Realta Investment Advisors

In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 29, 2024), Realta Investment Advisors reported 355 stock positions worth $217.4 million. Its top holding was Apple (AAPL) at 8.1% of the portfolio, followed by Nvidia (NVDA, 6.9%) and Amazon.com (AMZN, 4.5%). Compared with Q2 2024, it opened 21 new positions, sold out of 443, added to 30 and reduced 274. The biggest buy was Oxford Lane Cap (shares +245%) and the biggest sale Berkshire Hathaway Class B (BRK.B, shares −89%).

Most Recent 13F
Q2 2026
Location
WILMINGTON, DE
CIK
0001776792
Portfolio Value
$217.4M (Q3 2024)
SEC Filing
0001398344-24-019566 ↗ filed Oct 29, 2024

Holdings Value

0$200.0M$400.0M$600.0M Q1 2024: $485.1M Q1 2024 Q2 2024: $510.7M Q2 2024 Q3 2024: $217.4M $217.4M Q3 2024 Q4 2024: $244.0M Q4 2024 Q1 2025: $219.4M Q1 2025 Q2 2025: $253.1M Q2 2025 Q3 2025: $299.0M Q3 2025 Q4 2025: $304.5M Q4 2025 Q1 2026: $288.3M Q1 2026 Q2 2026: $321.8M Q2 2026

Holdings 355 stocks · $217.4M

AAPL Apple Inc. 8.10% 76,098 $17.6M Reduce -49.0%
NVDA Nvidia Corp. 6.93% 109,130 $15.1M Reduce -32.7%
AMZN Amazon.com Inc. 4.47% 51,871 $9.7M Reduce -50.9%
MSFT Microsoft Corp. 3.07% 15,901 $6.7M Reduce -57.3%
GOOG Alphabet Inc. Class C 2.34% 30,612 $5.1M Reduce -48.3%
QQQ Invesco QQQ Trust Series 1 2.24% 9,810 $4.9M Reduce -51.5%
OXFORD LANE CAP CORP 2.16% 888,696 $4.7M Add +244.8%
XLK SS Technology Select Sector 1.90% 17,710 $4.1M Reduce -35.6%
AVGO Broadcom Inc. 1.71% 20,434 $3.7M Reduce -22.5%
COST Costco Wholesale Corp. 1.49% 3,633 $3.2M Reduce -19.1%
XLF SS Financial Select Sector 1.32% 61,161 $2.9M Reduce -34.7%
AG First Majestic Silver Corp. 1.28% 426,270 $2.8M Reduce -1.1%
MOAT Vaneck Morningstar Wide Moat 1.26% 28,201 $2.7M Reduce -2.9%
ICSH iShares Ultra Short Duration 1.20% 51,476 $2.6M Add +20.3%
META Meta Platforms Inc. Class A 1.17% 4,317 $2.5M Reduce -74.4%
TSLA Tesla Inc. 1.17% 11,613 $2.5M Reduce -52.1%
NEAR iShares SH Dba ETF Usd Inc. 1.16% 49,508 $2.5M Add +5.0%
MSTR Strategy Inc. filed as MICROSTRATEGY INC 1.14% 12,306 $2.5M Reduce -27.1%
XLV SS Health Care Select Sector 1.11% 15,542 $2.4M Reduce -24.5%
IVV iShares Core S&P 500 ETF 1.08% 4,005 $2.4M Reduce -16.9%
CRWD CrowdStrike Holdings Inc. Class A 0.98% 6,885 $2.1M Reduce -36.6%
XLI SS Industrial Select Sector 0.96% 15,067 $2.1M Reduce -17.0%
SGOV iShares 0-3 Month Treasury B 0.94% 20,298 $2.0M Add +53.0%
ALB Albemarle Corp. 0.90% 19,747 $2.0M Reduce -39.0%
AGG iShares Core U.S. Aggregate 0.89% 19,488 $1.9M Add +8.7%
XLC SS Comm Select Sector SPDR 0.88% 21,012 $1.9M Reduce -16.9%
GDX Vaneck Gold Miners ETF 0.88% 47,381 $1.9M Reduce -43.0%
VTI VG Morningstar TS MKT ETF-US 0.85% 6,408 $1.8M Reduce -55.0%
GOOGL Alphabet Inc. Class A 0.85% 11,194 $1.8M Reduce -64.9%
NFLX Netflix Inc. 0.76% 2,307 $1.6M Reduce -53.6%
PG The Procter & Gamble Co. 0.74% 9,282 $1.6M Reduce -64.1%
IWM iShares Russell 2000 ETF 0.72% 6,991 $1.6M Reduce -71.3%
JPM JPMorgan Chase & Co. 0.71% 6,928 $1.5M Reduce -64.0%
IEFA iShares Core MSCI Eafe ETF 0.70% 19,894 $1.5M Reduce -65.5%
NOBL Proshares S&P 500 Dividend A 0.69% 14,010 $1.5M Reduce -40.7%
SHV iShares 0-1 Year Treasury Bo 0.69% 13,548 $1.5M Add +10.3%
CVX Chevron Corp. 0.68% 9,772 $1.5M Reduce -43.8%
SHY iShares 1-3 Year Treasury Bo 0.65% 17,189 $1.4M Reduce -0.9%
SPY SS SPDR S&P 500 ETF Trust-US 0.62% 2,323 $1.4M Reduce -58.2%
XLY SS Consumer Disc Select Sect 0.62% 6,869 $1.4M Reduce -32.2%
PFF iShares Preferred & Income S 0.62% 40,088 $1.3M Reduce -26.9%
ABBV Abbvie Inc. 0.60% 6,693 $1.3M Reduce -29.6%
VGT Vanguard Info Tech ETF 0.56% 1,996 $1.2M Reduce -31.1%
AEM Agnico Eagle Mines Ltd. 0.55% 15,000 $1.2M Reduce -3.9%
GDXJ Vaneck Junior Gold Miners 0.52% 22,730 $1.1M Reduce -29.6%
ANET Arista Networks Inc. 0.50% 2,642 $1.1M Reduce -67.0%
AMD Advanced Micro Devices 0.49% 6,428 $1.1M Reduce -47.2%
XOM Exxon Mobil Corp. 0.48% 8,404 $1.0M Reduce -65.2%
LLY Eli Lilly & Co. 0.48% 1,114 $1.0M Reduce -74.1%
ISRG Intuitive Surgical Inc. 0.48% 2,119 $1.0M Add +4.6%
AXP American Express Co. 0.46% 3,606 $997K Reduce -87.0%
CAT Caterpillar Inc. 0.44% 2,429 $957K Reduce -46.6%
SPGI S&P Global Inc. 0.44% 1,802 $951K New
PANW Palo Alto Networks Inc. 0.42% 2,448 $915K Reduce -15.8%
ITA iShares U.S. Aerospace & Def 0.41% 5,843 $898K Reduce -17.7%
BRK.B Berkshire Hathaway Inc. Class B 0.41% 1,944 $894K Reduce -89.4%
GBIL Goldman Sachs Access Treasur 0.41% 8,912 $891K Add +38.3%
UNH Unitedhealth Group Inc. 0.41% 1,465 $887K Reduce -73.2%
XLP SS Consumer Staples Sel Sect 0.40% 10,673 $875K Reduce -52.8%
ORCL Oracle Corp. 0.40% 4,955 $873K Add +54.1%
GWW WW Grainger Inc. filed as GRAINGER W W INC 0.40% 793 $870K Add +11.8%
VZ Verizon Communications Inc. 0.40% 20,058 $866K Reduce -67.2%
WMB Williams Cos Inc. 0.39% 16,731 $854K Add +13.9%
KLAC KLA Corp. 0.39% 1,024 $850K Add +12.2%
PULS Pgim Ultra Short Bond ETF 0.39% 17,095 $849K Reduce -33.7%
AXON Axon Enterprise Inc. 0.37% 1,844 $808K Add +23.2%
COIN Coinbase Global Inc. Class A 0.37% 4,086 $802K Reduce -36.0%
TDG Transdigm Group Inc. 0.36% 558 $788K Reduce -3.8%
GRMN Garmin Ltd. 0.35% 4,585 $770K Add +2.7%
LMT Lockheed Martin Corp. 0.35% 1,248 $762K Reduce -48.8%
IEMG iShares Core MSCI Emerging 0.33% 12,471 $719K Reduce -64.0%
ELV Elevance Health Inc. 0.33% 1,403 $714K Reduce -50.6%
STZ Constellation Brands Inc. Class A 0.32% 2,815 $692K Reduce -33.1%
CDNS Cadence Design SYS Inc. 0.31% 2,407 $679K Add +18.6%
NPV Nuveen Va QLTY Muni Inc. 0.31% 51,669 $672K No change
AMGN Amgen Inc. 0.31% 2,056 $667K Add +69.9%
ITOT iShares Core S&P Total U.S. 0.31% 5,212 $667K Reduce -75.4%
VFL Abrdn National Municipal Inc. 0.30% 60,073 $660K Reduce -36.9%
JPST JPMorgan Ultra-Short Income 0.30% 13,045 $659K Reduce -22.6%
XYZ Block Inc. 0.30% 9,151 $656K Reduce -11.6%
MRK Merck & Co. Inc. 0.30% 5,933 $651K Reduce -61.2%
CL Colgate-Palmolive Co. 0.30% 6,449 $650K Add +37.7%
JNJ Johnson & Johnson 0.30% 4,009 $648K Reduce -62.5%
KRE SS SPDR S&P Regional Bank 0.29% 10,721 $627K Add +974.3%
MCD McDonald's Corp. 0.28% 1,996 $618K Reduce -79.1%
B Barrick Gold Corp. 0.28% 30,700 $613K Reduce -13.6%
FXR First Trust Indst/Producers 0.28% 7,906 $612K Reduce -14.3%
SLV iShares Silver Trust 0.28% 21,173 $604K Reduce -29.3%
FDN First Trust DJ Internet Ind 0.28% 2,740 $600K Reduce -9.1%
IBB iShares Biotechnology ETF 0.28% 4,117 $600K Add +306.8%
IEF iShares 7-10 Year Treasury B 0.27% 6,234 $597K Reduce -8.9%
IHAK iShares Cybersecurity & Tech 0.27% 11,757 $594K Add +11657.0%
VLO Valero Energy Corp. 0.27% 4,201 $593K Reduce -43.2%
PAVE Global X US Infrastructure 0.27% 13,821 $583K Add +275.1%
GNRC Generac Holdings Inc. 0.27% 3,340 $580K Reduce -35.3%
PYPL PayPal Holdings Inc. 0.27% 7,154 $577K Reduce -20.7%
ADBE Adobe Inc. 0.26% 1,112 $567K Add +142.3%
USRT iShares Core US REIT ETF 0.26% 9,322 $564K New
T AT&T Inc. 0.26% 26,190 $557K Reduce -42.5%
GE General Electric filed as GE AEROSPACE 0.26% 2,882 $555K Reduce -41.4%
PSX Phillips 66 0.25% 4,010 $543K Add +30.2%
KMI Kinder Morgan Inc. 0.24% 21,310 $530K Reduce -43.8%
VRTX Vertex Pharmaceuticals Inc. 0.24% 1,079 $523K New
LDOS Leidos Holdings Inc. 0.24% 3,070 $518K New
DVY iShares Select Dividend ETF 0.24% 3,811 $515K Reduce -22.7%
VIG Vanguard Dividend Apprec ETF 0.24% 2,539 $511K Reduce -19.0%
V Visa Inc. Class A 0.23% 1,791 $503K Reduce -77.0%
PM Philip Morris International 0.23% 4,160 $500K Reduce -72.7%
FXD First Trust Consumer Discret 0.23% 7,747 $490K Reduce -8.8%
QTEC First Trust Nasdq 100 Tech I 0.22% 2,428 $485K Reduce -18.0%
SHOP Shopify Inc. Class A 0.22% 5,724 $479K Reduce -19.5%
WMT Walmart Inc. 0.22% 5,861 $471K Reduce -68.8%
PEP Pepsico Inc. 0.21% 2,543 $448K Reduce -67.7%
UBER Uber Technologies Inc. 0.20% 5,200 $442K Reduce -78.8%
CMI Cummins Inc. 0.20% 1,303 $441K Reduce -71.2%
PLTR Palantir Technologies Inc. Class A 0.20% 9,912 $430K Reduce -33.3%
TLT iShares 20+ Year Treasury BD 0.19% 4,500 $422K Reduce -10.1%
KO The Coca-Cola Co. 0.19% 5,939 $418K Reduce -84.7%
LOW Lowe's Cos Inc. 0.19% 1,450 $407K Reduce -81.4%
KIM Kimco Realty Corp. 0.19% 17,365 $407K New
XNEAX Nuveen Amt-FR QLTY Muni Inc. 0.18% 33,779 $401K Reduce -43.8%
MA Mastercard Inc. Class A 0.18% 775 $393K Reduce -87.3%
MO Altria Group Inc. 0.18% 7,787 $388K Reduce -50.8%
XLE SS Energy Select Sector 0.18% 4,105 $381K Reduce -73.8%
NXPI NXP Semiconductors NV 0.17% 1,561 $380K Reduce -1.4%
SMDV Proshrs RSL 2000 DVD GRW ETF 0.17% 5,356 $371K Reduce -1.7%
NEM Newmont Corp. 0.17% 6,747 $370K Reduce -44.4%
GSLC Goldman Activebeta US LC ETF 0.17% 3,112 $359K Reduce -51.6%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.16% 3,748 $356K Reduce -69.6%
HD Home Depot Inc. 0.16% 853 $354K Reduce -86.6%
GILD Gilead Sciences Inc. 0.16% 4,163 $354K Reduce -38.6%
UNP Union Pacific Corp. 0.16% 1,420 $348K Reduce -3.9%
SO The Southern Co. 0.16% 3,871 $348K Reduce -74.3%
HDV iShares Core High Dividend E 0.16% 2,890 $345K Reduce -76.9%
SPLV Invesco S&P 500 Low Volatili 0.15% 4,605 $334K Reduce -53.5%
RDVY First Trust Rising Dividend 0.14% 5,178 $314K Reduce -67.8%
VOO Vanguard S&P 500 ETF 0.14% 582 $313K Reduce -84.6%
PFE Pfizer Inc. 0.14% 10,549 $307K Reduce -62.0%
SPSB SS SPDR P St C Corp. ETF 0.14% 10,150 $305K Reduce -1.3%
CVS CVS Health Corp. 0.14% 4,490 $303K Reduce -33.1%
ALAB Astera Labs Inc. 0.14% 4,655 $302K New
SMH Vaneck Semiconductor ETF 0.14% 1,156 $302K Reduce -88.1%
HNDL Nasdaq 7 Handl Index ETF filed as STRATEGY SHS 0.14% 13,496 $298K Reduce -26.4%
SILA Sila Realty Trust Inc. 0.14% 11,571 $295K New
NAD Nuveen Quality Municipal Inc. 0.14% 24,127 $295K Reduce -50.7%
WM Waste Management Inc. 0.13% 1,343 $287K Reduce -66.8%
SDY SS SPDR S&P Dividend ETF 0.13% 2,002 $286K Reduce -82.4%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.13% 1,213 $285K Reduce -75.5%
PDP Invesco Dorsey Wright Moment 0.13% 2,560 $275K No change
C Citigroup Inc. 0.12% 4,050 $267K Reduce -64.4%
FTXL First Trust Nasdaq Semicondu 0.12% 2,717 $264K Reduce -57.6%
NZF Nuveen Municipal Credit Inc. 0.12% 20,502 $264K No change
TSM Taiwan Semiconductor-SP ADR 0.12% 1,341 $258K Reduce -84.8%
IVE iShares S&P 500 Value ETF 0.12% 1,262 $252K Reduce -49.7%
CRM Salesforce Inc. 0.12% 863 $252K Reduce -85.1%
XLU St Sr Utl SL SE SPDR ETF-Usd 0.12% 3,135 $252K Reduce -85.3%
RTX RTX Corp. 0.11% 1,998 $249K Reduce -68.0%
IJR iShares Core S&P Small-Cap E 0.11% 2,100 $246K Reduce -84.1%
REGL Prshrs S&P Mid 400 DVD Arist 0.11% 2,979 $246K Reduce -37.6%
TRGP Targa Resources Corp. 0.11% 1,469 $245K New
NVT Nvent Electric PLC 0.11% 3,258 $245K Reduce -4.0%
SPHD Invesco S&P 500 High Dividen 0.11% 4,858 $245K Reduce -42.4%
COWZ Pacer US Cash Cows 100 ETF 0.11% 4,154 $243K Reduce -89.2%
DVN Devon Energy Corp. 0.11% 5,607 $240K Reduce -16.5%
NEE Nextera Energy Inc. 0.11% 2,828 $234K Reduce -57.0%
EPD Enterprise Products Partners 0.11% 7,871 $232K Reduce -45.8%
XLG Invesco S&P 500 Top 50 ETF 0.11% 4,762 $231K Reduce -1.5%
URI United Rentals Inc. 0.11% 275 $230K New
BIL SS SPDR BB 1-3M T-Bill ETF 0.10% 2,453 $225K Reduce -77.8%
BGC BGC Group Inc. Class A 0.10% 23,865 $224K Add +0.7%
BA The Boeing Co. 0.10% 1,500 $223K Reduce -68.9%
VOOV Vanguard S&P 500 Value ETF 0.10% 1,146 $221K No change
VNQ Vanguard Real Estate ETF 0.10% 2,274 $217K Reduce -32.3%
VUG Vanguard Mrngstar GR ETF-Sui 0.10% 548 $215K Reduce -51.1%
IJH iShares Core S&P Midcap ETF 0.10% 3,333 $211K Reduce -72.3%
CSCO Cisco Systems Inc. 0.09% 3,791 $206K Reduce -81.6%
NKE Nike Inc. Class B 0.09% 2,521 $206K Reduce -40.1%
AEP American Electric Power 0.09% 2,071 $205K Reduce -51.2%
XMQTX BlackRock Muniyield QLTY II 0.09% 19,175 $204K No change
H Hyatt Hotels Corp. Class A 0.09% 1,330 $203K Reduce -0.1%
IBHD iShares Ibonds 2024 H/Y Inc. 0.09% 8,655 $201K Add +181.5%
RFI Cohen & Steers Tot Ret RLTY 0.09% 15,218 $198K No change
VXF Vanguard Extended Market ETF 0.09% 1,062 $197K Reduce -24.7%
O Realty Income Corp. 0.09% 3,124 $194K Reduce -79.6%
BITO Proshares Bitcoin ETF-Usd 0.09% 10,260 $193K New
RIOT Riot Platforms Inc. 0.09% 21,565 $188K Reduce -33.4%
NXP Nuveen Select Tax-Free Inc. 0.08% 12,250 $184K Reduce -38.8%
JEPI JPMorgan Equity Premium Inco 0.08% 3,057 $183K Reduce -80.1%
FV First Trust DW Focus 5 Fund 0.08% 2,930 $176K Reduce -34.4%
PSMJ Pacer Swan Sos Moderate July 0.08% 5,850 $165K Reduce -86.3%
IWV iShares Russell 3000 ETF 0.08% 494 $164K Reduce -65.3%
JPC Nuveen Prefered & Income Opp 0.08% 20,257 $164K Add +0.2%
NUW Nuveen Amt-Free Muni Val 0.08% 11,408 $163K Reduce -54.2%
GNL Global Net Lease Inc. 0.07% 19,544 $162K Reduce -20.1%
VTV Vanguard Mrngstr Val ETF-Aui 0.07% 910 $161K Reduce -33.7%
CLSK Cleanspark Inc. 0.07% 14,700 $159K New
VLUE iShares MSCI USA Value Facto 0.07% 1,429 $159K Reduce -40.2%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.07% 3,677 $154K Reduce -93.4%
SPYG SS SPDR P S&P 500 Growth ETF 0.07% 1,718 $146K Reduce -62.3%
BFK BlackRock Municipal Inc. TRST 0.07% 13,550 $143K No change
CMCSA Comcast Corp. Class A 0.06% 3,224 $135K Reduce -27.1%
QYLD Global X Nasd 100 Cov Call 0.06% 7,326 $134K Reduce -88.9%
IVW iShares S&P 500 Growth ETF 0.06% 1,364 $133K Reduce -35.4%
EIM Eaton Vance Municipal Bond 0.06% 12,461 $133K No change
BKKT Bakkt Inc. filed as BAKKT HOLDINGS INC 0.06% 11,140 $124K Add +2431.8%
KSM DWS Strategic Municipal Inc. 0.06% 12,000 $122K No change
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.06% 448 $120K Reduce -85.5%
GSST Goldman Sachs Ultra Short Bo 0.05% 2,200 $111K No change
IGIB iShares 5-10Y Inv Grade Corp. 0.05% 2,068 $109K Reduce -80.7%
BDX Becton Dickinson and Co. 0.05% 445 $107K Reduce -41.3%
EWM iShares MSCI Malaysia ETF 0.05% 3,896 $101K New
CALF PCR US SM CP CSH CWS ETF-Usd 0.05% 2,126 $99K Reduce -93.8%
MUB iShares National Muni Bond E 0.05% 914 $98K Reduce -76.3%
XAR SS SPDR S&P Aerospace Def 0.04% 594 $96K Reduce -91.0%
MS Morgan Stanley 0.04% 850 $95K Reduce -40.6%
DSM BNYM Strat Muni BND filed as BNY MELLON STRATEGIC MUN BD 0.04% 15,247 $94K No change
DDIV First Trust Dorsey Wright Mo 0.04% 2,326 $88K Add +0.0%
IYW iShares Ustechnology ETF 0.04% 552 $87K Reduce -83.3%
NNY Nuveen New York Muni Val 0.04% 10,120 $86K Reduce -64.0%
SOXX iShares Semiconductor ETF 0.04% 347 $83K Reduce -92.0%
PRF Invesco Rafi US 1000 ETF 0.04% 2,000 $82K No change
XLRE SS Real Estate Select Sector 0.04% 1,830 $80K Reduce -91.9%
RSPT Invesco S&P 500 Equal Weight 0.04% 2,000 $78K No change
STKL Sunopta Inc. 0.03% 11,565 $74K Reduce -5.7%
ILCB iShares Morningstar U.S. Equ 0.03% 892 $72K No change
JVAL JPMorgan US Value Factor ETF 0.03% 1,600 $71K Reduce -34.2%
IWO iShares Russell 2000 Growth 0.03% 240 $69K No change
GS Goldman Sachs Group Inc. 0.03% 130 $68K Reduce -85.3%
IYH iShares U.S. Healthcare ETF 0.03% 1,000 $65K Reduce -20.1%
IHE iShares US Pharmaceuticals E 0.03% 900 $64K Reduce -21.3%
CLOV Clover Health Investments Co. 0.03% 15,500 $64K New
XBI SS SPDR S&P Biotech ETF 0.03% 639 $63K Reduce -84.5%
PTLC Pacer Trendpilot US Large Ca 0.03% 1,154 $62K Reduce -14.8%
QUAL iShares MSCI USA Quality Fac 0.03% 320 $59K Reduce -81.7%
MORT Vaneck Mortgage REIT Income 0.03% 5,106 $58K Add +337.5%
IYF iShares US Financials ETF 0.03% 540 $58K Reduce -42.1%
IGV iShares Expanded Tech-Softwa 0.03% 595 $56K Reduce -54.0%
PRN Invesco Dorsey Wright Indus 0.03% 343 $55K Reduce -2.8%
HYG Ishr Ibx Usd Hiyld CB ETF-Ui 0.02% 673 $54K Reduce -68.0%
SPSM SS SPDR P S&P 600 Small Cap 0.02% 1,176 $53K Reduce -94.8%
TIP iShares Tips Bond ETF 0.02% 471 $52K Reduce -90.6%
ILCG iShares Morningstar Growth E 0.02% 580 $50K Reduce -19.2%
SLYG SS SPDR S&P 600 SC GR ETF 0.02% 519 $49K Reduce -82.6%
SPYD SS SPDR P S&P 500 Hi Div ETF 0.02% 1,053 $48K Reduce -86.2%
EFA iShares MSCI Eafe ETF 0.02% 570 $47K Reduce -77.5%
IWR iShares Russell Mid-Cap ETF 0.02% 519 $46K Reduce -23.9%
VB Vanguard Most SM-Cap ETF-Usd 0.02% 182 $44K Reduce -90.8%
IYC iShares US Consumer Discreti 0.02% 480 $42K Reduce -69.7%
QDPL Pacer Met US LRG Cap DVD 400 0.02% 1,000 $39K Reduce -84.3%
PSMO Pacer Swan Sos Mod Oct ETF 0.02% 1,300 $36K Reduce -71.1%
IHF iShares U.S. Healthcare Prov 0.02% 618 $35K Reduce -84.3%
SPYV SS SPDR P S&P 500 Value ETF 0.02% 643 $34K Reduce -34.3%
XOP SS SPDR S&P Og Exp & Prod 0.02% 240 $33K Reduce -62.3%
PFFD Global X US Preferred ETF 0.01% 1,519 $32K Reduce -85.9%
IUSB Ishr CR Unvrse Usd BD ETF-Ui 0.01% 671 $31K Reduce -44.2%
VDE Vanguard Energy ETF 0.01% 226 $29K Reduce -49.8%
GSIE Goldman Sachs Activebeta Int 0.01% 789 $28K Reduce -65.2%
SLYV SS SPDR S&P 600 SC Val ETF 0.01% 320 $28K Reduce -79.9%
MDIV FT Multi-Asset Divers Inc. 0.01% 1,650 $27K Reduce -92.8%
SPYM Ste STR SPDR PT S&P 500 ETF 0.01% 392 $27K Reduce -91.2%
SPMD SS SPDR P S&P 400 Midcap ETF 0.01% 482 $27K Reduce -57.5%
FLOT iShares Floating Rate Bond E 0.01% 524 $27K Reduce -95.6%
PSCW Pacer Swan Sos Conserv Apr 0.01% 1,015 $26K Reduce -27.2%
CLOU Global X Cloud Computing ETF 0.01% 1,240 $26K Reduce -5.7%
COPX Global X Copper Miners ETF 0.01% 550 $25K New
XNTK SS SPDR Nyse Tech ETF 0.01% 120 $25K No change
IVOG Vanguard S&P Mid-Cap 400 Gro 0.01% 200 $23K No change
IGSB iShares 1-5Y Inv Grade Corp. 0.01% 447 $23K Reduce -68.9%
IXC iShares Global Energy ETF 0.01% 541 $23K Reduce -83.3%
JNK SS SPDR BB High Yield Bond 0.01% 234 $23K Reduce -90.9%
GEM Goldman Sachs Activebeta Em 0.01% 639 $22K Reduce -70.2%
PEY Invesco High Yield Equity Di 0.01% 1,000 $22K No change
LRGF iShares US Equity Factor ETF 0.01% 362 $22K Reduce -48.8%
USHY iShares Broad Usd High Yield 0.01% 582 $22K Reduce -95.5%
SPIB SS SPDR P Int C Corp. ETF 0.01% 636 $21K Reduce -2.9%
IYZ iShares US Telecommunication 0.01% 800 $21K Reduce -84.0%
BILS SS Spdrb B 3-12M T-Bill ETF 0.01% 206 $20K Reduce -97.0%
PTH Invesco Dorsey Wright Health 0.01% 400 $19K Add +6.7%
IDV iShares International Select 0.01% 600 $18K Reduce -12.0%
XHE SS SPDR S&P HC Equip ETF 0.01% 200 $18K No change
FTCS First Trust Capital Strength 0.01% 190 $18K Reduce -71.1%
VPU Vanguard Utilities ETF 0.01% 100 $17K Reduce -92.4%
ESML iShares ESG Aware MSCI USA S 0.01% 390 $17K New
BOTZ Global X Robotics & Artifici 0.01% 500 $16K Reduce -33.3%
INDA iShares MSCI India ETF 0.01% 280 $16K Reduce -53.3%
QVMT Invesco S&P 500 Concentrated 0.01% 305 $16K Reduce -68.5%
FXU First Trust Utilities Alphad 0.01% 380 $15K No change
PSFF Pacer Swan Sos Fund of Funds 0.01% 479 $14K Reduce -95.5%
IXUS iShares Core Intl Stock ETF 0.01% 190 $14K Reduce -96.1%
FXG First Trust Consumer Staples 0.01% 201 $14K No change
RSPS Invesco S&P 500 Equal Weight 0.01% 410 $13K Reduce -72.0%
LQD Ishr Ibx Usd Invgd CB ETF-Ui 0.01% 115 $13K Reduce -62.2%
SLQD iShares 0-5 YR Inv GRD Corp. 0.01% 250 $13K No change
PKW Invesco Buyback Achievers Et 0.01% 100 $12K Reduce -82.8%
SM SM Energy Co. 0.01% 261 $12K New
VBR Vngrd Mrngst SL-CP Val ETF-U 0.01% 56 $11K Reduce -98.3%
SPMB SS SPDR P Mort Back Bond ETF 0.01% 507 $11K Reduce -70.2%
RSPD Invesco S&P 500 Equal Weight 0.00% 189 $10K No change
XRLV Invesco S&P 500 Ex-Rate Sens 0.00% 176 $10K No change
ISCV iShares Morningstar Small-Ca 0.00% 150 $10K Reduce -57.1%
XSD SS SPDR S&P Semiconductor 0.00% 35 $9K Reduce -85.5%
CWB SS SPDR BB Conv Sec ETF 0.00% 100 $8K Reduce -60.9%
EMB iShares JP Morgan Usd Emergi 0.00% 84 $8K Reduce -88.0%
IGM iShares Expanded Tech Sector 0.00% 78 $8K No change
KOMP SS SPDR S&P Kensho Ne Comp 0.00% 150 $8K Reduce -77.0%
FXL First Trust Technology Alpha 0.00% 52 $7K Reduce -61.2%
EFV iShares MSCI Eafe Value ETF 0.00% 128 $7K Reduce -33.3%
COMT iShares Gsci Commodity Dynam 0.00% 260 $7K Reduce -62.3%
IYJ iShares U.S. Industrials ETF 0.00% 50 $7K Reduce -90.0%
IFRA iShares US Infrastructure 0.00% 142 $7K No change
DGRO iShares Core Dividend Growth 0.00% 101 $6K Reduce -97.8%
CIBR First Trust Nasdaq Cybersecu 0.00% 100 $6K Reduce -95.8%
XHB SS SPDR S&P Homebldrs ETF 0.00% 50 $6K Reduce -97.2%
PCEF Invesco Cef Income Composite 0.00% 290 $6K Reduce -77.9%
FXZ First Trust Materials Alphad 0.00% 85 $6K New
IJS iShares S&P Small-Cap 600 Va 0.00% 51 $5K Reduce -98.6%
VCR Vanguard Consumer Discre ETF 0.00% 16 $5K Reduce -97.5%
FGD First Trust DJ GL Sel DVD 0.00% 214 $5K Reduce -81.6%
QUS SS SPDR MSCI U Stratfact ETF 0.00% 30 $5K Reduce -98.5%
EFAV iShares MSCI Eafe Min Vol Fa 0.00% 63 $5K Reduce -84.1%
SMIN iShares MSCI India Small-Cap 0.00% 50 $4K Reduce -99.0%
FTXO First Trust Nasdaq Bank ETF 0.00% 138 $4K Reduce -22.9%
PSP Invesco Global Listed Privat 0.00% 60 $4K Reduce -87.8%
ESGE iShares Inc. iShares ESG Awar 0.00% 110 $4K No change
EAGG iShares ESG Aware US Aggrega 0.00% 77 $4K Reduce -71.4%
IGHG Proshares Ig Hedged 0.00% 47 $4K Reduce -70.1%
IWS iShares Russell Mid-Cap Valu 0.00% 26 $3K New
IUSV iShares Core S&P U.S. Value 0.00% 34 $3K Reduce -2.9%
PCY Invesco Emerging Markets Sov 0.00% 144 $3K Reduce -75.3%
IUSG iShares Core S&P U.S. Growth 0.00% 22 $3K Reduce -97.2%
HYHG Proshares High Yield Interes 0.00% 45 $3K Reduce -86.8%
PSMD Pacer Swan Sos Moderate Janu 0.00% 100 $3K Reduce -88.9%
PID Invesco International Divide 0.00% 139 $3K Reduce -78.2%
STWD Starwood Property Trust Inc. 0.00% 125 $2K Reduce -89.6%
IHI iShares U.S. Medical Devices 0.00% 40 $2K Reduce -99.2%
SCHW Schwab (charles) Corp. 0.00% 31 $2K Reduce -99.8%
XTN SS SPDR S&P Transport ETF 0.00% 25 $2K Reduce -92.3%
LAND Gladstone Land Corp. 0.00% 125 $2K Reduce -77.9%
PROSHARES SHORT S&P500 0.00% 132 $1K No change
GIGB Goldman Sachs Inv GRD Corp. 0.00% 30 $1K No change
LIT Global X Lithium & Battery T 0.00% 30 $1K Reduce -96.5%
SPAB SS SPDR P Agg Bond ETF 0.00% 48 $1K Reduce -80.8%
GLOBAL X CLEANTECH ETF 0.00% 150 $1K Reduce -75.0%
MDYG SS SPDR S&P 400 MC GR ETF 0.00% 12 $1K Reduce -79.3%
SPTL SS SPDR PF LNG TRM TSY E-Usd 0.00% 38 $1K Reduce -22.4%
XLB SS Materials Select Sector 0.00% 10 $964 Reduce -99.4%
IWP iShares Russell Mid-Cap Grow 0.00% 7 $854 New
BWX SS SPDR BB Intl Treasury BD 0.00% 30 $676 Reduce -90.2%
RWR SS SPDR Dow Jones REIT ETF 0.00% 5 $522 New
USIG iShares Broad Usd Investment 0.00% 10 $518 Reduce -91.7%
IEI iShares 3-7 Year Treasury Bo 0.00% 4 $471 Reduce -97.2%
SPTS SS SPDR P St Term TSY ETF 0.00% 14 $408 New
WIP State Street SPDR Ftse Inter 0.00% 6 $234 Reduce -95.0%
GOVT iShares US Treasury Bond ETF 0.00% 3 $69 No change
CMBS iShares CMBS ETF 0.00% 1 $48 Reduce -98.8%
Other holdings (1): bonds, preferreds, convertibles and warrants · $14K (not counted above)
SecurityClassShares / PrincipalValueChange
BKKT.WS Bakkt Holdings Inc. -CW26 *W EXP 10/25/202 134,100$14KNo change

Total filed on the 13F, all lines: $217.4M.

Portfolio Sells Q2 2024 → Q3 2024

BRK.B Berkshire Hathaway Inc. Class B Reduce -89.4% 0.41% −1.05
AXP American Express Co. Reduce -87.0% 0.46% −0.80
BRK.A Berkshire Hathaway Inc. Class A Sold out 0.00% −0.60
META Meta Platforms Inc. Class A Reduce -74.4% 1.17% −0.50
AMAT Applied Materials Inc. Sold out 0.00% −0.47
QQQM Invesco Nasdaq 100 ETF Sold out 0.00% −0.45
MLM Martin Marietta Materials Sold out 0.00% −0.43
CMG Chipotle Mexican Grill Inc. Sold out 0.00% −0.42
AMP Ameriprise Financial Inc. Sold out 0.00% −0.38
BAC Bank of America Corp. Reduce -93.4% 0.07% −0.36
SMH Vaneck Semiconductor ETF Reduce -88.1% 0.14% −0.36
MA Mastercard Inc. Class A Reduce -87.3% 0.18% −0.35
GLD SPDR Gold Shares Sold out 0.00% −0.35
FWONK Liberty Media Corp. Class C Sold out 0.00% −0.32
COWZ Pacer US Cash Cows 100 ETF Reduce -89.2% 0.11% −0.30
MU Micron Technology Inc. Sold out 0.00% −0.30
KO The Coca-Cola Co. Reduce -84.7% 0.19% −0.29
GOOGL Alphabet Inc. Class A Reduce -64.9% 0.85% −0.29
LLY Eli Lilly & Co. Reduce -74.1% 0.48% −0.29
J Jacobs Solutions Inc. Sold out 0.00% −0.28
CDW CDW Corp. Sold out 0.00% −0.28
COF Capital One Financial Corp. Sold out 0.00% −0.27
AZO AutoZone Inc. Sold out 0.00% −0.27
PGR Progressive Corp. Sold out 0.00% −0.27
HD Home Depot Inc. Reduce -86.6% 0.16% −0.27
WFC Wells Fargo & Co. Sold out 0.00% −0.26
IWM iShares Russell 2000 ETF Reduce -71.3% 0.72% −0.25
CALF PCR US SM CP CSH CWS ETF-Usd Reduce -93.8% 0.05% −0.25
PCG P G & E Corp. Sold out 0.00% −0.24
SCHW Schwab (charles) Corp. Reduce -99.8% 0.00% −0.24
ICE Intercontinental Exchange Inc. Sold out 0.00% −0.23
VOO Vanguard S&P 500 ETF Reduce -84.6% 0.14% −0.23
RACE Ferrari NV Sold out 0.00% −0.22
KMX Carmax Inc. Sold out 0.00% −0.22
OXY Occidental Petroleum Corp. Sold out 0.00% −0.21
DPZ Domino's Pizza Inc. Sold out 0.00% −0.20
INTC Intel Corp. Sold out 0.00% −0.20
MSFT Microsoft Corp. Reduce -57.3% 3.07% −0.19
MCD McDonald's Corp. Reduce -79.1% 0.28% −0.19
ITOT iShares Core S&P Total U.S. Reduce -75.4% 0.31% −0.19
BBWI Bath & Body Works Inc. Sold out 0.00% −0.19
ETN Eaton Corp. PLC Sold out 0.00% −0.19
RVTY Revvity Inc. Sold out 0.00% −0.18
TSM Taiwan Semiconductor-SP ADR Reduce -84.8% 0.12% −0.18
JEPQ JPM Nasdaq Equity Premium Sold out 0.00% −0.18
UPS United Parcel Service Class B Sold out 0.00% −0.18
COP Conocophillips Sold out 0.00% −0.18
CRM Salesforce Inc. Reduce -85.1% 0.12% −0.18
LAMR Lamar Advertising Co. Class A Sold out 0.00% −0.17
SOXX iShares Semiconductor ETF Reduce -92.0% 0.04% −0.17

Portfolio Buys Q2 2024 → Q3 2024

OXFORD LANE CAP CORP Add +244.8% 2.16% +1.89
ICSH iShares Ultra Short Duration Add +20.3% 1.20% +0.77
NEAR iShares SH Dba ETF Usd Inc. Add +5.0% 1.16% +0.69
SGOV iShares 0-3 Month Treasury B Add +53.0% 0.94% +0.68
AGG iShares Core U.S. Aggregate Add +8.7% 0.89% +0.55
SPGI S&P Global Inc. New 0.44% +0.44
SHV iShares 0-1 Year Treasury Bo Add +10.3% 0.69% +0.42
ORCL Oracle Corp. Add +54.1% 0.40% +0.31
ISRG Intuitive Surgical Inc. Add +4.6% 0.48% +0.30
AXON Axon Enterprise Inc. Add +23.2% 0.37% +0.29
GBIL Goldman Sachs Access Treasur Add +38.3% 0.41% +0.28
KRE SS SPDR S&P Regional Bank Add +974.3% 0.29% +0.28
GWW WW Grainger Inc. Add +11.8% 0.40% +0.28
IHAK iShares Cybersecurity & Tech Add +11657.0% 0.27% +0.27
WMB Williams Cos Inc. Add +13.9% 0.39% +0.27
USRT iShares Core US REIT ETF New 0.26% +0.26
IBB iShares Biotechnology ETF Add +306.8% 0.28% +0.25
KLAC KLA Corp. Add +12.2% 0.39% +0.24
PAVE Global X US Infrastructure Add +275.1% 0.27% +0.24
VRTX Vertex Pharmaceuticals Inc. New 0.24% +0.24
LDOS Leidos Holdings Inc. New 0.24% +0.24
AMGN Amgen Inc. Add +69.9% 0.31% +0.23
GRMN Garmin Ltd. Add +2.7% 0.35% +0.21
ADBE Adobe Inc. Add +142.3% 0.26% +0.21
CL Colgate-Palmolive Co. Add +37.7% 0.30% +0.21
CDNS Cadence Design SYS Inc. Add +18.6% 0.31% +0.19
KIM Kimco Realty Corp. New 0.19% +0.19
PSX Phillips 66 Add +30.2% 0.25% +0.16
ALAB Astera Labs Inc. New 0.14% +0.14
SILA Sila Realty Trust Inc. New 0.14% +0.14
TRGP Targa Resources Corp. New 0.11% +0.11
URI United Rentals Inc. New 0.11% +0.11
BITO Proshares Bitcoin ETF-Usd New 0.09% +0.09
IBHD iShares Ibonds 2024 H/Y Inc. Add +181.5% 0.09% +0.08
CLSK Cleanspark Inc. New 0.07% +0.07
BGC BGC Group Inc. Class A Add +0.7% 0.10% +0.06
BKKT Bakkt Inc. Add +2431.8% 0.06% +0.06
EWM iShares MSCI Malaysia ETF New 0.05% +0.05
JPC Nuveen Prefered & Income Opp Add +0.2% 0.08% +0.05
CLOV Clover Health Investments Co. New 0.03% +0.03
DDIV First Trust Dorsey Wright Mo Add +0.0% 0.04% +0.03
MORT Vaneck Mortgage REIT Income Add +337.5% 0.03% +0.02
COPX Global X Copper Miners ETF New 0.01% +0.01
ESML iShares ESG Aware MSCI USA S New 0.01% +0.01
PTH Invesco Dorsey Wright Health Add +6.7% 0.01% +0.01
SM SM Energy Co. New 0.01% +0.01
FXZ First Trust Materials Alphad New 0.00% +0.00
IWS iShares Russell Mid-Cap Valu New 0.00% +0.00
IWP iShares Russell Mid-Cap Grow New 0.00% +0.00
RWR SS SPDR Dow Jones REIT ETF New 0.00% +0.00

Notes & Other Activity Q2 2024 → Q3 2024

OXY.WS Occidental Petroleum-CW27 *W EXP 08/03/202 Sold out 158 $7Kbefore exit

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 374$321.8MAAPL, NVDA, AMZN, GOOG, TSLA
Q1 2026 363$288.3MAAPL, NVDA, AMZN, AG, GOOG
Q4 2025 340$304.5MAAPL, NVDA, AMZN, AG, GOOG
Q3 2025 327$299.0MAAPL, NVDA, AMZN, PLTR, TSLA
Q2 2025 299$253.1MNVDA, AAPL, AMZN, MSTR, MSFT
Q1 2025 318$219.4MAAPL, NVDA, AMZN, OXFORD LANE CAP CORP, MSFT
Q4 2024 338$244.0MAAPL, NVDA, AMZN, TSLA, MSFT
Q3 2024 355$217.4MAAPL, NVDA, AMZN, MSFT, GOOG
Q2 2024 777$510.7MAAPL, AMZN, NVDA, MSFT, GOOG
Q1 2024 797$485.1MAAPL, AMZN, MSFT, NVDA, GOOG