Private Capital Management LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 14, 2024), Private Capital Management LLC reported 284 stock positions worth $553.0 million. Its top holding was Dimensional US Eq MKT ETF (DFUS) at 13.8% of the portfolio, followed by Dimensional International (DFAI, 8.2%) and Invesco S&P 500 Quality ETF (SPHQ, 6.1%). Compared with Q2 2024, it opened 63 new positions, sold out of 17, added to 74 and reduced 94. The biggest buy was JPMorgan Core Plus Bond ETF (JCPB, shares +209%) and the biggest sale Dimensional US Eq MKT ETF (DFUS, shares −8%).
- Most Recent 13F
- Q4 2024
- Location
- DENVER, CO
- CIK
- 0001778185
- Portfolio Value
- $553.0M (Q3 2024)
- SEC Filing
- 0001398344-24-020701 ↗ filed Nov 14, 2024
Holdings Value
Holdings 284 stocks · $553.0M
| DFUS Dimensional US Eq MKT ETF | 13.83% | 1,229,895 | $76.5M | Reduce -8.0% |
| DFAI Dimensional International Co. | 8.17% | 1,421,322 | $45.2M | Reduce -8.9% |
| SPHQ Invesco S&P 500 Quality ETF | 6.12% | 503,096 | $33.8M | Reduce -10.6% |
| JCPB JPMorgan Core Plus Bond ETF | 4.65% | 533,266 | $25.7M | Add +209.3% |
| VTV Vanguard Mrngstr Val ETF-Aui | 4.44% | 140,601 | $24.5M | Reduce -14.2% |
| VONE Vanguard Russell 1000 | 4.13% | 87,794 | $22.8M | Reduce -15.3% |
| AAPL Apple Inc. | 3.89% | 92,297 | $21.5M | Add +25.6% |
| VOO Vanguard S&P 500 ETF | 3.36% | 35,258 | $18.6M | Reduce -29.6% |
| VB Vanguard Most SM-Cap ETF-Usd | 3.02% | 70,468 | $16.7M | Reduce -13.1% |
| UITB Victoryshares Core Intermedi | 2.73% | 315,537 | $15.1M | Add +707.0% |
| HELO JPMorgan Hedged Equity ETF | 2.40% | 216,926 | $13.3M | Reduce -3.6% |
| DFAE Dimensional Emerging Core Eq | 1.93% | 388,365 | $10.6M | Reduce -6.3% |
| SCHX Schwab US Large-Cap ETF | 1.90% | 154,980 | $10.5M | Reduce -13.2% |
| IJR iShares Core S&P Small-Cap E | 1.82% | 85,865 | $10.0M | Reduce -11.5% |
| IEFA iShares Core MSCI Eafe ETF | 1.80% | 127,745 | $10.0M | Reduce -12.6% |
| MSFT Microsoft Corp. | 1.49% | 19,136 | $8.2M | Add +10.5% |
| VCRB Vanguard Core Bond ETF | 1.27% | 88,628 | $7.0M | Add +153.7% |
| PEP Pepsico Inc. | 1.21% | 39,323 | $6.7M | Reduce -21.3% |
| IBTX Independent Bank Group Inc. | 1.20% | 114,737 | $6.6M | Add +674.4% |
| VEA Vanguard Ftse Developed ETF | 1.18% | 123,877 | $6.5M | Reduce -18.3% |
| TSLA Tesla Inc. | 1.06% | 22,428 | $5.9M | Add +284.0% |
| VTI VG Morningstar TS MKT ETF-US | 0.98% | 19,225 | $5.4M | Add +15.8% |
| MINT PIMCO Enhanced Short Maturit | 0.92% | 50,565 | $5.1M | Add +14.3% |
| JPST JPMorgan Ultra-Short Income | 0.89% | 97,143 | $4.9M | Add +12.1% |
| AMZN Amazon.com Inc. | 0.85% | 25,206 | $4.7M | Add +23.9% |
| QQQ Invesco QQQ Trust Series 1 | 0.76% | 8,632 | $4.2M | Reduce -23.2% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.73% | 8,823 | $4.1M | Add +8.8% |
| NOBL Proshares S&P 500 Dividend A | 0.70% | 36,137 | $3.9M | Reduce -22.1% |
| NVDA Nvidia Corp. | 0.65% | 29,475 | $3.6M | Add +17.8% |
| V Visa Inc. Class A | 0.63% | 12,721 | $3.5M | Reduce -3.7% |
| IWB iShares Russell 1000 ETF | 0.63% | 11,067 | $3.5M | Reduce -35.5% |
| IWV iShares Russell 3000 ETF | 0.58% | 9,771 | $3.2M | Add +0.9% |
| ACN Accenture PLC Class A | 0.53% | 8,219 | $2.9M | Add +2.3% |
| QUAL iShares MSCI USA Quality Fac | 0.50% | 15,462 | $2.8M | Reduce -10.4% |
| SCHB Schwab US Broad Market ETF | 0.49% | 40,338 | $2.7M | Reduce -0.6% |
| UCON First Trust Smith Unconstrai | 0.40% | 87,655 | $2.2M | Reduce -1.4% |
| BND Vanguard Total Bond Market | 0.37% | 26,945 | $2.0M | Reduce -21.3% |
| GOOGL Alphabet Inc. Class A | 0.36% | 11,883 | $2.0M | Add +15.4% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.35% | 3,421 | $2.0M | Reduce -11.8% |
| IJH iShares Core S&P Midcap ETF | 0.33% | 29,709 | $1.9M | Reduce -1.2% |
| XOM Exxon Mobil Corp. | 0.33% | 15,604 | $1.8M | Reduce -5.1% |
| GOOG Alphabet Inc. Class C | 0.33% | 10,883 | $1.8M | Add +9.8% |
| AVDE Avantis International Equity | 0.33% | 26,896 | $1.8M | Reduce -16.6% |
| IVE iShares S&P 500 Value ETF | 0.32% | 8,908 | $1.8M | Reduce -23.0% |
| PULS Pgim Ultra Short Bond ETF | 0.31% | 34,285 | $1.7M | Add +213.3% |
| SCHG Schwab US Large-Cap Growth | 0.30% | 15,781 | $1.6M | Reduce -6.4% |
| EFA iShares MSCI Eafe ETF | 0.29% | 19,494 | $1.6M | Reduce -1.3% |
| ITOT iShares Core S&P Total U.S. | 0.28% | 12,225 | $1.5M | Reduce -64.0% |
| HD Home Depot Inc. | 0.27% | 3,714 | $1.5M | Add +53.5% |
| MA Mastercard Inc. Class A | 0.27% | 3,037 | $1.5M | Reduce -4.3% |
| VIG Vanguard Dividend Apprec ETF | 0.26% | 7,319 | $1.4M | Add +59.8% |
| LLY Eli Lilly & Co. | 0.25% | 1,549 | $1.4M | Add +14.2% |
| META Meta Platforms Inc. Class A | 0.24% | 2,312 | $1.3M | Reduce -1.7% |
| SCHK Schwab 1000 Index ETF | 0.23% | 22,511 | $1.2M | Add +2.4% |
| SCHA Schwab US Small-Cap ETF | 0.21% | 22,727 | $1.2M | Reduce -5.8% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.21% | 3,027 | $1.2M | Reduce -3.2% |
| IEMG iShares Core MSCI Emerging | 0.21% | 19,864 | $1.1M | Reduce -38.9% |
| JPM JPMorgan Chase & Co. | 0.21% | 5,400 | $1.1M | Reduce -5.2% |
| SCHD Schwab US DVD Equity ETF | 0.20% | 13,189 | $1.1M | Reduce -3.7% |
| MUB iShares National Muni Bond E | 0.19% | 9,877 | $1.1M | Add +789.0% |
| BMY Bristol-Myers Squibb Co. | 0.19% | 20,520 | $1.1M | New |
| SCHM Schwab US Mid Cap ETF | 0.19% | 12,396 | $1.0M | Reduce -3.8% |
| IVV iShares Core S&P 500 ETF | 0.18% | 1,751 | $1.0M | Add +0.7% |
| NFLX Netflix Inc. | 0.18% | 1,403 | $995K | Reduce -6.4% |
| FNDX Schwab Fndmntl US LRG Co. ETF | 0.18% | 13,806 | $991K | Add +1.2% |
| NWPX NWPX Infrastructure Inc. filed as NORTHWEST PIPE CO | 0.18% | 21,865 | $987K | New |
| SCHF Schwab Intl Equity ETF | 0.18% | 23,993 | $987K | Reduce -22.9% |
| SHV iShares 0-1 Year Treasury Bo | 0.18% | 8,905 | $985K | Add +44.1% |
| FNDF Schwab Fndmn Intl LRG Co. ETF | 0.18% | 26,022 | $972K | Add +3.5% |
| SCHV Schwab US Large-Cap Value | 0.18% | 12,077 | $971K | Reduce -4.9% |
| COST Costco Wholesale Corp. | 0.17% | 1,078 | $956K | Add +45.7% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.17% | 9,863 | $949K | New |
| IWF iShares Russell 1000 Growth | 0.17% | 2,480 | $931K | Add +17.7% |
| VWO Vanguard Ftse Emerging Marke | 0.16% | 18,735 | $896K | Reduce -8.7% |
| CVX Chevron Corp. | 0.16% | 6,051 | $891K | Add +7.5% |
| AGG iShares Core U.S. Aggregate | 0.16% | 8,783 | $889K | Add +43.5% |
| MELI MercadoLibre Inc. | 0.16% | 431 | $884K | New |
| IWD iShares Russell 1000 Value E | 0.14% | 4,215 | $800K | Add +29.3% |
| JNJ Johnson & Johnson | 0.14% | 4,895 | $793K | Reduce -3.0% |
| IJK iShares S&P Mid-Cap 400 Grow | 0.13% | 7,911 | $727K | Reduce -1.0% |
| SDY SS SPDR S&P Dividend ETF | 0.13% | 5,112 | $726K | No change |
| AOR iShares Core 60/40 Balanced | 0.13% | 12,189 | $722K | Reduce -2.6% |
| PB Prosperity Bancshares Inc. | 0.13% | 10,000 | $721K | New |
| PG The Procter & Gamble Co. | 0.13% | 4,149 | $719K | Add +9.8% |
| SUSL iShares ESG MSCI USA Leaders | 0.13% | 6,980 | $709K | Reduce -2.9% |
| AVGO Broadcom Inc. | 0.13% | 4,077 | $703K | Reduce -71.3% |
| FRDM Freedom 100 Emeging MRKT ETF | 0.13% | 19,519 | $698K | Add +58.8% |
| NXP Nuveen Select Tax-Free Inc. | 0.13% | 46,029 | $696K | New |
| CSL Carlisle Cos Inc. | 0.12% | 1,489 | $670K | New |
| DELL Dell Technologies -C | 0.12% | 5,621 | $666K | New |
| SPTM SS SPDR P S&P 1500 Comp ETF | 0.12% | 9,368 | $656K | Reduce -63.0% |
| VT Vanguard Tot World STK ETF | 0.12% | 5,462 | $654K | Add +2166.4% |
| SCHW Schwab (charles) Corp. | 0.12% | 9,910 | $642K | Add +69.5% |
| VTEB Vanguard Tax-Exempt Bond ETF | 0.11% | 12,255 | $626K | Reduce -3.9% |
| FNDE Schwab Fndmntl Em MRK Eq ETF | 0.11% | 19,250 | $621K | Reduce -16.5% |
| LMT Lockheed Martin Corp. | 0.11% | 1,040 | $608K | Reduce -16.6% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.11% | 15,242 | $605K | Add +194.5% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.11% | 2,717 | $601K | Add +13.4% |
| ORCL Oracle Corp. | 0.11% | 3,457 | $589K | Add +29.5% |
| XNTK SS SPDR Nyse Tech ETF | 0.11% | 2,973 | $587K | New |
Options reported separately and not counted above: QQQ puts ($976K), AAPL puts ($792K), V puts ($275K).
Other holdings (1): bonds, preferreds, convertibles and warrants · $13K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 10 | $13K | No change |
Total filed on the 13F, all lines: $553.0M.
Portfolio Sells Q2 2024 → Q3 2024
| DFUS Dimensional US Eq MKT ETF | Reduce -8.0% | 13.83% | −1.79 |
| VOO Vanguard S&P 500 ETF | Reduce -29.6% | 3.36% | −1.61 |
| DFAI Dimensional International Co. | Reduce -8.9% | 8.17% | −1.02 |
| SPHQ Invesco S&P 500 Quality ETF | Reduce -10.6% | 6.12% | −0.99 |
| VONE Vanguard Russell 1000 | Reduce -15.3% | 4.13% | −0.94 |
| VTV Vanguard Mrngstr Val ETF-Aui | Reduce -14.2% | 4.44% | −0.78 |
| ITOT iShares Core S&P Total U.S. | Reduce -64.0% | 0.28% | −0.52 |
| VB Vanguard Most SM-Cap ETF-Usd | Reduce -13.1% | 3.02% | −0.49 |
| PEP Pepsico Inc. | Reduce -21.3% | 1.21% | −0.43 |
| IWB iShares Russell 1000 ETF | Reduce -35.5% | 0.63% | −0.38 |
| SCHX Schwab US Large-Cap ETF | Reduce -13.2% | 1.90% | −0.38 |
| AVGO Broadcom Inc. | Reduce -71.3% | 0.13% | −0.33 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -23.2% | 0.76% | −0.31 |
| VEA Vanguard Ftse Developed ETF | Reduce -18.3% | 1.18% | −0.31 |
| IEFA iShares Core MSCI Eafe ETF | Reduce -12.6% | 1.80% | −0.31 |
| IJR iShares Core S&P Small-Cap E | Reduce -11.5% | 1.82% | −0.24 |
| HELO JPMorgan Hedged Equity ETF | Reduce -3.6% | 2.40% | −0.22 |
| SPTM SS SPDR P S&P 1500 Comp ETF | Reduce -63.0% | 0.12% | −0.22 |
| DFAE Dimensional Emerging Core Eq | Reduce -6.3% | 1.93% | −0.20 |
| NOBL Proshares S&P 500 Dividend A | Reduce -22.1% | 0.70% | −0.19 |
| IEMG iShares Core MSCI Emerging | Reduce -38.9% | 0.21% | −0.14 |
| BND Vanguard Total Bond Market | Reduce -21.3% | 0.37% | −0.12 |
| IVE iShares S&P 500 Value ETF | Reduce -23.0% | 0.32% | −0.10 |
| QUAL iShares MSCI USA Quality Fac | Reduce -10.4% | 0.50% | −0.08 |
| AVDE Avantis International Equity | Reduce -16.6% | 0.33% | −0.07 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -11.8% | 0.35% | −0.06 |
| SCHF Schwab Intl Equity ETF | Reduce -22.9% | 0.18% | −0.06 |
| MRNA Moderna Inc. | Sold out | 0.00% | −0.06 |
| AMAT Applied Materials Inc. | Sold out | 0.00% | −0.06 |
| V Visa Inc. Class A | Reduce -3.7% | 0.63% | −0.06 |
| DFIV Dimensional International Va | Reduce -89.9% | 0.01% | −0.05 |
| LRCX Lam Research Corp. | Sold out | 0.00% | −0.05 |
| QCOM Qualcomm Inc. | Sold out | 0.00% | −0.05 |
| XOM Exxon Mobil Corp. | Reduce -5.1% | 0.33% | −0.05 |
| ADI Analog Devices Inc. | Sold out | 0.00% | −0.04 |
| SCHE Schwab Emrg Mrkts Eqty ETF | Reduce -50.5% | 0.04% | −0.04 |
| IGRO iShares Intl Div Growth ETF | Reduce -95.3% | 0.00% | −0.04 |
| SCHG Schwab US Large-Cap Growth | Reduce -6.4% | 0.30% | −0.04 |
| DBE Invesco DB Energy Fund | Sold out | 0.00% | −0.04 |
| KLAC KLA Corp. | Sold out | 0.00% | −0.04 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Reduce -31.3% | 0.07% | −0.04 |
| UCON First Trust Smith Unconstrai | Reduce -1.4% | 0.40% | −0.03 |
| MRK Merck & Co. Inc. | Reduce -9.2% | 0.10% | −0.03 |
| IWP iShares Russell Mid-Cap Grow | Reduce -34.0% | 0.05% | −0.03 |
| TMUS T-Mobile US Inc. | Reduce -41.2% | 0.04% | −0.03 |
| FNDE Schwab Fndmntl Em MRK Eq ETF | Reduce -16.5% | 0.11% | −0.02 |
| JPM JPMorgan Chase & Co. | Reduce -5.2% | 0.21% | −0.02 |
| VUG Vanguard Mrngstar GR ETF-Sui | Reduce -3.2% | 0.21% | −0.02 |
| SCHB Schwab US Broad Market ETF | Reduce -0.6% | 0.49% | −0.02 |
| NFLX Netflix Inc. | Reduce -6.4% | 0.18% | −0.02 |
Portfolio Buys Q2 2024 → Q3 2024
| JCPB JPMorgan Core Plus Bond ETF | Add +209.3% | 4.65% | +3.07 |
| UITB Victoryshares Core Intermedi | Add +707.0% | 2.73% | +2.38 |
| IBTX Independent Bank Group Inc. | Add +674.4% | 1.20% | +1.06 |
| TSLA Tesla Inc. | Add +284.0% | 1.06% | +0.83 |
| AAPL Apple Inc. | Add +25.6% | 3.89% | +0.81 |
| VCRB Vanguard Core Bond ETF | Add +153.7% | 1.27% | +0.74 |
| PULS Pgim Ultra Short Bond ETF | Add +213.3% | 0.31% | +0.20 |
| BMY Bristol-Myers Squibb Co. | New | 0.19% | +0.19 |
| NWPX NWPX Infrastructure Inc. | New | 0.18% | +0.18 |
| DIS The Walt Disney Co. | New | 0.17% | +0.17 |
| MUB iShares National Muni Bond E | Add +789.0% | 0.19% | +0.17 |
| MELI MercadoLibre Inc. | New | 0.16% | +0.16 |
| PB Prosperity Bancshares Inc. | New | 0.13% | +0.13 |
| NXP Nuveen Select Tax-Free Inc. | New | 0.13% | +0.13 |
| CSL Carlisle Cos Inc. | New | 0.12% | +0.12 |
| DELL Dell Technologies -C | New | 0.12% | +0.12 |
| VT Vanguard Tot World STK ETF | Add +2166.4% | 0.12% | +0.11 |
| HD Home Depot Inc. | Add +53.5% | 0.27% | +0.11 |
| XNTK SS SPDR Nyse Tech ETF | New | 0.11% | +0.11 |
| VTI VG Morningstar TS MKT ETF-US | Add +15.8% | 0.98% | +0.10 |
| FISV Fiserv Inc. | New | 0.10% | +0.10 |
| VIG Vanguard Dividend Apprec ETF | Add +59.8% | 0.26% | +0.10 |
| LUV Southwest Airlines Co. | New | 0.09% | +0.09 |
| TMO Thermo Fisher Scientific Inc. | New | 0.08% | +0.08 |
| IBTA Ibotta Inc. Class A | New | 0.08% | +0.08 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +8.8% | 0.73% | +0.08 |
| BAC Bank of America Corp. | Add +194.5% | 0.11% | +0.07 |
| AMZN Amazon.com Inc. | Add +23.9% | 0.85% | +0.07 |
| FCX Freeport-McMoran Inc. | New | 0.07% | +0.07 |
| GE General Electric | New | 0.07% | +0.07 |
| PRU Prudential Financial Inc. | New | 0.07% | +0.07 |
| SOXX iShares Semiconductor ETF | New | 0.07% | +0.07 |
| TRN Trinity Industries Inc. | New | 0.06% | +0.06 |
| ACA Arcosa Inc. | New | 0.06% | +0.06 |
| PH Parker Hannifin Corp. | New | 0.06% | +0.06 |
| COP Conocophillips | New | 0.06% | +0.06 |
| CM Can Imperial BK of Commerce | New | 0.06% | +0.06 |
| RIG Transocean Ltd. | New | 0.05% | +0.05 |
| AXP American Express Co. | Add +84.9% | 0.11% | +0.05 |
| NEE Nextera Energy Inc. | New | 0.05% | +0.05 |
| CB Chubb Ltd. | New | 0.05% | +0.05 |
| COST Costco Wholesale Corp. | Add +45.7% | 0.17% | +0.05 |
| TSM Taiwan Semiconductor-SP ADR | New | 0.05% | +0.05 |
| VXUS Vanguard Total Intl Stock | New | 0.05% | +0.05 |
| TGT Target Corp. | New | 0.05% | +0.05 |
| PSX Phillips 66 | New | 0.04% | +0.04 |
| PWB Invesco Large Cap Growth ETF | New | 0.04% | +0.04 |
| SYK Stryker Corp. | New | 0.04% | +0.04 |
| VST Vistra Corp. | New | 0.04% | +0.04 |
| GEV GE Vernova Inc. | New | 0.04% | +0.04 |
Options Activity Q2 2024 → Q3 2024
| QQQ Invesco QQQ Trust Series 1 | put | New | 2,000 | $976K |
| AAPL Apple Inc. | put | New | 3,400 | $792K |
| V Visa Inc. Class A | put | New | 1,000 | $275K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.