Newtyn Management, LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 15, 2024), Newtyn Management, LLC reported 38 stock positions worth $496.5 million. Its top holding was People (PPLI) at 15.3% of the portfolio, followed by Par Technology (PAR, 11.4%) and Cannae (CNNE, 9.5%). Compared with Q4 2023, it opened 5 new positions, sold out of 11, added to 14 and reduced 12. The biggest buy was a new position in Cogent Communications Holdin (CCOI) and the biggest sale an exit from G-III Apparel (GIII).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001569241
- Portfolio Value
- $496.5M (Q1 2024)
- SEC Filing
- 0001493152-24-019810 ↗ filed May 15, 2024
Holdings Value
Holdings 38 stocks · $496.5M
| PPLI People Inc. filed as IAC INC | 15.29% | 1,423,000 | $75.9M | Add +17.5% |
| PAR Par Technology Corp. | 11.39% | 1,246,885 | $56.6M | Add +3.2% |
| CNNE Cannae Holdings Inc. | 9.47% | 2,115,000 | $47.0M | Reduce -38.3% |
| VTOL Bristow Group Inc. | 5.88% | 1,074,000 | $29.2M | Add +24.4% |
| MACK Merrimack Pharmaceuticals Inc. | 5.57% | 1,873,694 | $27.7M | No change |
| AIV Apartment Invt & Mgmt Co. Class A | 4.95% | 3,000,000 | $24.6M | Add +77.6% |
| CCOI Cogent Communications Holdin | 4.93% | 375,000 | $24.5M | New |
| SPB Spectrum Brands Holdings Inc. | 4.48% | 249,937 | $22.2M | No change |
| CIO City Office REIT Inc. | 4.03% | 3,838,000 | $20.0M | Add +19.8% |
| OFIX Orthofix Medical Inc. | 3.72% | 1,271,473 | $18.5M | Add +20.7% |
| MITK Mitek Systems Inc. | 3.29% | 1,158,563 | $16.3M | Add +16.7% |
| TBPH Theravance Biopharma Inc. | 2.97% | 1,643,930 | $14.7M | Reduce -13.5% |
| MBI Mbia Inc. | 2.55% | 1,875,000 | $12.7M | No change |
| CLFD Clearfield Inc. | 2.48% | 400,000 | $12.3M | New |
| LKFT Lakefront Biotherapeutic-ADR filed as GALAPAGOS NV | 2.37% | 366,000 | $11.8M | Add +67.8% |
| CDMO Avid Bioservices Inc. | 2.02% | 1,500,000 | $10.1M | New |
| NODK Ni Holdings Inc. filed as NI HLDGS INC | 1.85% | 605,108 | $9.2M | Add +14.0% |
| BVFL BV Financial Inc. filed as BV FINL INC | 1.81% | 871,445 | $9.0M | Reduce -12.9% |
| STHO Star Holdings filed as STAR HLDGS | 1.24% | 477,472 | $6.2M | Add +7.2% |
| FBTC Fidelity Wise Origin Bitcoin | 1.09% | 87,000 | $5.4M | New |
| KOD Kodiak Sciences Inc. | 1.06% | 1,000,000 | $5.3M | Reduce -43.5% |
| ASTL Algoma Steel Group Inc. | 1.01% | 590,899 | $5.0M | No change |
| PCG P G & E Corp. | 0.91% | 268,921 | $4.5M | No change |
| FET Forum Energy Technologies Inc. | 0.78% | 194,300 | $3.9M | No change |
| WVE Wave Life Sciences Ltd. | 0.62% | 500,000 | $3.1M | Reduce -2.0% |
| ETNB 89BIO Inc. | 0.59% | 250,000 | $2.9M | Reduce -8.3% |
| MURA Mural Oncology PLC | 0.49% | 500,000 | $2.4M | Add +12.4% |
| BOLT Bolt Biotherapeutics Inc. | 0.48% | 1,700,000 | $2.4M | Add +9.4% |
| ADPT Adaptive Biotechnologies | 0.40% | 623,690 | $2.0M | Add +93.7% |
| PHAT Phathom Pharmaceuticals Inc. | 0.35% | 165,000 | $1.8M | Reduce -74.5% |
| OLMA Olema Pharmaceuticals Inc. | 0.34% | 150,000 | $1.7M | No change |
| AVIR Atea Pharmaceuticals Inc. | 0.33% | 400,000 | $1.6M | Reduce -21.3% |
| AVROBIO INC | 0.29% | 1,118,892 | $1.4M | Reduce -59.1% |
| VNDA Vanda Pharmaceuticals Inc. | 0.26% | 311,000 | $1.3M | Add +7.2% |
| ALGS Aligos Therapeutics Inc. | 0.24% | 1,200,000 | $1.2M | Reduce -4.4% |
| SENSEI BIOTHERAPEUTICS INC | 0.20% | 930,230 | $977K | Reduce -40.8% |
| ADVM Adverum Biotechnologies Inc. | 0.13% | 46,189 | $653K | New |
| BDTX Black Diamond Therapeutics I | 0.13% | 125,000 | $634K | Reduce -55.4% |
Other holdings (2): bonds, preferreds, convertibles and warrants · $5.5M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| FORUM ENERGY TECHNOLOGIE (FET 9 08/04/25) | NOTE 9.000% 8/0 · principal | 5,483,872 | $5.5M | No change |
| LFLYW Merida Merger Corp. I -CW26 | *W EXP 02/04/202 | 634,640 | $19K | No change |
Total filed on the 13F, all lines: $502.0M.
Portfolio Sells Q4 2023 → Q1 2024
| GIII G-III Apparel Group Ltd. | Sold out | 0.00% | −5.13 |
| CNNE Cannae Holdings Inc. | Reduce -38.3% | 9.47% | −3.81 |
| MDRX Veradigm Inc. | Sold out | 0.00% | −3.04 |
| GTX Garrett Motion Inc. | Sold out | 0.00% | −1.98 |
| AMBP Ardagh Metal Packaging SA | Sold out | 0.00% | −1.88 |
| CYTT Cyteir Therapeutics Inc. | Sold out | 0.00% | −1.82 |
| TBPH Theravance Biopharma Inc. | Reduce -13.5% | 2.97% | −1.27 |
| BVFL BV Financial Inc. | Reduce -12.9% | 1.81% | −1.00 |
| PHAT Phathom Pharmaceuticals Inc. | Reduce -74.5% | 0.35% | −0.82 |
| AVROBIO INC | Reduce -59.1% | 0.29% | −0.45 |
| HOMOLOGY MEDICINES INC | Sold out | 0.00% | −0.17 |
| NBBK NB Bancorp Inc. | Sold out | 0.00% | −0.13 |
| ADVM Adverum Biotechnologies Inc. | Sold out | 0.00% | −0.12 |
| TLYS Tilly's Inc. Class A SHRS | Sold out | 0.00% | −0.09 |
| ARCA BIOPHARMA INC | Sold out | 0.00% | −0.09 |
| BDTX Black Diamond Therapeutics I | Reduce -55.4% | 0.13% | −0.03 |
| SENSEI BIOTHERAPEUTICS INC | Reduce -40.8% | 0.20% | −0.02 |
| ETNB 89BIO Inc. | Reduce -8.3% | 0.59% | −0.02 |
| NUKKLEUS INC | Sold out | 0.00% | −0.02 |
| KOD Kodiak Sciences Inc. | Reduce -43.5% | 1.06% | −0.01 |
| AVIR Atea Pharmaceuticals Inc. | Reduce -21.3% | 0.33% | +0.02 |
| ALGS Aligos Therapeutics Inc. | Reduce -4.4% | 0.24% | +0.07 |
| WVE Wave Life Sciences Ltd. | Reduce -2.0% | 0.62% | +0.11 |
Portfolio Buys Q4 2023 → Q1 2024
| CCOI Cogent Communications Holdin | New | 4.93% | +4.93 |
| PPLI People Inc. | Add +17.5% | 15.29% | +2.70 |
| CLFD Clearfield Inc. | New | 2.48% | +2.48 |
| AIV Apartment Invt & Mgmt Co. Class A | Add +77.6% | 4.95% | +2.32 |
| CDMO Avid Bioservices Inc. | New | 2.02% | +2.02 |
| FBTC Fidelity Wise Origin Bitcoin | New | 1.09% | +1.09 |
| VTOL Bristow Group Inc. | Add +24.4% | 5.88% | +1.04 |
| PAR Par Technology Corp. | Add +3.2% | 11.39% | +0.95 |
| OFIX Orthofix Medical Inc. | Add +20.7% | 3.72% | +0.90 |
| MITK Mitek Systems Inc. | Add +16.7% | 3.29% | +0.72 |
| LKFT Lakefront Biotherapeutic-ADR | Add +67.8% | 2.37% | +0.61 |
| NODK Ni Holdings Inc. | Add +14.0% | 1.85% | +0.48 |
| CIO City Office REIT Inc. | Add +19.8% | 4.03% | +0.14 |
| BOLT Bolt Biotherapeutics Inc. | Add +9.4% | 0.48% | +0.13 |
| ADVM Adverum Biotechnologies Inc. | New | 0.13% | +0.13 |
| ADPT Adaptive Biotechnologies | Add +93.7% | 0.40% | +0.09 |
| VNDA Vanda Pharmaceuticals Inc. | Add +7.2% | 0.26% | +0.01 |
| MURA Mural Oncology PLC | Add +12.4% | 0.49% | −0.03 |
| STHO Star Holdings | Add +7.2% | 1.24% | −0.08 |
Notes & Other Activity Q4 2023 → Q1 2024
| ARIZR Arisz Acquisition Corp.-RTS | RIGHT 99/99/9999 | Sold out | 250,000 | $53Kbefore exit |
| VHAQR Viveon Health Acquisit-RTS | RIGHT 12/31/2025 | Sold out | 250,000 | $11Kbefore exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 34 | $800.9M | QDEL, TBPH, INDV, CNNE, PAR |
| Q1 2026 | 33 | $935.8M | NVRI, TBPH, QDEL, AD, VISN |
| Q4 2025 | 31 | $945.3M | AD, INDV, QDEL, NVRI, TBPH |
| Q3 2025 | 33 | $816.9M | INDV, QDEL, TBPH, AD, CNNE |
| Q2 2025 | 34 | $660.0M | CNNE, TBPH, QDEL, AIV, BV |
| Q1 2025 | 31 | $632.1M | CNNE, PPLI, MRP, AIV, QDEL |
| Q4 2024 | 32 | $574.3M | PPLI, QDEL, TBPH, CCOI, CNNE |
| Q3 2024 | 38 | $648.7M | PPLI, QDEL, CCOI, PAR, TBPH |
| Q2 2024 | 38 | $527.2M | PPLI, PAR, QDEL, SOLV, VTOL |
| Q1 2024 | 38 | $496.5M | PPLI, PAR, CNNE, VTOL, MACK |