RiverFront Investment Group, LLC
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed November 13, 2025), RiverFront Investment Group, LLC reported 314 stock positions worth $5.7 billion. Its top holding was Goldman Activebeta US LC ETF (GSLC) at 4.2% of the portfolio, followed by iShares Core MSCI Eafe ETF (IEFA, 4.1%) and Apple (AAPL, 3.6%). Compared with Q2 2025, it opened 46 new positions, sold out of 47, added to 179 and reduced 40. The biggest buy was Apple (AAPL, shares +19%) and the biggest sale an exit from Amer FND GRW FD of Am-F3 (GAFFX).
- Most Recent 13F
- Q2 2026
- Location
- RICHMOND, VA
- CIK
- 0001469751
- Portfolio Value
- $5.7B (Q3 2025)
- SEC Filing
- 0001469751-25-000011 ↗ filed Nov 13, 2025
Holdings Value
Holdings 314 stocks · $5.7B
| GSLC Goldman Activebeta US LC ETF | 4.22% | 1,847,403 | $240.5M | Add +2.2% |
| IEFA iShares Core MSCI Eafe ETF | 4.11% | 2,678,469 | $233.9M | Add +1.7% |
| AAPL Apple Inc. | 3.58% | 796,768 | $203.7M | Add +18.5% |
| SPAB SS SPDR P Agg Bond ETF | 3.53% | 7,773,924 | $201.0M | Add +0.7% |
| NVDA Nvidia Corp. | 3.42% | 1,042,476 | $194.7M | Add +2.0% |
| SCHI Schwab 5-10 Year Corporate B | 3.41% | 8,424,032 | $194.4M | Add +0.7% |
| BND Vanguard Total Bond Market | 3.11% | 2,384,559 | $177.3M | Add +1.6% |
| IYW iShares Ustechnology ETF | 3.11% | 897,991 | $177.2M | Add +4.2% |
| XLK SS Technology Select Sector | 3.09% | 624,819 | $176.1M | Add +0.6% |
| JEPI JPMorgan Equity Premium Inco | 3.07% | 3,067,599 | $174.7M | Add +5.6% |
| EFV iShares MSCI Eafe Value ETF | 2.95% | 2,470,239 | $168.0M | Add +4.5% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 2.66% | 2,630,714 | $151.4M | Add +2.1% |
| MSFT Microsoft Corp. | 2.56% | 282,470 | $145.7M | Add +9.5% |
| IVV iShares Core S&P 500 ETF | 2.46% | 209,419 | $140.2M | Add +1.1% |
| TLH iShares 10-20 Year Treasury | 2.35% | 1,297,469 | $133.6M | Add +2.0% |
| JAAA Janus Henderson Aaa Clo ETF | 2.32% | 2,603,126 | $132.2M | Add +1.2% |
| IYG iShares U.S. Financial Servi | 2.26% | 1,438,932 | $128.9M | Add +1.4% |
| GOOG Alphabet Inc. Class C | 2.20% | 501,797 | $125.3M | Add +5.5% |
| QQQ Invesco QQQ Trust Series 1 | 2.10% | 198,835 | $119.5M | Add +4.4% |
| MGC Vngrd Mrngstr MG Cap ETF-Usd | 2.07% | 482,122 | $117.7M | Add +1.3% |
| AMZN Amazon.com Inc. | 1.88% | 478,298 | $106.9M | Add +7.3% |
| JIVE JPM Interntl Value ETF filed as J P MORGAN EXCHANGE TRADED F | 1.80% | 1,352,243 | $102.4M | Add +4.9% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 1.70% | 1,235,494 | $96.8M | Add +0.6% |
| EUFN iShares MSCI Europe Financia | 1.46% | 2,424,915 | $83.2M | Add +2.8% |
| JPM JPMorgan Chase & Co. | 1.31% | 236,539 | $74.6M | Add +5.8% |
| XLV SS Health Care Select Sector | 1.26% | 514,790 | $71.6M | Add +1.0% |
| WMT Walmart Inc. | 1.22% | 677,581 | $69.7M | Add +6.8% |
| VCSH Vanguard S/T Corp. Bond ETF | 1.21% | 864,561 | $69.1M | Add +1.1% |
| PAVE Global X US Infrastructure | 1.21% | 1,444,152 | $68.8M | Add +4.6% |
| JPST JPMorgan Ultra-Short Income | 1.20% | 1,352,377 | $68.6M | Add +7.4% |
| XLI SS Industrial Select Sector | 1.19% | 438,399 | $67.6M | Add +0.6% |
| XLC SS Comm Select Sector SPDR | 1.10% | 531,151 | $62.9M | Add +0.9% |
| VGIT Vanguard Intermediate-Term T | 1.09% | 1,036,991 | $62.3M | Add +1.9% |
| XLY SS Consumer Disc Select Sect | 1.02% | 242,480 | $58.1M | Add +0.6% |
| EMXC iShares MSCI Emr MRK Ex Chna | 0.99% | 824,023 | $56.4M | Add +4.0% |
| SHYG iShares 0-5 YR HY Corp. Bond | 0.99% | 1,300,896 | $56.2M | Add +6.9% |
| VCIT Vanguard Int-Term Corporate | 0.97% | 653,979 | $55.0M | Add +1.3% |
| EWG iShares MSCI Germany ETF | 0.94% | 1,290,945 | $53.7M | Add +1.0% |
| PYLD PIMCO Multisector Bond Actv | 0.87% | 1,838,385 | $49.3M | Add +1.0% |
| HIG Hartford Insurance Group Inc. | 0.86% | 370,611 | $49.2M | Add +2.8% |
| HDUS Hartford Discip Eqty ETF | 0.82% | 725,075 | $46.7M | Add +3.0% |
| IEMG iShares Core MSCI Emerging | 0.75% | 646,437 | $42.9M | Add +4.1% |
| IGLB iShares 10+ Year Inv GR Corp. | 0.68% | 755,235 | $38.9M | Add +4.5% |
| SMH Vaneck Semiconductor ETF | 0.66% | 114,228 | $37.7M | Add +5.3% |
| MOTI Vaneck Mstar Int Moat ETF | 0.61% | 935,121 | $34.7M | Add +4.0% |
| BBCA JPMorgan Betabuilders Canada | 0.61% | 398,585 | $34.6M | Add +4.5% |
| ZROZ PIMCO 25+ YR Zero CPN US Tif | 0.56% | 471,938 | $32.1M | Add +8.8% |
| XLE SS Energy Select Sector | 0.51% | 326,534 | $29.2M | Add +0.8% |
| PLTR Palantir Technologies Inc. Class A | 0.51% | 158,660 | $28.9M | Add +2.4% |
| TSLA Tesla Inc. | 0.47% | 60,108 | $26.7M | Add +6.3% |
| IHI iShares U.S. Medical Devices | 0.43% | 402,832 | $24.3M | Add +3.9% |
| IGSB iShares 1-5Y Inv Grade Corp. | 0.41% | 438,366 | $23.2M | Add +8.8% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.41% | 45,890 | $23.1M | Add +29.1% |
| FLJP Franklin Ftse Japan ETF | 0.40% | 659,659 | $22.9M | Add +4.2% |
| BSCT Invesco Bulletshares 2029 CB | 0.39% | 1,189,599 | $22.4M | Add +5.5% |
| XLB SS Materials Select Sector | 0.36% | 231,559 | $20.8M | Add +0.5% |
| DXJ Wisdomtree Japan Hedged Eq | 0.33% | 144,900 | $18.6M | Add +1.5% |
| EOG EOG Resources Inc. | 0.32% | 165,059 | $18.3M | Add +4.3% |
| LLY Eli Lilly & Co. | 0.32% | 23,630 | $18.0M | Add +36.0% |
| XLP SS Consumer Staples Sel Sect | 0.30% | 221,007 | $17.3M | Add +1.2% |
| RFDA Alps Dynamic US Dividend Adv | 0.27% | 246,292 | $15.5M | Reduce -2.2% |
| V Visa Inc. Class A | 0.25% | 41,745 | $14.2M | Add +8.4% |
| SJNK SS SPDR BB St Hi Yield ETF | 0.18% | 410,122 | $10.5M | Add +13.2% |
| KO The Coca-Cola Co. | 0.18% | 158,269 | $10.5M | Add +5.4% |
| QQQM Invesco Nasdaq 100 ETF | 0.17% | 38,859 | $9.6M | Add +3.0% |
| PG The Procter & Gamble Co. | 0.17% | 62,134 | $9.5M | Add +23.5% |
| AFDM FRST TRST Act Fact Em ETF-US | 0.17% | 123,559 | $9.5M | Reduce -1.1% |
| WFC Wells Fargo & Co. | 0.16% | 111,154 | $9.3M | Add +3.4% |
| AVGO Broadcom Inc. | 0.15% | 26,273 | $8.7M | Add +59.0% |
| HDEF Xtrackers MSCI Eafe High Div | 0.15% | 284,853 | $8.4M | Add +2.9% |
| XOM Exxon Mobil Corp. | 0.13% | 63,895 | $7.2M | Add +17.4% |
| GOOGL Alphabet Inc. Class A | 0.12% | 27,675 | $6.7M | Add +16.1% |
| IJH iShares Core S&P Midcap ETF | 0.12% | 100,780 | $6.6M | Add +18.2% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.10% | 115,720 | $6.0M | Add +237.0% |
| VCLT Vanguard Long-Term Corp. Bond | 0.10% | 73,973 | $5.7M | Add +14.1% |
| JMUB JPMorgan Municipal ETF | 0.10% | 109,912 | $5.5M | Add +12.2% |
| MPC Marathon Petroleum Corp. | 0.10% | 28,253 | $5.4M | Add +183.9% |
| SGOV iShares 0-3 Month Treasury B | 0.10% | 53,805 | $5.4M | Add +508.5% |
| MCD McDonald's Corp. | 0.09% | 17,579 | $5.3M | Add +48.5% |
| PM Philip Morris International | 0.09% | 32,155 | $5.2M | Add +17.2% |
| CMF iShares California Muni Bond | 0.09% | 90,938 | $5.2M | Add +40.5% |
| XYLD Global X S&P 500 Cove Call E | 0.09% | 131,614 | $5.2M | Reduce -0.3% |
| ABBV Abbvie Inc. | 0.09% | 21,572 | $5.0M | Add +128.9% |
| SYK Stryker Corp. | 0.09% | 13,496 | $5.0M | Add +60.8% |
| HD Home Depot Inc. | 0.09% | 12,212 | $4.9M | Add +44.7% |
| ISRG Intuitive Surgical Inc. | 0.08% | 10,660 | $4.8M | Add +11.5% |
| JPMB JPMorgan Usd Emerging Market | 0.08% | 111,842 | $4.5M | Add +27.0% |
| ABT Abbott Laboratories | 0.07% | 29,821 | $4.0M | Add +87.5% |
| IWF iShares Russell 1000 Growth | 0.07% | 8,326 | $3.9M | Add +34.7% |
| HMOP Hartford Municipal Opp ETF | 0.07% | 98,899 | $3.9M | Add +21.6% |
| META Meta Platforms Inc. Class A | 0.07% | 5,226 | $3.8M | Add +113.0% |
| RFCI Alps Dynamic Core Income ETF | 0.07% | 167,253 | $3.8M | Reduce -1.2% |
| EDV Vanguard Extended Dur Treas | 0.07% | 54,434 | $3.7M | Reduce -7.1% |
| JNJ Johnson & Johnson | 0.06% | 19,199 | $3.6M | Add +28.7% |
| ANGL Vaneck Fallen Angel High YLD | 0.06% | 119,678 | $3.6M | Add +14.1% |
| EMR Emerson Electric Co. | 0.06% | 27,105 | $3.6M | Reduce -15.2% |
| CAT Caterpillar Inc. | 0.06% | 7,363 | $3.5M | Add +51.8% |
| EFA iShares MSCI Eafe ETF | 0.06% | 37,234 | $3.5M | Reduce -1.0% |
| VEA Vanguard Ftse Developed ETF | 0.06% | 55,385 | $3.3M | Reduce -1.4% |
| IGIB iShares 5-10Y Inv Grade Corp. | 0.06% | 59,062 | $3.2M | No change |
Portfolio Sells Q2 2025 → Q3 2025
| GAFFX Amer FND GRW FD of Am-F3 | Sold out | 0.00% | −0.09 |
| VFIAX Vanguard 500 Index-Adm | Sold out | 0.00% | −0.08 |
| RETSX Russell Tax-MGD US L/C-S | Sold out | 0.00% | −0.06 |
| AFMFX Amer FNDS Mutual FND-F3 | Sold out | 0.00% | −0.05 |
| FNWFX Amer FNDS New World-F3 | Sold out | 0.00% | −0.04 |
| FUNFX Amer FND Fndmntl Invst-F3 | Sold out | 0.00% | −0.03 |
| VTSAX VNGD Mrngst TS MK Idx FD-Adm | Sold out | 0.00% | −0.02 |
| FWGIX Af Cap WLRD GR & Inc.-F3 | Sold out | 0.00% | −0.02 |
| FWMIX Amer FND Wash Mut Inv-F3 | Sold out | 0.00% | −0.02 |
| VMRXX Vanguard Cash Res Fed-Adm | Sold out | 0.00% | −0.02 |
| EMR Emerson Electric Co. | Reduce -15.2% | 0.06% | −0.02 |
| FMACX Amcap Fund-F3 | Sold out | 0.00% | −0.02 |
| FEUPX Eupac Fund-F-3 | Sold out | 0.00% | −0.02 |
| AFMBX American Balanced Fund-F3 | Sold out | 0.00% | −0.02 |
| POSKX Primecap Odyssey Stock | Sold out | 0.00% | −0.02 |
| MEIIX MFS Value Fund-I | Sold out | 0.00% | −0.01 |
| RFDA Alps Dynamic US Dividend Adv | Reduce -2.2% | 0.27% | −0.01 |
| FFICX Amer FND Inv Co. of Am-F3 | Sold out | 0.00% | −0.01 |
| EDV Vanguard Extended Dur Treas | Reduce -7.1% | 0.07% | −0.01 |
| AFDM FRST TRST Act Fact Em ETF-US | Reduce -1.1% | 0.17% | −0.01 |
| VPCCX Vanguard Primecap Core-Inv | Sold out | 0.00% | −0.01 |
| IGAIX Amer FND Intl GR & Inc.-F3 | Sold out | 0.00% | −0.01 |
| FNPFX Amer FNDS New Perspect-F3 | Sold out | 0.00% | −0.01 |
| XYLD Global X S&P 500 Cove Call E | Reduce -0.3% | 0.09% | −0.01 |
| AGTHX Amer FND GRW FD of Am-A | Sold out | 0.00% | −0.01 |
| CFIHX Amer FNDS Cap Inc. BLDR-F3 | Sold out | 0.00% | −0.01 |
| RFCI Alps Dynamic Core Income ETF | Reduce -1.2% | 0.07% | −0.01 |
| EMB iShares JP Morgan Usd Emergi | Reduce -29.3% | 0.01% | −0.01 |
| PRUIX T Rowe PR Eqty Indx 500-I | Sold out | 0.00% | −0.01 |
| VTTSX Vanguard TRGT RTRM 2060-Inv | Sold out | 0.00% | −0.01 |
| RIGS Alps Strategic Income Fund | Reduce -4.3% | 0.04% | −0.01 |
| PRUFX T Rowe PR Growth Stock-I | Sold out | 0.00% | −0.01 |
| RTSSX Russell Tax-MGD US M&S-S | Sold out | 0.00% | −0.01 |
| TROIX T Rowe PR Overseas Stock-I | Sold out | 0.00% | −0.01 |
| ABALX American Balanced Fund-A | Sold out | 0.00% | −0.01 |
| SFCWX Amer FND Smallcap WRLD-F3 | Sold out | 0.00% | −0.01 |
| ANWPX Amer FNDS New Perspect-A | Sold out | 0.00% | −0.00 |
| EQT Eqt Corp. | Sold out | 0.00% | −0.00 |
| RTNSX Russell Tax MGD Intl Eq-S | Sold out | 0.00% | −0.00 |
| ANCFX Amer FND Fndmntl Invst-A | Sold out | 0.00% | −0.00 |
| EFA iShares MSCI Eafe ETF | Reduce -1.0% | 0.06% | −0.00 |
| TDG Transdigm Group Inc. | Sold out | 0.00% | −0.00 |
| FSKAX Fidelity TTL MKT Indx | Sold out | 0.00% | −0.00 |
| AIVSX Amer FND Inv Co. of Am-A | Sold out | 0.00% | −0.00 |
| AXP American Express Co. | Reduce -25.9% | 0.01% | −0.00 |
| AMP Ameriprise Financial Inc. | Sold out | 0.00% | −0.00 |
| STZ Constellation Brands Inc. Class A | Sold out | 0.00% | −0.00 |
| VEA Vanguard Ftse Developed ETF | Reduce -1.4% | 0.06% | −0.00 |
| FPACX Fpa Crescent Fund-Inst | Sold out | 0.00% | −0.00 |
| MDIJX MFS Intl Diversificat-I | Sold out | 0.00% | −0.00 |
Portfolio Buys Q2 2025 → Q3 2025
| AAPL Apple Inc. | Add +18.5% | 3.58% | +0.88 |
| GOOG Alphabet Inc. Class C | Add +5.5% | 2.20% | +0.55 |
| NVDA Nvidia Corp. | Add +2.0% | 3.42% | +0.27 |
| IYW iShares Ustechnology ETF | Add +4.2% | 3.11% | +0.20 |
| TSLA Tesla Inc. | Add +6.3% | 0.47% | +0.12 |
| PLTR Palantir Technologies Inc. Class A | Add +2.4% | 0.51% | +0.10 |
| SGOV iShares 0-3 Month Treasury B | Add +508.5% | 0.10% | +0.08 |
| BAC Bank of America Corp. | Add +237.0% | 0.10% | +0.07 |
| SMH Vaneck Semiconductor ETF | Add +5.3% | 0.66% | +0.07 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +29.1% | 0.41% | +0.07 |
| AVGO Broadcom Inc. | Add +59.0% | 0.15% | +0.06 |
| MPC Marathon Petroleum Corp. | Add +183.9% | 0.10% | +0.06 |
| JIVE JPM Interntl Value ETF | Add +4.9% | 1.80% | +0.05 |
| ABBV Abbvie Inc. | Add +128.9% | 0.09% | +0.05 |
| MSFT Microsoft Corp. | Add +9.5% | 2.56% | +0.05 |
| LLY Eli Lilly & Co. | Add +36.0% | 0.32% | +0.05 |
| QQQ Invesco QQQ Trust Series 1 | Add +4.4% | 2.10% | +0.05 |
| JPM JPMorgan Chase & Co. | Add +5.8% | 1.31% | +0.04 |
| GOOGL Alphabet Inc. Class A | Add +16.1% | 0.12% | +0.04 |
| PAVE Global X US Infrastructure | Add +4.6% | 1.21% | +0.03 |
| META Meta Platforms Inc. Class A | Add +113.0% | 0.07% | +0.03 |
| ABT Abbott Laboratories | Add +87.5% | 0.07% | +0.03 |
| LRCX Lam Research Corp. | New | 0.03% | +0.03 |
| HD Home Depot Inc. | Add +44.7% | 0.09% | +0.03 |
| MCD McDonald's Corp. | Add +48.5% | 0.09% | +0.03 |
| CAT Caterpillar Inc. | Add +51.8% | 0.06% | +0.03 |
| IEMG iShares Core MSCI Emerging | Add +4.1% | 0.75% | +0.03 |
| BSX Boston Scientific Corp. | Add +258.4% | 0.04% | +0.02 |
| SYK Stryker Corp. | Add +60.8% | 0.09% | +0.02 |
| XLK SS Technology Select Sector | Add +0.6% | 3.09% | +0.02 |
| EFV iShares MSCI Eafe Value ETF | Add +4.5% | 2.95% | +0.02 |
| UPS United Parcel Service Class B | Add +240.9% | 0.03% | +0.02 |
| VMC Vulcan Materials Co. | New | 0.02% | +0.02 |
| CMF iShares California Muni Bond | Add +40.5% | 0.09% | +0.02 |
| JNJ Johnson & Johnson | Add +28.7% | 0.06% | +0.02 |
| IWF iShares Russell 1000 Growth | Add +34.7% | 0.07% | +0.02 |
| DD Dupont DE Nemours Inc. | Add +197.7% | 0.03% | +0.02 |
| EMXC iShares MSCI Emr MRK Ex Chna | Add +4.0% | 0.99% | +0.01 |
| PNFP Pinnacle Financial Partners | New | 0.01% | +0.01 |
| WMT Walmart Inc. | Add +6.8% | 1.22% | +0.01 |
| CSCO Cisco Systems Inc. | Add +76.3% | 0.04% | +0.01 |
| TROW T Rowe Price Group Inc. | New | 0.01% | +0.01 |
| PCAR Paccar Inc. | New | 0.01% | +0.01 |
| ORCL Oracle Corp. | Add +12.8% | 0.06% | +0.01 |
| GLW Corning Inc. | New | 0.01% | +0.01 |
| PNC PNC Financial Services Group | Add +173.2% | 0.02% | +0.01 |
| CTVA Corteva Inc. | Add +176.3% | 0.02% | +0.01 |
| CVX Chevron Corp. | Add +45.6% | 0.04% | +0.01 |
| IJH iShares Core S&P Midcap ETF | Add +18.2% | 0.12% | +0.01 |
| JPMB JPMorgan Usd Emerging Market | Add +27.0% | 0.08% | +0.01 |
Notes & Other Activity Q2 2025 → Q3 2025
| RLLCF Rolls-Royce Holdings -C SHR | COM | Sold out | 575,640 | $3Kbefore exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 427 | $7.6B | IEFA, SMH, GSLC, IYW, AAPL |
| Q1 2026 | 384 | $6.5B | IEFA, GSLC, JEPI, AAPL, EFV |
| Q4 2025 | 346 | $6.1B | IEFA, GSLC, AAPL, JEPI, SPAB |
| Q3 2025 | 314 | $5.7B | GSLC, IEFA, AAPL, SPAB, NVDA |
| Q2 2025 | 315 | $5.1B | IEFA, GSLC, SPAB, SCHI, BND |
| Q1 2025 | 288 | $4.5B | IVV, SPAB, GSLC, SCHI, BND |
| Q4 2024 | 253 | $4.4B | IVV, GSLC, SPAB, SCHI, BND |
| Q3 2024 | 214 | $4.2B | IVV, SPAB, IEFA, SCHI, GSLC |
| Q2 2024Amended | 172 | $3.7B | IVV, IEFA, SPAB, SCHI, JEPI |
| Q1 2024Amended | 131 | $3.5B | IVV, GSLC, IEFA, SPAB, SCHI |