Oppenheimer & Co. Inc.
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 7, 2024), Oppenheimer & Co. Inc. reported 1,431 stock positions worth $6.0 billion. Its top holding was Microsoft (MSFT) at 5.0% of the portfolio, followed by Apple (AAPL, 3.2%) and Nvidia (NVDA, 1.9%). Compared with Q4 2023, it opened 144 new positions, sold out of 93, added to 643 and reduced 566. The biggest buy was Eli Lilly (LLY, shares +3%) and the biggest sale Apple (AAPL, shares −4%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0000822581
- Portfolio Value
- $6.0B (Q1 2024)
- SEC Filing
- 0001085146-24-002277 ↗ filed May 7, 2024
Holdings Value
Holdings 1,431 stocks · $6.0B
| MSFT Microsoft Corp. | 4.96% | 710,579 | $299.0M | Reduce -0.9% |
| AAPL Apple Inc. | 3.22% | 1,129,473 | $193.7M | Reduce -3.7% |
| NVDA Nvidia Corp. | 1.92% | 127,870 | $115.5M | Reduce -8.7% |
| AMZN Amazon.com Inc. | 1.74% | 581,204 | $104.8M | Reduce -2.0% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.38% | 197,712 | $83.1M | Add +2.7% |
| COST Costco Wholesale Corp. | 1.17% | 95,812 | $70.2M | Reduce -3.6% |
| META Meta Platforms Inc. Class A | 1.16% | 143,470 | $69.7M | Reduce -2.1% |
| JPM JPMorgan Chase & Co. | 1.15% | 347,118 | $69.5M | Reduce -1.9% |
| GOOGL Alphabet Inc. Class A | 1.13% | 451,273 | $68.1M | Add +3.2% |
| QQQ Invesco QQQ Trust Series 1 | 1.06% | 143,722 | $63.8M | Add +2.4% |
| GOOG Alphabet Inc. Class C | 1.02% | 403,898 | $61.5M | Reduce -3.5% |
| LLY Eli Lilly & Co. | 0.97% | 75,219 | $58.5M | Add +3.5% |
| IVV iShares Core S&P 500 ETF | 0.91% | 104,617 | $55.0M | Reduce -1.6% |
| HD Home Depot Inc. | 0.85% | 134,068 | $51.4M | Reduce -2.5% |
| V Visa Inc. Class A | 0.85% | 183,929 | $51.3M | Add +2.4% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.80% | 92,543 | $48.4M | Add +18.7% |
| SMCI Super Micro Computer Inc. | 0.74% | 43,894 | $44.3M | Reduce -19.6% |
| AVGO Broadcom Inc. | 0.66% | 30,071 | $39.9M | Reduce -7.0% |
| COWZ Pacer US Cash Cows 100 ETF | 0.65% | 671,920 | $39.0M | Add +11.6% |
| PWR Quanta Services Inc. | 0.60% | 139,844 | $36.3M | Reduce -5.0% |
| AMGN Amgen Inc. | 0.57% | 121,155 | $34.4M | Add +7.9% |
| IJR iShares Core S&P Small-Cap E | 0.54% | 293,435 | $32.4M | Add +21.4% |
| IJH iShares Core S&P Midcap ETF | 0.51% | 509,894 | $31.0M | Add +7.6% |
| UNH Unitedhealth Group Inc. | 0.50% | 60,285 | $29.8M | Reduce -0.3% |
| WMT Walmart Inc. | 0.49% | 492,758 | $29.6M | Add +0.6% |
| SHV iShares 0-1 Year Treasury Bo | 0.49% | 267,369 | $29.6M | Add +26.0% |
| IWF iShares Russell 1000 Growth | 0.49% | 87,162 | $29.4M | Add +6.8% |
| DGRO iShares Core Dividend Growth | 0.49% | 503,259 | $29.2M | Add +14.7% |
| JNJ Johnson & Johnson | 0.47% | 179,118 | $28.3M | Reduce -6.2% |
| PEP Pepsico Inc. | 0.47% | 161,773 | $28.3M | Add +4.0% |
| MPC Marathon Petroleum Corp. | 0.46% | 138,701 | $27.9M | Reduce -4.4% |
| VOO Vanguard S&P 500 ETF | 0.46% | 58,080 | $27.9M | Add +4.1% |
| CVX Chevron Corp. | 0.46% | 174,944 | $27.6M | Add +5.4% |
| ABBV Abbvie Inc. | 0.45% | 150,363 | $27.4M | Reduce -3.1% |
| XOM Exxon Mobil Corp. | 0.45% | 231,321 | $26.9M | Add +0.4% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.44% | 214,479 | $26.2M | Add +23.8% |
| MRK Merck & Co. Inc. | 0.43% | 198,137 | $26.1M | Reduce -0.1% |
| WM Waste Management Inc. | 0.43% | 121,029 | $25.8M | Reduce -0.6% |
| KMX Carmax Inc. | 0.42% | 289,685 | $25.2M | Add +12.1% |
| PG The Procter & Gamble Co. | 0.41% | 151,546 | $24.6M | Reduce -1.4% |
| GS Goldman Sachs Group Inc. | 0.41% | 58,556 | $24.5M | Add +5.7% |
| LOW Lowe's Cos Inc. | 0.39% | 92,459 | $23.6M | Add +9.1% |
| CSCO Cisco Systems Inc. | 0.39% | 470,140 | $23.5M | Reduce -8.0% |
| C Citigroup Inc. | 0.38% | 365,669 | $23.1M | Add +4.3% |
| AMD Advanced Micro Devices | 0.38% | 127,890 | $23.1M | Reduce -8.5% |
| ACN Accenture PLC Class A | 0.38% | 66,536 | $23.1M | Add +6.7% |
| MA Mastercard Inc. Class A | 0.38% | 47,726 | $23.0M | Add +6.8% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.38% | 604,460 | $22.9M | Reduce -6.9% |
| TSLA Tesla Inc. | 0.38% | 130,215 | $22.9M | Add +14.8% |
| VZ Verizon Communications Inc. | 0.38% | 543,279 | $22.8M | Add +1.4% |
| CAT Caterpillar Inc. | 0.37% | 61,054 | $22.4M | Reduce -9.4% |
| GILD Gilead Sciences Inc. | 0.36% | 295,731 | $21.7M | Reduce -1.1% |
| NVO Novo-Nordisk A/S-Spons ADR | 0.36% | 167,073 | $21.5M | Add +19.3% |
| ETN Eaton Corp. PLC | 0.36% | 68,497 | $21.4M | Reduce -6.6% |
| KKR KKR & Co. Inc. | 0.35% | 210,742 | $21.2M | Reduce -2.1% |
| TFLO iShares Treasury Floating Ra | 0.35% | 417,162 | $21.1M | Reduce -12.8% |
| DAUG FT Vest U.S. Equity Deep Buf | 0.34% | 554,934 | $20.5M | Add +0.6% |
| QCOM Qualcomm Inc. | 0.33% | 119,021 | $20.2M | Reduce -13.6% |
| MRVL Marvell Technology Inc. | 0.33% | 279,565 | $19.8M | Add +3.1% |
| XLV SS Health Care Select Sector | 0.31% | 127,885 | $18.9M | Add +11.1% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.31% | 54,361 | $18.7M | Reduce -6.2% |
| MTUM iShares MSCI USA Momentum Fa | 0.31% | 99,585 | $18.7M | Reduce -0.3% |
| CG The Carlyle Group Inc. | 0.31% | 394,644 | $18.5M | Add +4.1% |
| TMO Thermo Fisher Scientific Inc. | 0.30% | 31,289 | $18.2M | Add +2.2% |
| MDT Medtronic PLC | 0.30% | 205,706 | $17.9M | Reduce -4.9% |
| PANW Palo Alto Networks Inc. | 0.30% | 62,921 | $17.9M | Add +23.2% |
| SBUX Starbucks Corp. | 0.30% | 195,166 | $17.8M | Reduce -1.5% |
| LMT Lockheed Martin Corp. | 0.29% | 38,913 | $17.7M | Add +2.1% |
| TSM Taiwan Semiconductor-SP ADR | 0.29% | 128,167 | $17.4M | Add +6.7% |
| ORLY O'reilly Automotive Inc. | 0.28% | 15,029 | $17.0M | Reduce -2.4% |
| GLD SPDR Gold Shares | 0.28% | 82,103 | $16.9M | Add +2.7% |
| PFE Pfizer Inc. | 0.28% | 607,352 | $16.9M | Add +18.8% |
| SOXX iShares Semiconductor ETF | 0.28% | 73,676 | $16.6M | Reduce -0.8% |
| MCD McDonald's Corp. | 0.27% | 58,669 | $16.5M | Add +4.0% |
| AFL Aflac Inc. | 0.26% | 184,859 | $15.9M | Add +1.8% |
| CP Canadian Pacific Kansas City | 0.26% | 179,774 | $15.9M | Add +31.5% |
| ROK Rockwell Automation Inc. | 0.26% | 53,911 | $15.7M | Add +62.6% |
| EPD Enterprise Products Partners | 0.26% | 534,153 | $15.6M | Add +4.7% |
| NEE Nextera Energy Inc. | 0.26% | 243,227 | $15.5M | Add +1.1% |
| NFLX Netflix Inc. | 0.26% | 25,374 | $15.4M | Add +3.5% |
| KMI Kinder Morgan Inc. | 0.25% | 834,156 | $15.3M | Add +79.2% |
| BX Blackstone Inc. | 0.25% | 116,129 | $15.3M | Reduce -1.8% |
| ADBE Adobe Inc. | 0.25% | 29,653 | $15.0M | Add +6.8% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.25% | 59,626 | $14.9M | Add +5.9% |
| SNPS Synopsys Inc. | 0.24% | 25,762 | $14.7M | Add +14.4% |
| RTX RTX Corp. | 0.24% | 145,910 | $14.2M | Add +1.9% |
| BLK BlackRock Finance Inc. | 0.23% | 16,839 | $14.0M | Reduce -0.8% |
| MLM Martin Marietta Materials | 0.23% | 22,833 | $14.0M | Reduce -4.4% |
| HON Honeywell International Inc. | 0.23% | 68,293 | $14.0M | Add +1.8% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.23% | 72,572 | $13.9M | Add +26.1% |
| ENB Enbridge Inc. | 0.23% | 377,422 | $13.7M | Add +7.4% |
| XLK SS Technology Select Sector | 0.23% | 65,443 | $13.6M | Reduce -2.7% |
| EFA iShares MSCI Eafe ETF | 0.23% | 170,313 | $13.6M | Add +1.8% |
| CALF PCR US SM CP CSH CWS ETF-Usd | 0.22% | 268,438 | $13.2M | Add +5.6% |
| EMR Emerson Electric Co. | 0.22% | 116,219 | $13.2M | Reduce -9.0% |
| NOC Northrop Grumman Corp. | 0.22% | 27,528 | $13.2M | Add +26.7% |
| XLE SS Energy Select Sector | 0.22% | 139,306 | $13.2M | Reduce -12.8% |
| SHY iShares 1-3 Year Treasury Bo | 0.22% | 160,618 | $13.1M | Add +9.8% |
| CRM Salesforce Inc. | 0.22% | 43,481 | $13.1M | Add +8.2% |
| CRWD CrowdStrike Holdings Inc. Class A | 0.22% | 40,693 | $13.0M | Add +15.6% |
Other holdings (5): bonds, preferreds, convertibles and warrants · $7.3M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 4,730 | $5.6M | Reduce -0.8% |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 12,230 | $780K | New |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 10,803 | $421K | Add +18.7% |
| PARAMOUNT GLOBAL (SKYD 5.75 04/01/24 A) | 5.75% CONV PFD A | 17,917 | $246K | Reduce -3.2% |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | 3,200 | $205K | New |
Total filed on the 13F, all lines: $6.0B.
Portfolio Sells Q4 2023 → Q1 2024
| AAPL Apple Inc. | Reduce -3.7% | 3.22% | −0.94 |
| JEF Jefferies Financial Group Inc. | Reduce -35.6% | 0.21% | −0.12 |
| RF Regions Financial Corp. | Reduce -90.2% | 0.01% | −0.11 |
| DFS Discover Financial Services | Reduce -68.3% | 0.05% | −0.11 |
| SPGP Invesco S&P 500 Garp ETF | Reduce -53.8% | 0.08% | −0.10 |
| COP Conocophillips | Reduce -37.1% | 0.16% | −0.09 |
| TFLO iShares Treasury Floating Ra | Reduce -12.8% | 0.35% | −0.09 |
| SPYV SS SPDR P S&P 500 Value ETF | Reduce -94.4% | 0.01% | −0.09 |
| UNH Unitedhealth Group Inc. | Reduce -0.3% | 0.50% | −0.09 |
| BA The Boeing Co. | Reduce -14.5% | 0.12% | −0.09 |
| GILD Gilead Sciences Inc. | Reduce -1.1% | 0.36% | −0.09 |
| CSCO Cisco Systems Inc. | Reduce -8.0% | 0.39% | −0.09 |
| JNJ Johnson & Johnson | Reduce -6.2% | 0.47% | −0.08 |
| KRE SS SPDR S&P Regional Bank | Reduce -68.0% | 0.03% | −0.07 |
| ERIC Ericsson (lm) Tel-SP ADR | Reduce -61.0% | 0.03% | −0.07 |
| CARR Carrier Global Corp. | Reduce -26.6% | 0.13% | −0.07 |
| NXPI NXP Semiconductors NV | Reduce -77.4% | 0.02% | −0.07 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -28.6% | 0.12% | −0.06 |
| GOOG Alphabet Inc. Class C | Reduce -3.5% | 1.02% | −0.06 |
| B Barrick Gold Corp. | Reduce -88.0% | 0.01% | −0.06 |
| QQXT First Trust Nasdaq-100 Ex-Te | Reduce -92.7% | 0.00% | −0.06 |
| WTFC Wintrust Financial Corp. | Reduce -86.9% | 0.01% | −0.06 |
| T AT&T Inc. | Reduce -16.3% | 0.21% | −0.05 |
| USB US Bancorp | Reduce -33.0% | 0.09% | −0.05 |
| SBUX Starbucks Corp. | Reduce -1.5% | 0.30% | −0.05 |
| TWLO Twilio Inc. Class A | Reduce -58.7% | 0.02% | −0.05 |
| ICOW Pacer Developed Markets Inte | Sold out | 0.00% | −0.05 |
| FTSM First Trust Enh Short Mat FD | Reduce -12.4% | 0.20% | −0.05 |
| SGOV iShares 0-3 Month Treasury B | Reduce -65.4% | 0.02% | −0.05 |
| XLY SS Consumer Disc Select Sect | Reduce -51.2% | 0.04% | −0.05 |
| FANG Diamondback Energy Inc. | Reduce -44.7% | 0.09% | −0.05 |
| MS Morgan Stanley | Reduce -11.9% | 0.20% | −0.05 |
| GXO Gxo Logistics Inc. | Reduce -25.2% | 0.07% | −0.05 |
| ZTS Zoetis Inc. | Reduce -0.4% | 0.15% | −0.05 |
| AR Antero Resources Corp. | Reduce -76.1% | 0.02% | −0.04 |
| LULU Lululemon Athletica Inc. | Reduce -12.6% | 0.06% | −0.04 |
| COST Costco Wholesale Corp. | Reduce -3.6% | 1.17% | −0.04 |
| CCI Crown Castle Inc. | Reduce -33.5% | 0.05% | −0.04 |
| PSX Phillips 66 | Reduce -29.5% | 0.14% | −0.04 |
| IHI iShares U.S. Medical Devices | Reduce -72.1% | 0.01% | −0.04 |
| NOBL Proshares S&P 500 Dividend A | Reduce -15.7% | 0.15% | −0.04 |
| LMBS First Trust Low Duration Opp | Reduce -44.8% | 0.04% | −0.04 |
| MEOH Methanex Corp. | Sold out | 0.00% | −0.04 |
| PXD Pioneer Natural Resources Co. | Reduce -27.8% | 0.11% | −0.03 |
| QCOM Qualcomm Inc. | Reduce -13.6% | 0.33% | −0.03 |
| REGN Regeneron Pharmaceuticals | Reduce -15.4% | 0.16% | −0.03 |
| CMCSA Comcast Corp. Class A | Reduce -10.3% | 0.13% | −0.03 |
| BX Blackstone Inc. | Reduce -1.8% | 0.25% | −0.03 |
| KTOS Kratos Defense & Security | Reduce -26.1% | 0.05% | −0.03 |
| RRC Range Resources Corp. | Reduce -76.6% | 0.01% | −0.03 |
Portfolio Buys Q4 2023 → Q1 2024
| LLY Eli Lilly & Co. | Add +3.5% | 0.97% | +0.19 |
| DIS The Walt Disney Co. | Add +23.8% | 0.44% | +0.15 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +18.7% | 0.80% | +0.12 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +2.7% | 1.38% | +0.12 |
| HSY The Hershey Co. | Add +131.7% | 0.20% | +0.11 |
| IWM iShares Russell 2000 ETF | Add +123.3% | 0.20% | +0.11 |
| KMI Kinder Morgan Inc. | Add +79.2% | 0.25% | +0.10 |
| VET Vermilion Energy Inc. | Add +243.1% | 0.14% | +0.10 |
| NVO Novo-Nordisk A/S-Spons ADR | Add +19.3% | 0.36% | +0.09 |
| COWZ Pacer US Cash Cows 100 ETF | Add +11.6% | 0.65% | +0.07 |
| ROK Rockwell Automation Inc. | Add +62.6% | 0.26% | +0.07 |
| CELH Celsius Holdings Inc. | Add +438.1% | 0.08% | +0.07 |
| CP Canadian Pacific Kansas City | Add +31.5% | 0.26% | +0.06 |
| MU Micron Technology Inc. | Add +52.2% | 0.13% | +0.06 |
| SHV iShares 0-1 Year Treasury Bo | Add +26.0% | 0.49% | +0.06 |
| TSM Taiwan Semiconductor-SP ADR | Add +6.7% | 0.29% | +0.06 |
| ANET Arista Networks Inc. | Add +140.4% | 0.09% | +0.06 |
| IJR iShares Core S&P Small-Cap E | Add +21.4% | 0.54% | +0.06 |
| IBM Intl Business Machines Corp. | Add +26.1% | 0.23% | +0.06 |
| VKTX Viking Therapeutics Inc. | Add +58.6% | 0.07% | +0.06 |
| KMX Carmax Inc. | Add +12.1% | 0.42% | +0.05 |
| SPTL SS SPDR PF LNG TRM TSY E-Usd | New | 0.05% | +0.05 |
| C Citigroup Inc. | Add +4.3% | 0.38% | +0.05 |
| ISRG Intuitive Surgical Inc. | Add +50.1% | 0.14% | +0.05 |
| IHDG Wisdomtree International Hed | New | 0.05% | +0.05 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +15.6% | 0.22% | +0.05 |
| XLI SS Industrial Select Sector | Add +73.8% | 0.12% | +0.05 |
| DGRO iShares Core Dividend Growth | Add +14.7% | 0.49% | +0.05 |
| PLTR Palantir Technologies Inc. Class A | Add +36.0% | 0.13% | +0.05 |
| BLDR Builders Firstsource Inc. | Add +131.9% | 0.07% | +0.05 |
| CMG Chipotle Mexican Grill Inc. | Add +109.7% | 0.08% | +0.05 |
| LOW Lowe's Cos Inc. | Add +9.1% | 0.39% | +0.04 |
| WPM Wheaton Precious Metals Corp. | Add +403.6% | 0.06% | +0.04 |
| OXY Occidental Petroleum Corp. | Add +27.3% | 0.19% | +0.04 |
| IWO iShares Russell 2000 Growth | Add +54.1% | 0.11% | +0.04 |
| DE Deere & Co. | Add +32.5% | 0.20% | +0.04 |
| FXR First Trust Indst/Producers | Add +59.4% | 0.10% | +0.04 |
| NFLX Netflix Inc. | Add +3.5% | 0.26% | +0.04 |
| SBAC SBA Communications Corp. | Add +91.6% | 0.11% | +0.04 |
| AZO AutoZone Inc. | Add +12.9% | 0.18% | +0.04 |
| FIW First Trust Water ETF | Add +49.3% | 0.12% | +0.04 |
| FDN First Trust DJ Internet Ind | Add +38.6% | 0.13% | +0.03 |
| FTXL First Trust Nasdaq Semicondu | Add +41.4% | 0.11% | +0.03 |
| IWF iShares Russell 1000 Growth | Add +6.8% | 0.49% | +0.03 |
| PROSHARES SHORT MSCI EAFE | Add +166.2% | 0.06% | +0.03 |
| NOC Northrop Grumman Corp. | Add +26.7% | 0.22% | +0.03 |
| SNPS Synopsys Inc. | Add +14.4% | 0.24% | +0.03 |
| IJH iShares Core S&P Midcap ETF | Add +7.6% | 0.51% | +0.03 |
| MA Mastercard Inc. Class A | Add +6.8% | 0.38% | +0.03 |
| XPO Xpo Inc. | Add +2.6% | 0.14% | +0.03 |
Notes & Other Activity Q4 2023 → Q1 2024
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Reduce -0.8% | 4,730 | $5.6M |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | New | 12,230 | $780K |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | Add +18.7% | 10,803 | $421K |
| PARAMOUNT GLOBAL (SKYD 5.75 04/01/24 A) | 5.75% CONV PFD A | Reduce -3.2% | 17,917 | $246K |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | New | 3,200 | $205K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,747 | $9.4B | AAPL, MSFT, NVDA, AMZN, GOOG |
| Q1 2026 | 1,673 | $8.2B | AAPL, MSFT, NVDA, AMZN, GOOG |
| Q4 2025 | 1,521 | $7.0B | MSFT, NVDA, GOOGL, GOOG, JPM |
| Q3 2025 | 1,639 | $8.2B | MSFT, AAPL, NVDA, AMZN, META |
| Q2 2025 | 1,596 | $7.6B | MSFT, AAPL, NVDA, AMZN, META |
| Q1 2025 | 1,556 | $6.6B | MSFT, AAPL, NVDA, AMZN, BRK.B |
| Q4 2024 | 1,540 | $6.7B | MSFT, AAPL, NVDA, AMZN, META |
| Q3 2024 | 1,498 | $6.5B | MSFT, AAPL, NVDA, AMZN, META |
| Q2 2024 | 1,425 | $6.3B | MSFT, AAPL, NVDA, AMZN, GOOGL |
| Q1 2024 | 1,431 | $6.0B | MSFT, AAPL, NVDA, AMZN, BRK.B |