Pinnacle Holdings, LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 12, 2024), Pinnacle Holdings, LLC reported 204 stock positions worth $225.6 million. Its top holding was SS SPDR Dow Jones Indus Avg (DIA) at 5.0% of the portfolio, followed by QCR (QCRH, 2.5%) and Unitedhealth (UNH, 2.5%). Compared with Q2 2024, it opened 24 new positions, sold out of 22, added to 37 and reduced 90. The biggest buy was a new position in Orrstown Finl Services (ORRF) and the biggest sale an exit from Equitrans Midstream (ETRN).
- Most Recent 13F
- Q2 2026
- Location
- TULSA, OK
- CIK
- 0001411784
- Portfolio Value
- $225.6M (Q3 2024)
- SEC Filing
- 0001411784-24-000009 ↗ filed Nov 12, 2024
Holdings Value
Holdings 204 stocks · $225.6M
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 5.01% | 26,715 | $11.3M | Reduce -0.4% |
| QCRH QCR Holdings Inc. | 2.50% | 76,064 | $5.6M | Reduce -5.1% |
| UNH Unitedhealth Group Inc. | 2.47% | 9,524 | $5.6M | Reduce -0.8% |
| TRGP Targa Resources Corp. | 2.42% | 36,920 | $5.5M | Reduce -6.3% |
| OKE Oneok Inc. | 2.35% | 58,143 | $5.3M | Reduce -2.2% |
| MSFT Microsoft Corp. | 2.30% | 12,069 | $5.2M | Add +0.4% |
| GS Goldman Sachs Group Inc. | 2.03% | 9,271 | $4.6M | Reduce -0.7% |
| KNTK Kinetik Holdings Inc. | 2.00% | 99,476 | $4.5M | Reduce -0.8% |
| AM Antero Midstream Corp. | 1.92% | 288,296 | $4.3M | Reduce -0.2% |
| AMGN Amgen Inc. | 1.90% | 13,302 | $4.3M | Reduce -0.1% |
| NAVIOS MARITIME PARTNERS L P | 1.84% | 66,343 | $4.2M | Add +1.2% |
| HD Home Depot Inc. | 1.79% | 9,962 | $4.0M | Reduce -0.5% |
| WMB Williams Cos Inc. | 1.68% | 83,008 | $3.8M | Add +0.4% |
| MPLX MPLX LP | 1.65% | 83,580 | $3.7M | Add +2.7% |
| CAT Caterpillar Inc. | 1.64% | 9,468 | $3.7M | Reduce -0.7% |
| AAPL Apple Inc. | 1.59% | 15,280 | $3.6M | Reduce -2.1% |
| Homestreet Inc | 1.54% | 220,345 | $3.5M | Reduce -1.1% |
| ARLP Alliance Resource Partners | 1.47% | 132,670 | $3.3M | Add +0.6% |
| SBFG SB Financial Group Inc. filed as SB FINL GROUP INC | 1.43% | 157,212 | $3.2M | Reduce -0.1% |
| MCD McDonald's Corp. | 1.38% | 10,214 | $3.1M | Reduce -1.4% |
| ET Energy Transfer LP | 1.36% | 191,536 | $3.1M | Add +0.7% |
| GEL Genesis Energy L.P. | 1.36% | 229,409 | $3.1M | Add +9.8% |
| HESM Hess Midstream LP Class A | 1.36% | 86,827 | $3.1M | Reduce -0.4% |
| UNTC Unit Corp. | 1.25% | 89,213 | $2.8M | Add +0.1% |
| EPD Enterprise Products Partners | 1.18% | 91,197 | $2.7M | Add +12.0% |
| BHRB Burke & Herbert Financial SE | 1.17% | 43,384 | $2.6M | Add +0.2% |
| WES Western Gas Equity Partners | 1.17% | 68,775 | $2.6M | Add +0.2% |
| JPM JPMorgan Chase & Co. | 1.14% | 12,248 | $2.6M | Reduce -1.3% |
| V Visa Inc. Class A | 1.14% | 9,351 | $2.6M | Reduce -0.1% |
| NMIH Nmi Holdings Inc. filed as NMI HLDGS INC | 1.10% | 60,408 | $2.5M | Reduce -0.4% |
| AXP American Express Co. | 1.09% | 9,048 | $2.5M | Reduce -0.6% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 1.04% | 10,638 | $2.4M | Reduce -2.4% |
| CRM Salesforce Inc. | 1.03% | 8,451 | $2.3M | Reduce -0.7% |
| ENLC Enlink Midstream LLC | 1.01% | 157,508 | $2.3M | Add +5.7% |
| MOFG Midwestone Financial Group I | 0.99% | 78,108 | $2.2M | Reduce -4.5% |
| TRV The Travelers Cos Inc. | 0.96% | 9,211 | $2.2M | Reduce -0.6% |
| AMZN Amazon.com Inc. | 0.93% | 11,263 | $2.1M | Reduce -0.2% |
| BHF Brighthouse Financial Inc. | 0.92% | 46,106 | $2.1M | Add +8.4% |
| HON Honeywell International Inc. | 0.89% | 9,670 | $2.0M | Reduce -0.5% |
| PG The Procter & Gamble Co. | 0.88% | 11,482 | $2.0M | Reduce -5.0% |
| CVX Chevron Corp. | 0.88% | 13,427 | $2.0M | Reduce -0.8% |
| JNJ Johnson & Johnson | 0.86% | 11,963 | $1.9M | Reduce -3.6% |
| C Citigroup Inc. | 0.81% | 29,083 | $1.8M | No change |
| FUNC First United Corp. | 0.78% | 59,206 | $1.8M | No change |
| ASO Academy Sports & Outdoors Inc. | 0.75% | 28,820 | $1.7M | Reduce -0.2% |
| JXN Jackson Financial Inc. Class A | 0.74% | 18,235 | $1.7M | Reduce -15.5% |
| JBLU Jetblue Airways Corp. | 0.68% | 234,914 | $1.5M | Add +2.4% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.68% | 38,693 | $1.5M | No change |
| DKL Delek Logistics Partners LP | 0.66% | 34,212 | $1.5M | Add +29.4% |
| BA The Boeing Co. | 0.66% | 9,773 | $1.5M | Reduce -4.3% |
| ARCB Arcbest Corp. | 0.65% | 13,523 | $1.5M | Reduce -0.1% |
| FBMS First Bancshares Inc. | 0.61% | 43,151 | $1.4M | No change |
| MRK Merck & Co. Inc. | 0.58% | 11,520 | $1.3M | Add +2.0% |
| CZWI Citizens Community Bancorp I | 0.57% | 91,527 | $1.3M | Reduce -0.1% |
| TALO Talos Energy Inc. | 0.56% | 121,323 | $1.3M | Reduce -1.3% |
| CLF Cleveland-Cliffs Inc. | 0.56% | 98,189 | $1.3M | Reduce -0.8% |
| MMM 3M Co. | 0.55% | 9,143 | $1.2M | Reduce -0.7% |
| LZB La-Z-Boy Inc. | 0.55% | 28,899 | $1.2M | Reduce -0.3% |
| AGX Argan Inc. | 0.54% | 12,104 | $1.2M | Reduce -52.5% |
| YELP Yelp Inc. | 0.54% | 34,533 | $1.2M | Add +5.0% |
| HWBK Hawthorn Bancshares Inc. | 0.53% | 47,764 | $1.2M | No change |
| XPRO Expro Group Holdings NV | 0.52% | 68,777 | $1.2M | Add +6.7% |
| EGY Vaalco Energy Inc. | 0.52% | 205,117 | $1.2M | No change |
| KE Kimball Electronics Inc. | 0.51% | 62,737 | $1.2M | Reduce -0.5% |
| KMI Kinder Morgan Inc. | 0.50% | 51,127 | $1.1M | Add +4.6% |
| ORRF Orrstown Finl Services Inc. | 0.50% | 31,368 | $1.1M | New |
| ESSA Essa Bancorp Inc. | 0.50% | 58,656 | $1.1M | No change |
| PEBO Peoples Bancorp Inc. | 0.49% | 37,091 | $1.1M | No change |
| HMNF HMN Financial Inc. | 0.48% | 39,200 | $1.1M | No change |
| XIFR XPLR Infrastructure LP filed as NEXTERA ENERGY PARTNERS LP | 0.48% | 39,573 | $1.1M | Reduce -2.0% |
| ONB Old National Bancorp | 0.47% | 56,751 | $1.1M | No change |
| CIVB Civista Bancshares Inc. | 0.47% | 59,030 | $1.1M | No change |
| PKBK Parke Bancorp Inc. | 0.47% | 50,192 | $1.0M | No change |
| WMT Walmart Inc. | 0.46% | 12,955 | $1.0M | Reduce -2.8% |
| LGIH Lgi Homes Inc. | 0.46% | 8,818 | $1.0M | Reduce -0.7% |
| FCCO First Community Corp. | 0.45% | 46,850 | $1.0M | No change |
| NTGR Netgear Inc. | 0.44% | 49,349 | $990K | Reduce -3.3% |
| NFE New Fortress Energy Inc. | 0.42% | 105,205 | $956K | Add +67.4% |
| OCFC Oceanfirst Financial Corp. | 0.42% | 51,432 | $956K | Add +0.1% |
| PAMT Pamt Corp. filed as P A M TRANSN SVCS INC | 0.42% | 50,851 | $941K | Reduce -0.7% |
| TBCH Turtle Beach Corp. | 0.41% | 59,981 | $920K | Reduce -0.1% |
| WLKP Westlake Chemical Partners L | 0.40% | 40,302 | $903K | Reduce -2.9% |
| HOPE Hope Bancorp Inc. | 0.39% | 70,932 | $891K | Reduce -0.1% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.39% | 9,248 | $890K | Reduce -0.7% |
| PEBK Peoples Bancorp of NC | 0.39% | 34,889 | $886K | No change |
| PFBX Peoples Financial Corp. | 0.38% | 48,476 | $860K | Reduce -29.3% |
| FRST Primis Financial Corp. | 0.37% | 68,459 | $834K | No change |
| MESA AIR GROUP INC | 0.37% | 683,389 | $827K | Add +12.4% |
| UIS Unisys Corp. | 0.36% | 144,945 | $823K | Reduce -2.1% |
| CUBI Customers Bancorp Inc. | 0.36% | 17,460 | $811K | No change |
| NKE Nike Inc. Class B | 0.35% | 9,016 | $797K | New |
| KO The Coca-Cola Co. | 0.34% | 10,583 | $760K | Reduce -0.6% |
| HTZ Hertz Global Hldgs Inc. | 0.33% | 224,013 | $739K | Reduce -0.3% |
| CSCO Cisco Systems Inc. | 0.32% | 13,658 | $727K | Reduce -3.1% |
| AJG Arthur J Gallagher & Co. filed as GALLAGHER ARTHUR J & CO | 0.32% | 2,570 | $723K | New |
| SSUP Superior Industries Intl | 0.31% | 231,209 | $703K | Add +10.7% |
| EB Eventbrite Inc. Class A | 0.30% | 245,846 | $671K | Add +5.2% |
| SLYV SS SPDR S&P 600 SC Val ETF | 0.29% | 7,551 | $656K | Reduce -2.5% |
| ZION Zions Bancorp NA | 0.28% | 13,244 | $625K | No change |
| FUSB First US Bancshares Inc. | 0.27% | 56,031 | $619K | Reduce -0.1% |
Other holdings (33): bonds, preferreds, convertibles and warrants · $30.5M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| JETBLUE AIRWAYS CORP (JBLU 0.5 04/01/26) | CONVERTIBLE BOND · principal | 2,735,000 | $2.5M | No change |
| WISDOMTREE INVESTMENTS (WT 3.25 06/15/26) | NOTE 3.250% 6/1 · principal | 1,725,000 | $1.9M | Reduce -1.1% |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | 47,438 | $1.8M | Reduce -0.6% |
| ZILLOW GROUP INC (Z 2.75 05/15/25) | NOTE 2.750% 5/1 · principal | 1,650,000 | $1.8M | No change |
| VISHAY INTERTECHNOLOGY (VSH 2.25 06/15/25) | NOTE 2.250% 6/1 · principal | 1,805,000 | $1.8M | No change |
| SHAKE SHACK INC (SHAK 0 03/01/28) | NOTE 3/0 · principal | 1,794,000 | $1.7M | No change |
| AMG CAPITAL TRUST II (AMG 5.15 10/15/37) | CONV PRF | 29,060 | $1.6M | Reduce -0.7% |
| FORUM ENERGY TECHNOLOGIE (FET 9 08/04/25) | NOTE 9.000% 8/0 · principal | 1,525,161 | $1.5M | Reduce -49.6% |
| EVENTBRITE INC (EB 5 12/01/25) | NOTE 5.000%12/0 · principal | 1,520,000 | $1.5M | Reduce -0.7% |
| FARO TECHNOLOGIES INC (FARO 5.5 02/01/28) | NOTE 5.500% 2/0 · principal | 1,566,000 | $1.5M | New |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 1,031 | $1.3M | No change |
| BANC OF CALIFORNIA INC (BANC V7.75 PERP F) | NON 13F SECURITY | 54,484 | $1.3M | No change |
| EZCORP INC (EZPW 2.375 05/01/25) | NOTE 2.375% 5/0 · principal | 1,301,000 | $1.3M | No change |
| LCI INDUSTRIES (LCII 1.125 05/15/26) | NOTE 1.125% 5/1 · principal | 1,220,000 | $1.2M | No change |
| INNOVIVA INC (INVA 2.125 03/15/28) | NOTE 2.125% 3/1 · principal | 1,227,000 | $1.2M | Reduce -0.4% |
| AIR TRANSPORT SERVICES G (ATSG 3.875 08/15/29) | NOTE 3.875% 8/1 · principal | 1,051,000 | $981K | New |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | 750,000 | $971K | No change |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 750,000 | $915K | No change |
| FREDDIE MAC (FMCC 6.55 PERP Y) | PREF STK | 179,580 | $587K | No change |
| COUPA SOFTWARE INC (COUP 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 500,000 | $490K | No change |
| FIVE9 INC (FIVN 0.5 06/01/25) | NOTE 0.500% 6/0 · principal | 500,000 | $483K | No change |
| BLACKLINE INC (BL 0 03/15/26) | NOTE 3/1 · principal | 500,000 | $466K | No change |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | 500,000 | $462K | No change |
| OKTA INC (OKTA 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 500,000 | $461K | No change |
| BILL HOLDINGS INC (BILL 0 04/01/27) | NOTE 4/0 · principal | 500,000 | $442K | No change |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 100,775 | $221K | No change |
| JACKSON FINANCIAL INC (JXN V8 PERP) | PFD | 3,000 | $80K | No change |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | 50,000 | $51K | No change |
| UNTCW Unit Corp.-CW27 | WARRANT | 137,769 | $43K | No change |
| FANNIE MAE (FNMA V8.25 PERP S) | Preferred Stock | 6,000 | $26K | No change |
| PACWEST BANCORP (PACW V7.75 PERP A) | PREF STK | 250 | $6K | New |
| MCDBF McDermott Inter TR B -CW27 | WARRANT | 72,441 | $72 | New |
| MCDTF McDermott Inter TR A -CW27 | WARRANT | 65,197 | $65 | New |
Total filed on the 13F, all lines: $256.1M.
Portfolio Sells Q2 2024 → Q3 2024
| ETRN Equitrans Midstream Corp. | Sold out | 0.00% | −1.06 |
| EMXC iShares MSCI Emr MRK Ex Chna | Sold out | 0.00% | −0.61 |
| CVLY Codorus Valley Bancorp Inc. | Sold out | 0.00% | −0.40 |
| AGX Argan Inc. | Reduce -52.5% | 0.54% | −0.33 |
| Nextera Energy | Sold out | 0.00% | −0.25 |
| BA The Boeing Co. | Reduce -4.3% | 0.66% | −0.21 |
| CLF Cleveland-Cliffs Inc. | Reduce -0.8% | 0.56% | −0.16 |
| EFA iShares MSCI Eafe ETF | Sold out | 0.00% | −0.15 |
| TALO Talos Energy Inc. | Reduce -1.3% | 0.56% | −0.14 |
| PFBX Peoples Financial Corp. | Reduce -29.3% | 0.38% | −0.14 |
| KE Kimball Electronics Inc. | Reduce -0.5% | 0.51% | −0.13 |
| HESM Hess Midstream LP Class A | Reduce -0.4% | 1.36% | −0.13 |
| CVX Chevron Corp. | Reduce -0.8% | 0.88% | −0.11 |
| EAF Graftech International Ltd. | Reduce -97.0% | 0.00% | −0.09 |
| AMZN Amazon.com Inc. | Reduce -0.2% | 0.93% | −0.09 |
| HON Honeywell International Inc. | Reduce -0.5% | 0.89% | −0.08 |
| AM Antero Midstream Corp. | Reduce -0.2% | 1.92% | −0.07 |
| ICVT iShares Convertible Bond ETF | Sold out | 0.00% | −0.06 |
| AMR Alpha Metallurgical Resource | Reduce -29.9% | 0.08% | −0.06 |
| FMCC Freddie Mac | Reduce -2.5% | 0.23% | −0.06 |
| INTC Intel Corp. | Reduce -0.4% | 0.15% | −0.06 |
| XOM Exxon Mobil Corp. | Reduce -15.0% | 0.26% | −0.06 |
| QQQ Invesco QQQ Trust Series 1 | Sold out | 0.00% | −0.06 |
| WIRE Encore Wire Corp. | Sold out | 0.00% | −0.05 |
| PG The Procter & Gamble Co. | Reduce -5.0% | 0.88% | −0.05 |
| AMGN Amgen Inc. | Reduce -0.1% | 1.90% | −0.04 |
| HTZ Hertz Global Hldgs Inc. | Reduce -0.3% | 0.33% | −0.04 |
| DIS The Walt Disney Co. | Reduce -0.7% | 0.39% | −0.04 |
| WLKP Westlake Chemical Partners L | Reduce -2.9% | 0.40% | −0.04 |
| XIFR XPLR Infrastructure LP | Reduce -2.0% | 0.48% | −0.04 |
| JEPI JPMorgan Equity Premium Inco | Sold out | 0.00% | −0.04 |
| SBT Sterling Bancorp Inc. | Reduce -0.1% | 0.15% | −0.03 |
| DIV Global X Superdividend Use | Sold out | 0.00% | −0.03 |
| JPM JPMorgan Chase & Co. | Reduce -1.3% | 1.14% | −0.03 |
| ARCB Arcbest Corp. | Reduce -0.1% | 0.65% | −0.03 |
| BFH Bread Financial Holdings Inc. | Sold out | 0.00% | −0.03 |
| WFC Wells Fargo & Co. | Reduce -16.4% | 0.08% | −0.03 |
| ACT Enact Holdings Inc. | Sold out | 0.00% | −0.02 |
| ASC Ardmore Shipping Corp. | Reduce -52.5% | 0.01% | −0.02 |
| DVN Devon Energy Corp. | Reduce -5.9% | 0.06% | −0.02 |
| CMRE Costamare Inc. | Reduce -39.4% | 0.02% | −0.02 |
| TNK Teekay Tankers Ltd. Class A | Reduce -35.3% | 0.02% | −0.02 |
| BIDU Baidu Inc. - Spon ADR | Sold out | 0.00% | −0.02 |
| SPXL Direxion Daily S&P 500 Bull | Sold out | 0.00% | −0.01 |
| TOST Toast Inc. Class A | Sold out | 0.00% | −0.01 |
| INSW International Seaways Inc. | Reduce -41.7% | 0.01% | −0.01 |
| MCO Moody's Corp. | Sold out | 0.00% | −0.01 |
| ITRI Itron Inc. | Sold out | 0.00% | −0.01 |
| AER Aercap Holdings NV | Reduce -42.3% | 0.02% | −0.01 |
| JXN Jackson Financial Inc. Class A | Reduce -15.5% | 0.74% | −0.01 |
Portfolio Buys Q2 2024 → Q3 2024
| ORRF Orrstown Finl Services Inc. | New | 0.50% | +0.50 |
| NKE Nike Inc. Class B | New | 0.35% | +0.35 |
| AJG Arthur J Gallagher & Co. | New | 0.32% | +0.32 |
| NAVIOS MARITIME PARTNERS L P | Add +1.2% | 1.84% | +0.28 |
| BG Bunge Ltd. | Add +617.8% | 0.26% | +0.21 |
| DKL Delek Logistics Partners LP | Add +29.4% | 0.66% | +0.16 |
| Palantir Technologies | Add +86.8% | 0.23% | +0.14 |
| SPY SS SPDR S&P 500 ETF Trust-US | New | 0.14% | +0.14 |
| BHRB Burke & Herbert Financial SE | Add +0.2% | 1.17% | +0.14 |
| EPD Enterprise Products Partners | Add +12.0% | 1.18% | +0.07 |
| COP Conocophillips | New | 0.07% | +0.07 |
| BHF Brighthouse Financial Inc. | Add +8.4% | 0.92% | +0.06 |
| ENLC Enlink Midstream LLC | Add +5.7% | 1.01% | +0.05 |
| AVGO Broadcom Inc. | New | 0.05% | +0.05 |
| LLY Eli Lilly & Co. | New | 0.05% | +0.05 |
| META Meta Platforms Inc. Class A | New | 0.05% | +0.05 |
| KMI Kinder Morgan Inc. | Add +4.6% | 0.50% | +0.05 |
| OCFC Oceanfirst Financial Corp. | Add +0.1% | 0.42% | +0.04 |
| WMB Williams Cos Inc. | Add +0.4% | 1.68% | +0.04 |
| JBLU Jetblue Airways Corp. | Add +2.4% | 0.68% | +0.03 |
| FINV Finvolution Group-ADR | New | 0.03% | +0.03 |
| MOMO Hello Group Inc. -SPN ADR | New | 0.03% | +0.03 |
| MPLX MPLX LP | Add +2.7% | 1.65% | +0.03 |
| AGRO Adecoagro SA | New | 0.03% | +0.03 |
| UBER Uber Technologies Inc. | New | 0.03% | +0.03 |
| GSL Global Ship Lease Inc. Class A | New | 0.02% | +0.02 |
| M Macy's Inc. | Add +750.0% | 0.02% | +0.02 |
| SPHR Sphere Entertainment Co. | New | 0.02% | +0.02 |
| Shenandoah Telecommunications | New | 0.02% | +0.02 |
| PFS Provident Financial Services | Add +0.0% | 0.10% | +0.02 |
| NVDA Nvidia Corp. | New | 0.01% | +0.01 |
| BANC Banc of California Inc. | Add +0.2% | 0.16% | +0.01 |
| MA Mastercard Inc. Class A | Add +7.7% | 0.11% | +0.01 |
| EQT Eqt Corp. | New | 0.01% | +0.01 |
| DAC Danaos Corp. | Add +70.2% | 0.04% | +0.01 |
| BP BP PLC-Spons ADR | New | 0.01% | +0.01 |
| B Barrick Gold Corp. | New | 0.01% | +0.01 |
| BRK.B Berkshire Hathaway Inc. Class B | New | 0.01% | +0.01 |
| GASS Stealthgas Inc. | Add +59.6% | 0.03% | +0.01 |
| WBA Walgreens Boots Alliance Inc. | New | 0.01% | +0.01 |
| FANG Diamondback Energy Inc. | New | 0.01% | +0.01 |
| PINS Pinterest Inc. Class A | Add +66.2% | 0.01% | +0.00 |
| SOUHY SOUTH32 - ADR | New | 0.00% | +0.00 |
| AMRC Ameresco Inc. Class A | New | 0.00% | +0.00 |
| EOG EOG Resources Inc. | Add +10.5% | 0.01% | +0.00 |
| UPS United Parcel Service Class B | Add +1.3% | 0.03% | −0.00 |
| SSUP Superior Industries Intl | Add +10.7% | 0.31% | −0.01 |
| F Ford Motor Co. | Add +0.1% | 0.03% | −0.01 |
| YELP Yelp Inc. | Add +5.0% | 0.54% | −0.03 |
| ARLP Alliance Resource Partners | Add +0.6% | 1.47% | −0.04 |
Notes & Other Activity Q2 2024 → Q3 2024
| WISDOMTREE INVESTMENTS (WT 3.25 06/15/26) | NOTE 3.250% 6/1 · principal | Reduce -1.1% | 1,725,000 | $1.9M |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | Reduce -0.6% | 47,438 | $1.8M |
| MICROSTRATEGY INC (MSTR 0.75 12/15/25) | NOTE 0.750%12/1 · principal | Sold out | 500,000 | $1.7Mbefore exit |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | Sold out | 1,750,000 | $1.6Mbefore exit |
| AMG CAPITAL TRUST II (AMG 5.15 10/15/37) | CONV PRF | Reduce -0.7% | 29,060 | $1.6M |
| FORUM ENERGY TECHNOLOGIE (FET 9 08/04/25) | NOTE 9.000% 8/0 · principal | Reduce -49.6% | 1,525,161 | $1.5M |
| EVENTBRITE INC (EB 5 12/01/25) | NOTE 5.000%12/0 · principal | Reduce -0.7% | 1,520,000 | $1.5M |
| FARO TECHNOLOGIES INC (FARO 5.5 02/01/28) | NOTE 5.500% 2/0 · principal | New | 1,566,000 | $1.5M |
| INNOVIVA INC (INVA 2.125 03/15/28) | NOTE 2.125% 3/1 · principal | Reduce -0.4% | 1,227,000 | $1.2M |
| AIR TRANSPORT SERVICES G (ATSG 3.875 08/15/29) | NOTE 3.875% 8/1 · principal | New | 1,051,000 | $981K |
| PACWEST BANCORP (PACW V7.75 PERP A) | PREF STK | New | 250 | $6K |
| MCDBF McDermott Inter TR B -CW27 | WARRANT | New | 72,441 | $72 |
| MCDTF McDermott Inter TR A -CW27 | WARRANT | New | 65,197 | $65 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 219 | $303.7M | DIA, CAT, GS, TRGP, WMB |
| Q1 2026 | 210 | $280.5M | DIA, GS, CAT, AM, WMB |
| Q4 2025 | 223 | $263.5M | DIA, GS, FMCC, CAT, AAPL |
| Q3 2025 | 221 | $254.7M | DIA, GS, FMCC, MSFT, AM |
| Q2 2025 | 199 | $240.0M | DIA, GS, MSFT, AM, WMB |
| Q1 2025 | 204 | $226.6M | DIA, OKE, AM, WMB, KNTK |
| Q4 2024 | 202 | $230.0M | DIA, TRGP, OKE, KNTK, AAPL |
| Q3 2024 | 204 | $225.6M | DIA, QCRH, UNH, TRGP, OKE |
| Q2 2024 | 202 | $214.0M | DIA, MSFT, TRGP, UNH, OKE |
| Q1 2024 | 214 | $242.1M | DIA, MSFT, QCRH, OKE, UNH |