Richard P Slaughter Associates Inc
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed April 9, 2024), Richard P Slaughter Associates Inc reported 140 stock positions worth $412.6 million. Its top holding was iShares Ibonds 2025 H/Y (IBHE) at 6.7% of the portfolio, followed by iShares SH Dba ETF Usd (NEAR, 6.7%) and Bondbloxx BBG 10Y US TSY ETF (XTEN, 4.8%). Compared with Q4 2023, it opened 16 new positions, sold out of 17, added to 39 and reduced 77. The biggest buy was iShares Ibonds 2025 H/Y (IBHE, shares +112%) and the biggest sale JPMorgan Equity Premium Inco (JEPI, shares −97%).
- Most Recent 13F
- Q2 2026
- Location
- AUSTIN, TX
- CIK
- 0001811783
- Portfolio Value
- $412.6M (Q1 2024)
- SEC Filing
- 0001811783-24-000004 ↗ filed Apr 9, 2024
Holdings Value
Holdings 140 stocks · $412.6M
| IBHE iShares Ibonds 2025 H/Y Inc. | 6.71% | 1,184,193 | $27.7M | Add +111.8% |
| NEAR iShares SH Dba ETF Usd Inc. | 6.65% | 543,975 | $27.4M | Add +2.5% |
| XTEN Bondbloxx BBG 10Y US TSY ETF | 4.80% | 423,822 | $19.8M | Reduce -37.4% |
| XCEM Columbia Em Core Ex-China | 4.73% | 627,146 | $19.5M | Add +63.6% |
| IQLT iShares MSCI International Q | 4.60% | 478,204 | $19.0M | Reduce -8.9% |
| QUAL iShares MSCI USA Quality Fac | 4.22% | 106,039 | $17.4M | Add +18.0% |
| HIGH Simplify Enhanced Income ETF | 3.39% | 572,627 | $14.0M | Add +6882.4% |
| JIRE JPMorgan Int Res Enh Eqty | 2.89% | 190,272 | $11.9M | Add +60.5% |
| GSSC Goldman Sachs Activebeta US | 2.87% | 180,934 | $11.9M | Reduce -43.0% |
| QFLR Innovator Nasdaq-100 MF ETF | 2.13% | 336,692 | $8.8M | New |
| VWO Vanguard Ftse Emerging Marke | 1.99% | 196,660 | $8.2M | Add +9.5% |
| VTV Vanguard Mrngstr Val ETF-Aui | 1.95% | 49,364 | $8.0M | New |
| VEU Vanguard Ftse All-World Ex-U | 1.58% | 111,120 | $6.5M | Reduce -17.4% |
| VSS Vanguard Ftse All Wo X-US SC | 1.46% | 51,439 | $6.0M | Reduce -17.0% |
| IYW iShares Ustechnology ETF | 1.32% | 40,235 | $5.4M | New |
| MGV Vngrd Mrgstr MG CP VL ETF-Ui | 1.17% | 40,465 | $4.8M | Reduce -20.3% |
| TSM Taiwan Semiconductor-SP ADR | 1.15% | 34,941 | $4.8M | Reduce -7.3% |
| JPM JPMorgan Chase & Co. | 1.13% | 23,376 | $4.7M | Reduce -11.5% |
| IEMG iShares Core MSCI Emerging | 1.13% | 90,429 | $4.7M | Reduce -19.5% |
| AAPL Apple Inc. | 1.12% | 26,984 | $4.6M | Reduce -1.7% |
| FTLS First Trust Long/Short Eqty | 1.09% | 72,771 | $4.5M | Add +63.5% |
| PFE Pfizer Inc. | 0.98% | 146,124 | $4.1M | Add +34.8% |
| MRK Merck & Co. Inc. | 0.93% | 29,213 | $3.9M | Reduce -9.6% |
| T AT&T Inc. | 0.89% | 208,744 | $3.7M | Reduce -5.0% |
| PR Permian Resources Corp. Class A | 0.89% | 207,867 | $3.7M | Reduce -27.0% |
| SHEL Shell PLC-ADR | 0.87% | 53,786 | $3.6M | Reduce -2.5% |
| BP BP PLC-Spons ADR | 0.84% | 92,442 | $3.5M | Add +19.5% |
| TXT Textron Inc. | 0.83% | 35,608 | $3.4M | New |
| VOE Vngrd Mrngstr MD-Cap Val ETF | 0.81% | 21,550 | $3.4M | Add +22.9% |
| JPST JPMorgan Ultra-Short Income | 0.79% | 64,488 | $3.3M | Reduce -37.2% |
| OPRA Opera Ltd.-ADR | 0.75% | 196,281 | $3.1M | New |
| AVGO Broadcom Inc. | 0.75% | 2,334 | $3.1M | Reduce -8.8% |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | 0.70% | 10,093 | $2.9M | Reduce -2.8% |
| MS Morgan Stanley | 0.70% | 30,653 | $2.9M | Reduce -3.4% |
| C Citigroup Inc. | 0.69% | 45,177 | $2.9M | Reduce -15.6% |
| AL Sumisho Air Lease Corp. filed as AIR LEASE CORP | 0.68% | 54,776 | $2.8M | Reduce -3.9% |
| CHKP Check Point Software Tech | 0.68% | 16,992 | $2.8M | Reduce -10.5% |
| LKQ LKQ Corp. | 0.66% | 50,852 | $2.7M | Add +5.6% |
| CNA Cna Financial Corp. | 0.65% | 59,039 | $2.7M | Reduce -12.7% |
| GT Goodyear Tire & Rubber Co. | 0.64% | 191,849 | $2.6M | Add +0.9% |
| MRNA Moderna Inc. | 0.63% | 24,448 | $2.6M | Reduce -18.5% |
| FDX FedEx Corp. | 0.60% | 8,535 | $2.5M | Reduce -0.2% |
| VMI Valmont Industries | 0.59% | 10,660 | $2.4M | Add +12.4% |
| WRK Westrock Co. | 0.57% | 47,316 | $2.3M | Reduce -12.2% |
| IEFA iShares Core MSCI Eafe ETF | 0.57% | 31,475 | $2.3M | Add +11.1% |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.56% | 12,132 | $2.3M | Reduce -4.9% |
| DIOD Diodes Inc. | 0.56% | 32,952 | $2.3M | Add +31.6% |
| JBL Jabil Inc. | 0.56% | 17,171 | $2.3M | Reduce -15.0% |
| PAGS Pagseguro Digital Ltd. Class A | 0.55% | 159,939 | $2.3M | Reduce -6.2% |
| CALF PCR US SM CP CSH CWS ETF-Usd | 0.55% | 45,895 | $2.3M | Add +13.2% |
| XYZ Block Inc. | 0.54% | 26,548 | $2.2M | Add +13.2% |
| TEL Te Connectivity Ltd. | 0.54% | 15,293 | $2.2M | Add +4.8% |
| CVX Chevron Corp. | 0.53% | 13,909 | $2.2M | New |
| RF Regions Financial Corp. | 0.53% | 103,877 | $2.2M | Reduce -15.1% |
| SWN Southwestern Energy Co. | 0.52% | 284,684 | $2.2M | Reduce -7.7% |
| HII Huntington Ingalls Industrie | 0.51% | 7,278 | $2.1M | Reduce -10.6% |
| VALE Vale SA-SP ADR | 0.50% | 169,801 | $2.1M | Add +0.2% |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | 0.49% | 8,518 | $2.0M | Add +8.0% |
| CFG Citizens Financial Group | 0.44% | 50,216 | $1.8M | Reduce -31.4% |
| INTC Intel Corp. | 0.44% | 41,256 | $1.8M | Reduce -9.4% |
| VBK Van Morst SML-Cap Gro-Usd Inc. | 0.43% | 6,727 | $1.8M | Reduce -3.4% |
| IRM Iron Mountain Inc. filed as IRON MTN INC DEL | 0.42% | 21,837 | $1.8M | Reduce -13.6% |
| CMI Cummins Inc. | 0.42% | 5,910 | $1.7M | Reduce -6.1% |
| MFC Manulife Financial Corp. | 0.42% | 69,069 | $1.7M | Reduce -10.8% |
| BLK BlackRock Finance Inc. | 0.42% | 2,068 | $1.7M | Reduce -24.5% |
| HMC Honda Motor Co. Ltd.-Spons ADR | 0.42% | 46,173 | $1.7M | Reduce -7.9% |
| BMY Bristol-Myers Squibb Co. | 0.40% | 30,517 | $1.7M | Add +3.8% |
| ORI Old Republic Intl Corp. | 0.40% | 53,807 | $1.7M | Add +2.4% |
| SPDW Ste STR SPDR PT DW Eu ETF | 0.38% | 44,098 | $1.6M | Reduce -34.6% |
| DVN Devon Energy Corp. | 0.38% | 31,246 | $1.6M | Add +11.2% |
| RY Royal Bank of Canada | 0.37% | 15,252 | $1.5M | Reduce -3.2% |
| TTE Totalenergies SE -Spon ADR | 0.37% | 22,021 | $1.5M | Reduce -3.1% |
| XOM Exxon Mobil Corp. | 0.36% | 12,707 | $1.5M | Reduce -2.5% |
| ARCC Ares Capital Corp. | 0.35% | 70,280 | $1.5M | Reduce -1.6% |
| JNJ Johnson & Johnson | 0.35% | 9,246 | $1.5M | Add +0.9% |
| NVS Novartis AG-Sponsored ADR | 0.35% | 14,988 | $1.4M | Reduce -2.9% |
| SNY Sanofi-ADR | 0.35% | 29,691 | $1.4M | Reduce -0.5% |
| HSBC HSBC Holdings PLC-Spons ADR filed as HSBC HLDGS PLC | 0.35% | 36,631 | $1.4M | Reduce -2.0% |
| CTRA Coterra Energy Inc. | 0.35% | 51,259 | $1.4M | Reduce -0.2% |
| MINT PIMCO Enhanced Short Maturit | 0.34% | 13,899 | $1.4M | Add +107.3% |
| PYLD PIMCO Multisector Bond Actv | 0.33% | 53,159 | $1.4M | Add +20.3% |
| WPC WP Carey Inc. | 0.33% | 24,244 | $1.4M | Add +2.4% |
| SQM Quimica Y Minera Chil-SP ADR filed as SOCIEDAD QUIMICA Y MINERA DE | 0.33% | 27,469 | $1.4M | Add +16.2% |
| PCOR Procore Technologies Inc. | 0.33% | 16,400 | $1.3M | Reduce -14.1% |
| LEG Leggett & Platt Inc. | 0.31% | 66,198 | $1.3M | Add +22.8% |
| JPME JPM Diver Ret US MC Equity filed as J P MORGAN EXCHANGE TRADED F | 0.30% | 12,654 | $1.3M | Reduce -2.4% |
| VTI VG Morningstar TS MKT ETF-US | 0.29% | 4,577 | $1.2M | Reduce -30.1% |
| GSIE Goldman Sachs Activebeta Int | 0.27% | 32,244 | $1.1M | Reduce -20.5% |
| SPTM SS SPDR P S&P 1500 Comp ETF | 0.26% | 16,952 | $1.1M | Reduce -39.1% |
| SPAB SS SPDR P Agg Bond ETF | 0.26% | 42,640 | $1.1M | Add +9.3% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.26% | 23,162 | $1.1M | Add +2.6% |
| SCHZ Schwab US Aggregate Bond ETF | 0.25% | 22,407 | $1.0M | Add +43.9% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.25% | 2,417 | $1.0M | Reduce -5.8% |
| IBTF iShares Ibonds Dec 2025 Term | 0.21% | 37,951 | $882K | Reduce -25.1% |
| APRJ Innov Prem Inc. 30 Barr-April | 0.21% | 35,205 | $863K | Reduce -57.2% |
| SCHC Schwab Intl Small-Cap Equity | 0.20% | 23,569 | $844K | Reduce -25.6% |
| AMZN Amazon.com Inc. | 0.20% | 4,508 | $813K | Reduce -6.5% |
| MSFT Microsoft Corp. | 0.20% | 1,923 | $809K | Reduce -21.3% |
| DFAC Dimensional US Core Equity 2 | 0.20% | 25,188 | $805K | No change |
| VOO Vanguard S&P 500 ETF | 0.18% | 1,568 | $754K | No change |
Options reported separately and not counted above: PCOR puts ($1.3M), PCOR calls ($1.3M), SPY calls ($942K), EFA calls ($870K), SPY puts ($628K), AAPL calls ($549K), EFA puts ($479K).
Portfolio Sells Q4 2023 → Q1 2024
| JEPI JPMorgan Equity Premium Inco | Reduce -96.8% | 0.11% | −3.32 |
| XTEN Bondbloxx BBG 10Y US TSY ETF | Reduce -37.4% | 4.80% | −3.23 |
| GSSC Goldman Sachs Activebeta US | Reduce -43.0% | 2.87% | −2.11 |
| XYLD Global X S&P 500 Cove Call E | Reduce -96.7% | 0.07% | −2.00 |
| ISCF iShares International Small | Sold out | 0.00% | −0.94 |
| QYLD Global X Nasd 100 Cov Call | Sold out | 0.00% | −0.60 |
| GOVI Invesco Equal Weight 0-30 YR | Reduce -87.1% | 0.08% | −0.60 |
| IP International Paper Co. | Sold out | 0.00% | −0.58 |
| JPST JPMorgan Ultra-Short Income | Reduce -37.2% | 0.79% | −0.49 |
| TCPC BlackRock TCP Capital Corp. | Sold out | 0.00% | −0.47 |
| PXD Pioneer Natural Resources Co. | Sold out | 0.00% | −0.46 |
| APAM Artisan Partners Asset Ma -A | Sold out | 0.00% | −0.46 |
| VYX NCR Voyix Corp. | Sold out | 0.00% | −0.44 |
| GS Goldman Sachs Group Inc. | Sold out | 0.00% | −0.40 |
| FNDF Schwab Fndmn Intl LRG Co. ETF | Sold out | 0.00% | −0.38 |
| AEP American Electric Power | Sold out | 0.00% | −0.35 |
| BCE Bce Inc. | Sold out | 0.00% | −0.34 |
| VSS Vanguard Ftse All Wo X-US SC | Reduce -17.0% | 1.46% | −0.31 |
| NATL NCR Atleos Corp. | Sold out | 0.00% | −0.31 |
| IQLT iShares MSCI International Q | Reduce -8.9% | 4.60% | −0.30 |
| VEU Vanguard Ftse All-World Ex-U | Reduce -17.4% | 1.58% | −0.30 |
| APRJ Innov Prem Inc. 30 Barr-April | Reduce -57.2% | 0.21% | −0.29 |
| IEMG iShares Core MSCI Emerging | Reduce -19.5% | 1.13% | −0.28 |
| BGS B&G Foods Inc. | Sold out | 0.00% | −0.27 |
| MGV Vngrd Mrgstr MG CP VL ETF-Ui | Reduce -20.3% | 1.17% | −0.21 |
| AAPL Apple Inc. | Reduce -1.7% | 1.12% | −0.19 |
| SPDW Ste STR SPDR PT DW Eu ETF | Reduce -34.6% | 0.38% | −0.19 |
| CFG Citizens Financial Group | Reduce -31.4% | 0.44% | −0.16 |
| SPTM SS SPDR P S&P 1500 Comp ETF | Reduce -39.1% | 0.26% | −0.14 |
| BLK BlackRock Finance Inc. | Reduce -24.5% | 0.42% | −0.13 |
| INTC Intel Corp. | Reduce -9.4% | 0.44% | −0.13 |
| MRNA Moderna Inc. | Reduce -18.5% | 0.63% | −0.11 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -30.1% | 0.29% | −0.10 |
| IBTE iShares Ibonds Dec 2024 Term | Reduce -40.7% | 0.13% | −0.09 |
| JBL Jabil Inc. | Reduce -15.0% | 0.56% | −0.08 |
| IBTF iShares Ibonds Dec 2025 Term | Reduce -25.1% | 0.21% | −0.08 |
| PR Permian Resources Corp. Class A | Reduce -27.0% | 0.89% | −0.07 |
| SCHC Schwab Intl Small-Cap Equity | Reduce -25.6% | 0.20% | −0.07 |
| XTWO Bondbloxx BBG 2Y US TSY ETF | Sold out | 0.00% | −0.06 |
| GSIE Goldman Sachs Activebeta Int | Reduce -20.5% | 0.27% | −0.06 |
| XONE Bondbloxx BBG 1 Dur US Treas | Sold out | 0.00% | −0.06 |
| CNA Cna Financial Corp. | Reduce -12.7% | 0.65% | −0.06 |
| RF Regions Financial Corp. | Reduce -15.1% | 0.53% | −0.06 |
| NFLX Netflix Inc. | Sold out | 0.00% | −0.05 |
| EFA iShares MSCI Eafe ETF | Sold out | 0.00% | −0.05 |
| CHKP Check Point Software Tech | Reduce -10.5% | 0.68% | −0.05 |
| NVS Novartis AG-Sponsored ADR | Reduce -2.9% | 0.35% | −0.04 |
| MS Morgan Stanley | Reduce -3.4% | 0.70% | −0.04 |
| MSFT Microsoft Corp. | Reduce -21.3% | 0.20% | −0.03 |
| SCHB Schwab US Broad Market ETF | Reduce -30.1% | 0.09% | −0.03 |
Portfolio Buys Q4 2023 → Q1 2024
| IBHE iShares Ibonds 2025 H/Y Inc. | Add +111.8% | 6.71% | +3.50 |
| HIGH Simplify Enhanced Income ETF | Add +6882.4% | 3.39% | +3.34 |
| QFLR Innovator Nasdaq-100 MF ETF | New | 2.13% | +2.13 |
| VTV Vanguard Mrngstr Val ETF-Aui | New | 1.95% | +1.95 |
| XCEM Columbia Em Core Ex-China | Add +63.6% | 4.73% | +1.84 |
| IYW iShares Ustechnology ETF | New | 1.32% | +1.32 |
| JIRE JPMorgan Int Res Enh Eqty | Add +60.5% | 2.89% | +1.17 |
| QUAL iShares MSCI USA Quality Fac | Add +18.0% | 4.22% | +0.94 |
| TXT Textron Inc. | New | 0.83% | +0.83 |
| OPRA Opera Ltd.-ADR | New | 0.75% | +0.75 |
| CVX Chevron Corp. | New | 0.53% | +0.53 |
| FTLS First Trust Long/Short Eqty | Add +63.5% | 1.09% | +0.47 |
| PFE Pfizer Inc. | Add +34.8% | 0.98% | +0.21 |
| VOE Vngrd Mrngstr MD-Cap Val ETF | Add +22.9% | 0.81% | +0.18 |
| SPEM State Street SP PTF Em ETF | New | 0.18% | +0.18 |
| MINT PIMCO Enhanced Short Maturit | Add +107.3% | 0.34% | +0.17 |
| SPMD SS SPDR P S&P 400 Midcap ETF | New | 0.17% | +0.17 |
| BP BP PLC-Spons ADR | Add +19.5% | 0.84% | +0.16 |
| VWO Vanguard Ftse Emerging Marke | Add +9.5% | 1.99% | +0.16 |
| VEA Vanguard Ftse Developed ETF | New | 0.09% | +0.09 |
| XYZ Block Inc. | Add +13.2% | 0.54% | +0.09 |
| QIS Simplify Multi-Qis Alt ETF | Add +115.1% | 0.17% | +0.09 |
| OCTQ Inn Prem Income 40 Barr Oct | New | 0.09% | +0.09 |
| LKQ LKQ Corp. | Add +5.6% | 0.66% | +0.09 |
| IEFA iShares Core MSCI Eafe ETF | Add +11.1% | 0.57% | +0.07 |
| APRQ Innovator Prem Inc. 40 Bar-Ap | New | 0.07% | +0.07 |
| SCHZ Schwab US Aggregate Bond ETF | Add +43.9% | 0.25% | +0.07 |
| UYLD Angel Oak Ultrashort Income | New | 0.06% | +0.06 |
| DVN Devon Energy Corp. | Add +11.2% | 0.38% | +0.06 |
| CALF PCR US SM CP CSH CWS ETF-Usd | Add +13.2% | 0.55% | +0.06 |
| DIOD Diodes Inc. | Add +31.6% | 0.56% | +0.06 |
| ADP Automatic Data Processing | New | 0.06% | +0.06 |
| IBTG iShares Ibonds Dec 2026 Term | Add +94.8% | 0.12% | +0.06 |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | Add +8.0% | 0.49% | +0.06 |
| DIA SS SPDR Dow Jones Indus Avg | New | 0.06% | +0.06 |
| BSJP Invesco Bulletshares 2025 HY | New | 0.05% | +0.05 |
| MRSH Marsh & McLennan Cos | New | 0.05% | +0.05 |
| PYLD PIMCO Multisector Bond Actv | Add +20.3% | 0.33% | +0.05 |
| VMI Valmont Industries | Add +12.4% | 0.59% | +0.04 |
| TEL Te Connectivity Ltd. | Add +4.8% | 0.54% | +0.03 |
| BMY Bristol-Myers Squibb Co. | Add +3.8% | 0.40% | +0.03 |
| ORI Old Republic Intl Corp. | Add +2.4% | 0.40% | +0.02 |
| SPAB SS SPDR P Agg Bond ETF | Add +9.3% | 0.26% | +0.01 |
| SCHG Schwab US Large-Cap Growth | Add +3.5% | 0.06% | +0.01 |
| SCHE Schwab Emrg Mrkts Eqty ETF | Add +7.6% | 0.06% | +0.00 |
| EAGG iShares ESG Aware US Aggrega | Add +9.1% | 0.09% | +0.00 |
| ESGD iShares Trust iShares ESG Aw | Add +2.4% | 0.07% | +0.00 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Add +2.6% | 0.26% | −0.00 |
| JNJ Johnson & Johnson | Add +0.9% | 0.35% | −0.00 |
| NEAR iShares SH Dba ETF Usd Inc. | Add +2.5% | 6.65% | −0.01 |
Options Activity Q4 2023 → Q1 2024
| PCOR Procore Technologies Inc. | put | New | 164 | $1.3M |
| PCOR Procore Technologies Inc. | call | Reduce -14.1% | 164 | $1.3M |
| SPY SS SPDR S&P 500 ETF Trust-US | call | New | 18 | $942K |
| EFA iShares MSCI Eafe ETF | call | New | 109 | $870K |
| SPY SS SPDR S&P 500 ETF Trust-US | put | New | 12 | $628K |
| AAPL Apple Inc. | call | Reduce -8.6% | 32 | $549K |
| EFA iShares MSCI Eafe ETF | put | New | 60 | $479K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 101 | $504.1M | JIRE, FMDE, IWX, IWY, GSSC |
| Q1 2026 | 97 | $462.3M | JIRE, FMDE, IWX, IWY, CSHI |
| Q4 2025 | 108 | $477.0M | JIRE, IWY, FMDE, IWX, CSHI |
| Q3 2025 | 108 | $464.2M | JIRE, IWY, FMDE, IWX, CSHI |
| Q2 2025 | 114 | $490.4M | JIRE, IWY, FMDE, IWX, UYLD |
| Q1 2025 | 124 | $428.1M | IWY, JIRE, FMDE, UYLD, IWX |
| Q4 2024 | 142 | $446.5M | UYLD, CSHI, QUAL, XCEM, JIRE |
| Q3 2024 | 146 | $430.8M | UYLD, QUAL, CSHI, XCEM, JIRE |
| Q2 2024 | 144 | $423.7M | IBHE, NEAR, XTEN, XCEM, IQLT |
| Q1 2024 | 140 | $412.6M | IBHE, NEAR, XTEN, XCEM, IQLT |