Principia Wealth Advisory, LLC
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed February 10, 2026), Principia Wealth Advisory, LLC reported 965 stock positions worth $140.1 million. Its top holding was Invesco Nasdaq 100 ETF (QQQM) at 9.8% of the portfolio, followed by Invesco QQQ Trust Series 1 (QQQ, 7.8%) and Adverum Biotechnologies (ADVM, 6.7%). Compared with Q2 2025, it opened 81 new positions, sold out of 56, added to 522 and reduced 169. The biggest buy was Invesco Nasdaq 100 ETF (QQQM, shares +618167%) and the biggest sale Trueshares Struc Out Sep ETF (SEPZ, shares −99%).
- Most Recent 13F
- Q2 2026
- Location
- DALLAS, TX
- CIK
- 0002041436
- Portfolio Value
- $140.1M (Q3 2025)
- SEC Filing
- 0002041436-26-000001 ↗ filed Feb 10, 2026
Holdings Value
Holdings 965 stocks · $140.1M
| QQQM Invesco Nasdaq 100 ETF | 9.81% | 55,644 | $13.8M | Add +618166.7% |
| QQQ Invesco QQQ Trust Series 1 | 7.80% | 18,203 | $10.9M | Reduce -2.2% |
| ADVM Adverum Biotechnologies Inc. | 6.72% | 2,077,946 | $9.4M | Add +2.4% |
| EYPT Eyepoint Inc. | 5.39% | 530,725 | $7.6M | Reduce -0.6% |
| SPTM SS SPDR P S&P 1500 Comp ETF | 5.29% | 91,939 | $7.4M | Reduce -43.6% |
| VEA Vanguard Ftse Developed ETF | 4.30% | 100,563 | $6.0M | Add +341.2% |
| VEU Vanguard Ftse All-World Ex-U | 4.13% | 81,054 | $5.8M | Reduce -40.5% |
| BKLC BNY Mellon US LRG Cap Cor | 3.75% | 40,921 | $5.3M | Add +202.7% |
| VWO Vanguard Ftse Emerging Marke | 3.71% | 95,982 | $5.2M | Reduce -7.1% |
| EMXC iShares MSCI Emr MRK Ex Chna | 2.72% | 56,446 | $3.8M | Reduce -22.1% |
| DBMF Imgp Dbi MFT STR ETF-Usd Inc. | 2.51% | 128,740 | $3.5M | Reduce -35.8% |
| IAU iShares Gold Trust | 2.50% | 48,138 | $3.5M | Reduce -18.6% |
| SJT San Juan Basin Royalty TR | 2.49% | 578,756 | $3.5M | Reduce -9.8% |
| SCYB Schwab High Yield Bond ETF | 2.25% | 118,210 | $3.2M | Add +363.0% |
| VCIT Vanguard Int-Term Corporate | 2.21% | 36,794 | $3.1M | Add +682.4% |
| GOAU US GLB GLD & Metal MNRS ETF | 1.94% | 67,715 | $2.7M | Reduce -13.8% |
| SHV iShares 0-1 Year Treasury Bo | 1.74% | 22,081 | $2.4M | Reduce -27.9% |
| SCHD Schwab US DVD Equity ETF | 1.68% | 86,323 | $2.4M | Add +632.7% |
| SLV iShares Silver Trust | 1.60% | 52,815 | $2.2M | Reduce -36.7% |
| IBIT iShares Bitcoin Trust ETF | 1.21% | 26,154 | $1.7M | Add +0.2% |
| EMB iShares JP Morgan Usd Emergi | 1.21% | 17,804 | $1.7M | Add +405.2% |
| SCHQ Schwab Long-Term US Treasury | 1.16% | 50,517 | $1.6M | Add +1122.3% |
| SHY iShares 1-3 Year Treasury Bo | 1.13% | 19,002 | $1.6M | Reduce -45.2% |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.97% | 6,526 | $1.4M | Reduce -45.3% |
| FNDF Schwab Fndmn Intl LRG Co. ETF | 0.88% | 28,663 | $1.2M | Reduce -51.7% |
| VGK Vanguard Ftse Europe ETF | 0.63% | 11,119 | $887K | Add +265.6% |
| TIP iShares Tips Bond ETF | 0.61% | 7,632 | $849K | Add +226.3% |
| FNDX Schwab Fndmntl US LRG Co. ETF | 0.59% | 31,248 | $822K | Reduce -47.8% |
| MLPA Global X MLP ETF | 0.57% | 16,505 | $799K | Reduce -44.1% |
| FLJP Franklin Ftse Japan ETF | 0.57% | 22,993 | $795K | Add +857.6% |
| VGSH Vanguard Short-Term Treasury | 0.52% | 12,459 | $733K | Reduce -2.6% |
| AAPL Apple Inc. | 0.52% | 2,874 | $732K | Add +0.8% |
| BSV Vanguard Short-Term Bond ETF | 0.51% | 9,125 | $720K | Add +28.1% |
| PICK iShares MSCI Global Metals & | 0.48% | 15,184 | $676K | Add +362.9% |
| MSFT Microsoft Corp. | 0.46% | 1,257 | $651K | Add +3.1% |
| KMI Kinder Morgan Inc. | 0.43% | 21,174 | $599K | Add +0.9% |
| TBIL F/M US Treasury 3 Month Bill | 0.43% | 11,939 | $597K | Add +596850.0% |
| CTA Simplify Managed Futures St | 0.40% | 19,942 | $558K | Add +254.6% |
| SIVR Abrdn Physical Silver Shares | 0.36% | 11,422 | $508K | Reduce -2.8% |
| DBND Doubleline Oppor Cor BND-Usd | 0.34% | 10,384 | $483K | Add +8.2% |
| PDBC Invesco Optimum Yield Divers | 0.33% | 34,455 | $463K | Add +16.4% |
| PRF Invesco Rafi US 1000 ETF | 0.33% | 10,211 | $462K | No change |
| VTI VG Morningstar TS MKT ETF-US | 0.32% | 1,373 | $451K | Add +7.1% |
| SCHA Schwab US Small-Cap ETF | 0.32% | 15,968 | $446K | New |
| VPLS Vanguard Core-Plus Bond ETF | 0.31% | 5,450 | $429K | Reduce -0.3% |
| GDX Vaneck Gold Miners ETF | 0.30% | 5,550 | $424K | No change |
| INFL Horizon Kinetics Infl Benef | 0.29% | 9,190 | $411K | Add +4.0% |
| SCHW Schwab (charles) Corp. | 0.27% | 4,027 | $384K | Add +0.3% |
| TOTL SS Doubleline TR Tact ETF | 0.27% | 9,355 | $380K | New |
| VYM Vanguard High DVD Yield ETF | 0.26% | 2,603 | $367K | Add +8.0% |
| USRT iShares Core US REIT ETF | 0.26% | 6,245 | $367K | Add +490.8% |
| RMD Resmed Inc. | 0.26% | 1,338 | $366K | No change |
| ITOT iShares Core S&P Total U.S. | 0.26% | 2,478 | $361K | Reduce -1.0% |
| ONEQ Fidelity Nasdaq Comp Indx | 0.25% | 3,893 | $347K | Reduce -80.9% |
| TMB Thornburg Multi Sector B ETF | 0.24% | 13,304 | $341K | Add +20.3% |
| SGOL Abrdn Physical Gold Shares | 0.23% | 8,645 | $318K | Reduce -8.0% |
| PNW Pinnacle West Capital | 0.22% | 3,486 | $313K | Add +1.2% |
| GLD SPDR Gold Shares | 0.22% | 856 | $304K | Reduce -2.4% |
| AMCR Amcor PLC | 0.22% | 36,892 | $302K | New |
| VTIP Vanguard Short-Term Tips | 0.20% | 5,658 | $286K | Add +4.3% |
| JPM JPMorgan Chase & Co. | 0.20% | 878 | $277K | Add +1.5% |
| PHYS Sprott Physical Gold Trust | 0.20% | 9,280 | $275K | Reduce -15.8% |
| VIOO Vanguard S&P Small-Cap 600 E | 0.19% | 2,351 | $260K | Reduce -35.7% |
| TTWO Take-Two Interactive Softwre | 0.18% | 996 | $257K | Add +0.1% |
| INCY Incyte Corp. | 0.18% | 3,014 | $256K | No change |
| MGNR Amer Beac GLG NTRL Rsrcs ETF filed as AMERICAN BEACON SELECT FUNDS | 0.17% | 5,995 | $242K | Add +11.0% |
| NVDA Nvidia Corp. | 0.17% | 1,265 | $236K | Add +10.7% |
| GOOGL Alphabet Inc. Class A | 0.16% | 936 | $228K | Add +3.8% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.16% | 337 | $225K | No change |
| SCHZ Schwab US Aggregate Bond ETF | 0.16% | 9,270 | $218K | New |
| PSLV Sprott Physical Silver Trust | 0.15% | 13,705 | $215K | Reduce -19.7% |
| INCM Franklin Income Focus ETF | 0.15% | 7,519 | $209K | Add +209.4% |
| AGG iShares Core U.S. Aggregate | 0.14% | 1,996 | $200K | Add +1053.8% |
| FETH Fidelity Ethereum Fund | 0.14% | 4,678 | $194K | Reduce -57.1% |
| SCHX Schwab US Large-Cap ETF | 0.13% | 7,063 | $186K | New |
| VGMS Vanguard Multi-Sector | 0.13% | 3,540 | $183K | New |
| QLTY GMO U.S. Quality ETF | 0.13% | 5,051 | $183K | Reduce -15.8% |
| AIZ Assurant Inc. | 0.13% | 820 | $178K | Reduce -1.3% |
| CPB The Campbell's Company | 0.12% | 5,461 | $172K | Add +1.5% |
| VKTX Viking Therapeutics Inc. | 0.12% | 6,478 | $170K | No change |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.12% | 3,965 | $167K | New |
| AMZN Amazon.com Inc. | 0.12% | 740 | $162K | Add +7.4% |
| AMGN Amgen Inc. | 0.12% | 575 | $162K | Add +1.2% |
| VGT Vanguard Info Tech ETF | 0.11% | 208 | $155K | Add +3.5% |
| WMT Walmart Inc. | 0.11% | 1,468 | $151K | Reduce -1.2% |
| ESS Essex Property Trust Inc. | 0.10% | 527 | $141K | Add +0.4% |
| CAG Conagra Brands Inc. | 0.10% | 7,441 | $136K | Add +1.2% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.09% | 264 | $133K | Add +3.1% |
| MDT Medtronic PLC | 0.09% | 1,362 | $130K | Add +0.4% |
| CTSH Cognizant Tech Solutions-A | 0.08% | 1,772 | $119K | Add +1.2% |
| TPYP Tortoise North American Pipe | 0.08% | 3,231 | $118K | Add +0.8% |
| TSLA Tesla Inc. | 0.08% | 252 | $112K | Add +5.4% |
| TAK Takeda Pharmaceutic-SP ADR | 0.08% | 7,279 | $107K | Add +1.1% |
| UTES Virtus Reaves Utilities ETF | 0.08% | 1,265 | $106K | Reduce -11.0% |
| NEE Nextera Energy Inc. | 0.07% | 1,298 | $98K | Add +0.8% |
| VTES Vanguard SH Term Tax-Ex Bond | 0.07% | 941 | $96K | No change |
| JMST JPM Ultra-Short Muni Income filed as J P MORGAN EXCHANGE TRADED F | 0.07% | 1,859 | $95K | No change |
| XOM Exxon Mobil Corp. | 0.07% | 833 | $94K | Add +3.5% |
| FTV Fortive Corp. | 0.06% | 1,729 | $85K | Reduce -0.1% |
| META Meta Platforms Inc. Class A | 0.06% | 108 | $79K | Add +6.9% |
Options reported separately and not counted above: NETFLIX INC. puts ($4.8M), ISHARES SILVER TR calls ($85K).
Other holdings (1): bonds, preferreds, convertibles and warrants · $648 (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| SESCW Ivanhoe Capital Class A -CW27 | *W EXP 12/10/202 | 3,600 | $648 | No change |
Total filed on the 13F, all lines: $140.1M.
Portfolio Sells Q2 2025 → Q3 2025
| SEPZ Trueshares Struc Out Sep ETF | Reduce -99.4% | 0.04% | −6.56 |
| SPTM SS SPDR P S&P 1500 Comp ETF | Reduce -43.6% | 5.29% | −5.08 |
| VEU Vanguard Ftse All-World Ex-U | Reduce -40.5% | 4.13% | −3.64 |
| DBMF Imgp Dbi MFT STR ETF-Usd Inc. | Reduce -35.8% | 2.51% | −1.87 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -45.2% | 1.13% | −1.31 |
| EMXC iShares MSCI Emr MRK Ex Chna | Reduce -22.1% | 2.72% | −1.17 |
| ONEQ Fidelity Nasdaq Comp Indx | Reduce -80.9% | 0.25% | −1.14 |
| FNDF Schwab Fndmn Intl LRG Co. ETF | Reduce -51.7% | 0.88% | −1.14 |
| SHV iShares 0-1 Year Treasury Bo | Reduce -27.9% | 1.74% | −1.13 |
| VBR Vngrd Mrngst SL-CP Val ETF-U | Reduce -45.3% | 0.97% | −1.00 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -2.2% | 7.80% | −0.92 |
| SJT San Juan Basin Royalty TR | Reduce -9.8% | 2.49% | −0.75 |
| SLV iShares Silver Trust | Reduce -36.7% | 1.60% | −0.73 |
| MLPA Global X MLP ETF | Reduce -44.1% | 0.57% | −0.69 |
| FNDX Schwab Fndmntl US LRG Co. ETF | Reduce -47.8% | 0.59% | −0.66 |
| IAU iShares Gold Trust | Reduce -18.6% | 2.50% | −0.63 |
| VWO Vanguard Ftse Emerging Marke | Reduce -7.1% | 3.71% | −0.63 |
| AMCR Amcor PLC | Sold out | 0.00% | −0.29 |
| VB Vanguard Most SM-Cap ETF-Usd | Sold out | 0.00% | −0.13 |
| VIOO Vanguard S&P Small-Cap 600 E | Reduce -35.7% | 0.19% | −0.13 |
| VGSH Vanguard Short-Term Treasury | Reduce -2.6% | 0.52% | −0.12 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -89.2% | 0.01% | −0.10 |
| FETH Fidelity Ethereum Fund | Reduce -57.1% | 0.14% | −0.09 |
| GUNR NT Mstar GLBL NR ETF | Reduce -56.5% | 0.05% | −0.08 |
| NUV Nuveen Municipal Value | Sold out | 0.00% | −0.07 |
| XLE SS Energy Select Sector | Reduce -63.2% | 0.03% | −0.07 |
| VPLS Vanguard Core-Plus Bond ETF | Reduce -0.3% | 0.31% | −0.06 |
| QLTY GMO U.S. Quality ETF | Reduce -15.8% | 0.13% | −0.04 |
| WBA Walgreens Boots Alliance Inc. | Sold out | 0.00% | −0.04 |
| PHYS Sprott Physical Gold Trust | Reduce -15.8% | 0.20% | −0.04 |
| DBL Doubleline Opport Credit | Reduce -49.7% | 0.02% | −0.03 |
| ITOT iShares Core S&P Total U.S. | Reduce -1.0% | 0.26% | −0.03 |
| SGOL Abrdn Physical Gold Shares | Reduce -8.0% | 0.23% | −0.02 |
| PSLV Sprott Physical Silver Trust | Reduce -19.7% | 0.15% | −0.02 |
| HROW Harrow Inc. | Sold out | 0.00% | −0.02 |
| AMLP Alerian MLP ETF | Sold out | 0.00% | −0.02 |
| FTV Fortive Corp. | Reduce -0.1% | 0.06% | −0.02 |
| UTES Virtus Reaves Utilities ETF | Reduce -11.0% | 0.08% | −0.02 |
| WMT Walmart Inc. | Reduce -1.2% | 0.11% | −0.02 |
| GOAU US GLB GLD & Metal MNRS ETF | Reduce -13.8% | 1.94% | −0.01 |
| AIZ Assurant Inc. | Reduce -1.3% | 0.13% | −0.01 |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | Reduce -15.7% | 0.04% | −0.01 |
| AZEK The Azek Co. Inc. | Sold out | 0.00% | −0.01 |
| GLD SPDR Gold Shares | Reduce -2.4% | 0.22% | −0.01 |
| NAK Northern Dynasty Minerals | Reduce -20.0% | 0.01% | −0.01 |
| RAL Ralliant Corp. | Reduce -0.5% | 0.02% | −0.01 |
| CLX Clorox Company | Reduce -0.2% | 0.04% | −0.01 |
| XLK SS Technology Select Sector | Sold out | 0.00% | −0.01 |
| MCK McKesson Corp. | Reduce -1.4% | 0.04% | −0.01 |
| MRSH Marsh & McLennan Cos | Reduce -58.1% | 0.00% | −0.01 |
Portfolio Buys Q2 2025 → Q3 2025
| QQQM Invesco Nasdaq 100 ETF | Add +618166.7% | 9.81% | +9.81 |
| VEA Vanguard Ftse Developed ETF | Add +341.2% | 4.30% | +3.20 |
| ADVM Adverum Biotechnologies Inc. | Add +2.4% | 6.72% | +3.01 |
| BKLC BNY Mellon US LRG Cap Cor | Add +202.7% | 3.75% | +2.39 |
| VCIT Vanguard Int-Term Corporate | Add +682.4% | 2.21% | +1.88 |
| SCYB Schwab High Yield Bond ETF | Add +363.0% | 2.25% | +1.68 |
| SCHD Schwab US DVD Equity ETF | Add +632.7% | 1.68% | +1.42 |
| SCHQ Schwab Long-Term US Treasury | Add +1122.3% | 1.16% | +1.05 |
| EMB iShares JP Morgan Usd Emergi | Add +405.2% | 1.21% | +0.93 |
| FLJP Franklin Ftse Japan ETF | Add +857.6% | 0.57% | +0.50 |
| VGK Vanguard Ftse Europe ETF | Add +265.6% | 0.63% | +0.43 |
| TBIL F/M US Treasury 3 Month Bill | Add +596850.0% | 0.43% | +0.43 |
| TIP iShares Tips Bond ETF | Add +226.3% | 0.61% | +0.39 |
| PICK iShares MSCI Global Metals & | Add +362.9% | 0.48% | +0.38 |
| SCHA Schwab US Small-Cap ETF | New | 0.32% | +0.32 |
| TOTL SS Doubleline TR Tact ETF | New | 0.27% | +0.27 |
| CTA Simplify Managed Futures St | Add +254.6% | 0.40% | +0.27 |
| AMCR Amcor PLC | New | 0.22% | +0.22 |
| USRT iShares Core US REIT ETF | Add +490.8% | 0.26% | +0.21 |
| SCHZ Schwab US Aggregate Bond ETF | New | 0.16% | +0.16 |
| SCHX Schwab US Large-Cap ETF | New | 0.13% | +0.13 |
| VGMS Vanguard Multi-Sector | New | 0.13% | +0.13 |
| AGG iShares Core U.S. Aggregate | Add +1053.8% | 0.14% | +0.13 |
| CGDV Cap Group Dividend Value | New | 0.12% | +0.12 |
| INCM Franklin Income Focus ETF | Add +209.4% | 0.15% | +0.09 |
| BSV Vanguard Short-Term Bond ETF | Add +28.1% | 0.51% | +0.04 |
| GOOGL Alphabet Inc. Class A | Add +3.8% | 0.16% | +0.03 |
| FAST Fastenal Co. | Add +1275.4% | 0.03% | +0.03 |
| TSCO Tractor Supply Company | Add +2557.7% | 0.03% | +0.03 |
| EW Edwards Lifesciences Corp. | Add +1873.1% | 0.03% | +0.03 |
| BR Broadridge Financial Solutio | Add +5233.3% | 0.03% | +0.03 |
| CDNS Cadence Design SYS Inc. | Add +963.6% | 0.03% | +0.03 |
| PAYX Paychex Inc. | Add +2121.4% | 0.03% | +0.03 |
| ADP Automatic Data Processing | Add +853.3% | 0.03% | +0.03 |
| CSCO Cisco Systems Inc. | Add +305.9% | 0.04% | +0.03 |
| IDXX Idexx Laboratories Inc. | Add +1400.0% | 0.03% | +0.03 |
| AAPL Apple Inc. | Add +0.8% | 0.52% | +0.03 |
| CTAS Cintas Corp. | Add +955.6% | 0.03% | +0.02 |
| RSG Republic Services Inc. | Add +1092.9% | 0.03% | +0.02 |
| ABT Abbott Laboratories | Add +287.4% | 0.04% | +0.02 |
| MA Mastercard Inc. Class A | Add +155.8% | 0.04% | +0.02 |
| FFIV F5 Inc. | Add +572.2% | 0.03% | +0.02 |
| VRSK Verisk Analytics Inc. | Add +1488.9% | 0.03% | +0.02 |
| PM Philip Morris International | Add +300.0% | 0.03% | +0.02 |
| BLOX Nicholas Crypto Income ETF | New | 0.02% | +0.02 |
| V Visa Inc. Class A | Add +138.8% | 0.05% | +0.02 |
| VRSN Verisign Inc. | Add +542.9% | 0.03% | +0.02 |
| MGNR Amer Beac GLG NTRL Rsrcs ETF | Add +11.0% | 0.17% | +0.02 |
| CPAY Corpay Inc. | Add +650.0% | 0.02% | +0.02 |
| SDCI Uscf Summerhaven Dynamic ETF | Add +117.9% | 0.04% | +0.02 |
Options Activity Q2 2025 → Q3 2025
| NETFLIX INC. | put | New | 4,000 | $4.8M |
| VANECK ETF TRUST | call | Sold out | 3,000 | $156Kbefore exit |
| ISHARES SILVER TR | call | Reduce -66.7% | 2,000 | $85K |
| KINROSS GOLD CORP | call | Sold out | 3,000 | $47Kbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,063 | $199.9M | QQQM, BKLC, VEA, QQQ, EYPT |
| Q1 2026 | 1,046 | $176.6M | QQQM, VEA, BKLC, SPTS, EYPT |
| Q4 2025 | 1,014 | $159.9M | QQQM, QQQ, EYPT, VEA, BKLC |
| Q3 2025 | 965 | $140.1M | QQQM, QQQ, ADVM, EYPT, SPTM |
| Q2 2025 | 939 | $117.7M | SPTM, QQQ, VEU, SEPZ, DBMF |
| Q1 2025 | 851 | $103.7M | SPTM, SPTS, VEU, LISTED FDS TR, ADVM |
| Q4 2024 | 773 | $106.4M | SPTM, IWB, VEU, LISTED FDS TR, TARS |