Oppenheimer Asset Management Inc.
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 5, 2024), Oppenheimer Asset Management Inc. reported 1,155 stock positions worth $8.3 billion. Its top holding was Microsoft (MSFT) at 3.5% of the portfolio, followed by SS SPDR BB 1-3M T-Bill ETF (BIL, 2.1%) and Amazon.com (AMZN, 2.1%). Compared with Q2 2024, it opened 71 new positions, sold out of 63, added to 456 and reduced 624. The biggest buy was Goldman Sachs Access Treasur (GBIL, shares +35%) and the biggest sale Microsoft (MSFT, shares −2%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001269119
- Portfolio Value
- $8.3B (Q3 2024)
- SEC Filing
- 0001085146-24-005361 ↗ filed Nov 5, 2024
Holdings Value
Holdings 1,155 stocks · $8.3B
| MSFT Microsoft Corp. | 3.49% | 674,433 | $290.2M | Reduce -1.8% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 2.11% | 1,908,130 | $175.2M | Reduce -2.6% |
| AMZN Amazon.com Inc. | 2.09% | 931,201 | $173.5M | Reduce -1.6% |
| GBIL Goldman Sachs Access Treasur | 1.72% | 1,424,974 | $142.9M | Add +34.6% |
| AAPL Apple Inc. | 1.55% | 550,773 | $128.3M | Add +24.4% |
| JPM JPMorgan Chase & Co. | 1.53% | 601,354 | $126.8M | Reduce -1.8% |
| V Visa Inc. Class A | 1.46% | 442,059 | $121.5M | Add +1.0% |
| NVDA Nvidia Corp. | 1.34% | 914,230 | $111.0M | Reduce -0.8% |
| CVX Chevron Corp. | 1.24% | 697,848 | $102.8M | Add +10.4% |
| JNJ Johnson & Johnson | 1.12% | 575,944 | $93.3M | Add +0.4% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.11% | 199,800 | $92.0M | Reduce -10.3% |
| RTX RTX Corp. | 1.06% | 729,909 | $88.4M | Add +10.0% |
| NOW ServiceNow Inc. | 0.98% | 91,371 | $81.7M | Add +0.2% |
| C Citigroup Inc. | 0.98% | 1,301,398 | $81.5M | Reduce -12.3% |
| GOOG Alphabet Inc. Class C | 0.92% | 459,400 | $76.8M | Reduce -6.0% |
| MA Mastercard Inc. Class A | 0.91% | 153,344 | $75.7M | Add +3.0% |
| GOOGL Alphabet Inc. Class A | 0.87% | 433,923 | $72.0M | Reduce -6.8% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.82% | 257,617 | $68.0M | Reduce -1.7% |
| LBTYK Liberty Global Ltd. Class C | 0.76% | 2,930,547 | $63.3M | Add +0.0% |
| MGA Magna International Inc. | 0.68% | 1,379,761 | $56.6M | Add +14.5% |
| ADBE Adobe Inc. | 0.68% | 108,534 | $56.2M | Add +13.7% |
| TMO Thermo Fisher Scientific Inc. | 0.67% | 90,343 | $55.9M | Add +9.0% |
| AVGO Broadcom Inc. | 0.66% | 317,079 | $54.7M | Reduce -7.2% |
| GM General Motors Co. | 0.66% | 1,215,830 | $54.5M | Reduce -14.9% |
| NFLX Netflix Inc. | 0.65% | 76,579 | $54.3M | Add +0.3% |
| UNH Unitedhealth Group Inc. | 0.62% | 87,846 | $51.4M | Reduce -2.2% |
| CSCO Cisco Systems Inc. | 0.61% | 947,759 | $50.4M | Reduce -1.4% |
| META Meta Platforms Inc. Class A | 0.60% | 87,595 | $50.1M | Reduce -1.3% |
| VOD Vodafone Group PLC-SP ADR | 0.60% | 4,963,251 | $49.7M | Reduce -0.4% |
| MDT Medtronic PLC | 0.59% | 544,024 | $49.0M | Reduce -4.5% |
| ACN Accenture PLC Class A | 0.59% | 138,392 | $48.9M | Add +0.1% |
| ORCL Oracle Corp. | 0.59% | 286,460 | $48.8M | Add +79.6% |
| MRK Merck & Co. Inc. | 0.58% | 424,793 | $48.2M | Add +11.0% |
| HD Home Depot Inc. | 0.57% | 116,755 | $47.3M | Add +0.7% |
| NVO Novo-Nordisk A/S-Spons ADR | 0.56% | 393,234 | $46.8M | Add +1.0% |
| ZTS Zoetis Inc. | 0.56% | 239,132 | $46.7M | Reduce -0.8% |
| FDX FedEx Corp. | 0.55% | 165,823 | $45.4M | Reduce -0.2% |
| THO Thor Industries Inc. | 0.51% | 386,189 | $42.4M | Reduce -0.3% |
| UL Unilever PLC | 0.51% | 646,436 | $42.0M | Reduce -0.3% |
| XLK SS Technology Select Sector | 0.49% | 181,685 | $41.0M | Reduce -1.4% |
| ABBV Abbvie Inc. | 0.49% | 206,887 | $40.9M | Add +1.4% |
| XOM Exxon Mobil Corp. | 0.48% | 337,938 | $39.6M | Add +1.4% |
| LOW Lowe's Cos Inc. | 0.47% | 145,273 | $39.3M | Add +0.1% |
| LEN Lennar Corp. Class A | 0.47% | 208,595 | $39.1M | Reduce -29.0% |
| CMCSA Comcast Corp. Class A | 0.47% | 935,631 | $39.1M | Reduce -1.7% |
| GD General Dynamics Corp. | 0.45% | 123,709 | $37.4M | Add +0.5% |
| MS Morgan Stanley | 0.44% | 353,258 | $36.8M | Add +0.2% |
| CB Chubb Ltd. | 0.44% | 126,448 | $36.5M | Add +0.2% |
| T AT&T Inc. | 0.43% | 1,634,877 | $36.0M | Reduce -0.3% |
| LLY Eli Lilly & Co. | 0.42% | 39,263 | $34.8M | Reduce -0.3% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.42% | 156,816 | $34.7M | Add +0.1% |
| SPGI S&P Global Inc. | 0.41% | 65,167 | $33.7M | Add +0.3% |
| DOW Dow Inc. | 0.40% | 604,779 | $33.0M | Add +18.3% |
| CRM Salesforce Inc. | 0.40% | 120,570 | $33.0M | Reduce -42.2% |
| INTU Intuit Inc. | 0.39% | 52,322 | $32.5M | Add +0.5% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.39% | 273,018 | $32.1M | Reduce -12.1% |
| DHR Danaher Corp. | 0.38% | 113,648 | $31.6M | Reduce -1.6% |
| KVUE Kenvue Inc. | 0.37% | 1,341,434 | $31.0M | Reduce -1.2% |
| PM Philip Morris International | 0.37% | 253,087 | $30.7M | Reduce -8.6% |
| EMXC iShares MSCI Emr MRK Ex Chna | 0.36% | 495,902 | $30.3M | Reduce -1.6% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.36% | 761,652 | $30.2M | Reduce -6.3% |
| AMT American Tower Corp. | 0.36% | 127,226 | $29.6M | Reduce -3.3% |
| ABT Abbott Laboratories | 0.35% | 252,472 | $28.8M | Reduce -2.8% |
| CVS CVS Health Corp. | 0.34% | 448,323 | $28.2M | Add +5.7% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.34% | 292,550 | $28.1M | Add +27.9% |
| KLAC KLA Corp. | 0.33% | 35,812 | $27.7M | Add +0.8% |
| ISRG Intuitive Surgical Inc. | 0.33% | 56,155 | $27.6M | Add +2.0% |
| GLW Corning Inc. | 0.33% | 608,775 | $27.5M | Reduce -1.1% |
| IJT iShares S&P Small-Cap 600 GR | 0.33% | 196,221 | $27.4M | Reduce -1.6% |
| QQQ Invesco QQQ Trust Series 1 | 0.33% | 55,508 | $27.1M | Add +128.6% |
| XLC SS Comm Select Sector SPDR | 0.33% | 299,365 | $27.1M | Reduce -1.1% |
| UPS United Parcel Service Class B | 0.32% | 196,046 | $26.7M | Reduce -0.4% |
| NVS Novartis AG-Sponsored ADR | 0.32% | 229,901 | $26.4M | Reduce -20.8% |
| MO Altria Group Inc. | 0.32% | 517,007 | $26.4M | Reduce -0.6% |
| BMY Bristol-Myers Squibb Co. | 0.31% | 495,233 | $25.6M | Add +5.8% |
| VZ Verizon Communications Inc. | 0.31% | 568,135 | $25.5M | Add +3.1% |
| JCI Johnson Controls Internation | 0.30% | 325,462 | $25.3M | Add +0.3% |
| TSM Taiwan Semiconductor-SP ADR | 0.30% | 145,251 | $25.2M | Add +1.8% |
| PGR Progressive Corp. | 0.30% | 99,141 | $25.2M | Reduce -0.4% |
| NEE Nextera Energy Inc. | 0.30% | 296,338 | $25.0M | Reduce -2.3% |
| EFA iShares MSCI Eafe ETF | 0.30% | 299,382 | $25.0M | Add +86.9% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.29% | 42,427 | $24.3M | Add +9.7% |
| ADI Analog Devices Inc. | 0.29% | 103,586 | $23.8M | Reduce -0.3% |
| IT Gartner Inc. | 0.29% | 46,996 | $23.8M | Reduce -0.4% |
| XLY SS Consumer Disc Select Sect | 0.28% | 117,623 | $23.6M | Reduce -1.3% |
| SHOP Shopify Inc. Class A | 0.28% | 286,676 | $23.0M | Add +42.3% |
| ASML ASML Holding NV-NY Reg SHS | 0.27% | 27,341 | $22.8M | Add +0.4% |
| WDAY Workday Inc. Class A | 0.27% | 92,140 | $22.5M | Add +37.2% |
| CRH CRH PLC | 0.27% | 241,012 | $22.4M | Add +3.6% |
| MSCI MSCI Inc. | 0.27% | 38,101 | $22.2M | Add +39.9% |
| COP Conocophillips | 0.26% | 207,553 | $21.9M | Reduce -5.7% |
| DEO Diageo PLC-Sponsored ADR | 0.26% | 154,836 | $21.7M | Add +0.2% |
| TXN Texas Instruments Inc. | 0.26% | 104,670 | $21.6M | Reduce -17.9% |
| SBUX Starbucks Corp. | 0.26% | 220,529 | $21.5M | Add +3.8% |
| IWM iShares Russell 2000 ETF | 0.25% | 95,682 | $21.1M | Add +146.3% |
| DUK Duke Energy Corp. | 0.25% | 182,455 | $21.0M | Reduce -2.0% |
| PANW Palo Alto Networks Inc. | 0.25% | 60,883 | $20.8M | Add +30.4% |
| CAT Caterpillar Inc. | 0.24% | 51,577 | $20.2M | Add +33.5% |
| CMG Chipotle Mexican Grill Inc. | 0.24% | 345,443 | $19.9M | Add +61.4% |
| VICI Vici Properties Inc. filed as VICI PPTYS INC | 0.24% | 597,429 | $19.9M | Add +1.1% |
Other holdings (4): bonds, preferreds, convertibles and warrants · $1.1M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 7,091 | $329K | Reduce -5.3% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 236 | $300K | Reduce -3.3% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 183 | $235K | Reduce -2.7% |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 3,198 | $217K | Reduce -5.4% |
Total filed on the 13F, all lines: $8.3B.
Portfolio Sells Q2 2024 → Q3 2024
| MSFT Microsoft Corp. | Reduce -1.8% | 3.49% | −0.43 |
| CRM Salesforce Inc. | Reduce -42.2% | 0.40% | −0.29 |
| AMZN Amazon.com Inc. | Reduce -1.6% | 2.09% | −0.25 |
| C Citigroup Inc. | Reduce -12.3% | 0.98% | −0.22 |
| GOOG Alphabet Inc. Class C | Reduce -6.0% | 0.92% | −0.22 |
| GOOGL Alphabet Inc. Class A | Reduce -6.8% | 0.87% | −0.22 |
| GM General Motors Co. | Reduce -14.9% | 0.66% | −0.19 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -2.6% | 2.11% | −0.19 |
| IJR iShares Core S&P Small-Cap E | Reduce -50.8% | 0.17% | −0.16 |
| HEFA Isha Curr Hedged MSCI Eafe | Reduce -50.8% | 0.12% | −0.14 |
| INTC Intel Corp. | Reduce -63.1% | 0.05% | −0.14 |
| MMM 3M Co. | Reduce -97.9% | 0.00% | −0.14 |
| DXCM Dexcom Inc. | Reduce -40.3% | 0.06% | −0.13 |
| NVDA Nvidia Corp. | Reduce -0.8% | 1.34% | −0.12 |
| LEN Lennar Corp. Class A | Reduce -29.0% | 0.47% | −0.09 |
| FDX FedEx Corp. | Reduce -0.2% | 0.55% | −0.09 |
| IHAK iShares Cybersecurity & Tech | Sold out | 0.00% | −0.08 |
| FCX Freeport-McMoran Inc. | Reduce -36.5% | 0.12% | −0.08 |
| NVS Novartis AG-Sponsored ADR | Reduce -20.8% | 0.32% | −0.08 |
| VC Visteon Corp. | Sold out | 0.00% | −0.07 |
| CWB SS SPDR BB Conv Sec ETF | Sold out | 0.00% | −0.07 |
| ROP Roper Technologies Inc. | Sold out | 0.00% | −0.07 |
| ABNB Airbnb Inc. Class A | Reduce -2.9% | 0.22% | −0.07 |
| PG The Procter & Gamble Co. | Reduce -31.8% | 0.13% | −0.06 |
| NKE Nike Inc. Class B | Reduce -31.9% | 0.19% | −0.06 |
| CLH Clean Harbors Inc. | Reduce -28.6% | 0.16% | −0.06 |
| ENTG Entegris Inc. | Reduce -19.7% | 0.10% | −0.06 |
| COP Conocophillips | Reduce -5.7% | 0.26% | −0.06 |
| TXN Texas Instruments Inc. | Reduce -17.9% | 0.26% | −0.06 |
| DXJ Wisdomtree Japan Hedged Eq | Reduce -51.3% | 0.04% | −0.06 |
| JPM JPMorgan Chase & Co. | Reduce -1.8% | 1.53% | −0.06 |
| DRI Darden Restaurants Inc. | Reduce -67.2% | 0.03% | −0.05 |
| FIVE Five Below | Reduce -24.9% | 0.07% | −0.05 |
| K Kellanova | Reduce -95.3% | 0.00% | −0.05 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -10.3% | 1.11% | −0.05 |
| TJX TJX Companies Inc. | Reduce -12.1% | 0.39% | −0.05 |
| BAC Bank of America Corp. | Reduce -6.3% | 0.36% | −0.05 |
| EMR Emerson Electric Co. | Reduce -12.2% | 0.21% | −0.05 |
| SHEL Shell PLC-ADR | Reduce -9.5% | 0.16% | −0.05 |
| SF Stifel Financial Corp. | Reduce -38.6% | 0.08% | −0.05 |
| FISV Fiserv Inc. | Reduce -34.3% | 0.13% | −0.04 |
| CME Cme Group Inc. | Reduce -55.1% | 0.04% | −0.04 |
| FMC FMC Corp. | Reduce -72.0% | 0.02% | −0.04 |
| IBB iShares Biotechnology ETF | Sold out | 0.00% | −0.04 |
| AVGO Broadcom Inc. | Reduce -7.2% | 0.66% | −0.04 |
| ALGN Align Technology Inc. | Reduce -39.7% | 0.06% | −0.04 |
| UNP Union Pacific Corp. | Reduce -35.9% | 0.08% | −0.04 |
| AIG American International Group | Reduce -23.6% | 0.09% | −0.04 |
| XLK SS Technology Select Sector | Reduce -1.4% | 0.49% | −0.04 |
| FTI Technipfmc PLC | Reduce -28.9% | 0.08% | −0.04 |
Portfolio Buys Q2 2024 → Q3 2024
| GBIL Goldman Sachs Access Treasur | Add +34.6% | 1.72% | +0.37 |
| AAPL Apple Inc. | Add +24.4% | 1.55% | +0.35 |
| ORCL Oracle Corp. | Add +79.6% | 0.59% | +0.30 |
| RTX RTX Corp. | Add +10.0% | 1.06% | +0.21 |
| QQQ Invesco QQQ Trust Series 1 | Add +128.6% | 0.33% | +0.18 |
| IWM iShares Russell 2000 ETF | Add +146.3% | 0.25% | +0.15 |
| EFA iShares MSCI Eafe ETF | Add +86.9% | 0.30% | +0.14 |
| SHOP Shopify Inc. Class A | Add +42.3% | 0.28% | +0.11 |
| MSCI MSCI Inc. | Add +39.9% | 0.27% | +0.10 |
| SW Smurfit Westrock PLC | New | 0.10% | +0.10 |
| EPAM Epam Systems Inc. | New | 0.10% | +0.10 |
| LBTYK Liberty Global Ltd. Class C | Add +0.0% | 0.76% | +0.09 |
| TMO Thermo Fisher Scientific Inc. | Add +9.0% | 0.67% | +0.09 |
| QCOM Qualcomm Inc. | Add +124.9% | 0.19% | +0.08 |
| GS Goldman Sachs Group Inc. | Add +129.9% | 0.14% | +0.08 |
| WDAY Workday Inc. Class A | Add +37.2% | 0.27% | +0.08 |
| CAT Caterpillar Inc. | Add +33.5% | 0.24% | +0.08 |
| KEYS Keysight Technologies Inc. | Add +318.8% | 0.09% | +0.07 |
| MA Mastercard Inc. Class A | Add +3.0% | 0.91% | +0.07 |
| IBM Intl Business Machines Corp. | Add +0.1% | 0.42% | +0.07 |
| CMG Chipotle Mexican Grill Inc. | Add +61.4% | 0.24% | +0.07 |
| PAYC Paycom Software Inc. | Add +35.6% | 0.21% | +0.07 |
| NOW ServiceNow Inc. | Add +0.2% | 0.98% | +0.07 |
| CIEN Ciena Corp. | Add +826.1% | 0.07% | +0.07 |
| LOW Lowe's Cos Inc. | Add +0.1% | 0.47% | +0.06 |
| MDLZ Mondelez International Inc. Class A | Add +158.1% | 0.10% | +0.06 |
| BMY Bristol-Myers Squibb Co. | Add +5.8% | 0.31% | +0.06 |
| HD Home Depot Inc. | Add +0.7% | 0.57% | +0.06 |
| CTAS Cintas Corp. | Add +57.0% | 0.14% | +0.06 |
| TSLA Tesla Inc. | Add +30.4% | 0.15% | +0.06 |
| ACN Accenture PLC Class A | Add +0.1% | 0.59% | +0.05 |
| JNJ Johnson & Johnson | Add +0.4% | 1.12% | +0.05 |
| DOW Dow Inc. | Add +18.3% | 0.40% | +0.05 |
| PLTR Palantir Technologies Inc. Class A | New | 0.05% | +0.05 |
| DIS The Walt Disney Co. | Add +27.9% | 0.34% | +0.05 |
| PANW Palo Alto Networks Inc. | Add +30.4% | 0.25% | +0.05 |
| SBUX Starbucks Corp. | Add +3.8% | 0.26% | +0.05 |
| CRH CRH PLC | Add +3.6% | 0.27% | +0.05 |
| ABBV Abbvie Inc. | Add +1.4% | 0.49% | +0.04 |
| GPN Global Payments Inc. | Add +114.3% | 0.08% | +0.04 |
| EWJ iShares MSCI Japan ETF | New | 0.04% | +0.04 |
| XLV SS Health Care Select Sector | Add +24.7% | 0.20% | +0.04 |
| MAS Masco Corp. | Add +10.6% | 0.16% | +0.04 |
| MGA Magna International Inc. | Add +14.5% | 0.68% | +0.04 |
| SPGI S&P Global Inc. | Add +0.3% | 0.41% | +0.04 |
| ONC Beone Medicines Ltd.-ADR | Add +13.0% | 0.08% | +0.03 |
| BA The Boeing Co. | Add +98.3% | 0.09% | +0.03 |
| LPLA LPL Financial Holdings Inc. | Add +419.2% | 0.04% | +0.03 |
| USB US Bancorp | Add +31.5% | 0.11% | +0.03 |
| PH Parker Hannifin Corp. | Add +2.7% | 0.18% | +0.03 |
Notes & Other Activity Q2 2024 → Q3 2024
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | Reduce -5.3% | 7,091 | $329K |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Reduce -3.3% | 236 | $300K |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Reduce -2.7% | 183 | $235K |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | Reduce -5.4% | 3,198 | $217K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,127 | $9.6B | GBIL, MSFT, BIL, NVDA, JNJ |
| Q1 2026 | 1,109 | $8.8B | MSFT, GBIL, BIL, NVDA, JNJ |
| Q4 2025 | 1,059 | $8.1B | MSFT, BIL, NVDA, GBIL, JPM |
| Q3 2025 | 1,148 | $9.1B | MSFT, BIL, NVDA, AMZN, JPM |
| Q2 2025 | 1,149 | $8.7B | MSFT, BIL, AMZN, V, NVDA |
| Q1 2025 | 1,116 | $8.1B | MSFT, BIL, AMZN, V, GBIL |
| Q4 2024 | 1,147 | $8.2B | MSFT, AMZN, BIL, JPM, AAPL |
| Q3 2024 | 1,155 | $8.3B | MSFT, BIL, AMZN, GBIL, AAPL |
| Q2 2024 | 1,145 | $7.8B | MSFT, AMZN, BIL, JPM, V |
| Q1 2024 | 1,107 | $6.8B | MSFT, BIL, AMZN, GBIL, JPM |