Rosenthal | Henry Capital Advisors, Inc.
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 29, 2024), Rosenthal | Henry Capital Advisors, Inc. reported 39 stock positions worth $99.6 million. Its top holding was SS SPDR S&P Regional Bank (KRE) at 9.9% of the portfolio, followed by Bancorp (TBBK, 9.1%) and Wintrust Financial (WTFC, 4.1%). Compared with Q2 2024, it opened 4 new positions, sold out of 1, added to 19 and reduced 1. The biggest buy was a new position in SS SPDR S&P Regional Bank (KRE) and the biggest sale Versabank (VBNK, shares −14%).
- Most Recent 13F
- Q2 2026
- Location
- MISHAWAKA, IN
- CIK
- 0001697539
- Portfolio Value
- $99.6M (Q3 2024)
- SEC Filing
- 0001697539-24-000004 ↗ filed Oct 29, 2024
Holdings Value
Holdings 39 stocks · $99.6M
| KRE SS SPDR S&P Regional Bank | 9.91% | 174,383 | $9.9M | New |
| TBBK The Bancorp Inc. | 9.14% | 170,243 | $9.1M | Add +1.4% |
| WTFC Wintrust Financial Corp. | 4.06% | 37,309 | $4.0M | Add +1.3% |
| SYBT Stock Yards Bancorp Inc. | 3.93% | 63,095 | $3.9M | Add +2.2% |
| CASH Pathward Financial Inc. | 3.63% | 54,849 | $3.6M | Add +1.3% |
| LKFN Lakeland Financial Corp. | 3.00% | 45,955 | $3.0M | Add +2.3% |
| FFIN First Finl Bankshares Inc. | 2.99% | 80,550 | $3.0M | Add +6.4% |
| BANF Bancfirst Corp. | 2.96% | 28,002 | $2.9M | Add +2.2% |
| FRME First Merchants Corp. | 2.89% | 77,303 | $2.9M | Add +2.1% |
| COMMERCEWEST BANK | 2.88% | 88,377 | $2.9M | No change |
| SPFI South Plains Financial Inc. | 2.88% | 84,450 | $2.9M | Add +2.1% |
| MBIN Merchants Bancorp | 2.83% | 62,602 | $2.8M | No change |
| SEACOAST BKG CORP FLA | 2.68% | 100,068 | $2.7M | Add +2.1% |
| ESQ Esquire Financial Holdings I | 2.67% | 40,800 | $2.7M | Add +2.0% |
| VBNK Versabank | 2.67% | 200,226 | $2.7M | Reduce -14.2% |
| NORTHEAST COMMUNITY BANCORP | 2.50% | 94,147 | $2.5M | No change |
| GABC German American Bancorp | 2.43% | 62,415 | $2.4M | Add +2.1% |
| CNOB Connectone Bancorp Inc. | 2.21% | 87,812 | $2.2M | Add +2.1% |
| FMNB Farmers Natl Banc Corp. | 2.17% | 142,661 | $2.2M | Add +2.1% |
| NRIM Northrim Bancorp Inc. | 2.14% | 30,000 | $2.1M | No change |
| FBIZ First Business Financial Ser | 2.06% | 45,000 | $2.1M | No change |
| TOWN Towne Bank | 2.06% | 62,000 | $2.0M | No change |
| HTBK Heritage Commerce Corp. | 2.02% | 203,837 | $2.0M | Add +2.1% |
| BANR Banner Corporation | 1.98% | 33,133 | $2.0M | Add +2.2% |
| MBWM Mercantile Bank Corp. | 1.97% | 45,000 | $2.0M | No change |
| FBK FB Financial Corp. filed as FB FINL CORP | 1.94% | 41,237 | $1.9M | New |
| TFIN Triumph Financial Inc. | 1.92% | 24,000 | $1.9M | No change |
| OBK Origin Bancorp Inc. | 1.82% | 56,353 | $1.8M | Add +2.1% |
| UNTY Unity Bancorp Inc. | 1.78% | 52,000 | $1.8M | No change |
| CCB Coastal Financial Corp. | 1.63% | 30,116 | $1.6M | Add +214.0% |
| SRCE 1ST Source Corp. | 1.50% | 25,000 | $1.5M | No change |
| PPBI Pacific Premier Bancorp Inc. | 1.41% | 55,741 | $1.4M | Add +2.1% |
| TCBX Third Coast Bancshares Inc. | 1.31% | 51,000 | $1.3M | No change |
| BWB Bridgewater Bancshares Inc. | 1.29% | 90,614 | $1.3M | No change |
| CFB Crossfirst Bankshares Inc. | 1.26% | 75,000 | $1.3M | No change |
| HBT HBT Financial Inc. | 0.93% | 42,500 | $930K | New |
| HTB Hometrust Bancshares Inc. | 0.91% | 26,728 | $911K | New |
| BMRC Bank of Marin Bancorp filed as BANK MARIN BANCORP | 0.88% | 43,500 | $874K | No change |
| Stellar Bancorp | 0.76% | 29,250 | $757K | No change |
Portfolio Sells Q2 2024 → Q3 2024
Portfolio Buys Q2 2024 → Q3 2024
| KRE SS SPDR S&P Regional Bank | New | 9.91% | +9.91 |
| FBK FB Financial Corp. | New | 1.94% | +1.94 |
| CCB Coastal Financial Corp. | Add +214.0% | 1.63% | +1.00 |
| HBT HBT Financial Inc. | New | 0.93% | +0.93 |
| HTB Hometrust Bancshares Inc. | New | 0.91% | +0.91 |
| TBBK The Bancorp Inc. | Add +1.4% | 9.14% | +0.15 |
| ESQ Esquire Financial Holdings I | Add +2.0% | 2.67% | −0.03 |
| CNOB Connectone Bancorp Inc. | Add +2.1% | 2.21% | −0.10 |
| FFIN First Finl Bankshares Inc. | Add +6.4% | 2.99% | −0.18 |
| SPFI South Plains Financial Inc. | Add +2.1% | 2.88% | −0.29 |
| BANR Banner Corporation | Add +2.2% | 1.98% | −0.30 |
| FMNB Farmers Natl Banc Corp. | Add +2.1% | 2.17% | −0.31 |
| PPBI Pacific Premier Bancorp Inc. | Add +2.1% | 1.41% | −0.37 |
| SYBT Stock Yards Bancorp Inc. | Add +2.2% | 3.93% | −0.42 |
| HTBK Heritage Commerce Corp. | Add +2.1% | 2.02% | −0.44 |
| BANF Bancfirst Corp. | Add +2.2% | 2.96% | −0.45 |
| SEACOAST BKG CORP FLA | Add +2.1% | 2.68% | −0.61 |
| GABC German American Bancorp | Add +2.1% | 2.43% | −0.64 |
| OBK Origin Bancorp Inc. | Add +2.1% | 1.82% | −0.66 |
| FRME First Merchants Corp. | Add +2.1% | 2.89% | −0.69 |
| CASH Pathward Financial Inc. | Add +1.3% | 3.63% | −0.71 |
| LKFN Lakeland Financial Corp. | Add +2.3% | 3.00% | −0.92 |
| WTFC Wintrust Financial Corp. | Add +1.3% | 4.06% | −1.08 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 48 | $114.4M | TBBK, KRE, WTFC, CASH, ESQ |
| Q1 2026 | 42 | $102.2M | TBBK, KRE, WTFC, CASH, ESQ |
| Q4 2025 | 40 | $107.9M | TBBK, KRE, WTFC, ESQ, CASH |
| Q3 2025 | 39 | $104.1M | TBBK, KRE, WTFC, CASH, ESQ |
| Q2 2025 | 37 | $99.2M | KRE, TBBK, SYBT, WTFC, CASH |
| Q1 2025 | 39 | $99.2M | KRE, TBBK, SYBT, WTFC, CASH |
| Q4 2024 | 42 | $108.0M | KRE, TBBK, WTFC, SYBT, CASH |
| Q3 2024 | 39 | $99.6M | KRE, TBBK, WTFC, SYBT, CASH |
| Q2 2024 | 36 | $70.5M | TBBK, WTFC, SYBT, CASH, LKFN |
| Q1 2024 | 37 | $74.4M | TBBK, WTFC, SYBT, LKFN, FRME |