO Cisco Systems Inc. 0.66% 413,486 $22.0M Add +22.6%
BND Vanguard Total Bond Market 0.61% 268,027 $20.1M Add +244.0%
AGG iShares Core U.S. Aggregate 0.61% 198,799 $20.1M Add +244.0%
QCOM Qualcomm Inc. 0.58% 112,307 $19.1M Add +21.9%
TXN Texas Instruments Inc. 0.58% 92,242 $19.1M Add +20.8%
V Visa Inc. Class A 0.57% 68,749 $18.9M Add +13.8%
TMUS T-Mobile US Inc. 0.57% 90,839 $18.7M Add +21.7%
ISRG Intuitive Surgical Inc. 0.54% 36,147 $17.8M Add +21.9%
INTU Intuit Inc. 0.53% 28,381 $17.6M Add +21.7%
AMAT Applied Materials Inc. 0.53% 86,700 $17.5M Add +22.4%
MA Mastercard Inc. Class A 0.52% 35,021 $17.3M Add +13.4%
SJNK SS SPDR BB St Hi Yield ETF 0.52% 668,356 $17.1M New
SHYG iShares 0-5 YR HY Corp. Bond 0.52% 395,438 $17.1M New
PG The Procter & Gamble Co. 0.51% 98,407 $17.0M Add +13.0%
HD Home Depot Inc. 0.51% 41,586 $16.9M Add +12.0%
CMCSA Comcast Corp. Class A 0.51% 401,314 $16.8M Add +22.3%
VRTX Vertex Pharmaceuticals Inc. 0.50% 35,599 $16.6M Add +18.8%
JNJ Johnson & Johnson 0.50% 101,726 $16.5M Add +13.5%
MRK Merck & Co. Inc. 0.46% 134,438 $15.3M Add +21.1%
ABBV Abbvie Inc. 0.44% 73,408 $14.5M Add +12.4%
WMT Walmart Inc. 0.43% 176,997 $14.3M Add +11.8%
REGN Regeneron Pharmaceuticals 0.43% 13,510 $14.2M Add +16.1%
CAT Caterpillar Inc. 0.41% 34,438 $13.5M Add +34.6%
HON Honeywell International Inc. 0.40% 64,738 $13.4M Add +21.8%
KO The Coca-Cola Co. 0.40% 182,969 $13.1M Add +26.4%
GILD Gilead Sciences Inc. 0.38% 151,938 $12.7M Add +24.0%
ORCL Oracle Corp. 0.38% 74,318 $12.7M Add +26.2%
ADI Analog Devices Inc. 0.37% 52,804 $12.2M Add +24.9%
CRM Salesforce Inc. 0.36% 43,790 $12.0M Add +25.6%
ETN Eaton Corp. PLC 0.35% 35,251 $11.7M Add +40.4%
MU Micron Technology Inc. 0.35% 112,250 $11.6M Add +22.1%
SBUX Starbucks Corp. 0.35% 118,366 $11.5M Add +22.8%
DHR Danaher Corp. 0.35% 41,212 $11.5M Add +33.6%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.34% 282,216 $11.2M Add +10.0%
ADP Automatic Data Processing 0.34% 40,226 $11.1M Add +21.2%
PANW Palo Alto Networks Inc. 0.32% 31,020 $10.6M Add +21.3%
CVX Chevron Corp. 0.32% 71,455 $10.5M Add +9.6%
TMO Thermo Fisher Scientific Inc. 0.32% 16,891 $10.4M Add +25.1%
MDLZ Mondelez International Inc. Class A 0.31% 141,484 $10.4M Add +22.7%
INTC Intel Corp. 0.31% 443,734 $10.4M Add +22.9%
GE General Electric filed as GE AEROSPACE 0.31% 54,829 $10.3M Add +27.0%
KLAC KLA Corp. 0.30% 12,833 $9.9M Add +19.1%
ACN Accenture PLC Class A 0.30% 27,999 $9.9M Add +25.5%
MCD McDonald's Corp. 0.29% 32,068 $9.8M Add +25.4%
UNP Union Pacific Corp. 0.29% 39,560 $9.8M Add +33.9%
LRCX Lam Research Corp. 0.29% 11,943 $9.7M Add +19.1%
WFC Wells Fargo & Co. 0.29% 171,563 $9.7M Add +26.3%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.29% 42,912 $9.5M Add +26.3%
ABT Abbott Laboratories 0.27% 79,119 $9.0M Add +25.8%
VZ Verizon Communications Inc. 0.27% 197,734 $8.9M Add +26.1%
PYPL PayPal Holdings Inc. 0.26% 112,324 $8.8M Add +22.6%
PM Philip Morris International 0.26% 71,085 $8.6M Add +25.9%
BKNG Booking Holdings Inc. 0.25% 1,993 $8.4M Add +0.6%
MDT Medtronic PLC 0.25% 92,239 $8.3M Add +17.6%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.25% 85,846 $8.3M Add +26.3%
CEG Constellation Energy 0.24% 31,135 $8.1M Add +21.2%
RTX RTX Corp. 0.24% 66,733 $8.1M Add +26.1%
NEE Nextera Energy Inc. 0.24% 94,550 $8.0M Add +26.0%
BSX Boston Scientific Corp. 0.24% 93,432 $7.8M Add +17.3%
PFE Pfizer Inc. 0.23% 265,500 $7.7M Add +26.3%
CDNS Cadence Design SYS Inc. 0.23% 27,586 $7.5M Add +21.5%
NOW ServiceNow Inc. 0.23% 8,355 $7.5M Add +24.1%
CTAS Cintas Corp. 0.22% 36,074 $7.4M Add +18.3%
T AT&T Inc. 0.22% 335,335 $7.4M Add +26.3%
FAST Fastenal Co. 0.22% 102,336 $7.3M Add +35.5%
PH Parker Hannifin Corp. 0.22% 11,557 $7.3M Add +41.4%
UBER Uber Technologies Inc. 0.21% 94,618 $7.1M Add +25.9%
IR Ingersoll-Rand Inc. 0.21% 71,985 $7.1M Add +48.8%
CSX CSX Corp. 0.21% 204,052 $7.0M Add +22.5%
SPGI S&P Global Inc. 0.21% 13,635 $7.0M Add +25.0%
PGR Progressive Corp. 0.21% 27,374 $6.9M Add +26.2%
LOW Lowe's Cos Inc. 0.21% 25,441 $6.9M Add +29.4%
AIT Applied Industrial Tech Inc. 0.21% 30,624 $6.8M Add +57.9%
AXP American Express Co. 0.20% 24,493 $6.6M Add +24.8%
MAR Marriott International Class A 0.20% 26,358 $6.6M Add +16.3%

Show all 579 holdings

Portfolio Sells Q2 2024 → Q3 2024
NARI Inari Medical Inc. Reduce -65.0% 0.02% −0.07
CRBP Corbus Pharmaceuticals Holdi Reduce -30.1% 0.02% −0.05
MREO Mereo Biopharma Group PL-ADR Reduce -12.9% 0.10% −0.04
WST West Pharmaceutical Services Reduce -20.1% 0.04% −0.03
SMCI Super Micro Computer Inc. Sold out 0.00% −0.03
PODD Insulet Corp. Reduce -13.9% 0.08% −0.03
EXEL Exelixis Inc. Reduce -35.2% 0.03% −0.03
WBA Walgreens Boots Alliance Inc. Reduce -52.7% 0.01% −0.03
VALE Vale SA-SP ADR Sold out 0.00% −0.02
RIO Rio Tinto PLC-Spon ADR Sold out 0.00% −0.02
CLDX Celldex Therapeutics Inc. Reduce -6.8% 0.03% −0.02
WRK Westrock Co. Sold out 0.00% −0.01
TERN Terns Pharmaceuticals Inc. Reduce -22.3% 0.03% −0.01
MELI MercadoLibre Inc. Reduce -2.2% 0.12% −0.01
PEN Penumbra Inc. Sold out 0.00% −0.01
VIK Viking Holdings Ltd. Sold out 0.00% −0.01
ARVN Arvinas Inc. Reduce -16.4% 0.01% −0.01
PRTA Prothena Corp. PLC Sold out 0.00% −0.01
LNTH Lantheus Holdings Inc. Reduce -25.6% 0.02% −0.01
ARGX Argenx SE - ADR Reduce -0.9% 0.08% −0.01
FATE Fate Therapeutics Inc. Sold out 0.00% −0.01
RARE Ultragenyx Pharmaceutical Inc. Reduce -6.8% 0.08% −0.01
EXAS Exact Sciences Corp. Reduce -24.7% 0.03% −0.00
LCID Lucid Group Inc. Sold out 0.00% −0.00
RACE Ferrari NV Reduce -21.6% 0.01% −0.00

Portfolio Buys Q2 2024 → Q3 2024
VTWO Vanguard Russell 2000 ETF Add +5952.1% 1.98% +1.94
HYLB Xtrackers Usd High Yield Cor New 1.04% +1.04
SPHY SS SPDR P High Yield ETF New 1.04% +1.04
USHY iShares Broad Usd High Yield New 0.80% +0.80
SJNK SS SPDR BB St Hi Yield ETF New 0.52% +0.52
SHYG iShares 0-5 YR HY Corp. Bond New 0.52% +0.52
AGG iShares Core U.S. Aggregate Add +244.0% 0.61% +0.38
BND Vanguard Total Bond Market Add +244.0% 0.61% +0.38
TSLA Tesla Inc. Add +15.2% 1.73% +0.18
META Meta Platforms Inc. Class A Add +23.2% 2.93% +0.07
CAT Caterpillar Inc. Add +34.6% 0.41% +0.06
AIT Applied Industrial Tech Inc. Add +57.9% 0.21% +0.05
PH Parker Hannifin Corp. Add +41.4% 0.22% +0.05
CRH CRH PLC Add +57.9% 0.16% +0.05
PYPL PayPal Holdings Inc. Add +22.6% 0.26% +0.05
IBM Intl Business Machines Corp. Add +26.3% 0.29% +0.04
ORCL Oracle Corp. Add +26.2% 0.38% +0.04
SBUX Starbucks Corp. Add +22.8% 0.35% +0.04
BRK.B Berkshire Hathaway Inc. Class B Add +25.1% 1.07% +0.04
GILD Gilead Sciences Inc. Add +24.0% 0.38% +0.04
PRIM Primoris Services Corp. Add +57.9% 0.15% +0.04
SPXC SPX Technologies Inc. Add +57.9% 0.16% +0.04
ATI Ati Inc. Add +57.9% 0.13% +0.04
CEG Constellation Energy Add +21.2% 0.24% +0.03
CLH Clean Harbors Inc. Add +57.6% 0.17% +0.03
IR Ingersoll-Rand Inc. Add +48.8% 0.21% +0.03
GE General Electric Add +27.0% 0.31% +0.03
LOW Lowe's Cos Inc. Add +29.4% 0.21% +0.03
FSS Federal Signal Corp. Add +57.9% 0.13% +0.03
ETN Eaton Corp. PLC Add +40.4% 0.35% +0.03
DHR Danaher Corp. Add +33.6% 0.35% +0.03
ALLE Allegion PLC Add +54.1% 0.10% +0.03
FLR Fluor Corp. Add +57.9% 0.13% +0.03
MCD McDonald's Corp. Add +25.4% 0.29% +0.03
RTX RTX Corp. Add +26.1% 0.24% +0.03
FAST Fastenal Co. Add +35.5% 0.22% +0.03
PM Philip Morris International Add +25.9% 0.26% +0.03
GEV GE Vernova Inc. Add +25.2% 0.09% +0.02
TMUS T-Mobile US Inc. Add +21.7% 0.57% +0.02
HRI Herc Holdings Inc. Add +57.8% 0.09% +0.02
PGR Progressive Corp. Add +26.2% 0.21% +0.02
NEE Nextera Energy Inc. Add +26.0% 0.24% +0.02
FTNT Fortinet Inc. Add +21.9% 0.17% +0.02
ACN Accenture PLC Class A Add +25.5% 0.30% +0.02
UNP Union Pacific Corp. Add +33.9% 0.29% +0.02
EWTX Edgewise Therapeutics Inc. New 0.02% +0.02
MMM 3M Co. Add +25.3% 0.10% +0.02
BX Blackstone Inc. Add +25.7% 0.15% +0.02
LMT Lockheed Martin Corp. Add +23.4% 0.15% +0.02
SUM Summit Materials Inc. Class A Add +57.9% 0.09% +0.02

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 578$27.1BNVDA, AAPL, MSFT, VTWO, MU
Q1 2026 575$19.8BNVDA, AAPL, MSFT, AMZN, VTWO
Q4 2025 650$17.3BNVDA, AAPL, MSFT, AMZN, GOOGL
Q3 2025 628$13.4BNVDA, MSFT, AAPL, AMZN, AVGO
Q2 2025 616$8.1BNVDA, MSFT, AAPL, AMZN, AVGO
Q1 2025 597$5.3BAAPL, MSFT, NVDA, AMZN, VTWO
Q4 2024 588$4.2BAAPL, NVDA, MSFT, AMZN, VTWO
Q3 2024 579$3.3BAAPL, MSFT, NVDA, AMZN, META
Q2 2024 569$2.4BMSFT, AAPL, NVDA, AMZN, META
Q1 2024 566$1.6BMSFT, AAPL, NVDA, AMZN, META