Periscope Capital Inc.
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 12, 2024), Periscope Capital Inc. reported 63 stock positions worth $138.0 million. Its top holding was Esh Acquisition Class A (ESHA) at 5.4% of the portfolio, followed by Churchill Capital Corp. Ix (CCIX, 5.1%) and Legato Merger Corp. III (LEGT, 4.4%). Compared with Q2 2024, it opened 14 new positions, sold out of 47, added to 4 and reduced 24. The biggest buy was a new position in Sim Acquisition Corp. I (SIMAU) and the biggest sale an exit from 99 Acquisition Group in Class A (NNAG).
- Most Recent 13F
- Q2 2026
- Location
- Toronto, A6
- CIK
- 0001695320
- Portfolio Value
- $138.0M (Q3 2024)
- SEC Filing
- 0000950123-24-011002 ↗ filed Nov 12, 2024
Holdings Value
Holdings 63 stocks · $138.0M
| ESHA Esh Acquisition Corp. Class A | 5.38% | 700,000 | $7.4M | Reduce -30.0% |
| CCIX Churchill Capital Corp. Ix | 5.08% | 700,000 | $7.0M | Reduce -12.5% |
| LEGT Legato Merger Corp. III | 4.43% | 600,000 | $6.1M | Reduce -40.0% |
| ARES ACQUISITION CORP II | 4.32% | 550,000 | $6.0M | Reduce -26.7% |
| HAYMAKER ACQUISITION CORP 4 | 4.25% | 550,000 | $5.9M | Reduce -31.3% |
| NETD Nabors Energy Transition C-A | 4.25% | 550,000 | $5.9M | Reduce -42.1% |
| ANSC Agriculture & Natural Soluti | 3.75% | 500,000 | $5.2M | Reduce -33.3% |
| SVIIF Spring Valley Acquisition-A | 3.46% | 425,000 | $4.8M | Reduce -23.2% |
| SPKLF Spark I Acquisition Corp. | 2.66% | 350,000 | $3.7M | Reduce -12.5% |
| SIMAU Sim Acquisition Corp. I | 2.55% | 350,000 | $3.5M | New |
| VCICU Vine Hill Cap Invest-Unit | 2.54% | 350,000 | $3.5M | New |
| GIGGU GIGCAPITAL7 Inc. | 2.53% | 350,000 | $3.5M | New |
| FLD Fold Holdings Inc. filed as FTAC EMERALD ACQUISITION COR | 2.51% | 319,140 | $3.5M | Reduce -8.8% |
| IBAC Ib Acquisition Corp. | 2.17% | 300,000 | $3.0M | Add +9.1% |
| SBXC Silverbox Corp. III-A | 2.13% | 275,000 | $2.9M | Reduce -72.5% |
| TONT.U Graf Global Corp. | 2.05% | 275,000 | $2.8M | No change |
| GPAT GP-Act III Acquisition-A | 2.01% | 275,000 | $2.8M | No change |
| LPAAU Launch One Acquisition Corp. | 1.89% | 260,190 | $2.6M | New |
| COLOMBIER ACQUISITION CORP | 1.86% | 249,600 | $2.6M | No change |
| SBXUF Silverbox Corp. IV | 1.83% | 252,000 | $2.5M | New |
| VLOSU M3-Brigade Acquisition V Cor | 1.82% | 250,000 | $2.5M | New |
| HONDU HCM II Acquisition Corp. | 1.81% | 250,000 | $2.5M | New |
| MACI Melar Acquisition Corp. I-A | 1.81% | 249,800 | $2.5M | No change |
| WELNF Integrated Wellness Acq - A | 1.71% | 200,000 | $2.4M | Reduce -43.9% |
| USAR USA Rare Earth Inc. filed as INFLECTION PT ACQUISITN CRP | 1.56% | 200,000 | $2.1M | Reduce -66.7% |
| HCVI Hennessy Capital Invest Class A | 1.54% | 200,000 | $2.1M | No change |
| RFAI RF Acquisition Corp. II | 1.47% | 200,000 | $2.0M | No change |
| CHEB.U Chenghe Acquisition II Co. | 1.46% | 200,000 | $2.0M | No change |
| RENEF Cartesian Growth Corp. II- A | 1.45% | 175,000 | $2.0M | Reduce -61.1% |
| CEP Cantor Equity Partners Inc. | 1.45% | 200,000 | $2.0M | New |
| DMYY DMY Squared Technology GR-A | 1.36% | 175,000 | $1.9M | No change |
| MCAA Mountain & Co. I Acquisition | 1.27% | 150,000 | $1.8M | Reduce -20.7% |
| PLAOF Patria Latin American Opport | 1.26% | 150,000 | $1.7M | No change |
| RRACF Rigel Resource Acquisit Class A | 1.25% | 150,000 | $1.7M | Reduce -45.0% |
| ALFUU Centurion Acquisition Corp. | 1.24% | 170,066 | $1.7M | Add +13.4% |
| CFFS CF Acquisition Corp. Vii Class A | 1.21% | 150,000 | $1.7M | No change |
| ALCYF Alchemy Investments Acquisit | 1.18% | 150,000 | $1.6M | Reduce -50.0% |
| VACHU Voyager Acquisition Corp. | 1.09% | 150,000 | $1.5M | New |
| BSIIU Black Spade Acquisition II C | 1.08% | 150,000 | $1.5M | New |
| GHIX Gores Holding Ix Inc. Class A | 0.96% | 125,000 | $1.3M | No change |
| QETA Quetta Acquisition Corp. | 0.94% | 125,000 | $1.3M | Reduce -69.9% |
| UCFI CN Healthy Food Tech Group C filed as IRON HORSE ACQUISITIONS CORP | 0.93% | 125,518 | $1.3M | Add +0.4% |
| APXIF Apx Acquisition Corp. I | 0.85% | 100,000 | $1.2M | Reduce -72.2% |
| LATG Chenghe Acquisition I Co. | 0.84% | 100,000 | $1.2M | Reduce -66.7% |
| VMCAF Valuence Merger Corp. I Class A | 0.83% | 100,000 | $1.2M | No change |
| RCFAF Perception Capital Corp. IV | 0.83% | 100,000 | $1.1M | Reduce -51.1% |
| SKGR SK Growth Opportunities Co. Class A | 0.82% | 100,000 | $1.1M | Add +61.3% |
| FTW.U Eqv Ventures Acquisition Cor | 0.72% | 100,000 | $993K | New |
| IVCBF Invest Acquisition Corp. | 0.64% | 75,000 | $884K | No change |
| IVCAF Libity filed as INVESTCORP INDIA ACQUISTN CO | 0.63% | 75,000 | $867K | Reduce -50.0% |
| PHYTF Pyrophyte Acquisition Corp. Class A | 0.63% | 75,000 | $865K | No change |
| INTE Integral Acquisition Corp. Class A | 0.61% | 75,000 | $836K | No change |
| ALF Centurion Acquisition Corp. | 0.36% | 50,101 | $502K | New |
| LPA Logistic Properties of the A | 0.25% | 36,000 | $345K | Reduce -34.5% |
| GCTS GCT Semiconductor Holding Inc. | 0.18% | 100,000 | $252K | No change |
| RITM Rithm Capital Corp. | 0.08% | 10,000 | $114K | New |
| PITEF Heramba Electric PLC | 0.08% | 69,000 | $113K | New |
| BRAND ENGAGEMENT NETWORK INC | 0.08% | 150,000 | $107K | No change |
| OPTX Syntec Optics Holdings Inc. | 0.04% | 51,302 | $57K | No change |
| OSRHW Bellevue Life Scncs Aqstn Co. | 0.02% | 788,600 | $24K | No change |
| BURTECH ACQUISITION CORP | 0.02% | 109,579 | $22K | No change |
| AMODW Insight Acquisition Corp. | 0.01% | 305,900 | $14K | No change |
| NORTHVIEW ACQUISITION CORP | 0.00% | 95,796 | $4K | Reduce -35.9% |
Options reported separately and not counted above: LQD puts ($30.5M), SPY puts ($2.3M), AAPL puts ($396K), AAPL calls ($396K), IWM puts ($309K), META puts ($286K).
Other holdings (186): bonds, preferreds, convertibles and warrants · $20.2M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | 1,750,000 | $3.9M | No change |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | 1,750,000 | $3.9M | No change |
| INTERDIGITAL INC (IDCC 3.5 06/01/27) | NOTE 3.500% 6/0 · principal | 1,750,000 | $3.2M | No change |
| EQUINOX GOLD CORP (EQXCN 4.75 10/15/28) | NOTE 4.750%10/1 · principal | 2,000,000 | $2.5M | New |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | 1,582,000 | $1.5M | No change |
| FIRST MAJESTIC SILVER (AGCN 0.375 01/15/27) | NOTE 0.375% 1/1 · principal | 915,000 | $796K | Reduce -35.3% |
| KDKRW Ares Acquisition Corp. II-28 | *W EXP 99/99/999 | 1,115,300 | $178K | No change |
| LEGT.WS Legato Merger Corp. III-29 | *W EXP 05/08/203 | 865,900 | $147K | Add +22.9% |
| HYAC.WS Haymaker Acquisition Corp.-28 | *W EXP 05/31/202 | 689,900 | $117K | No change |
| ESHAR Esh Acquisition Corp. - Right | RIGHT 06/13/2028 | 1,029,808 | $114K | Reduce -2.4% |
| ANSCW Agriculture & Natural Solu-W | *W EXP 10/01/202 | 400,000 | $112K | Reduce -30.3% |
| USARW Inflection Point Acquis-C-28 | *W EXP 08/31/202 | 425,000 | $102K | Reduce -59.3% |
| TMTCR TMT Acquisition Corp.-RT | RIGHT 03/27/2028 | 367,730 | $100K | Reduce -5.5% |
| NETDW Nabors Energy Transiti-CW | *W EXP 09/01/202 | 1,068,500 | $96K | Add +4.9% |
| RRAWF Rigel Resource Acquisi -CW23 | *W EXP 99/99/999 | 268,100 | $94K | Reduce -15.7% |
| CCIXW Churchill Capital Corp. I-29 | *W EXP 03/31/203 | 249,550 | $94K | New |
| SVIRF Spring Valley Acquisit-Right | RIGHT 02/25/2026 | 854,400 | $86K | Reduce -2.3% |
| OAKUR Oak Woods Acquisition Cor-RT | RIGHT 03/23/2028 | 347,000 | $85K | No change |
| FLDDW Fold Holdings Inc. -23 | *W EXP 02/14/203 | 350,000 | $70K | Reduce -53.1% |
| DISTR Distoken Acquisition Corp. | RIGHT 99/99/9999 | 561,346 | $66K | Reduce -1.6% |
| Colombier Acquisition - 29 | *W EXP 11/24/202 | 183,200 | $59K | No change |
| BLACR Bellevue Life Sciences-RTS | RIGHT 02/09/2028 | 488,600 | $57K | No change |
| ATMVR Alphavest Acquisition Co.-RT | RIGHT 01/22/2026 | 407,329 | $57K | Reduce -5.3% |
| HUDAR Hudson Acquisition I Corp.-RT | RIGHT 99/99/9999 | 225,000 | $55K | No change |
| BOWNR Bowen Acquisition Corp.-RTS | RIGHT 99/99/9999 | 285,800 | $54K | No change |
| SPKWF Spark I Acquisition Corp.-28 | *W EXP 10/01/203 | 407,950 | $53K | Add +13.8% |
| SKGRW SK Growth Opportunities -29 | *W EXP 06/28/202 | 250,000 | $53K | Reduce -20.4% |
| ALCWF Alchemy Investments Acqui-28 | *W EXP 11/30/202 | 596,300 | $51K | Reduce -6.4% |
| IVAWF Investcorp India Acquisi -27 | *W EXP 06/01/202 | 724,600 | $51K | Reduce -6.5% |
| QETAR Quetta Acquisition Corp.-RTS | RIGHT 99/99/9999 | 38,000 | $49K | No change |
| AQUNR Aquaron Acquisition Corp.-RTS | RIGHT 07/15/2026 | 190,000 | $48K | No change |
| QOMOR Qomolangma Acquisition-Right | RIGHT 09/29/2027 | 199,800 | $47K | No change |
| GHIXW Gores Holding Ix -CW24 | *W EXP 01/14/202 | 525,000 | $46K | Reduce -12.1% |
| GPATW GP-Act III Acq Class A -CW27 | *W EXP 05/13/202 | 412,500 | $45K | Add +200.0% |
| DMYYW DMY Squared Technology GR-27 | *W EXP 99/99/999 | 350,900 | $44K | Reduce -6.7% |
| KVAWF Keen Vision Acquisition C-28 | *W EXP 03/15/202 | 894,800 | $43K | Reduce -33.6% |
| BYNOW Bynordic Acquisition -CW27 | *W EXP 07/01/202 | 495,800 | $42K | Reduce -4.8% |
| CRTWF Cartica Acquisition A -28 | *W EXP 04/30/202 | 262,500 | $42K | Reduce -8.7% |
| RFACR RF Acquisition Corp.- Rights | RIGHT 05/01/2028 | 349,700 | $42K | No change |
| BAYAR Bayview Acquisition Corp. | RIGHT 11/17/2028 | 260,000 | $39K | No change |
| ATMCR Alphatime Acquisition-Right | RIGHT 03/01/2028 | 214,200 | $38K | No change |
| SBXC.WS Silverbox Corp. III-28 | *W EXP 02/28/202 | 358,400 | $36K | Reduce -17.3% |
| AFJKR Aimei Health Technology Co. L | RIGHT 11/17/2028 | 150,000 | $35K | No change |
| BLEUACACIA LTD | RIGHT 10/30/2026 | 1,123,300 | $34K | Reduce -6.3% |
| ISLWF Israel Acquisitions Corp.-28 | *W EXP 99/99/999 | 1,079,868 | $33K | Reduce -21.7% |
| GLSTR Global Star Acquisition-RTS | RIGHT 99/99/9999 | 249,800 | $32K | No change |
| PLAOW Patria Latin American-CW27 | *W EXP 99/99/999 | 762,800 | $31K | Reduce -11.1% |
| XFINW Excelfin Acquisition -CW23 | *W EXP 10/25/202 | 300,100 | $30K | No change |
| TONT.WS Graf Global Corp.- 29 | *W EXP 05/31/203 | 200,000 | $30K | Add +45.5% |
| CSLRF Consilium Acquisition -Right | RIGHT 99/99/9999 | 175,000 | $30K | Reduce -18.3% |
| ATEKW Athena Technology Acq -CW23 | *W EXP 10/17/202 | 845,600 | $29K | No change |
| GDSTR Goldenstone Acquisitio-Right | RIGHT 07/15/2026 | 150,000 | $29K | No change |
| PHYWF PHYT WS -CW | *W EXP 05/03/202 | 475,000 | $29K | Reduce -17.4% |
| ALFUW Centurion Acquisition - 29 | *W EXP 05/31/203 | 300,000 | $27K | Add +300.0% |
| JVSAR Jvspac Acquisition Corp.-RTS | RIGHT 11/26/2026 | 100,000 | $27K | No change |
| YOTAR Yotta Acquisition Corp. - RTS | RIGHT 03/15/2027 | 299,400 | $27K | No change |
| PERCEPTION CAPITAL CORP IV | *W EXP 99/99/999 | 534,900 | $27K | Reduce -9.2% |
| GCTS.WS Concord Acq Class A -CW28 | *W EXP 03/01/202 | 200,000 | $26K | Reduce -25.9% |
| NOVVW Nova Vision Acquisit -CW28 | *W EXP 12/31/202 | 577,300 | $26K | Reduce -10.1% |
| SVIWF Spring Valley Acquisition-Aw | *W EXP 02/25/202 | 699,900 | $26K | Add +3.7% |
| NOVVR Nova Vision Acquisition-RTS | RIGHT 99/99/9999 | 105,000 | $26K | Reduce -43.9% |
| CDAWF Compass Digital Acq -CW28 | *W EXP 99/99/999 | 409,000 | $25K | Reduce -30.0% |
| REEWF Cartesian Growth Corp. II -28 | *W EXP 07/12/202 | 383,000 | $25K | No change |
| MCAGR Mountain Crest Acquisiti-RTS | RIGHT 08/30/2022 | 265,000 | $24K | Reduce -6.5% |
| ASBPW Aspire Biopharma Holdin-CW27 | *W EXP 05/23/202 | 556,300 | $24K | Reduce -32.0% |
| DYCQR DT Cloud Acquisition Cor-RTS | RIGHT 02/14/2029 | 100,000 | $24K | New |
| GBBKR Global Blockchain Acq - RTS | RIGHT 05/09/2027 | 300,000 | $23K | No change |
| BKHAR Black Hawk Acquisition C-RTS | RIGHT 06/20/2025 | 19,900 | $23K | New |
| FOXXW 1OXX | *W EXP 09/26/202 | 99,800 | $23K | New |
| VEEAW Plum Acquisition I A -CW28 | *W EXP 09/13/202 | 90,000 | $22K | New |
| FIACW Focus Impact Acquisit -CW23 | *W EXP 99/99/999 | 637,267 | $21K | Reduce -10.8% |
| AITRR AI Transportation Acquis-RTS | RIGHT 09/01/2028 | 125,000 | $21K | No change |
| SIMAW Sim Acquisition Corp. - 29 | *W EXP 06/01/203 | 227,500 | $20K | New |
| MACIW Melar Acquisition Corp. I -29 | *W EXP 06/01/203 | 224,900 | $20K | New |
| CLRRF Climaterock -RTS | RIGHT 10/31/2028 | 199,400 | $20K | No change |
| PPYAW Papaya Growth Opportuni-CW23 | *W EXP 12/31/202 | 658,800 | $20K | Reduce -13.2% |
| PLMWF Plum Acquisition Corp. III-CW | *W EXP 03/31/202 | 326,300 | $20K | No change |
| TGAWF Target Global Acq I -CW27 | *W EXP 12/08/202 | 265,900 | $20K | Reduce -22.0% |
| CFFSW CF Acquisition Vii A -CW27 | *W EXP 03/16/202 | 350,000 | $19K | Reduce -17.6% |
| DISTW Distoken Acquisition Corp.-28 | *W EXP 11/30/202 | 818,746 | $19K | No change |
| IROHR Iron Horse Acquisitions Righ | RIGHT 99/99/9999 | 100,000 | $19K | No change |
| PRLHW Pearl Holdings Acq -CW23 | *W EXP 12/15/202 | 581,400 | $19K | Reduce -5.0% |
| HSPRF Horizon Space Acquisition-RT | RIGHT 12/27/2024 | 182,000 | $19K | No change |
| IBACR Ib Acquisition Corp.-RTS | RIGHT 09/28/2026 | 200,000 | $19K | No change |
| MITAW Coliseum Acquisition A -CW28 | *W EXP 08/22/202 | 365,700 | $18K | Reduce -17.0% |
| ROCLW Roth CH Acquisition V -CW23 | *W EXP 12/10/202 | 378,999 | $18K | Reduce -19.4% |
| GLLIR Globalink Investment Inc.-RTS | RIGHT 12/06/2026 | 145,500 | $17K | No change |
| EMCRF Embrace Change Acq-Rights | RIGHT 10/25/2026 | 150,000 | $17K | No change |
| PERCEPTION CAPITAL CORP III | *W EXP 99/99/999 | 549,800 | $16K | No change |
| LPAAW Launch One Acquisition - 29 | *W EXP 06/01/203 | 200,000 | $16K | New |
| GLLRF Global Lights Acquisition Co. | RIGHT 99/99/9999 | 100,000 | $16K | No change |
| IGTAR Inception Growth Acq Ltd. -RT | RIGHT 12/08/2026 | 118,700 | $15K | Reduce -13.1% |
| BLEUACACIA LTD | *W EXP 10/30/202 | 559,800 | $15K | No change |
| HCVIW Hennessy Capital Inv A -CW27 | *W EXP 99/99/999 | 215,208 | $15K | Reduce -30.0% |
| DPCSW DP Cap Acquisition A -CW23 | *W EXP 11/08/202 | 807,100 | $15K | Reduce -0.0% |
| FNVWF Finnovate Acquisition -CW23 | *W EXP 09/30/202 | 738,300 | $15K | No change |
| BFQWF Battery Future Acquis A -23 | *W EXP 99/99/999 | 831,100 | $15K | No change |
| IVCPW Swiftmerge Acquisition -CW23 | *W EXP 12/13/202 | 200,000 | $15K | Reduce -36.7% |
| JWSWF Jaws Mustang Acq C -CW26 | *W EXP 01/30/202 | 444,851 | $14K | Reduce -0.0% |
| HAIWF Healthcare AI Acq -CW23 | *W EXP 12/07/202 | 526,948 | $14K | Reduce -6.7% |
| VLOSW M3-Brigade Acquisition -30 | *W EXP 99/99/999 | 90,300 | $14K | New |
| BOCNW Blue Ocean Acquisition A -23 | *W EXP 99/99/999 | 626,000 | $13K | No change |
| CSLWF Consilium Acquisition -27 | *W EXP 99/99/999 | 107,200 | $13K | No change |
| BNIXR Bannix Acquisition Corp.-RTS | RIGHT 07/31/2026 | 143,400 | $13K | Reduce -40.9% |
| RFAIR RF Acquisition Corp. II | RIGHT 05/01/2026 | 200,000 | $13K | No change |
| FORLW Four Leaf Acquisition Cor-28 | *W EXP 03/15/202 | 273,600 | $13K | No change |
| SEDA.WS SDCL Edge Acq Class A -CW28 | *W EXP 99/99/999 | 125,000 | $13K | Reduce -16.7% |
| RFACW RF Acquisition Corp.-CW27 | *W EXP 05/01/202 | 475,300 | $12K | No change |
| SBCWW Pono Capital Two Inc. -27 | *W EXP 09/17/202 | 75,000 | $11K | Reduce -75.0% |
| VACHW Voyager Acquisition Corp. -CW | *W EXP 05/16/203 | 122,300 | $11K | New |
| BHACW Crixus BH3 Acquisition -CW26 | *W EXP 99/99/999 | 256,292 | $11K | No change |
| EGUVF Evergreen Corporation -CW27 | *W EXP 02/08/202 | 230,200 | $10K | No change |
| MKDWW MKD Tech Inc. -29 | *W EXP 06/10/202 | 473,255 | $10K | New |
| CTSWF Cactus Acquisition Corp.-CW23 | *W EXP 08/17/202 | 428,403 | $10K | Reduce -20.1% |
| DUETW Duet Acquisition Corp. -27 | *W EXP 07/19/202 | 431,773 | $10K | Reduce -2.0% |
| OAKUW Oak Woods Acquisition -28 | *W EXP 99/99/999 | 347,000 | $9K | Reduce -12.6% |
| AAM.WS Aa Mission Acquisition -30 | *W EXP 08/01/203 | 150,000 | $9K | New |
| ECD AUTOMOTIVE DESIGN INC | *W EXP 12/12/202 | 350,000 | $9K | No change |
| HOVRW Pono Capital Three Inc.-A-28 | *W EXP 02/14/202 | 689,542 | $8K | No change |
| SMNRW Denali Capital Acq-CW27 | *W EXP 99/99/999 | 149,500 | $8K | No change |
| KACRF Kairous Acquisition Corp.-RTS | RIGHT 09/15/2026 | 116,300 | $8K | Reduce -17.7% |
| WINVR Winvest Acquisition Corp.-RTS | RIGHT 99/99/9999 | 50,000 | $8K | Reduce -50.2% |
| ATMCW Alphatime Acquisition Cor-28 | *W EXP 03/01/202 | 439,200 | $8K | No change |
| MSAIW Sportsmap Tech Acq -CW27 | *W EXP 12/19/202 | 200,000 | $8K | No change |
| NPABW New Providence Acq A -CW27 | *W EXP 11/09/202 | 200,000 | $8K | No change |
| GBBKW Global Blockchain Acq-CW27 | *W EXP 05/09/202 | 300,000 | $7K | No change |
| THCPW Thunder Bridge Capital-CW | *W EXP 04/30/202 | 42,800 | $7K | No change |
| INTEW Integral Acquisition -CW28 | *W EXP 05/31/202 | 134,000 | $7K | No change |
| GATEW Marblegate Acquisition -CW22 | *W EXP 08/31/202 | 200,000 | $6K | No change |
| YOTAW Yotta Acquisition Corp. -27 | *W EXP 03/15/202 | 299,400 | $6K | No change |
| ALSTF Alpha Star Acq Corp. - Rights | RIGHT 12/13/2026 | 58,300 | $6K | No change |
| VSACW Vision Sensing Acq -CW23 | *W EXP 99/99/999 | 147,001 | $6K | No change |
| NMHIW Nature's Miracle Cali - 29 | *W EXP 02/15/202 | 401,500 | $6K | No change |
| HDRNW GIGCAPITAL7 Corp.-A - 29 | *W EXP 08/29/202 | 100,000 | $6K | New |
| NVACR Northview Acquisition Co.-RTS | RIGHT 99/99/9999 | 116,300 | $6K | Reduce -85.5% |
| EVCOW Everest Consolidator Acquisi | *W EXP 99/99/999 | 194,400 | $6K | Reduce -14.1% |
| TVGNW Semper Paratus Acqu -CW26 | *W EXP 02/14/202 | 445,900 | $6K | No change |
| AEAEW Altenergy Acquisition -CW23 | *W EXP 10/29/202 | 510,500 | $6K | No change |
| BCSAW Blockchain Coinvestors Acqui | *W EXP 11/01/202 | 249,400 | $6K | Reduce -19.0% |
| NVNWF Nvni Group Ltd.-28 | *W EXP 11/01/202 | 260,400 | $5K | No change |
| HHGCR HHG Capital Corp.-RTS | RIGHT 02/25/2026 | 63,100 | $5K | No change |
| SLXNW Biomotion Sciences-CW29 | *W EXP 08/15/202 | 104,543 | $5K | New |
| OIOWW Esgl Holdings Ltd.-28 | *W EXP 08/02/202 | 476,500 | $5K | No change |
| VMCWF Valuence Merger Corp. -CW27 | *W EXP 99/99/999 | 159,000 | $5K | Reduce -14.8% |
| GLSTW Global Star Acquisition-27 A | *W EXP 07/15/202 | 249,800 | $5K | No change |
| GTACW Global Technology Acq -CW23 | *W EXP 99/99/999 | 100,100 | $5K | No change |
| ONYXW Onyx Acq Co. I Class A -CW23 | *W EXP 11/30/202 | 449,700 | $5K | Reduce -1.6% |
| FTIIW Futuretech II Acq -CW27 | *W EXP 08/18/202 | 200,000 | $5K | No change |
| TETWF Technology & Telecommuni -27 | *W EXP 04/15/202 | 206,905 | $5K | No change |
| AIMWF Aimfinity Investment-CW27 | *W EXP 99/99/999 | 199,700 | $5K | No change |
| CUBWW Lionheart Holdings - WT | *W EXP 06/07/203 | 73,140 | $5K | New |
| BNIXW Bannix Acquisition Corp.-CW23 | *W EXP 07/31/202 | 226,300 | $5K | No change |
| MCAAW Mountain & Co. I Acq -CW23 | *W EXP 09/30/202 | 342,700 | $5K | Reduce -7.0% |
| SVUWF Srivaru Holding Ltd.-28 | *W EXP 12/08/202 | 299,800 | $4K | No change |
| AERTW Aeries Technology Inc. -CW23 | *W EXP 11/06/202 | 140,400 | $4K | No change |
| GDSTW Goldenstone Acquisitio -CW23 | *W EXP 07/15/202 | 150,000 | $4K | No change |
| HSPWF Horizon Space Acquisition-28 | *W EXP 12/27/202 | 182,000 | $4K | No change |
| GLLIW Globalink Investment -CW23 | *W EXP 12/03/202 | 145,500 | $4K | No change |
| QOMOW Qomolangma Acquisition Co.-27 | *W EXP 09/29/202 | 199,800 | $4K | No change |
| DHAIW Aurora Technology Acquis -28 | *W EXP 04/20/202 | 98,600 | $4K | Reduce -26.2% |
| LANWF Lanvin Group Holdings Ltd.-27 | *W EXP 01/14/202 | 150,000 | $4K | No change |
| IGTAW Inception Growth Acq -23 | *W EXP 10/15/202 | 59,400 | $4K | No change |
| IVCWF Investcorp Europe Acquis -27 | *W EXP 12/15/202 | 533,654 | $4K | Reduce -7.5% |
| CYCUW Cycurion Inc.-CW27 | *W EXP 02/13/203 | 138,500 | $4K | No change |
| WELWF Integrated Wellness -CW28 | *W EXP 10/31/202 | 191,973 | $3K | No change |
| CDTTW Murphy Canyon Acq-CW27 | *W EXP 09/22/202 | 203,600 | $3K | No change |
| ABLVW Able View Global Inc.-28 | *W EXP 08/18/202 | 126,100 | $3K | No change |
| CLRWF Climaterock Class A -27 | *W EXP 99/99/999 | 99,700 | $3K | No change |
| UCFIW Iron Horse Acquisition Co.-29 | *W EXP 09/30/203 | 100,000 | $3K | No change |
| APXIW Apx Acquisition Corp. I -23 | *W EXP 99/99/999 | 43,600 | $3K | No change |
| FRLAW Fortune Rise Acquisit -CW23 | *W EXP 12/06/202 | 115,300 | $3K | No change |
| PBMWW Psyence Biomedical Ltd. | *W EXP 01/22/202 | 225,000 | $3K | No change |
| EMCWF Embrace Change Acquisitio-26 | *W EXP 10/25/202 | 150,000 | $2K | No change |
| CEROW Phoenix Biotech Acq -CW26 | *W EXP 02/13/202 | 425,534 | $2K | Reduce -0.5% |
| ABVWF Above Food Ingredients- 29 | *W EXP 06/28/202 | 100,000 | $2K | New |
| NIVFW Newgenivf Group Ltd.-28 | *W EXP 04/03/202 | 100,000 | $2K | Reduce -10.9% |
| TLGWF TLGY Acquisition Corp. -23 | *W EXP 11/09/202 | 36,300 | $2K | No change |
| WINVW Winvest Acquisition -CW23 | *W EXP 08/09/202 | 100,400 | $1K | No change |
| LDTDF Prospector Leddartech Alm-28 | *W EXP 12/21/202 | 50,000 | $1K | Reduce -41.9% |
| BENFW Beneficient Co. Group -28 | *W EXP 06/07/202 | 150,000 | $1K | No change |
| PARAW 7GC & Co. Holdings Class A -CW26 | *W EXP 12/14/202 | 150,000 | $1K | Reduce -52.4% |
| ALSWF Alpha Star Acquisition -CW23 | *W EXP 12/13/202 | 58,300 | $840 | No change |
| KACWF Kairous Acquisition -23 | *W EXP 09/15/202 | 88,000 | $766 | No change |
| APLMW Apollomics Inc.-27 | *W EXP 04/01/202 | 93,700 | $759 | No change |
| NSTB.WS Northern Star Inv Class A -CW28 | *W EXP 01/31/202 | 526,297 | $565 | No change |
| HHGCW HHG Capital Corp. -CW27 | *W EXP 02/25/202 | 63,100 | $366 | No change |
Total filed on the 13F, all lines: $158.2M.
Portfolio Sells Q2 2024 → Q3 2024
| NNAG 99 Acquisition Group in Class A | Sold out | 0.00% | −2.61 |
| TRIS Tristar Acquisition I Corp. Class A | Sold out | 0.00% | −2.22 |
| SBXC Silverbox Corp. III-A | Reduce -72.5% | 2.13% | −2.09 |
| LCW Learn CW Investment Corp. Class A | Sold out | 0.00% | −2.06 |
| ZLSSF Zalatoris II Acquisition Cor | Sold out | 0.00% | −1.96 |
| KVACF Keen Vision Acquisition Corp. | Sold out | 0.00% | −1.68 |
| CVII Churchill Capital Corp. Vii-A | Sold out | 0.00% | −1.50 |
| KCGI Kensington Capital Acq-A | Sold out | 0.00% | −1.34 |
| SLAMF Slam Corp. Class A | Sold out | 0.00% | −1.33 |
| TRTLF Tortoiseecofin Acquisition-A | Sold out | 0.00% | −1.31 |
| CSLMF CSLM Acquisition Corp. | Sold out | 0.00% | −1.01 |
| USAR USA Rare Earth Inc. | Reduce -66.7% | 1.56% | −0.97 |
| AFAR Aura Fat Projects Acqui Class A | Sold out | 0.00% | −0.90 |
| BOWN Bowen Acquisition Corp. | Sold out | 0.00% | −0.84 |
| BAYA Bayview Acquisition Corp. Class A | Sold out | 0.00% | −0.82 |
| APXIF Apx Acquisition Corp. I | Reduce -72.2% | 0.85% | −0.81 |
| MITA Coliseum Acquisition Corp. Class A | Sold out | 0.00% | −0.81 |
| BYNO Bynordic Acquisition Corp. | Sold out | 0.00% | −0.79 |
| QETA Quetta Acquisition Corp. | Reduce -69.9% | 0.94% | −0.77 |
| EVE Eve Mobility Acquisition C-A | Sold out | 0.00% | −0.77 |
| TMTC TMT Acquisition Corp. Class A | Sold out | 0.00% | −0.73 |
| TCOA Zalatoris Acquisition Corp. | Sold out | 0.00% | −0.66 |
| OAKU Oak Woods Acquisition Corp. Class A | Sold out | 0.00% | −0.65 |
| CDAQF Compass Digital Acquisition | Sold out | 0.00% | −0.65 |
| SEDA SDCL Edge Acquisition Corp. Class A | Sold out | 0.00% | −0.65 |
| PEGR Project Energy Reimagined Ac | Sold out | 0.00% | −0.64 |
| CNDA Concord Acquisition Corp. Class A | Sold out | 0.00% | −0.63 |
| DIST Distoken Acquisition Corp. | Sold out | 0.00% | −0.58 |
| RENEF Cartesian Growth Corp. II- A | Reduce -61.1% | 1.45% | −0.57 |
| DENALI CAPITAL ACQUISITN COR | Sold out | 0.00% | −0.55 |
| RFAC RF Acquisition Corp. Class A | Sold out | 0.00% | −0.55 |
| V Visa Inc. Class A | Sold out | 0.00% | −0.52 |
| LATG Chenghe Acquisition I Co. | Reduce -66.7% | 0.84% | −0.52 |
| TGAAF Target Global Acquisition -A | Sold out | 0.00% | −0.46 |
| AIMTF Aimfinity Investment-Subunit | Sold out | 0.00% | −0.45 |
| EVCO Everest Consolidator Acquisi | Sold out | 0.00% | −0.45 |
| ALPHATIME ACQUISITION CORP | Sold out | 0.00% | −0.44 |
| ALPHAVEST ACQUISITION CORP | Sold out | 0.00% | −0.44 |
| XFIN Excelfin Acquisition Corp. Class A | Sold out | 0.00% | −0.44 |
| FORL Four Leaf Acquisition Cor-A | Sold out | 0.00% | −0.44 |
| DYCQU DT Cloud Acquisition Corp. | Sold out | 0.00% | −0.42 |
| AITR AI Transportation Acquisitio | Sold out | 0.00% | −0.41 |
| AFJK Aimei Health Technology Co. | Sold out | 0.00% | −0.41 |
| BKHAU Black Hawk Acquisition Corp. | Sold out | 0.00% | −0.41 |
| GLACF Global Lights Acquisition Co. | Sold out | 0.00% | −0.41 |
| JVSA Jvspac Acquisition Corp. Class A | Sold out | 0.00% | −0.40 |
| ARYD Arya Sciences Acquisition-A | Sold out | 0.00% | −0.34 |
| CCC CCC Intelligent Solutions Ho | Sold out | 0.00% | −0.34 |
| MONTEREY CAP ACQUISITION COR | Sold out | 0.00% | −0.26 |
| IXAQF Ix Acquisition Corp. Class A | Sold out | 0.00% | −0.23 |
Portfolio Buys Q2 2024 → Q3 2024
| SIMAU Sim Acquisition Corp. I | New | 2.55% | +2.55 |
| VCICU Vine Hill Cap Invest-Unit | New | 2.54% | +2.54 |
| GIGGU GIGCAPITAL7 Inc. | New | 2.53% | +2.53 |
| LPAAU Launch One Acquisition Corp. | New | 1.89% | +1.89 |
| SBXUF Silverbox Corp. IV | New | 1.83% | +1.83 |
| VLOSU M3-Brigade Acquisition V Cor | New | 1.82% | +1.82 |
| HONDU HCM II Acquisition Corp. | New | 1.81% | +1.81 |
| CEP Cantor Equity Partners Inc. | New | 1.45% | +1.45 |
| VACHU Voyager Acquisition Corp. | New | 1.09% | +1.09 |
| BSIIU Black Spade Acquisition II C | New | 1.08% | +1.08 |
| IBAC Ib Acquisition Corp. | Add +9.1% | 2.17% | +1.08 |
| FTW.U Eqv Ventures Acquisition Cor | New | 0.72% | +0.72 |
| ALFUU Centurion Acquisition Corp. | Add +13.4% | 1.24% | +0.64 |
| SKGR SK Growth Opportunities Co. Class A | Add +61.3% | 0.82% | +0.55 |
| UCFI CN Healthy Food Tech Group C | Add +0.4% | 0.93% | +0.43 |
| ALF Centurion Acquisition Corp. | New | 0.36% | +0.36 |
| RITM Rithm Capital Corp. | New | 0.08% | +0.08 |
| PITEF Heramba Electric PLC | New | 0.08% | +0.08 |
Options Activity Q2 2024 → Q3 2024
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | put | Add +68.8% | 270,000 | $30.5M |
| SPY SS SPDR S&P 500 ETF Trust-US | put | New | 4,000 | $2.3M |
| GOOGL Alphabet Inc. Class A | call | Sold out | 5,300 | $965Kbefore exit |
| GOOGL Alphabet Inc. Class A | put | Sold out | 3,300 | $601Kbefore exit |
| AAPL Apple Inc. | put | Reduce -22.7% | 1,700 | $396K |
| AAPL Apple Inc. | call | Reduce -22.7% | 1,700 | $396K |
| IWM iShares Russell 2000 ETF | put | New | 1,400 | $309K |
| SHOP Shopify Inc. Class A | call | Sold out | 4,600 | $304Kbefore exit |
| SHOP Shopify Inc. Class A | put | Sold out | 4,600 | $304Kbefore exit |
| META Meta Platforms Inc. Class A | put | New | 500 | $286K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2024 → Q3 2024
| INSIGHT ENTERPRS (NSIT 0.75 02/15/25) | NOTE 0.750% 2/1 · principal | Sold out | 1,500,000 | $4.4Mbefore exit |
| EQUINOX GOLD CORP (EQXCN 4.75 10/15/28) | NOTE 4.750%10/1 · principal | New | 2,000,000 | $2.5M |
| FORTUNA SILVER MINES INC | SDCV 4.650%10/3 · principal | Sold out | 1,023,000 | $1.0Mbefore exit |
| FIRST MAJESTIC SILVER (AGCN 0.375 01/15/27) | NOTE 0.375% 1/1 · principal | Reduce -35.3% | 915,000 | $796K |
| CVIIW Churchill Capital Vii -CW28 | *W EXP 02/29/202 | Sold out | 569,001 | $199Kbefore exit |
| LEGT.WS Legato Merger Corp. III-29 | *W EXP 05/08/203 | Add +22.9% | 865,900 | $147K |
| ESHAR Esh Acquisition Corp. - Right | RIGHT 06/13/2028 | Reduce -2.4% | 1,029,808 | $114K |
| ANSCW Agriculture & Natural Solu-W | *W EXP 10/01/202 | Reduce -30.3% | 400,000 | $112K |
| USARW Inflection Point Acquis-C-28 | *W EXP 08/31/202 | Reduce -59.3% | 425,000 | $102K |
| TMTCR TMT Acquisition Corp.-RT | RIGHT 03/27/2028 | Reduce -5.5% | 367,730 | $100K |
| NETDW Nabors Energy Transiti-CW | *W EXP 09/01/202 | Add +4.9% | 1,068,500 | $96K |
| RRAWF Rigel Resource Acquisi -CW23 | *W EXP 99/99/999 | Reduce -15.7% | 268,100 | $94K |
| CCIXW Churchill Capital Corp. I-29 | *W EXP 03/31/203 | New | 249,550 | $94K |
| SVIRF Spring Valley Acquisit-Right | RIGHT 02/25/2026 | Reduce -2.3% | 854,400 | $86K |
| CETUR Cetus Capital Acquisition Co. | RIGHT 03/31/2024 | Sold out | 340,000 | $84Kbefore exit |
| SLMWF Slam Corp.-A -CW27 | *W EXP 99/99/999 | Sold out | 325,000 | $81Kbefore exit |
| FLDDW Fold Holdings Inc. -23 | *W EXP 02/14/203 | Reduce -53.1% | 350,000 | $70K |
| NNAGR 99 Acquisition Group -RTS | RIGHT 08/25/2028 | Sold out | 250,000 | $68Kbefore exit |
| DISTR Distoken Acquisition Corp. | RIGHT 99/99/9999 | Reduce -1.6% | 561,346 | $66K |
| ATMVR Alphavest Acquisition Co.-RT | RIGHT 01/22/2026 | Reduce -5.3% | 407,329 | $57K |
| SPKWF Spark I Acquisition Corp.-28 | *W EXP 10/01/203 | Add +13.8% | 407,950 | $53K |
| SKGRW SK Growth Opportunities -29 | *W EXP 06/28/202 | Reduce -20.4% | 250,000 | $53K |
| ALCWF Alchemy Investments Acqui-28 | *W EXP 11/30/202 | Reduce -6.4% | 596,300 | $51K |
| IVAWF Investcorp India Acquisi -27 | *W EXP 06/01/202 | Reduce -6.5% | 724,600 | $51K |
| LCWWF Learn CW Investment A -CW28 | *W EXP 10/08/202 | Sold out | 293,500 | $49Kbefore exit |
| TENKR Tenx Keane Acquisition-RTS | RIGHT 06/30/2028 | Sold out | 150,000 | $48Kbefore exit |
| GHIXW Gores Holding Ix -CW24 | *W EXP 01/14/202 | Reduce -12.1% | 525,000 | $46K |
| GPATW GP-Act III Acq Class A -CW27 | *W EXP 05/13/202 | Add +200.0% | 412,500 | $45K |
| DMYYW DMY Squared Technology GR-27 | *W EXP 99/99/999 | Reduce -6.7% | 350,900 | $44K |
| KVAWF Keen Vision Acquisition C-28 | *W EXP 03/15/202 | Reduce -33.6% | 894,800 | $43K |
| BYNOW Bynordic Acquisition -CW27 | *W EXP 07/01/202 | Reduce -4.8% | 495,800 | $42K |
| CRTWF Cartica Acquisition A -28 | *W EXP 04/30/202 | Reduce -8.7% | 262,500 | $42K |
| CNDAW Concord Acquisition A -CW28 | *W EXP 99/99/999 | Sold out | 350,000 | $40Kbefore exit |
| KRNLW Kernel Group HLDG -A -CW27 | *W EXP 99/99/999 | Sold out | 278,400 | $36Kbefore exit |
| SBXC.WS Silverbox Corp. III-28 | *W EXP 02/28/202 | Reduce -17.3% | 358,400 | $36K |
| IMAQR International Media Acq-RTS | RIGHT 99/99/9999 | Sold out | 630,400 | $34Kbefore exit |
| BLEUACACIA LTD | RIGHT 10/30/2026 | Reduce -6.3% | 1,123,300 | $34K |
| ISLWF Israel Acquisitions Corp.-28 | *W EXP 99/99/999 | Reduce -21.7% | 1,079,868 | $33K |
| PLAOW Patria Latin American-CW27 | *W EXP 99/99/999 | Reduce -11.1% | 762,800 | $31K |
| TONT.WS Graf Global Corp.- 29 | *W EXP 05/31/203 | Add +45.5% | 200,000 | $30K |
| CSLRF Consilium Acquisition -Right | RIGHT 99/99/9999 | Reduce -18.3% | 175,000 | $30K |
| PHYWF PHYT WS -CW | *W EXP 05/03/202 | Reduce -17.4% | 475,000 | $29K |
| ALFUW Centurion Acquisition - 29 | *W EXP 05/31/203 | Add +300.0% | 300,000 | $27K |
| PERCEPTION CAPITAL CORP IV | *W EXP 99/99/999 | Reduce -9.2% | 534,900 | $27K |
| GCTS.WS Concord Acq Class A -CW28 | *W EXP 03/01/202 | Reduce -25.9% | 200,000 | $26K |
| NOVVW Nova Vision Acquisit -CW28 | *W EXP 12/31/202 | Reduce -10.1% | 577,300 | $26K |
| SVIWF Spring Valley Acquisition-Aw | *W EXP 02/25/202 | Add +3.7% | 699,900 | $26K |
| NOVVR Nova Vision Acquisition-RTS | RIGHT 99/99/9999 | Reduce -43.9% | 105,000 | $26K |
| TRTWF Tortoiseecofin Acquisit-CW | *W EXP 07/22/202 | Sold out | 150,000 | $26Kbefore exit |
| CDAWF Compass Digital Acq -CW28 | *W EXP 99/99/999 | Reduce -30.0% | 409,000 | $25K |
Showing the first 50 of 148.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 235 | $600.2M | CRAN, ARTC, PTOR, KEYY, HCMA |
| Q1 2026 | 211 | $548.6M | CRAN, ARTC, SVAQ, MLAA, PTOR |
| Q4 2025 | 170 | $490.8M | SVAQU, CRANU, BCSS, DNMX, CCXIU |
| Q3 2025 | 135 | $393.1M | BCSS.U, SVACU, CHAC, ONEN, DRDB |
| Q2 2025 | 99 | $251.4M | PACHU, CHAC, CCCXU, COPL, GTEN |
| Q1 2025 | 71 | $159.2M | ONEN, BEAG, ALDF, HAYMAKER ACQUISITION CORP 4, OACC |
| Q4 2024 | 60 | $119.3M | HAYMAKER ACQUISITION CORP 4, OACCU, ALDFU, LEGT, NETD |
| Q3 2024 | 63 | $138.0M | ESHA, CCIX, LEGT, ARES ACQUISITION CORP II, HAYMAKER ACQUISITION CORP 4 |
| Q2 2024 | 96 | $251.2M | SBXC, ESHA, LEGT, NETD, HAYMAKER ACQUISITION CORP 4 |
| Q1 2024 | 126 | $346.8M | ARES ACQUISITION CORP II, SBXC, CNDA, ESHA, NETD |