Novem Group
In its 13F for Q2 2026 (holdings as of June 30, 2026, filed July 21, 2026), Novem Group reported 437 stock positions worth $986.1 million. Its top holding was PIMCO Multisector Bond Actv (PYLD) at 4.2% of the portfolio, followed by Schwab US Large-Cap Growth (SCHG, 4.1%) and Ste STR SPDR PT S&P 500 ETF (SPYM, 2.9%). Compared with Q1 2026, it opened 64 new positions, sold out of 51, added to 180 and reduced 167. The biggest buy was PIMCO Multisector Bond Actv (PYLD, shares +454%) and the biggest sale an exit from iShares Ibonds Dec 2029 Term (IBDU).
- Most Recent 13F
- Q2 2026
- Location
- Rochester, NY
- CIK
- 0001926783
- Portfolio Value
- $986.1M (Q2 2026)
- SEC Filing
- 0002085853-26-000789 ↗ filed Jul 21, 2026
Holdings Value
Holdings 437 stocks · $986.1M
| PYLD PIMCO Multisector Bond Actv | 4.23% | 1,573,225 | $41.7M | Add +453.6% |
| SCHG Schwab US Large-Cap Growth | 4.09% | 1,192,374 | $40.3M | Add +2.9% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 2.87% | 321,777 | $28.3M | Add +2.1% |
| FFLC Fidelity Fndmntl L/C Cor ETF | 2.78% | 465,338 | $27.4M | Add +2.4% |
| BOND PIMCO Active Bond Exchange-T | 2.30% | 245,552 | $22.6M | Add +4.9% |
| SCHO Schwab Short-Term US Treas | 2.02% | 826,202 | $19.9M | Add +4.5% |
| VUG Vanguard Mrngstar GR ETF-Sui | 1.99% | 227,982 | $19.6M | Add +0.2% |
| FALN iShares Fallen Angels ETF | 1.90% | 687,045 | $18.7M | Add +4.2% |
| VTV Vanguard Mrngstr Val ETF-Aui | 1.88% | 85,113 | $18.5M | Reduce -0.2% |
| SPYV SS SPDR P S&P 500 Value ETF | 1.85% | 300,595 | $18.3M | Reduce -11.4% |
| AAPL Apple Inc. | 1.82% | 61,894 | $17.9M | Add +6.4% |
| MINT PIMCO Enhanced Short Maturit | 1.80% | 176,273 | $17.8M | Reduce -36.5% |
| VYM Vanguard High DVD Yield ETF | 1.59% | 99,238 | $15.7M | Reduce -27.7% |
| IVV iShares Core S&P 500 ETF | 1.59% | 20,874 | $15.6M | Add +4.5% |
| CORP PIMCO Inv Grade Corp. BD ETF | 1.54% | 156,839 | $15.2M | Add +4.0% |
| IBDS Ishrs Ibnds Dec 27 Corp. ETF | 1.44% | 588,288 | $14.2M | Add +13.0% |
| IBDT iShares Ibonds Dec 2028 ETF | 1.44% | 563,458 | $14.2M | Add +12.9% |
| VIG Vanguard Dividend Apprec ETF | 1.40% | 58,462 | $13.8M | Reduce -0.2% |
| PTRB Pgim Total Return Bond ETF | 1.07% | 253,952 | $10.5M | Reduce -4.3% |
| JPEF JPMorgan Equity Focus ETF | 1.05% | 128,961 | $10.4M | Reduce -20.5% |
| CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT | 1.00% | 233,427 | $9.9M | Add +309.1% |
| AVGO Broadcom Inc. | 0.92% | 23,978 | $9.1M | Reduce -1.7% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.90% | 180,725 | $8.9M | Reduce -12.0% |
| FFSM Fidelity FNDM SM Mid Cap ETF | 0.88% | 227,274 | $8.7M | Add +10.6% |
| FNDX Schwab Fndmntl US LRG Co. ETF | 0.85% | 269,946 | $8.4M | Add +20.9% |
| FEGE First Eagle GL Equity ETF | 0.83% | 167,496 | $8.2M | Add +14.8% |
| IVW iShares S&P 500 Growth ETF | 0.81% | 58,379 | $8.0M | Add +55.8% |
| SPDW Ste STR SPDR PT DW Eu ETF | 0.78% | 153,375 | $7.7M | Reduce -8.0% |
| WMT Walmart Inc. | 0.74% | 64,091 | $7.3M | Reduce -1.6% |
| MRK Merck & Co. Inc. | 0.73% | 56,016 | $7.2M | Add +16.1% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 0.70% | 101,472 | $6.9M | Add +63.8% |
| JPM JPMorgan Chase & Co. | 0.69% | 20,907 | $6.8M | Add +0.1% |
| IWM iShares Russell 2000 ETF | 0.68% | 22,418 | $6.7M | Add +1.5% |
| NVDA Nvidia Corp. | 0.68% | 33,419 | $6.7M | Reduce -2.6% |
| MSFT Microsoft Corp. | 0.66% | 17,333 | $6.5M | Add +9.0% |
| IJJ iShares S&P Mid-Cap 400 Valu | 0.65% | 43,367 | $6.4M | Add +3.5% |
| QQQM Invesco Nasdaq 100 ETF | 0.60% | 19,552 | $5.9M | Add +248.2% |
| DLFE FT Vest US Equity DB ETF-Feb | 0.58% | 179,795 | $5.7M | New |
| COP Conocophillips | 0.57% | 54,032 | $5.6M | Reduce -8.2% |
| QTUM Defiance Quantum ETF | 0.57% | 33,808 | $5.6M | Reduce -1.4% |
| AIQ Global X Art Intel & Tech | 0.57% | 85,194 | $5.6M | Add +4.0% |
| AMGN Amgen Inc. | 0.55% | 14,901 | $5.4M | Add +1.9% |
| ALL Allstate Corp. | 0.53% | 22,128 | $5.3M | Add +0.1% |
| IJH iShares Core S&P Midcap ETF | 0.51% | 64,790 | $5.0M | Reduce -1.1% |
| QCOM Qualcomm Inc. | 0.50% | 26,820 | $5.0M | Reduce -5.3% |
| AZN Astrazeneca PLC | 0.48% | 24,977 | $4.7M | New |
| PLD Prologis Inc. | 0.48% | 34,872 | $4.7M | Reduce -3.7% |
| PNC PNC Financial Services Group | 0.47% | 18,989 | $4.7M | Reduce -4.5% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.47% | 9,228 | $4.6M | Add +13.4% |
| FDEC FT Vest U.S. Equity Buffer E | 0.45% | 82,353 | $4.5M | Add +1.8% |
| CWI State Street SPDR MSCI Acwi | 0.45% | 109,572 | $4.5M | Add +2.7% |
| SDY SS SPDR S&P Dividend ETF | 0.44% | 28,773 | $4.4M | Reduce -0.8% |
| NXPI NXP Semiconductors NV | 0.44% | 15,526 | $4.4M | Reduce -23.1% |
| VCIT Vanguard Int-Term Corporate | 0.44% | 52,683 | $4.4M | Add +3.8% |
| JCI Johnson Controls Internation | 0.44% | 29,628 | $4.3M | Reduce -13.3% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.43% | 5,646 | $4.2M | Reduce -18.9% |
| SMLF iShares US Smallcap Equity F | 0.42% | 46,922 | $4.2M | Reduce -0.5% |
| FNDF Schwab Fndmn Intl LRG Co. ETF | 0.41% | 76,828 | $4.1M | Add +6.4% |
| CGMS Cap Group US Multi-Sect Bond | 0.40% | 145,056 | $4.0M | Reduce -12.5% |
| EMR Emerson Electric Co. | 0.40% | 27,306 | $3.9M | Add +0.0% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.39% | 105,778 | $3.9M | Add +2.5% |
| GOVT iShares US Treasury Bond ETF | 0.38% | 164,220 | $3.7M | Add +4.8% |
| BAI Ishrs AI in and Tech Act ETF | 0.38% | 70,182 | $3.7M | Add +75.4% |
| VTI VG Morningstar TS MKT ETF-US | 0.38% | 9,997 | $3.7M | Add +0.5% |
| BMY Bristol-Myers Squibb Co. | 0.37% | 64,002 | $3.7M | Add +671.0% |
| USFR Wisdomtree Floating Rate Tre | 0.37% | 73,091 | $3.7M | Add +15.5% |
| IGSB iShares 1-5Y Inv Grade Corp. | 0.36% | 68,581 | $3.6M | Add +6.1% |
| TDIV FT Nasdaq Tech DVD Index FD | 0.36% | 31,192 | $3.6M | Add +22.1% |
| AMAT Applied Materials Inc. | 0.36% | 4,944 | $3.6M | Reduce -19.2% |
| PEP Pepsico Inc. | 0.36% | 26,246 | $3.6M | Add +5.9% |
| KLAC KLA Corp. | 0.35% | 11,379 | $3.4M | Reduce -22.5% |
| VOO Vanguard S&P 500 ETF | 0.34% | 4,938 | $3.4M | Add +2.4% |
| JQUA JPMorgan US Quality Factor | 0.34% | 45,728 | $3.3M | Reduce -3.2% |
| JPST JPMorgan Ultra-Short Income | 0.33% | 65,016 | $3.3M | Reduce -1.3% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.33% | 11,644 | $3.3M | Add +54.7% |
| AMZN Amazon.com Inc. | 0.33% | 13,624 | $3.2M | Add +0.3% |
| MTUM iShares MSCI USA Momentum Fa | 0.32% | 9,149 | $3.1M | Add +53.6% |
| BG Bunge Global SA | 0.31% | 28,683 | $3.1M | New |
| FSMD Fidelity Small-Mid Multifact | 0.31% | 57,696 | $3.0M | Reduce -0.9% |
| IJR iShares Core S&P Small-Cap E | 0.31% | 20,482 | $3.0M | Reduce -0.5% |
| V Visa Inc. Class A | 0.30% | 8,736 | $3.0M | Reduce -0.6% |
| GOOGL Alphabet Inc. Class A | 0.30% | 8,258 | $3.0M | Reduce -7.8% |
| QQQJ Invesco Nasdaq Next Gen 100 | 0.29% | 63,650 | $2.9M | Add +1.1% |
| VNQ Vanguard Real Estate ETF | 0.28% | 29,149 | $2.8M | Add +3.5% |
| CSCO Cisco Systems Inc. | 0.28% | 23,800 | $2.8M | Reduce -10.5% |
| QQQ Invesco QQQ Trust Series 1 | 0.28% | 3,689 | $2.7M | Add +102.1% |
| VEA Vanguard Ftse Developed ETF | 0.28% | 38,119 | $2.7M | Add +28.7% |
| CGMU Cap Group Municipal Income | 0.27% | 95,919 | $2.6M | Add +38.7% |
| GE General Electric filed as GE AEROSPACE | 0.27% | 7,049 | $2.6M | Add +101.6% |
| GOOG Alphabet Inc. Class C | 0.27% | 7,416 | $2.6M | Reduce -4.1% |
| LRCX Lam Research Corp. | 0.26% | 6,029 | $2.6M | Reduce -27.3% |
| META Meta Platforms Inc. Class A | 0.26% | 4,603 | $2.6M | Add +0.9% |
| TSM Taiwan Semiconductor-SP ADR | 0.26% | 5,279 | $2.5M | Add +133.6% |
| MA Mastercard Inc. Class A | 0.24% | 4,680 | $2.4M | Add +0.4% |
| VTWO Vanguard Russell 2000 ETF | 0.23% | 18,659 | $2.3M | Reduce -15.4% |
| ABBV Abbvie Inc. | 0.22% | 8,784 | $2.2M | Add +0.4% |
| FTNT Fortinet Inc. | 0.22% | 14,174 | $2.2M | New |
| XOM Exxon Mobil Corp. | 0.22% | 15,898 | $2.2M | Add +3.0% |
| APH Amphenol Corp. Class A | 0.21% | 11,578 | $2.0M | Reduce -1.1% |
| JNJ Johnson & Johnson | 0.20% | 7,906 | $2.0M | Reduce -12.8% |
Options reported separately and not counted above: SPY puts ($448K), NVDA calls ($400K), ASML puts ($398K), INTC calls ($140K), F calls ($139K), LLY puts ($120K), TSLA calls ($84K), BMY calls ($58K).
Portfolio Sells Q1 2026 → Q2 2026
| IBDU iShares Ibonds Dec 2029 Term | Sold out | 0.00% | −1.48 |
| MINT PIMCO Enhanced Short Maturit | Reduce -36.5% | 1.80% | −1.41 |
| VGSH Vanguard Short-Term Treasury | Sold out | 0.00% | −1.28 |
| VYM Vanguard High DVD Yield ETF | Reduce -27.7% | 1.59% | −0.75 |
| TGT Target Corp. | Reduce -94.1% | 0.03% | −0.47 |
| SPYV SS SPDR P S&P 500 Value ETF | Reduce -11.4% | 1.85% | −0.35 |
| MDT Medtronic PLC | Reduce -80.7% | 0.06% | −0.33 |
| COP Conocophillips | Reduce -8.2% | 0.57% | −0.32 |
| JPEF JPMorgan Equity Focus ETF | Reduce -20.5% | 1.05% | −0.29 |
| CNQ Canadian Natural Resources | Sold out | 0.00% | −0.22 |
| PTRB Pgim Total Return Bond ETF | Reduce -4.3% | 1.07% | −0.20 |
| WMT Walmart Inc. | Reduce -1.6% | 0.74% | −0.19 |
| WMB Williams Cos Inc. | Sold out | 0.00% | −0.17 |
| EOG EOG Resources Inc. | Sold out | 0.00% | −0.16 |
| BAP Credicorp Ltd. | Sold out | 0.00% | −0.16 |
| DOV Dover Corp. | Sold out | 0.00% | −0.15 |
| PRGO Perrigo Co. PLC | Sold out | 0.00% | −0.15 |
| FBP First Bancorp Puerto Rico | Sold out | 0.00% | −0.14 |
| EWBC East West Bancorp Inc. | Sold out | 0.00% | −0.14 |
| CBSH Commerce Bancshares Inc. | Sold out | 0.00% | −0.13 |
| CSL Carlisle Cos Inc. | Sold out | 0.00% | −0.13 |
| SKT Tanger Inc. | Sold out | 0.00% | −0.12 |
| ELS Equity Lifestyle Properties | Sold out | 0.00% | −0.12 |
| SYF Synchrony Financial | Sold out | 0.00% | −0.12 |
| ALLE Allegion PLC | Reduce -80.3% | 0.02% | −0.12 |
| SEIC Sei Investments Company | Sold out | 0.00% | −0.12 |
| PHM Pultegroup Inc. | Sold out | 0.00% | −0.12 |
| CGMS Cap Group US Multi-Sect Bond | Reduce -12.5% | 0.40% | −0.12 |
| NTAP Netapp Inc. | Sold out | 0.00% | −0.12 |
| OMF Onemain Holdings Inc. | Sold out | 0.00% | −0.11 |
| RCL Royal Caribbean Cruises Ltd. | Sold out | 0.00% | −0.11 |
| ADSK Autodesk Inc. | Sold out | 0.00% | −0.11 |
| CPA Copa Holdings SA Class A | Sold out | 0.00% | −0.11 |
| VRSK Verisk Analytics Inc. | Sold out | 0.00% | −0.11 |
| ADP Automatic Data Processing | Sold out | 0.00% | −0.11 |
| INFY Infosys Ltd.-SP ADR | Sold out | 0.00% | −0.10 |
| LOPE Grand Canyon Education Inc. | Sold out | 0.00% | −0.10 |
| CGDV Cap Group Dividend Value | Reduce -12.0% | 0.90% | −0.10 |
| CHKP Check Point Software Tech | Sold out | 0.00% | −0.10 |
| UBER Uber Technologies Inc. | Reduce -76.4% | 0.03% | −0.10 |
| CPRT Copart Inc. | Sold out | 0.00% | −0.10 |
| RELX Relx PLC - Spon ADR | Sold out | 0.00% | −0.09 |
| BA The Boeing Co. | Reduce -75.0% | 0.03% | −0.09 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -18.9% | 0.43% | −0.09 |
| SPDW Ste STR SPDR PT DW Eu ETF | Reduce -8.0% | 0.78% | −0.09 |
| IBDV iShares Ibonds Dec 2030 Corp. | Sold out | 0.00% | −0.09 |
| MUNI PIMCO Intermediate Municipal | Sold out | 0.00% | −0.09 |
| NVO Novo-Nordisk A/S-Spons ADR | Sold out | 0.00% | −0.09 |
| QLYS Qualys Inc. | Sold out | 0.00% | −0.08 |
| IT Gartner Inc. | Sold out | 0.00% | −0.08 |
Portfolio Buys Q1 2026 → Q2 2026
| PYLD PIMCO Multisector Bond Actv | Add +453.6% | 4.23% | +3.37 |
| CGGO Cap Group Global Growth | Add +309.1% | 1.00% | +0.78 |
| DLFE FT Vest US Equity DB ETF-Feb | New | 0.58% | +0.58 |
| AZN Astrazeneca PLC | New | 0.48% | +0.48 |
| QQQM Invesco Nasdaq 100 ETF | Add +248.2% | 0.60% | +0.45 |
| IVW iShares S&P 500 Growth ETF | Add +55.8% | 0.81% | +0.33 |
| BMY Bristol-Myers Squibb Co. | Add +671.0% | 0.37% | +0.32 |
| BG Bunge Global SA | New | 0.31% | +0.31 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Add +63.8% | 0.70% | +0.29 |
| BAI Ishrs AI in and Tech Act ETF | Add +75.4% | 0.38% | +0.22 |
| FTNT Fortinet Inc. | New | 0.22% | +0.22 |
| SCHG Schwab US Large-Cap Growth | Add +2.9% | 4.09% | +0.21 |
| TSM Taiwan Semiconductor-SP ADR | Add +133.6% | 0.26% | +0.17 |
| QQQ Invesco QQQ Trust Series 1 | Add +102.1% | 0.28% | +0.15 |
| MTUM iShares MSCI USA Momentum Fa | Add +53.6% | 0.32% | +0.15 |
| GE General Electric | Add +101.6% | 0.27% | +0.15 |
| IBKR Interactive Brokers Gro Class A | New | 0.14% | +0.14 |
| FNDX Schwab Fndmntl US LRG Co. ETF | Add +20.9% | 0.85% | +0.14 |
| FFIV F5 Inc. | New | 0.13% | +0.13 |
| FSLR First Solar Inc. | New | 0.13% | +0.13 |
| EXEL Exelixis Inc. | New | 0.13% | +0.13 |
| CR Crane Co. | New | 0.13% | +0.13 |
| AIQ Global X Art Intel & Tech | Add +4.0% | 0.57% | +0.13 |
| FFSM Fidelity FNDM SM Mid Cap ETF | Add +10.6% | 0.88% | +0.13 |
| HCI Hci Group Inc. | New | 0.12% | +0.12 |
| BBVA Banco Bilbao Vizcaya-SP ADR | New | 0.12% | +0.12 |
| IBM Intl Business Machines Corp. | Add +54.7% | 0.33% | +0.12 |
| VCTR Victory Capital Holding - A | New | 0.12% | +0.12 |
| AAPL Apple Inc. | Add +6.4% | 1.82% | +0.12 |
| LAUR Laureate Education Inc. | New | 0.12% | +0.12 |
| AON Aon PLC Class A | New | 0.12% | +0.12 |
| RIO Rio Tinto PLC-Spon ADR | New | 0.12% | +0.12 |
| WMS Advanced Drainage Systems Inc. | New | 0.11% | +0.11 |
| RACE Ferrari NV | New | 0.11% | +0.11 |
| BCH Banco DE Chile-ADR | New | 0.11% | +0.11 |
| BX Blackstone Inc. | New | 0.11% | +0.11 |
| BSAC Banco Santander-Chile-ADR | New | 0.11% | +0.11 |
| GLPI Gaming and Leisure Propertie | New | 0.11% | +0.11 |
| MC Moelis & Co. Class A | New | 0.11% | +0.11 |
| HUBB Hubbell Inc. | New | 0.11% | +0.11 |
| CARG Cargurus Inc. | New | 0.10% | +0.10 |
| EVR Evercore Inc. Class A | New | 0.10% | +0.10 |
| FFLC Fidelity Fndmntl L/C Cor ETF | Add +2.4% | 2.78% | +0.10 |
| INMU iShares Intermediate Muni Inc. | Add +218.5% | 0.15% | +0.10 |
| CTAS Cintas Corp. | Add +447.1% | 0.12% | +0.10 |
| HMY Harmony Gold MNG-Spon ADR | New | 0.10% | +0.10 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Add +2.1% | 2.87% | +0.09 |
| PNR Pentair PLC | New | 0.09% | +0.09 |
| ALSN Allison Transmission Holding | New | 0.09% | +0.09 |
| CRUS Cirrus Logic Inc. | New | 0.09% | +0.09 |
Options Activity Q1 2026 → Q2 2026
| XAR SS SPDR S&P Aerospace Def | call | Sold out | 8,500 | $2.2Mbefore exit |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Reduce -14.3% | 600 | $448K |
| NVDA Nvidia Corp. | call | New | 2,000 | $400K |
| ASML ASML Holding NV-NY Reg SHS | put | New | 200 | $398K |
| BRK.B Berkshire Hathaway Inc. Class B | call | Sold out | 400 | $192Kbefore exit |
| INTC Intel Corp. | call | New | 1,000 | $140K |
| F Ford Motor Co. | call | New | 10,000 | $139K |
| ASML ASML Holding NV-NY Reg SHS | call | Sold out | 100 | $132Kbefore exit |
| META Meta Platforms Inc. Class A | call | Sold out | 200 | $114Kbefore exit |
| BLK BlackRock Inc. | call | Sold out | 100 | $96Kbefore exit |
| BMY Bristol-Myers Squibb Co. | call | New | 1,000 | $58K |
| NFLX Netflix Inc. | call | Sold out | 500 | $48Kbefore exit |
| AMD Advanced Micro Devices | call | Sold out | 200 | $41Kbefore exit |
| DELL Dell Technologies -C | call | Sold out | 100 | $16Kbefore exit |
| GLW Corning Inc. | call | Sold out | 100 | $14Kbefore exit |
| MOS The Mosaic Co. | call | Sold out | 200 | $5Kbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 437 | $986.1M | PYLD, SCHG, SPYM, FFLC, BOND |
| Q1 2026 | 424 | $869.7M | SCHG, MINT, SPYM, FFLC, BOND |
| Q4 2025 | 406 | $863.7M | SCHG, VIG, PYLD, SPYM, FFLC |
| Q3 2025 | 399 | $839.2M | SCHG, PYLD, VIG, SPYM, FFLC |
| Q2 2025 | 389 | $787.9M | SCHG, VIG, SPYM, FFLC, BOND |
| Q1 2025 | 354 | $708.3M | VIG, PYLD, SCHG, SPYM, BOND |
| Q4 2024 | 361 | $672.6M | SCHG, VIG, SPYM, FFLC, PYLD |