Realta Investment Advisors

In its 13F for Q4 2025 (holdings as of December 31, 2025, filed January 20, 2026), Realta Investment Advisors reported 340 stock positions worth $304.5 million. Its top holding was Apple (AAPL) at 7.3% of the portfolio, followed by Nvidia (NVDA, 6.3%) and Amazon.com (AMZN, 3.7%). Compared with Q3 2025, it opened 47 new positions, sold out of 33, added to 132 and reduced 89. The biggest buy was First Majestic Silver (AG, shares +4%) and the biggest sale Nvidia (NVDA, shares −10%).

Most Recent 13F
Q2 2026
Location
WILMINGTON, DE
CIK
0001776792
Portfolio Value
$304.5M (Q4 2025)
SEC Filing
0001398344-26-000878 ↗ filed Jan 20, 2026

Holdings Value

0$200.0M$400.0M$600.0M Q1 2024: $485.1M Q1 2024 Q2 2024: $510.7M Q2 2024 Q3 2024: $217.4M Q3 2024 Q4 2024: $244.0M Q4 2024 Q1 2025: $219.4M Q1 2025 Q2 2025: $253.1M Q2 2025 Q3 2025: $299.0M Q3 2025 Q4 2025: $304.5M $304.5M Q4 2025 Q1 2026: $288.3M Q1 2026 Q2 2026: $321.8M Q2 2026

Holdings 340 stocks · $304.5M

AAPL Apple Inc. 7.32% 81,943 $22.3M Reduce -2.0%
NVDA Nvidia Corp. 6.30% 102,849 $19.2M Reduce -9.8%
AMZN Amazon.com Inc. 3.74% 49,398 $11.4M Reduce -3.8%
AG First Majestic Silver Corp. 3.28% 599,809 $10.0M Add +4.2%
GOOG Alphabet Inc. Class C 2.88% 27,934 $8.8M Reduce -1.8%
PLTR Palantir Technologies Inc. Class A 2.64% 45,176 $8.0M Add +0.4%
TSLA Tesla Inc. 2.37% 16,071 $7.2M Reduce -3.0%
MSFT Microsoft Corp. 2.34% 14,758 $7.1M Add +6.5%
VGT Vanguard Info Tech ETF 2.03% 8,182 $6.2M Add +3.2%
AVGO Broadcom Inc. 1.91% 16,825 $5.8M Reduce -9.5%
QQQ Invesco QQQ Trust Series 1 1.91% 9,473 $5.8M Add +6.1%
GDXJ Vaneck Junior Gold Miners 1.78% 47,500 $5.4M Reduce -1.1%
XLK SS Technology Select Sector 1.49% 31,521 $4.5M Add +9.9%
CRWD CrowdStrike Holdings Inc. Class A 1.46% 9,511 $4.5M Reduce -2.2%
ICSH iShares Ultra Short Duration 1.33% 80,179 $4.1M Add +0.8%
META Meta Platforms Inc. Class A 1.26% 5,808 $3.8M Add +14.9%
OXLC Oxford Lane Capital Corp. 1.17% 242,781 $3.6M Reduce -1.1%
BITO Proshares Bitcoin ETF-Usd 1.16% 289,516 $3.5M Add +10.2%
VOO Vanguard S&P 500 ETF 1.15% 5,563 $3.5M Add +5.6%
GOOGL Alphabet Inc. Class A 1.12% 10,929 $3.4M Reduce -17.8%
NEAR iShares SH Dba ETF Usd Inc. 1.05% 62,786 $3.2M Add +3.1%
SPY SS SPDR S&P 500 ETF Trust-US 1.04% 4,631 $3.2M Reduce -14.1%
XLF SS Financial Select Sector 0.93% 51,634 $2.8M Reduce -8.8%
GDX Vaneck Gold Miners ETF 0.93% 32,962 $2.8M Reduce -5.9%
NET Cloudflare Inc. Class A 0.90% 13,933 $2.7M Add +3.1%
MSTR Strategy Inc. 0.83% 16,600 $2.5M Add +6.1%
SGOV iShares 0-3 Month Treasury B 0.79% 23,948 $2.4M Reduce -5.8%
XLC SS Comm Select Sector SPDR 0.78% 20,233 $2.4M Reduce -3.4%
NFLX Netflix Inc. 0.77% 25,038 $2.3M Reduce -6.6%
SPYM Ste STR SPDR PT S&P 500 ETF 0.73% 27,847 $2.2M Reduce -3.3%
SHV iShares 0-1 Year Treasury Bo 0.73% 20,115 $2.2M Add +1.0%
COST Costco Wholesale Corp. 0.72% 2,542 $2.2M Add +5.9%
MOAT Vaneck Morningstar Wide Moat 0.72% 21,090 $2.2M Reduce -5.8%
JPM JPMorgan Chase & Co. 0.72% 6,768 $2.2M Add +2.5%
XLY SS Consumer Disc Select Sect 0.70% 17,893 $2.1M Reduce -7.6%
IVV iShares Core S&P 500 ETF 0.70% 3,090 $2.1M Reduce -3.2%
SHY iShares 1-3 Year Treasury Bo 0.66% 24,111 $2.0M Add +1.8%
XLI SS Industrial Select Sector 0.64% 12,472 $1.9M Add +14.7%
VTI VG Morningstar TS MKT ETF-US 0.63% 5,708 $1.9M Reduce -6.3%
XLV SS Health Care Select Sector 0.61% 12,029 $1.9M Add +1.8%
VIG Vanguard Dividend Apprec ETF 0.61% 8,467 $1.9M Reduce -0.1%
ALB Albemarle Corp. 0.60% 12,965 $1.8M Reduce -0.7%
B Barrick Mining Corp. 0.59% 41,050 $1.8M Add +24.2%
COIN Coinbase Global Inc. Class A 0.57% 7,706 $1.7M Reduce -7.8%
GEV GE Vernova Inc. 0.55% 2,582 $1.7M Add +11.0%
CAT Caterpillar Inc. 0.53% 2,814 $1.6M Reduce -7.9%
ANET Arista Networks Inc. 0.52% 12,033 $1.6M Reduce -12.7%
LRCX Lam Research Corp. 0.52% 9,181 $1.6M Reduce -3.0%
SPDW Ste STR SPDR PT DW Eu ETF 0.49% 33,702 $1.5M Add +7.0%
GS Goldman Sachs Group Inc. 0.48% 1,673 $1.5M Reduce -8.8%
AXP American Express Co. 0.48% 3,925 $1.5M Reduce -13.3%
VUG Vanguard Mrngstar GR ETF-Sui 0.46% 2,888 $1.4M Add +11.2%
IWF iShares Russell 1000 Growth 0.46% 2,957 $1.4M Add +4.8%
AMD Advanced Micro Devices 0.45% 6,444 $1.4M Reduce -27.2%
SLV iShares Silver Trust 0.45% 21,235 $1.4M Add +11.7%
AXON Axon Enterprise Inc. 0.42% 2,237 $1.3M Add +5.0%
EXPE Expedia Group Inc. 0.41% 4,443 $1.3M Add +4.2%
NEM Newmont Corp. 0.41% 12,547 $1.3M Reduce -3.8%
AGG iShares Core U.S. Aggregate 0.40% 12,044 $1.2M Add +6.3%
IWM iShares Russell 2000 ETF 0.39% 4,796 $1.2M Reduce -0.0%
PANW Palo Alto Networks Inc. 0.39% 6,372 $1.2M Add +9.8%
IEFA iShares Core MSCI Eafe ETF 0.38% 12,896 $1.2M Reduce -1.1%
ITA iShares U.S. Aerospace & Def 0.38% 5,327 $1.1M Add +0.9%
CDNS Cadence Design SYS Inc. 0.37% 3,643 $1.1M Add +5.7%
PNC PNC Financial Services Group 0.37% 5,419 $1.1M New
ALAB Astera Labs Inc. 0.36% 6,512 $1.1M Reduce -8.0%
PWR Quanta Services Inc. 0.35% 2,514 $1.1M Add +11.7%
JPST JPMorgan Ultra-Short Income 0.34% 20,673 $1.0M Reduce -1.8%
BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP 0.34% 8,969 $1.0M Add +12.9%
PFF iShares Preferred & Income S 0.34% 33,188 $1.0M Reduce -1.2%
MNST Monster Beverage Corp. 0.34% 13,332 $1.0M New
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.33% 6,638 $1.0M New
KLAC KLA Corp. 0.33% 835 $1.0M New
VFL Abrdn National Municipal Inc. 0.32% 95,192 $978K No change
SPGI S&P Global Inc. 0.32% 1,854 $969K New
DE Deere & Co. 0.31% 2,056 $957K New
V Visa Inc. Class A 0.31% 2,726 $956K Reduce -0.5%
GE General Electric filed as GE AEROSPACE 0.31% 3,073 $947K Add +28.8%
XLU St Sr Utl SL SE SPDR ETF-Usd 0.30% 21,438 $915K Add +365.6%
HOOD Robinhood Markets Inc. Class A 0.29% 7,932 $897K New
BA The Boeing Co. 0.27% 3,841 $834K Add +5.8%
EMR Emerson Electric Co. 0.27% 6,268 $832K Add +36.2%
VTV Vanguard Mrngstr Val ETF-Aui 0.27% 4,335 $828K Add +63.5%
TLT iShares 20+ Year Treasury BD 0.27% 9,380 $818K Add +30.7%
MISL First Trust Indxx Aero & Def 0.27% 18,909 $809K New
VST Vistra Corp. 0.27% 5,008 $808K Add +10.4%
SOFI Sofi Technologies Inc. 0.25% 29,292 $767K New
ETN Eaton Corp. PLC 0.25% 2,372 $756K Add +25.8%
FXO First Trust Financial Alphad 0.25% 12,517 $755K Add +1.3%
PULS Pgim Ultra Short Bond ETF 0.24% 14,998 $744K Add +33.1%
FDN First Trust DJ Internet Ind 0.24% 2,758 $742K Reduce -10.0%
IBB iShares Biotechnology ETF 0.24% 4,397 $742K Reduce -1.9%
FXU First Trust Utilities Alphad 0.23% 15,820 $712K Add +3.8%
UNH Unitedhealth Group Inc. 0.23% 2,157 $712K Add +9.3%
SPIB SS SPDR P Int C Corp. ETF 0.23% 20,856 $705K Add +10.4%
SHOP Shopify Inc. Class A 0.23% 4,324 $696K Reduce -2.6%
FTXL First Trust Nasdaq Semicondu 0.23% 5,351 $693K New
XLE SS Energy Select Sector 0.23% 15,464 $691K Add +313.7%
BIL SS SPDR BB 1-3M T-Bill ETF 0.23% 7,500 $685K Reduce -37.7%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.22% 2,222 $658K Add +8.9%
CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE 0.22% 15,051 $657K Add +4.2%
VLO Valero Energy Corp. 0.21% 3,985 $649K Add +0.9%
GSLC Goldman Activebeta US LC ETF 0.20% 4,675 $619K Add +8.3%
SPYV SS SPDR P S&P 500 Value ETF 0.20% 10,603 $602K Reduce -8.3%
UNG US Natural Gas Fund LP 0.20% 49,000 $601K Add +139.0%
SPYG SS SPDR P S&P 500 Growth ETF 0.20% 5,623 $600K Add +2.4%
LLY Eli Lilly & Co. 0.20% 555 $596K Reduce -1.8%
DVY iShares Select Dividend ETF 0.20% 4,218 $595K Add +4.3%
PBW Invesco Wilderhill Clean Ene 0.19% 19,324 $590K Reduce -15.4%
NAD Nuveen Quality Municipal Inc. 0.19% 48,897 $588K No change
ABBV Abbvie Inc. 0.19% 2,554 $583K Add +8.0%
NPV Nuveen Va QLTY Muni Inc. 0.19% 51,669 $572K No change
VEU Vanguard Ftse All-World Ex-U 0.18% 7,653 $563K No change
JEPI JPMorgan Equity Premium Inco 0.18% 9,820 $562K Add +17.7%
JETS US Global Jets ETF 0.18% 19,834 $557K New
FSM Fortuna Mining Corp. 0.18% 55,650 $546K Reduce -38.5%
XNEAX Nuveen Amt-FR QLTY Muni Inc. 0.18% 46,752 $544K No change
IEMG iShares Core MSCI Emerging 0.18% 8,076 $543K Reduce -2.8%
NRK Nuveen NY Amt-FR Muni Inc. 0.18% 53,359 $538K No change
SOXX iShares Semiconductor ETF 0.18% 1,776 $535K Add +2811.5%
PDP Invesco Dorsey Wright Moment 0.18% 4,583 $533K Reduce -1.0%
C Citigroup Inc. 0.17% 4,545 $530K Add +2.3%
GLD SPDR Gold Shares 0.17% 1,303 $516K Add +56.0%
MA Mastercard Inc. Class A 0.16% 873 $499K Reduce -5.1%
XOM Exxon Mobil Corp. 0.16% 4,093 $493K Reduce -14.8%
IWP iShares Russell Mid-Cap Grow 0.16% 3,593 $492K Add +396.3%
BUXX Strive Enhanced Income Short 0.16% 23,786 $481K Add +67.8%
MO Altria Group Inc. 0.16% 8,333 $480K Add +0.6%
NOBL Proshares S&P 500 Dividend A 0.16% 4,559 $474K Reduce -4.9%
IEF iShares 7-10 Year Treasury B 0.15% 4,720 $454K Reduce -3.7%
WMT Walmart Inc. 0.15% 4,008 $447K Reduce -1.1%
VZ Verizon Communications Inc. 0.15% 10,846 $442K Reduce -4.9%
NKE Nike Inc. Class B 0.14% 6,928 $441K Add +25.8%
CVX Chevron Corp. 0.14% 2,877 $438K Reduce -9.2%
VT Vanguard Tot World STK ETF 0.14% 3,014 $425K Add +9.8%
JNK SS SPDR BB High Yield Bond 0.14% 4,370 $425K No change
VEA Vanguard Ftse Developed ETF 0.14% 6,768 $423K Add +7.8%
SDY SS SPDR S&P Dividend ETF 0.14% 3,030 $422K Add +17.8%
SPTI SS SPDR P Int Term TSY ETF 0.14% 14,546 $420K Reduce -2.0%
RDVY First Trust Rising Dividend 0.14% 6,028 $419K Add +0.1%
MCD McDonald's Corp. 0.13% 1,310 $401K Add +14.5%
BRLN Ishare Fltng RT LN Av ETF-Ui 0.13% 7,755 $400K Add +0.2%
QTOP iShares NSDQ Top 30 Stocks 0.13% 12,235 $391K New
SPHD Invesco S&P 500 High Dividen 0.13% 8,136 $391K Add +1.4%
T AT&T Inc. 0.12% 15,284 $380K Reduce -11.4%
UPS United Parcel Service Class B 0.12% 3,825 $379K Add +11.2%
CRDO Credo Technology Group Holdi 0.12% 2,608 $375K Reduce -42.9%
IJR iShares Core S&P Small-Cap E 0.12% 3,067 $369K Add +0.3%
URI United Rentals Inc. 0.12% 455 $368K Reduce -0.4%
LMT Lockheed Martin Corp. 0.12% 748 $362K No change
VYM Vanguard High DVD Yield ETF 0.12% 2,512 $361K Reduce -26.0%
UBER Uber Technologies Inc. 0.12% 4,335 $354K Add +7.9%
BRK.B Berkshire Hathaway Inc. Class B 0.11% 678 $341K New
USMV iShares MSCI USA Min Vol Fac 0.11% 3,558 $335K Add +26.7%
NUW Nuveen Amt-Free Muni Val 0.11% 23,015 $329K No change
FPE FT-Preferred Secur & Inc. ETF 0.11% 17,937 $327K New
TSM Taiwan Semiconductor-SP ADR 0.10% 1,043 $317K Reduce -19.3%
MAR Marriott International Class A 0.10% 1,013 $314K New
FCVT First Trust Ssi Strategi ETF 0.10% 7,173 $309K Reduce -1.2%
SBUX Starbucks Corp. 0.10% 3,625 $305K Add +25.3%
FEMB First Trust Emerging Markets 0.10% 9,970 $297K Add +0.3%
XYZ Block Inc. 0.10% 4,564 $297K Reduce -12.0%
PEP Pepsico Inc. 0.10% 2,025 $291K Reduce -0.8%
HYLS FT Tactical High Yield ETF 0.09% 6,750 $283K Add +0.6%
TOPT iShares Top 20 US Stocks ETF 0.09% 8,845 $276K New
VWO Vanguard Ftse Emerging Marke 0.09% 5,026 $270K Add +38.6%
XLRE SS Real Estate Select Sector 0.09% 6,487 $262K Reduce -48.4%
FDG American Century Focused DYN 0.09% 2,059 $261K New
VTEB Vanguard Tax-Exempt Bond ETF 0.09% 5,190 $261K New
WDC Western Digital Corp. 0.09% 1,514 $261K New
RTX RTX Corp. 0.09% 1,421 $261K Add +1.8%
HNDL Nasdaq 7 Handl Index ETF filed as STRATEGY SHS 0.09% 11,827 $260K Add +14.1%
PM Philip Morris International 0.09% 1,616 $259K Reduce -6.6%
NZF Nuveen Municipal Credit Inc. 0.08% 20,502 $258K No change
IVE iShares S&P 500 Value ETF 0.08% 1,210 $257K Add +0.3%
LOW Lowe's Cos Inc. 0.08% 1,064 $257K Add +1.2%
BLK BlackRock Inc. 0.08% 238 $255K No change
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F 0.08% 4,324 $251K Add +2.9%
BWX SS SPDR BB Intl Treasury BD 0.08% 10,965 $247K Add +2.6%
HGRO Hedgeye Quality Growth ETF 0.08% 8,625 $245K New
VOOV Vanguard S&P 500 Value ETF 0.08% 1,148 $235K No change
PYPL PayPal Holdings Inc. 0.08% 4,011 $234K Reduce -9.9%
RAAX Vaneck Real Assets ETF 0.08% 6,700 $234K Add +458.3%
IWLG Nylim Winslow Large Cap Grow filed as NEW YORK LIFE INVTS ACTIVE E 0.08% 4,305 $233K New
ORCL Oracle Corp. 0.08% 1,180 $230K Reduce -78.6%
CRM Salesforce Inc. 0.08% 865 $229K New
BGC BGC Group Inc. Class A 0.07% 25,459 $227K Add +0.1%
VXF Vanguard Extended Market ETF 0.07% 1,062 $222K No change
SPAB SS SPDR P Agg Bond ETF 0.07% 8,614 $222K Add +4.0%
UNP Union Pacific Corp. 0.07% 957 $221K Reduce -9.3%
HDV iShares Core High Dividend E 0.07% 1,802 $219K Reduce -4.3%
RIOT Riot Platforms Inc. 0.07% 16,542 $210K Reduce -13.2%
WFC Wells Fargo & Co. 0.07% 2,233 $208K New
COWZ Pacer US Cash Cows 100 ETF 0.07% 3,344 $201K Reduce -3.7%
NVG Nuveen Amt-FR Muni CRDT 0.06% 15,554 $197K No change
QYLD Global X Nasd 100 Cov Call 0.06% 11,048 $195K Add +25.4%
WLTH Wealthfront Corp. 0.06% 14,300 $194K New
QQQM Invesco Nasdaq 100 ETF 0.06% 765 $193K New
XMQTX BlackRock Muniyield QLTY II 0.06% 19,175 $193K No change
SPLV Invesco S&P 500 Low Volatili 0.06% 2,421 $173K Reduce -5.8%
NXP Nuveen Select Tax-Free Inc. 0.06% 12,250 $173K No change
RFI Cohen & Steers Tot Ret RLTY 0.06% 15,218 $168K No change
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.05% 563 $163K Add +0.2%
SPHY SS SPDR P High Yield ETF 0.05% 6,613 $157K Add +63.3%
IWV iShares Russell 3000 ETF 0.05% 395 $153K Add +97.5%
MUB iShares National Muni Bond E 0.05% 1,409 $151K Add +797.5%
IWS iShares Russell Mid-Cap Valu 0.05% 1,066 $150K Add +47.9%
NNY Nuveen New York Muni Val 0.05% 17,338 $148K No change
XMVFX BlackRock Munivest Fund 0.05% 21,000 $146K No change
MUC BlackRock Munihold Ca QLTY 0.05% 13,652 $145K No change
BFK BlackRock Municipal Inc. TRST 0.04% 13,550 $136K No change
JPC Nuveen Prefered & Income Opp 0.04% 15,668 $127K Reduce -27.4%
IVW iShares S&P 500 Growth ETF 0.04% 1,023 $126K Reduce -0.4%
EIM Eaton Vance Municipal Bond 0.04% 12,461 $121K No change
FREL Fidelity MSCI RL Est Indx 0.04% 4,310 $116K No change
FDIS Fidelity MSCI Cons Discr Ind 0.04% 1,120 $114K Add +43.6%
VLUE iShares MSCI USA Value Facto 0.03% 744 $102K Reduce -40.2%
VB Vanguard Most SM-Cap ETF-Usd 0.03% 386 $100K Add +15.2%
QUAL iShares MSCI USA Quality Fac 0.03% 500 $99K No change
BKKT Bakkt Inc. filed as BAKKT HOLDINGS INC 0.03% 9,750 $98K Reduce -66.9%
IGIB iShares 5-10Y Inv Grade Corp. 0.03% 1,789 $96K Add +58.0%
DSM BNYM Strat Muni BND filed as BNY MELLON STRATEGIC MUN BD 0.03% 15,247 $94K No change
BOTZ Global X Robotics & Artifici 0.03% 2,557 $93K Add +434.9%
SHYG iShares 0-5 YR HY Corp. Bond 0.03% 2,145 $92K No change
RSPT Invesco S&P 500 Equal Weight 0.03% 2,000 $91K No change
EFA iShares MSCI Eafe ETF 0.03% 890 $85K New
ILCB iShares Morningstar U.S. Equ 0.03% 892 $84K No change
VNQ Vanguard Real Estate ETF 0.03% 938 $83K Add +11.0%
URA Global X Uranium ETF 0.02% 1,775 $76K No change
FV First Trust DW Focus 5 Fund 0.02% 1,176 $74K No change
SPHB Invesco S&P 500 High Beta Et 0.02% 630 $74K New
MBB iShares MBS ETF 0.02% 769 $73K Add +51.7%
XBI SS SPDR S&P Biotech ETF 0.02% 588 $72K No change
IYW iShares Ustechnology ETF 0.02% 352 $70K No change
INDA iShares MSCI India ETF 0.02% 1,260 $68K New
IYH iShares U.S. Healthcare ETF 0.02% 1,000 $65K No change
SPSM SS SPDR P S&P 600 Small Cap 0.02% 1,380 $65K Add +38.0%
IWO iShares Russell 2000 Growth 0.02% 200 $65K No change
LIT Global X Lithium & Battery T 0.02% 976 $63K Reduce -92.0%
ITOT iShares Core S&P Total U.S. 0.02% 426 $63K Add +23.1%
MTUM iShares MSCI USA Momentum Fa 0.02% 243 $61K No change
ILCG iShares Morningstar Growth E 0.02% 580 $60K No change
IAK iShares U.S. Insurance ETF 0.02% 440 $60K Reduce -46.0%
PZA Invesco National Amt-Free Mu 0.02% 2,371 $55K Reduce -17.9%
GGN Gamco GLBL Gold NTRL Res Inc. 0.02% 10,546 $54K Reduce -5.3%
BINC iShares Flex I A ETF-Usd Inc. 0.02% 1,000 $53K New
IYF iShares US Financials ETF 0.02% 406 $52K No change
SPTL SS SPDR PF LNG TRM TSY E-Usd 0.02% 1,965 $52K Reduce -9.9%
XNTK SS SPDR Nyse Tech ETF 0.02% 170 $47K Add +41.7%
SPIP SS SPDR P Tips ETF 0.01% 1,702 $44K Add +3.9%
STKL Sunopta Inc. 0.01% 10,255 $39K Reduce -15.7%
IWR iShares Russell Mid-Cap ETF 0.01% 401 $39K No change
MDIV FT Multi-Asset Divers Inc. 0.01% 2,425 $38K No change
XLP SS Consumer Staples Sel Sect 0.01% 488 $38K No change
PSMJ Pacer Swan Sos Moderate July 0.01% 1,150 $37K Add +666.7%
IDV iShares International Select 0.01% 868 $34K Add +59.0%
PCY Invesco Emerging Markets Sov 0.01% 1,431 $31K Add +22.9%
PTLC Pacer Trendpilot US Large Ca 0.01% 546 $30K Reduce -24.4%
SMH Vaneck Semiconductor ETF 0.01% 83 $30K No change
JVAL JPMorgan US Value Factor ETF 0.01% 600 $29K New
HYG Ishr Ibx Usd Hiyld CB ETF-Ui 0.01% 364 $29K Add +0.3%
QQQJ Invesco Nasdaq Next Gen 100 0.01% 780 $29K New
DGRO iShares Core Dividend Growth 0.01% 405 $28K Add +33.7%
CLOU Global X Cloud Computing ETF 0.01% 1,240 $28K No change
XMMO Invesco S&P Midcap Momentum 0.01% 200 $28K New
KRE SS SPDR S&P Regional Bank 0.01% 425 $28K No change
IUSG iShares Core S&P U.S. Growth 0.01% 160 $27K Add +627.3%
IJH iShares Core S&P Midcap ETF 0.01% 396 $26K No change
DDIV First Trust Dorsey Wright Mo 0.01% 601 $25K No change
CIBR First Trust Nasdaq Cybersecu 0.01% 345 $25K No change
SLYV SS SPDR S&P 600 SC Val ETF 0.01% 260 $24K New
TIP iShares Tips Bond ETF 0.01% 201 $22K Add +2.5%
IUSV iShares Core S&P U.S. Value 0.01% 213 $22K Add +526.5%
CCI Crown Castle Inc. 0.01% 244 $22K Add +22.0%
IGF iShares Global Infrastructur 0.01% 348 $21K Add +57.5%
VGK Vanguard Ftse Europe ETF 0.01% 234 $20K No change
HEFA Isha Curr Hedged MSCI Eafe 0.01% 458 $19K No change
OEF iShares S&P 100 ETF 0.01% 50 $17K No change
VWOB Vanguard Emerg MKTS Gov BND 0.01% 254 $17K Add +111.7%
JPEF JPMorgan Equity Focus ETF 0.01% 203 $15K Add +822.7%
QDPL Pacer Met US LRG Cap DVD 400 0.00% 350 $15K Reduce -66.7%
TAN Invesco Solar ETF 0.00% 300 $15K New
IEI iShares 3-7 Year Treasury Bo 0.00% 96 $11K No change
VOX Vanguard Communication Servi 0.00% 59 $11K No change
SPMB SS SPDR P Mort Back Bond ETF 0.00% 500 $11K New
FLRN SS SPDR BB Ig Float RT ETF 0.00% 344 $11K Reduce -44.7%
AVLV Avantis US Large Cap Value 0.00% 139 $11K New
FRDM Freedom 100 Emeging MRKT ETF 0.00% 205 $11K Add +32.3%
IGM iShares Expanded Tech Sector 0.00% 78 $10K No change
SPMD SS SPDR P S&P 400 Midcap ETF 0.00% 173 $10K Add +861.1%
LRGF iShares US Equity Factor ETF 0.00% 144 $10K No change
IHF iShares U.S. Healthcare Prov 0.00% 206 $10K Add +100.0%
GSIE Goldman Sachs Activebeta Int 0.00% 225 $10K Add +0.5%
SLYG SS SPDR S&P 600 SC GR ETF 0.00% 100 $9K New
CWB SS SPDR BB Conv Sec ETF 0.00% 100 $9K New
UFOX Defiance Space and Connectiv 0.00% 125 $8K New
PJP Invesco Pharmaceuticals ETF 0.00% 75 $8K New
HOLA JPM Intll HDG Eq LDDR Ovrly filed as J P MORGAN EXCHANGE TRADED F 0.00% 146 $8K No change
IXP iShares Global Comm Services 0.00% 60 $7K Add +172.7%
PFFD Global X US Preferred ETF 0.00% 383 $7K Add +1.3%
LQD Ishr Ibx Usd Invgd CB ETF-Ui 0.00% 59 $6K Reduce -23.4%
VCR Vanguard Consumer Discre ETF 0.00% 16 $6K No change
IHI iShares U.S. Medical Devices 0.00% 100 $6K No change
IJS iShares S&P Small-Cap 600 Va 0.00% 52 $6K No change
ICLN iShares Global Clean Energy 0.00% 350 $6K New
TLH iShares 10-20 Year Treasury 0.00% 54 $5K No change
EWJ iShares MSCI Japan ETF 0.00% 68 $5K No change
XAR SS SPDR S&P Aerospace Def 0.00% 22 $5K No change
RSPS Invesco S&P 500 Equal Weight 0.00% 166 $5K Add +0.6%
PII Polaris Inc. 0.00% 76 $5K No change
IUSB Ishr CR Unvrse Usd BD ETF-Ui 0.00% 103 $5K Add +1.0%
GOAU US GLB GLD & Metal MNRS ETF 0.00% 111 $5K New
PBE Invesco Biotechnology & Geno 0.00% 56 $5K New
XHS SS SPDR S&P HC Services ETF 0.00% 42 $4K Add +133.3%
CALF PCR US SM CP CSH CWS ETF-Usd 0.00% 100 $4K Reduce -67.0%
USRT iShares Core US REIT ETF 0.00% 75 $4K Add +167.9%
HAP Vaneck Natural Resources ETF 0.00% 71 $4K Add +144.8%
NANR Sta STR SP S&P Nor An Res-Ui 0.00% 61 $4K Add +125.9%
AGNG GLB X Aging Population ETF 0.00% 113 $4K Add +145.7%
REZ Ishars Res and Multi Reales 0.00% 48 $4K Add +152.6%
SMIN iShares MSCI India Small-Cap 0.00% 54 $4K Add +1.9%
RWO State Street SPDR Dow Jones 0.00% 83 $4K No change
GEM Goldman Sachs Activebeta Em 0.00% 90 $4K Add +2.3%
SPMO Invesco S&P 500 Momentum ETF 0.00% 30 $4K Add +150.0%
PIZ Invesco Dorsey Wright Develo 0.00% 40 $2K New
FLOT iShares Floating Rate Bond E 0.00% 34 $2K No change
AVEM Avantis Emerging Markets Eq 0.00% 11 $847 New
IWD iShares Russell 1000 Value E 0.00% 3 $535 No change
USIG iShares Broad Usd Investment 0.00% 10 $518 No change
SPYD SS SPDR P S&P 500 Hi Div ETF 0.00% 11 $486 No change
GBIL Goldman Sachs Access Treasur 0.00% 4 $425 No change
IPAC iShares Core MSCI Pacific Et 0.00% 4 $293 No change
EMB iShares JP Morgan Usd Emergi 0.00% 3 $289 No change
EBND State Street SPDR Bloomberg 0.00% 11 $235 New
VNQI Vanguard GLBL Ex-US Real Est 0.00% 2 $92 New
LMBS First Trust Low Duration Opp 0.00% 1 $74 No change
GOVT iShares US Treasury Bond ETF 0.00% 3 $69 No change
FXR First Trust Indst/Producers 0.00% 1 $53 Reduce -100.0%
FTSL First Trust Senior Loan ETF 0.00% 1 $50 Reduce -100.0%
FXD First Trust Consumer Discret 0.00% 1 $35 No change

Options reported separately and not counted above: AAPL puts ($1.0M), EMR calls ($27K).

Other holdings (1): bonds, preferreds, convertibles and warrants · $13K (not counted above)
SecurityClassShares / PrincipalValueChange
BKKT.WS Bakkt Holdings Inc. -CW26 *W EXP 10/25/202 77,548$13KAdd +14.8%
Lines left out (3) · $78 — a value with no share or principal amount
SecurityClassSharesValue
QQXT First Trust Nasdaq-100 Ex-Te NASDAQ 100 EX0$38
EFV iShares MSCI Eafe Value ETF EAFE VALUE ETF0$24
GIGB Goldman Sachs Inv GRD Corp. ACCESS INVT GR0$16

Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.

Total filed on the 13F, all lines: $304.5M.

Portfolio Sells Q3 2025 → Q4 2025

NVDA Nvidia Corp. Reduce -9.8% 6.30% −0.82
GRMN Garmin Ltd. Sold out 0.00% −0.45
ORCL Oracle Corp. Reduce -78.6% 0.08% −0.44
BMNR Bitmine Immersion Technologi Sold out 0.00% −0.44
COIN Coinbase Global Inc. Class A Reduce -7.8% 0.57% −0.37
WTW Willis Towers Watson PLC Sold out 0.00% −0.32
LYV Live Nation Entertainment Inc. Sold out 0.00% −0.31
NFLX Netflix Inc. Reduce -6.6% 0.77% −0.30
BKKT Bakkt Inc. Reduce -66.9% 0.03% −0.30
FXR First Trust Indst/Producers Reduce -100.0% 0.00% −0.25
OXLC Oxford Lane Capital Corp. Reduce -1.1% 1.17% −0.22
MU Micron Technology Inc. Sold out 0.00% −0.22
LIT Global X Lithium & Battery T Reduce -92.0% 0.02% −0.21
ITB iShares U.S. Home Constructi Sold out 0.00% −0.18
SPY SS SPDR S&P 500 ETF Trust-US Reduce -14.1% 1.04% −0.16
ANET Arista Networks Inc. Reduce -12.7% 0.52% −0.15
BIL SS SPDR BB 1-3M T-Bill ETF Reduce -37.7% 0.23% −0.14
AVGO Broadcom Inc. Reduce -9.5% 1.91% −0.14
CRWD CrowdStrike Holdings Inc. Class A Reduce -2.2% 1.46% −0.13
ALAB Astera Labs Inc. Reduce -8.0% 0.36% −0.11
GOF Guggenheim Strategic Opport Sold out 0.00% −0.11
CRDO Credo Technology Group Holdi Reduce -42.9% 0.12% −0.10
FTSL First Trust Senior Loan ETF Reduce -100.0% 0.00% −0.10
NXPI NXP Semiconductors NV Sold out 0.00% −0.09
FSM Fortuna Mining Corp. Reduce -38.5% 0.18% −0.09
TSLA Tesla Inc. Reduce -3.0% 2.37% −0.09
XLRE SS Real Estate Select Sector Reduce -48.4% 0.09% −0.09
XLF SS Financial Select Sector Reduce -8.8% 0.93% −0.09
GFI Gold Fields Ltd.-Spons ADR Sold out 0.00% −0.08
CVS CVS Health Corp. Sold out 0.00% −0.08
GNRC Generac Holdings Inc. Sold out 0.00% −0.08
NBIS Nebius Group NV Sold out 0.00% −0.08
MAGS Roundhill Magnificent Seven Sold out 0.00% −0.08
XLY SS Consumer Disc Select Sect Reduce -7.6% 0.70% −0.07
GILD Gilead Sciences Inc. Sold out 0.00% −0.07
DG Dollar General Corp. Sold out 0.00% −0.07
KMI Kinder Morgan Inc. Sold out 0.00% −0.07
SGOV iShares 0-3 Month Treasury B Reduce -5.8% 0.79% −0.07
RIOT Riot Platforms Inc. Reduce -13.2% 0.07% −0.05
UTWO F/M US Treasury 2 Year Note Sold out 0.00% −0.05
XLC SS Comm Select Sector SPDR Reduce -3.4% 0.78% −0.05
FDN First Trust DJ Internet Ind Reduce -10.0% 0.24% −0.04
TBIL F/M US Treasury 3 Month Bill Sold out 0.00% −0.04
VYM Vanguard High DVD Yield ETF Reduce -26.0% 0.12% −0.04
VTI VG Morningstar TS MKT ETF-US Reduce -6.3% 0.63% −0.04
T AT&T Inc. Reduce -11.4% 0.12% −0.04
UFIV F/M US Treasury 5 Year Note Sold out 0.00% −0.03
XYZ Block Inc. Reduce -12.0% 0.10% −0.03
PBW Invesco Wilderhill Clean Ene Reduce -15.4% 0.19% −0.03
AXP American Express Co. Reduce -13.3% 0.48% −0.03

Portfolio Buys Q3 2025 → Q4 2025

AG First Majestic Silver Corp. Add +4.2% 3.28% +0.92
PNC PNC Financial Services Group New 0.37% +0.37
MNST Monster Beverage Corp. New 0.34% +0.34
TJX TJX Companies Inc. New 0.33% +0.33
KLAC KLA Corp. New 0.33% +0.33
SPGI S&P Global Inc. New 0.32% +0.32
DE Deere & Co. New 0.31% +0.31
HOOD Robinhood Markets Inc. Class A New 0.29% +0.29
MISL First Trust Indxx Aero & Def New 0.27% +0.27
SOFI Sofi Technologies Inc. New 0.25% +0.25
XLU St Sr Utl SL SE SPDR ETF-Usd Add +365.6% 0.30% +0.23
FTXL First Trust Nasdaq Semicondu New 0.23% +0.23
B Barrick Mining Corp. Add +24.2% 0.59% +0.23
JETS US Global Jets ETF New 0.18% +0.18
SLV iShares Silver Trust Add +11.7% 0.45% +0.18
XLE SS Energy Select Sector Add +313.7% 0.23% +0.17
SOXX iShares Semiconductor ETF Add +2811.5% 0.18% +0.17
XLK SS Technology Select Sector Add +9.9% 1.49% +0.14
QTOP iShares NSDQ Top 30 Stocks New 0.13% +0.13
IWP iShares Russell Mid-Cap Grow Add +396.3% 0.16% +0.13
QQQ Invesco QQQ Trust Series 1 Add +6.1% 1.91% +0.12
BRK.B Berkshire Hathaway Inc. Class B New 0.11% +0.11
EXPE Expedia Group Inc. Add +4.2% 0.41% +0.11
UNG US Natural Gas Fund LP Add +139.0% 0.20% +0.11
FPE FT-Preferred Secur & Inc. ETF New 0.11% +0.11
VTV Vanguard Mrngstr Val ETF-Aui Add +63.5% 0.27% +0.11
MAR Marriott International Class A New 0.10% +0.10
TOPT iShares Top 20 US Stocks ETF New 0.09% +0.09
FDG American Century Focused DYN New 0.09% +0.09
VTEB Vanguard Tax-Exempt Bond ETF New 0.09% +0.09
WDC Western Digital Corp. New 0.09% +0.09
HGRO Hedgeye Quality Growth ETF New 0.08% +0.08
IWLG Nylim Winslow Large Cap Grow New 0.08% +0.08
GEV GE Vernova Inc. Add +11.0% 0.55% +0.08
CRM Salesforce Inc. New 0.08% +0.08
XLI SS Industrial Select Sector Add +14.7% 0.64% +0.07
EMR Emerson Electric Co. Add +36.2% 0.27% +0.07
GE General Electric Add +28.8% 0.31% +0.07
GLD SPDR Gold Shares Add +56.0% 0.17% +0.07
WFC Wells Fargo & Co. New 0.07% +0.07
VOO Vanguard S&P 500 ETF Add +5.6% 1.15% +0.07
WLTH Wealthfront Corp. New 0.06% +0.06
QQQM Invesco Nasdaq 100 ETF New 0.06% +0.06
RAAX Vaneck Real Assets ETF Add +458.3% 0.08% +0.06
BUXX Strive Enhanced Income Short Add +67.8% 0.16% +0.06
XLV SS Health Care Select Sector Add +1.8% 0.61% +0.06
PULS Pgim Ultra Short Bond ETF Add +33.1% 0.24% +0.06
TLT iShares 20+ Year Treasury BD Add +30.7% 0.27% +0.05
BNY Bank of New York Mellon Corp. Add +12.9% 0.34% +0.05
VGT Vanguard Info Tech ETF Add +3.2% 2.03% +0.05

Options Activity Q3 2025 → Q4 2025

AAPL Apple Inc. put New 3,700 $1.0M
EMR Emerson Electric Co. call New 200 $27K

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

Notes & Other Activity Q3 2025 → Q4 2025

BKKT.WS Bakkt Holdings Inc. -CW26 *W EXP 10/25/202 Add +14.8% 77,548 $13K
QQXT First Trust Nasdaq-100 Ex-Te NASDAQ 100 EX Reduce -100.0% 0 $38

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 374$321.8MAAPL, NVDA, AMZN, GOOG, TSLA
Q1 2026 363$288.3MAAPL, NVDA, AMZN, AG, GOOG
Q4 2025 340$304.5MAAPL, NVDA, AMZN, AG, GOOG
Q3 2025 327$299.0MAAPL, NVDA, AMZN, PLTR, TSLA
Q2 2025 299$253.1MNVDA, AAPL, AMZN, MSTR, MSFT
Q1 2025 318$219.4MAAPL, NVDA, AMZN, OXFORD LANE CAP CORP, MSFT
Q4 2024 338$244.0MAAPL, NVDA, AMZN, TSLA, MSFT
Q3 2024 355$217.4MAAPL, NVDA, AMZN, MSFT, GOOG
Q2 2024 777$510.7MAAPL, AMZN, NVDA, MSFT, GOOG
Q1 2024 797$485.1MAAPL, AMZN, MSFT, NVDA, GOOG