Rivernorth Opportuni-RTPreferred / convertible 13F holders, Q3 2025 (September 30) 43 holders
$0.01 avg. 13F price*
At the end of Q3 2025 , 43 institutions reported holding Rivernorth Opportuni-RT in their 13F filings. The largest holders were Yakira Capital Management, Inc. ($11K), Sit Investment Associates Inc. ($9K) and Polar Asset Management Partners Inc. ($4K).
Company Rivernorth Opportuni-RT
CUSIP 76881Y174
Latest filing quarter Q3 2025
Total Exit/New Position Q3 2025 Institutions Total Value New Positions 13 $32K Exits 0 $0
Ownership 43 holders Portfolio Manager % of Holder's Portfolio Change Shares Value ▼ Yakira Capital Management, Inc. — New 1,318,986 $11K Sit Investment Associates Inc. — New 1,072,824 $9K Polar Asset Management Partners Inc. — New 445,528 $4K LPL Financial LLC — Add +10.7% 494,836 $4K Readystate Asset Management LP — New 289,376 $2K Royal Bank of Canada — Reduce -7.3% 186,621 $2K Envestnet Asset Management Inc. — Reduce -2.1% 185,601 $2K Principal Securities, Inc. — Add +0.7% 183,792 $1K JPMorgan Chase & Co. — New 153,500 $1K Boothbay Fund Management, LLC — New 142,500 $1K Almitas Capital LLC — New 140,834 $1K Alpine Global Management, LLC — New 140,001 $1K Tennessee Valley Asset Management Partners — Reduce -5.2% 130,515 $1K Wells Fargo & Company — Reduce -52.9% 121,391 $983 Morgan Stanley — Reduce -94.3% 100,101 $811 UBS Group AG — Add +375.0% 96,336 $771 Stifel Financial Corp. — Reduce -8.1% 86,061 $696 Raymond James Financial Inc. — Reduce -5.8% 59,583 $483 NWF Advisory Services Inc. — Reduce -0.6% 55,875 $450 Balyasny Asset Management L.P. — New 53,710 $435 Sculptor Capital LP — New 49,665 $402 Advisor OS, LLC — Reduce -8.6% 49,074 $397 Allworth Financial LP — Add +3.6% 48,780 $396 Bank of America Corp. — Add +0.8% 47,823 $382 Opal Wealth Advisors, LLC — Add +93.1% 41,790 $339 Private Advisor Group, LLC — Add +27.0% 22,035 $176 Westside Investment Management, Inc. — No change 20,001 $162 SeaCrest Wealth Management, LLC — Add +3.0% 19,893 $159 Marex Group Ltd — New 15,071 $122 Sequoia Financial Advisors, LLC — No change 14,001 $114 Channel Wealth LLC — No change 12,381 $100 WealthTrust Asset Management, LLC — Add +0.4% 10,833 $88 Strategic Financial Concepts, LLC — No change 10,803 $88 Two Sigma Securities, LLC — New 10,163 $82 Everstar Asset Management, LLC — Reduce -90.3% 10,104 $82 NewEdge Advisors, LLC — Reduce -94.6% 1,002 $8 Luminist Capital LLC — No change 537 $5 Commonwealth Equity Services, LLC — Add +0.2% 24,141 $0 Wedbush Securities Inc. — Reduce -3.9% 24,910 $0 Janney Montgomery Scott LLC — Reduce -15.8% 31,245 $0 HRT Financial LP — New 31,257 $0 Cwm, LLC — Reduce -36.4% 624 $0 Osaic Holdings, Inc. — Reduce -80.3% 20,124 $0
"% of holder's portfolio" is RIVERNORTH OPPORTUNI-RT's weight in each manager's 13F, not the share of Rivernorth Opportuni-RT the manager owns.