Opal Wealth Advisors, LLC

Name: Opal Wealth Advisors, LLC 13F holdings, Q3 2025
Creator: Opal Wealth Advisors, LLC
Published: 2025-10-24

Q2 2026Q1 2026Q4 2025Q2 2025Q1 2025Q4 2024Q3 2024Q2 2024Q1 2024

In its 13F for Q3 2025 (holdings as of September 30, 2025, filed October 24, 2025), Opal Wealth Advisors, LLC reported 194 stock positions worth $359.3 million. Its top holding was Putnam Focused LRG Cap Value (PVAL) at 18.0% of the portfolio, followed by Clearbridge Large Cap Growth (LRGE, 13.6%) and Vngrd Mrngst SL-CP Val ETF-U (VBR, 10.9%). Compared with Q2 2025, it opened 6 new positions, sold out of 378, added to 97 and reduced 82. The biggest buy was Putnam Focused LRG Cap Value (PVAL, shares +2%) and the biggest sale Unitedhealth (UNH, shares −42%).

Most Recent 13F: Q2 2026
Location: JERICHO, NY
CIK: 0001844201
Portfolio Value: $359.3M (Q3 2025)
SEC Filing: 0001844201-25-000006 ↗ filed Oct 24, 2025

Holdings Value

Holdings 194 stocks · $359.3M


PVAL Putnam Focused LRG Cap Value	17.99%	1,513,333	$64.6M	Add +2.1%
LRGE Clearbridge Large Cap Growth	13.60%	586,517	$48.9M	Add +2.2%
VBR Vngrd Mrngst SL-CP Val ETF-U	10.91%	187,821	$39.2M	Add +2.1%
ISTB iShares Core 1-5 Year Usd Bo	5.31%	390,344	$19.1M	Add +2.0%
AAPL Apple Inc.	3.21%	45,368	$11.6M	Reduce -23.6%
JMST JPM Ultra-Short Muni Income filed as J P MORGAN EXCHANGE TRADED F	2.92%	205,713	$10.5M	Add +8.4%
XLI SS Industrial Select Sector	2.57%	59,980	$9.3M	Add +0.4%
NCDL Nuveen Churchill Direct Lend	2.02%	525,520	$7.3M	Add +5.4%
CWI State Street SPDR MSCI Acwi	1.41%	145,131	$5.1M	Add +5.2%
MSFT Microsoft Corp.	1.40%	9,747	$5.0M	Reduce -3.0%
JMUB JPMorgan Municipal ETF	1.31%	93,458	$4.7M	Add +62.6%
SPYG SS SPDR P S&P 500 Growth ETF	1.26%	43,257	$4.5M	Add +3.7%
FBND Fidelity Total Bond ETF	1.25%	97,510	$4.5M	Add +6.6%
NVDA Nvidia Corp.	1.14%	21,961	$4.1M	Reduce -5.0%
MOAT Vaneck Morningstar Wide Moat	1.13%	40,791	$4.0M	Add +5.7%
SPY SS SPDR S&P 500 ETF Trust-US	1.10%	5,921	$3.9M	Reduce -5.1%
SPYV SS SPDR P S&P 500 Value ETF	0.84%	54,624	$3.0M	Add +6.4%
SPSM SS SPDR P S&P 600 Small Cap	0.80%	61,753	$2.9M	Add +5.5%
AMZN Amazon.com Inc.	0.78%	12,805	$2.8M	Reduce -2.7%
ICE Intercontinental Exchange Inc.	0.75%	16,101	$2.7M	Add +3.3%
MUNI PIMCO Intermediate Municipal	0.72%	49,629	$2.6M	Add +60.6%
TSLA Tesla Inc.	0.69%	5,567	$2.5M	Reduce -4.2%
JPIE JPMorgan Income ETF	0.66%	51,270	$2.4M	Add +5.9%
GOOGL Alphabet Inc. Class A	0.62%	9,227	$2.2M	Reduce -3.2%
GVI iShares Intermediate Governm	0.59%	19,673	$2.1M	Add +6.6%
META Meta Platforms Inc. Class A	0.52%	2,563	$1.9M	Add +2.6%
SCHM Schwab US Mid Cap ETF	0.50%	60,461	$1.8M	Add +2.1%
V Visa Inc. Class A	0.46%	4,888	$1.7M	Reduce -5.1%
FLTR Vaneck Ig Floating Rate ETF	0.40%	56,543	$1.4M	Reduce -4.9%
SHM SS SPDR N Ice St Muni ETF	0.39%	29,205	$1.4M	Add +0.9%
VTI VG Morningstar TS MKT ETF-US	0.39%	4,280	$1.4M	Add +0.0%
UNH Unitedhealth Group Inc.	0.37%	3,852	$1.3M	Reduce -42.3%
PM Philip Morris International	0.36%	7,971	$1.3M	Add +8.2%
VTEB Vanguard Tax-Exempt Bond ETF	0.36%	25,752	$1.3M	Add +297.8%
JPM JPMorgan Chase & Co.	0.33%	3,735	$1.2M	Reduce -2.3%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS	0.32%	4,064	$1.1M	Add +12.7%
CSCO Cisco Systems Inc.	0.31%	16,275	$1.1M	Reduce -2.6%
AVUV Avantis US Small Cap Value	0.31%	11,178	$1.1M	Reduce -5.0%
XOM Exxon Mobil Corp.	0.30%	9,599	$1.1M	Reduce -2.0%
ABBV Abbvie Inc.	0.30%	4,609	$1.1M	Reduce -6.9%
JAAA Janus Henderson Aaa Clo ETF	0.30%	20,923	$1.1M	Reduce -7.5%
SUSB iShares ESG Aware 1-5 Year U	0.29%	41,391	$1.0M	Add +3.5%
IVE iShares S&P 500 Value ETF	0.29%	5,019	$1.0M	Reduce -1.9%
DGRO iShares Core Dividend Growth	0.28%	14,929	$1.0M	Add +0.0%
EVSD Eaton Vance SHRT Dur Inc.	0.28%	19,379	$996K	New
EVTR Eaton Vance Total Return	0.28%	19,327	$994K	New
NFJ Virtus DVD Intrst & PRM STR	0.27%	75,248	$979K	Add +19.3%
AVGO Broadcom Inc.	0.27%	2,897	$956K	Add +5.4%
HD Home Depot Inc.	0.26%	2,266	$918K	Reduce -2.5%
NYF iShares New York Muni Bond E	0.25%	16,788	$896K	Add +11.7%
VSGX Vanguard ESG Intl Stock ETF	0.25%	12,841	$891K	New
ORCL Oracle Corp.	0.25%	3,141	$883K	Add +9.6%
CAT Caterpillar Inc.	0.23%	1,755	$838K	Reduce -6.9%
XHB SS SPDR S&P Homebldrs ETF	0.23%	7,520	$833K	Add +0.3%
VZ Verizon Communications Inc.	0.23%	18,898	$831K	Add +5.8%
T AT&T Inc.	0.23%	29,297	$827K	Add +6.4%
NFLX Netflix Inc.	0.23%	678	$813K	Reduce -26.8%
AXP American Express Co.	0.23%	2,447	$813K	Reduce -5.9%
QQQ Invesco QQQ Trust Series 1	0.22%	1,343	$806K	Reduce -3.7%
KO The Coca-Cola Co.	0.21%	11,652	$773K	Add +3.7%
SPGI S&P Global Inc.	0.21%	1,555	$757K	Add +2.4%
ESML iShares ESG Aware MSCI USA S	0.21%	16,490	$743K	Reduce -1.5%
MCK McKesson Corp.	0.21%	956	$739K	Reduce -0.7%
DIS The Walt Disney Co. filed as DISNEY WALT CO	0.21%	6,447	$738K	Reduce -0.5%
IVV iShares Core S&P 500 ETF	0.20%	1,097	$734K	Reduce -1.1%
BAC Bank of America Corp. filed as BANK AMERICA CORP	0.20%	14,167	$731K	Reduce -11.1%
IVW iShares S&P 500 Growth ETF	0.20%	5,988	$723K	Reduce -3.7%
LOW Lowe's Cos Inc.	0.20%	2,815	$707K	Add +0.3%
TSM Taiwan Semiconductor-SP ADR	0.19%	2,460	$687K	Reduce -2.7%
SYK Stryker Corp.	0.19%	1,821	$673K	Reduce -3.6%
WMT Walmart Inc.	0.18%	6,276	$647K	Reduce -11.2%
AIG American International Group	0.18%	8,223	$646K	Add +3.3%
BRK.B Berkshire Hathaway Inc. Class B	0.18%	1,259	$633K	Add +7.2%
TBIL F/M US Treasury 3 Month Bill	0.18%	12,654	$633K	Add +195.7%
RSP Invesco S&P 500 Equal Weight	0.17%	3,218	$610K	Add +2.8%
FXE Invesco Currencyshares Euro	0.17%	5,570	$604K	New
LLY Eli Lilly & Co.	0.17%	779	$594K	Reduce -34.6%
NEE Nextera Energy Inc.	0.16%	7,818	$590K	Add +1.9%
INTC Intel Corp.	0.16%	17,549	$589K	Add +0.2%
COWZ Pacer US Cash Cows 100 ETF	0.16%	10,099	$580K	Reduce -29.4%
JNJ Johnson & Johnson	0.16%	3,111	$577K	Add +47.0%
TMO Thermo Fisher Scientific Inc.	0.16%	1,183	$574K	Reduce -0.7%
GOOG Alphabet Inc. Class C	0.16%	2,317	$564K	Reduce -0.1%
QCOM Qualcomm Inc.	0.16%	3,390	$564K	Reduce -0.2%
RTX RTX Corp.	0.16%	3,360	$562K	Reduce -10.8%
FDX FedEx Corp.	0.16%	2,368	$558K	Add +0.3%
GCOW Pacer Global Cash Cows Divid	0.15%	13,898	$551K	Add +0.1%
C Citigroup Inc.	0.15%	5,391	$547K	Reduce -25.1%
CVX Chevron Corp.	0.14%	3,296	$512K	Add +31.7%
UNP Union Pacific Corp.	0.14%	2,162	$511K	Reduce -18.5%
RIV Rivernorth Opportunities	0.14%	41,786	$501K	Add +93.1%
STX Seagate Technology Holdings	0.14%	2,100	$496K	Add +21.2%
COST Costco Wholesale Corp.	0.14%	534	$494K	Reduce -11.4%
HON Honeywell International Inc.	0.14%	2,347	$494K	Add +2.9%
NVS Novartis AG-Sponsored ADR	0.13%	3,731	$478K	Add +53.0%
MEGI Nylim CBRE GB Infra Mtrnd TF filed as NYLI CBRE GBL INFR MEGTRNDS	0.13%	32,471	$477K	Add +74.1%
FFA First Trust Enhan Eqty Inc.	0.13%	21,839	$470K	Reduce -3.7%
MO Altria Group Inc.	0.13%	6,987	$462K	Add +4.0%
PGR Progressive Corp.	0.13%	1,858	$459K	Add +15.5%
BLK BlackRock Inc.	0.13%	389	$454K	Add +4.8%
NSC Norfolk Southern Corp.	0.13%	1,504	$452K	No change
ITW Illinois Tool Works	0.12%	1,682	$439K	Reduce -13.3%
UBER Uber Technologies Inc.	0.12%	4,441	$435K	Add +1.7%
URI United Rentals Inc.	0.12%	450	$430K	Add +2.7%
SCHW Schwab (charles) Corp.	0.12%	4,473	$427K	Add +3.4%
CGXU Cap Group Intl Focus filed as CAPITAL GROUP INTL FOCUS EQT	0.12%	14,250	$422K	Add +8.8%
COF Capital One Financial Corp.	0.12%	1,958	$416K	Reduce -4.6%
NOC Northrop Grumman Corp.	0.12%	682	$416K	Reduce -2.7%
DIVO Amplify CWP Enhan Divid ETF	0.12%	9,283	$414K	Reduce -6.9%
DUK Duke Energy Corp.	0.11%	3,294	$408K	Reduce -0.4%
AMLP Alerian MLP ETF	0.11%	8,467	$397K	Add +2.7%
AMGN Amgen Inc.	0.11%	1,400	$395K	Add +1.2%
CI The Cigna Group	0.11%	1,361	$392K	Add +42.7%
ALL Allstate Corp.	0.11%	1,815	$390K	Add +0.7%
VYMI Vanguard Int High DVD YLD Inc.	0.11%	4,561	$386K	No change
ASML ASML Holding NV-NY Reg SHS	0.11%	397	$384K	Reduce -10.8%
CRWD CrowdStrike Holdings Inc. Class A	0.11%	781	$383K	Add +510.2%
ABT Abbott Laboratories	0.11%	2,854	$382K	Reduce -9.1%
IWO iShares Russell 2000 Growth	0.10%	1,172	$375K	Add +1.7%
CALF PCR US SM CP CSH CWS ETF-Usd	0.10%	8,563	$375K	Reduce -23.0%
PPL PPL Corp.	0.10%	10,002	$372K	Add +2.2%
INTU Intuit Inc.	0.10%	543	$371K	Add +8.0%
GDX Vaneck Gold Miners ETF	0.10%	4,808	$367K	Reduce -2.2%
BX Blackstone Inc.	0.10%	2,118	$362K	Reduce -2.4%
GE General Electric filed as GE AEROSPACE	0.10%	1,182	$356K	Reduce -2.5%
HUT Hut 8 Corp.	0.10%	10,000	$348K	New
AZN Astrazeneca PLC-Spons ADR	0.10%	4,525	$347K	Reduce -3.6%
PLD Prologis Inc.	0.10%	3,021	$346K	Add +3.7%
FVD First Trust Value Line DVD	0.09%	7,367	$341K	Reduce -0.2%
HTAB Hartford Schroders Tax Aware	0.09%	17,602	$337K	Add +5.1%
HLT Hilton Worldwide Holdings Inc.	0.09%	1,289	$334K	Reduce -6.0%
VLO Valero Energy Corp.	0.09%	1,957	$333K	Add +1.4%
AEP American Electric Power	0.09%	2,954	$332K	Reduce -0.1%
XLK SS Technology Select Sector	0.09%	1,174	$331K	Add +0.1%
GM General Motors Co.	0.09%	5,423	$331K	Reduce -1.2%
PANW Palo Alto Networks Inc.	0.09%	1,618	$329K	Add +22.0%
VOO Vanguard S&P 500 ETF	0.09%	536	$328K	Add +10.3%
IJR iShares Core S&P Small-Cap E	0.09%	2,762	$328K	No change
ETN Eaton Corp. PLC	0.09%	853	$319K	Add +1.7%
VB Vanguard Most SM-Cap ETF-Usd	0.09%	1,225	$312K	Reduce -2.3%
UTES Virtus Reaves Utilities ETF	0.09%	3,731	$311K	Reduce -3.0%
LIN Linde PLC	0.09%	645	$306K	Add +6.1%
GLD SPDR Gold Shares	0.09%	861	$306K	Reduce -51.6%
FCX Freeport-McMoran Inc.	0.08%	7,615	$299K	Reduce -5.3%
ENB Enbridge Inc.	0.08%	5,905	$298K	Add +117.4%
GBTC Grayscale Bitcoin Trust ETF	0.08%	3,285	$295K	No change
JCI Johnson Controls Internation	0.08%	2,640	$290K	Reduce -12.4%
BA The Boeing Co.	0.08%	1,328	$287K	Reduce -8.7%
CME Cme Group Inc.	0.08%	1,055	$285K	Add +14.6%
GS Goldman Sachs Group Inc.	0.08%	357	$284K	Reduce -43.2%
LUV Southwest Airlines Co.	0.08%	8,908	$284K	Reduce -2.4%
SBUX Starbucks Corp.	0.08%	3,282	$278K	Add +8.5%
PHM Pultegroup Inc.	0.08%	2,070	$274K	Add +1.2%
AB Alliancebernstein Holding LP	0.08%	7,111	$272K	No change
SPGP Invesco S&P 500 Garp ETF	0.08%	2,387	$271K	Reduce -33.2%
COP Conocophillips	0.07%	2,796	$264K	Reduce -7.8%
MRK Merck & Co. Inc.	0.07%	3,146	$264K	Reduce -8.8%
ISRG Intuitive Surgical Inc.	0.07%	587	$263K	Add +4.6%
APO Apollo Global Management Inc.	0.07%	1,968	$262K	Reduce -1.4%
BKLN Invesco Senior Loan ETF	0.07%	12,268	$257K	Reduce -0.4%
VYM Vanguard High DVD Yield ETF	0.07%	1,764	$249K	Add +0.5%
LHX L3HARRIS Technologies Inc.	0.07%	805	$246K	Add +3.2%
TMUS T-Mobile US Inc.	0.07%	1,025	$245K	Reduce -1.4%
NRK Nuveen NY Amt-FR Muni Inc.	0.07%	23,780	$243K	No change
BIZD Vaneck BDC Income ETF	0.07%	16,186	$242K	No change
CTVA Corteva Inc.	0.07%	3,557	$241K	Add +2.5%
BN Brookfield Corp.	0.07%	3,470	$238K	Add +8.0%
IWF iShares Russell 1000 Growth	0.07%	507	$237K	Add +100.4%
FISV Fiserv Inc.	0.07%	1,837	$237K	Reduce -4.3%
MSDL Morgan Stanley Direct Lendin	0.07%	14,630	$235K	Reduce -18.0%
NVO Novo-Nordisk A/S-Spons ADR	0.07%	4,207	$233K	Add +35.0%
IUSB Ishr CR Unvrse Usd BD ETF-Ui	0.06%	4,972	$232K	Reduce -4.8%
MKL Markel Group Inc.	0.06%	120	$229K	Add +8.1%
PFE Pfizer Inc.	0.06%	8,971	$229K	Reduce -7.0%
VTV Vanguard Mrngstr Val ETF-Aui	0.06%	1,211	$226K	Add +11.4%
CAH Cardinal Health Inc.	0.06%	1,426	$224K	Add +0.6%
SNY Sanofi-ADR	0.06%	4,717	$223K	Reduce -23.2%
SE Sea Ltd.-ADR	0.06%	1,245	$223K	Reduce -4.6%
CRM Salesforce Inc.	0.06%	925	$219K	Reduce -29.0%
CIBR First Trust Nasdaq Cybersecu	0.06%	2,864	$218K	Reduce -0.6%
LMT Lockheed Martin Corp.	0.06%	434	$217K	Add +11.0%
IR Ingersoll-Rand Inc.	0.06%	2,621	$217K	Add +2.7%
ICOW Pacer Developed Markets Inte	0.06%	5,871	$214K	Add +0.7%
IMCG iShares Morningstar Mid-Cap	0.06%	2,572	$213K	No change
SPOT Spotify Technology SA	0.06%	300	$209K	Reduce -11.5%
RIGS Alps Strategic Income Fund	0.06%	8,968	$209K	Add +5.1%
CGMS Cap Group US Multi-Sect Bond	0.06%	7,407	$206K	Add +1.0%
ABNB Airbnb Inc. Class A	0.06%	1,669	$203K	Reduce -5.7%
VO Vngrd Mrngstr MD-Cap ETF-Usd	0.06%	685	$201K	Add +1.3%
CMCSA Comcast Corp. Class A	0.06%	6,388	$201K	Reduce -10.3%
QS Quantumscape Corp.	0.04%	11,875	$146K	Add +18.8%
NAN Nuveen NY QLTY Muni Inc.	0.04%	12,283	$140K	Add +1.1%
BFLY Butterfly Network Inc.	0.02%	33,324	$64K	New
DRTS Alpha Tau Medical Ltd.	0.01%	10,000	$45K	No change

Other holdings (1): bonds, preferreds, convertibles and warrants · $339 (not counted above)

Security	Class	Shares / Principal	Value	Change
RIVERNORTH OPPORTUNI-RT	RIGHT 10/06/2025	41,790	$339	Add +93.1%

Total filed on the 13F, all lines: $359.3M.

Portfolio Sells Q2 2025 → Q3 2025


UNH Unitedhealth Group Inc.	Reduce -42.3%	0.37%	−0.21
SPTI SS SPDR P Int Term TSY ETF	Sold out	0.00%	−0.19
AAPL Apple Inc.	Reduce -23.6%	3.21%	−0.17
BILS SS Spdrb B 3-12M T-Bill ETF	Sold out	0.00%	−0.15
NFLX Netflix Inc.	Reduce -26.8%	0.23%	−0.12
IEF iShares 7-10 Year Treasury B	Sold out	0.00%	−0.12
TIP iShares Tips Bond ETF	Sold out	0.00%	−0.10
LLY Eli Lilly & Co.	Reduce -34.6%	0.17%	−0.09
DBC Invesco DB Commodity Index T	Sold out	0.00%	−0.09
SAP Sap SE-Sponsored ADR	Sold out	0.00%	−0.09
BIL SS SPDR BB 1-3M T-Bill ETF	Sold out	0.00%	−0.08
WDAY Workday Inc. Class A	Sold out	0.00%	−0.07
ACN Accenture PLC Class A	Sold out	0.00%	−0.07
GLD SPDR Gold Shares	Reduce -51.6%	0.09%	−0.07
FBTC Fidelity Wise Origin Bitcoin	Sold out	0.00%	−0.07
CL Colgate-Palmolive Co.	Sold out	0.00%	−0.06
SHW The Sherwin-Williams Co.	Sold out	0.00%	−0.06
MA Mastercard Inc. Class A	Sold out	0.00%	−0.06
COWZ Pacer US Cash Cows 100 ETF	Reduce -29.4%	0.16%	−0.06
WCLD Wisdomtree Cloud Computing	Sold out	0.00%	−0.06
DOV Dover Corp.	Sold out	0.00%	−0.06
ADBE Adobe Inc.	Sold out	0.00%	−0.06
CARR Carrier Global Corp.	Sold out	0.00%	−0.06
BJ Bj's Wholesale Club Holdings	Sold out	0.00%	−0.06
GWW WW Grainger Inc.	Sold out	0.00%	−0.06
VNQ Vanguard Real Estate ETF	Sold out	0.00%	−0.05
WM Waste Management Inc.	Sold out	0.00%	−0.05
PYPL PayPal Holdings Inc.	Sold out	0.00%	−0.05
EXC Exelon Corp.	Sold out	0.00%	−0.05
USO United States Oil Fund LP	Sold out	0.00%	−0.05
PG The Procter & Gamble Co.	Sold out	0.00%	−0.05
NOW ServiceNow Inc.	Sold out	0.00%	−0.05
REGN Regeneron Pharmaceuticals	Sold out	0.00%	−0.05
NRG NRG Energy Inc.	Sold out	0.00%	−0.05
VGSH Vanguard Short-Term Treasury	Sold out	0.00%	−0.05
EQIX Equinix Inc.	Sold out	0.00%	−0.05
DSTL Distillate US Fundamental St	Sold out	0.00%	−0.05
SNPS Synopsys Inc.	Sold out	0.00%	−0.05
CINF Cincinnati Financial Corp.	Sold out	0.00%	−0.05
AON Aon PLC Class A	Sold out	0.00%	−0.05
GEV GE Vernova Inc.	Sold out	0.00%	−0.05
GS Goldman Sachs Group Inc.	Reduce -43.2%	0.08%	−0.04
ISCG iShares Morningstar Small-Ca	Sold out	0.00%	−0.04
V Visa Inc. Class A	Reduce -5.1%	0.46%	−0.04
BSX Boston Scientific Corp.	Sold out	0.00%	−0.04
CHTR Charter Communications Inc. Class A	Sold out	0.00%	−0.04
GILD Gilead Sciences Inc.	Sold out	0.00%	−0.04
MRSH Marsh & McLennan Cos	Sold out	0.00%	−0.04
VOE Vngrd Mrngstr MD-Cap Val ETF	Sold out	0.00%	−0.04
EFG iShares MSCI Eafe Growth ETF	Sold out	0.00%	−0.04

Portfolio Buys Q2 2025 → Q3 2025


PVAL Putnam Focused LRG Cap Value	Add +2.1%	17.99%	+1.45
LRGE Clearbridge Large Cap Growth	Add +2.2%	13.60%	+0.98
VBR Vngrd Mrngst SL-CP Val ETF-U	Add +2.1%	10.91%	+0.95
JMUB JPMorgan Municipal ETF	Add +62.6%	1.31%	+0.52
MUNI PIMCO Intermediate Municipal	Add +60.6%	0.72%	+0.28
EVSD Eaton Vance SHRT Dur Inc.	New	0.28%	+0.28
EVTR Eaton Vance Total Return	New	0.28%	+0.28
VTEB Vanguard Tax-Exempt Bond ETF	Add +297.8%	0.36%	+0.27
VSGX Vanguard ESG Intl Stock ETF	New	0.25%	+0.25
JMST JPM Ultra-Short Muni Income	Add +8.4%	2.92%	+0.24
FXE Invesco Currencyshares Euro	New	0.17%	+0.17
CWI State Street SPDR MSCI Acwi	Add +5.2%	1.41%	+0.16
SPYG SS SPDR P S&P 500 Growth ETF	Add +3.7%	1.26%	+0.15
ISTB iShares Core 1-5 Year Usd Bo	Add +2.0%	5.31%	+0.14
XLI SS Industrial Select Sector	Add +0.4%	2.57%	+0.13
MOAT Vaneck Morningstar Wide Moat	Add +5.7%	1.13%	+0.12
TBIL F/M US Treasury 3 Month Bill	Add +195.7%	0.18%	+0.12
SPSM SS SPDR P S&P 600 Small Cap	Add +5.5%	0.80%	+0.10
HUT Hut 8 Corp.	New	0.10%	+0.10
SPYV SS SPDR P S&P 500 Value ETF	Add +6.4%	0.84%	+0.10
FBND Fidelity Total Bond ETF	Add +6.6%	1.25%	+0.09
CRWD CrowdStrike Holdings Inc. Class A	Add +510.2%	0.11%	+0.09
ORCL Oracle Corp.	Add +9.6%	0.25%	+0.07
JNJ Johnson & Johnson	Add +47.0%	0.16%	+0.07
STX Seagate Technology Holdings	Add +21.2%	0.14%	+0.07
RIV Rivernorth Opportunities	Add +93.1%	0.14%	+0.07
MEGI Nylim CBRE GB Infra Mtrnd TF	Add +74.1%	0.13%	+0.06
AVGO Broadcom Inc.	Add +5.4%	0.27%	+0.06
NFJ Virtus DVD Intrst & PRM STR	Add +19.3%	0.27%	+0.06
INTC Intel Corp.	Add +0.2%	0.16%	+0.06
NVS Novartis AG-Sponsored ADR	Add +53.0%	0.13%	+0.05
ENB Enbridge Inc.	Add +117.4%	0.08%	+0.05
CVX Chevron Corp.	Add +31.7%	0.14%	+0.04
GVI iShares Intermediate Governm	Add +6.6%	0.59%	+0.04
JPIE JPMorgan Income ETF	Add +5.9%	0.66%	+0.04
SCHM Schwab US Mid Cap ETF	Add +2.1%	0.50%	+0.04
IWF iShares Russell 1000 Growth	Add +100.4%	0.07%	+0.04
NYF iShares New York Muni Bond E	Add +11.7%	0.25%	+0.03
VTI VG Morningstar TS MKT ETF-US	Add +0.0%	0.39%	+0.03
URI United Rentals Inc.	Add +2.7%	0.12%	+0.03
XHB SS SPDR S&P Homebldrs ETF	Add +0.3%	0.23%	+0.03
IBM Intl Business Machines Corp.	Add +12.7%	0.32%	+0.02
LOW Lowe's Cos Inc.	Add +0.3%	0.20%	+0.02
QS Quantumscape Corp.	Add +18.8%	0.04%	+0.02
CI The Cigna Group	Add +42.7%	0.11%	+0.02
VLO Valero Energy Corp.	Add +1.4%	0.09%	+0.02
MO Altria Group Inc.	Add +4.0%	0.13%	+0.02
CGXU Cap Group Intl Focus	Add +8.8%	0.12%	+0.02
BLK BlackRock Inc.	Add +4.8%	0.13%	+0.02
DGRO iShares Core Dividend Growth	Add +0.0%	0.28%	+0.02

Notes & Other Activity Q2 2025 → Q3 2025


SPY SS SPDR S&P 500 ETF Trust-US	TR UNIT · principal	Sold out	200	$124Kbefore exit
RIVERNORTH OPPORTUNI-RT	RIGHT 10/06/2025	Add +93.1%	41,790	$339

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

Quarter	Positions	13F Reported Value	Top Holdings
Q2 2026	224	$463.0M	PVAL, LRGE, VBR, GQGU, ISTB
Q1 2026	606	$442.4M	PVAL, LRGE, VBR, GQGU, ISTB
Q4 2025	206	$383.5M	PVAL, LRGE, VBR, ISTB, AAPL
Q3 2025	194	$359.3M	PVAL, LRGE, VBR, ISTB, AAPL
Q2 2025	566	$360.4M	PVAL, LRGE, VBR, ISTB, AAPL
Q1 2025	531	$324.4M	PVAL, LRGE, VBR, ISTB, AAPL
Q4 2024	191	$333.2M	PVAL, LRGE, VBR, ISTB, AAPL
Q3 2024	189	$319.3M	PVAL, LRGE, VBR, ISTB, AAPL
Q2 2024	1,238	$311.4M	PVAL, LRGE, VBR, ISTB, JMUB
Q1 2024	349	$294.8M	PVAL, LRGE, VBR, ISTB, JMUB