Sage Capital Management, LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 30, 2024), Sage Capital Management, LLC reported 161 stock positions worth $208.2 million. Its top holding was Global X US Infrastructure (PAVE) at 4.5% of the portfolio, followed by Nvidia (NVDA, 4.1%) and Invesco Water Resources ETF (PHO, 4.0%). Compared with Q2 2024, it opened 16 new positions, sold out of 9, added to 96 and reduced 28. The biggest buy was a new position in Otis Worldwide (OTIS) and the biggest sale Dire Dai Tec Bull 3X ETF-Usd (TECL, shares −50%).
- Most Recent 13F
- Q2 2026
- Location
- Stockton, NJ
- CIK
- 0002030667
- Portfolio Value
- $208.2M (Q3 2024)
- SEC Filing
- 0001172661-24-004411 ↗ filed Oct 30, 2024
Holdings Value
Holdings 161 stocks · $208.2M
| PAVE Global X US Infrastructure | 4.54% | 229,720 | $9.5M | Add +0.4% |
| NVDA Nvidia Corp. | 4.07% | 69,714 | $8.5M | Add +0.4% |
| PHO Invesco Water Resources ETF | 3.99% | 117,905 | $8.3M | Add +0.1% |
| SPY SS SPDR S&P 500 ETF Trust-US | 3.84% | 13,924 | $8.0M | Reduce -5.4% |
| XLK SS Technology Select Sector | 3.83% | 35,336 | $8.0M | Add +6.5% |
| AAPL Apple Inc. | 3.23% | 28,866 | $6.7M | Add +1.1% |
| QQQ Invesco QQQ Trust Series 1 | 2.86% | 12,200 | $6.0M | Add +16.0% |
| HACK Amplify Cybersecurity ETF | 2.62% | 79,855 | $5.5M | Reduce -0.1% |
| XLP SS Consumer Staples Sel Sect | 2.60% | 65,203 | $5.4M | Add +4.0% |
| RSP Invesco S&P 500 Equal Weight | 2.46% | 28,546 | $5.1M | Add +0.2% |
| DON Wisdomtree US Midcap Dividen | 2.28% | 92,743 | $4.7M | Add +0.4% |
| XITK SS SPDR F Inno Tech ETF | 2.04% | 27,547 | $4.3M | No change |
| CWB SS SPDR BB Conv Sec ETF | 1.92% | 52,071 | $4.0M | Reduce -3.3% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 1.91% | 18,032 | $4.0M | Add +0.5% |
| HQH Abrdn Healthcare Investors | 1.82% | 203,836 | $3.8M | Add +1.4% |
| STXF Strive 500 ETF | 1.82% | 102,910 | $3.8M | Add +18.1% |
| IRM Iron Mountain Inc. filed as IRON MTN INC DEL | 1.71% | 30,031 | $3.6M | Add +0.4% |
| SDY SS SPDR S&P Dividend ETF | 1.66% | 24,404 | $3.5M | Reduce -0.1% |
| BOTZ Global X Robotics & Artifici | 1.62% | 104,701 | $3.4M | Add +3.5% |
| MSFT Microsoft Corp. | 1.53% | 7,387 | $3.2M | Add +0.1% |
| MINT PIMCO Enhanced Short Maturit | 1.35% | 27,993 | $2.8M | Add +0.5% |
| XBXMX Nuveen S&P 500 Buy-WR Inc. | 1.33% | 201,770 | $2.8M | Reduce -5.9% |
| PBJ Invesco Food & Beverage ETF | 1.30% | 55,869 | $2.7M | Add +0.2% |
| XBI SS SPDR S&P Biotech ETF | 1.12% | 23,637 | $2.3M | Reduce -3.7% |
| CIBR First Trust Nasdaq Cybersecu | 1.01% | 35,340 | $2.1M | Add +0.1% |
| OTIS Otis Worldwide Corp. | 0.96% | 19,292 | $2.0M | New |
| JEPI JPMorgan Equity Premium Inco | 0.94% | 32,942 | $2.0M | Reduce -12.7% |
| LAMR Lamar Advertising Co. Class A | 0.91% | 14,216 | $1.9M | Add +0.7% |
| XHB SS SPDR S&P Homebldrs ETF | 0.89% | 14,897 | $1.9M | Add +0.1% |
| GRID First TRST Nasd Class Edg Sgiif | 0.89% | 14,577 | $1.9M | Add +0.3% |
| XLV SS Health Care Select Sector | 0.87% | 11,732 | $1.8M | Add +18.8% |
| AMT American Tower Corp. | 0.86% | 7,734 | $1.8M | Add +0.4% |
| SDOG Alps Sector Dividend Dogs | 0.83% | 29,331 | $1.7M | Add +0.8% |
| IWF iShares Russell 1000 Growth | 0.79% | 4,365 | $1.6M | Reduce -5.4% |
| PSA Public Storage | 0.78% | 4,469 | $1.6M | Add +0.6% |
| TQQQ Proshares Ultrapro QQQ | 0.78% | 22,415 | $1.6M | Reduce -10.2% |
| SKYY First Trust Cloud Computing | 0.74% | 15,113 | $1.5M | Reduce -2.5% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.74% | 3,356 | $1.5M | No change |
| HEDJ Wisdomtree Europe Hedged Equ | 0.74% | 34,131 | $1.5M | Add +22.9% |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 0.72% | 3,522 | $1.5M | Add +59.0% |
| IJH iShares Core S&P Midcap ETF | 0.66% | 22,202 | $1.4M | Add +0.4% |
| VTIP Vanguard Short-Term Tips | 0.66% | 27,955 | $1.4M | Reduce -6.0% |
| FDN First Trust DJ Internet Ind | 0.66% | 6,506 | $1.4M | Reduce -0.1% |
| XOM Exxon Mobil Corp. | 0.63% | 11,233 | $1.3M | Add +0.5% |
| DBEF Xtrackers MSCI Eafe Hedged E | 0.61% | 30,437 | $1.3M | Reduce -1.2% |
| SPHQ Invesco S&P 500 Quality ETF | 0.61% | 18,788 | $1.3M | Reduce -2.5% |
| SNY Sanofi-ADR | 0.58% | 21,086 | $1.2M | Add +2.4% |
| XLB SS Materials Select Sector | 0.58% | 12,571 | $1.2M | Add +0.4% |
| AMZN Amazon.com Inc. | 0.58% | 6,479 | $1.2M | No change |
| XLU St Sr Utl SL SE SPDR ETF-Usd | 0.53% | 13,616 | $1.1M | Add +0.5% |
| COST Costco Wholesale Corp. | 0.52% | 1,229 | $1.1M | Add +0.2% |
| SPHD Invesco S&P 500 High Dividen | 0.52% | 21,402 | $1.1M | Add +0.7% |
| FIW First Trust Water ETF | 0.49% | 9,375 | $1.0M | Add +0.0% |
| IVV iShares Core S&P 500 ETF | 0.49% | 1,766 | $1.0M | Add +0.1% |
| VAW Vanguard Materials ETF | 0.48% | 4,714 | $997K | Add +0.3% |
| OKE Oneok Inc. | 0.46% | 10,409 | $949K | Add +1.0% |
| EWU iShares MSCI United Kingdom | 0.45% | 25,033 | $937K | Reduce -10.8% |
| PG The Procter & Gamble Co. | 0.44% | 5,273 | $913K | Add +0.3% |
| LLY Eli Lilly & Co. | 0.44% | 1,023 | $907K | No change |
| STAG Stag Industrial Inc. | 0.42% | 22,498 | $879K | Add +0.6% |
| PFF iShares Preferred & Income S | 0.42% | 26,079 | $867K | Add +0.8% |
| INDA iShares MSCI India ETF | 0.38% | 13,357 | $782K | No change |
| HD Home Depot Inc. | 0.35% | 1,789 | $725K | Add +0.1% |
| ECL Ecolab Inc. | 0.35% | 2,839 | $725K | Add +0.1% |
| IYH iShares U.S. Healthcare ETF | 0.35% | 11,120 | $723K | Add +0.3% |
| RQI Cohen & Steers Qual Inc. RLTY | 0.33% | 48,729 | $690K | Add +1.8% |
| VIG Vanguard Dividend Apprec ETF | 0.33% | 3,423 | $678K | Add +0.2% |
| AXP American Express Co. | 0.32% | 2,494 | $676K | Add +0.0% |
| ABBV Abbvie Inc. | 0.32% | 3,389 | $669K | Add +0.2% |
| LIT Global X Lithium & Battery T | 0.32% | 15,297 | $667K | Add +0.5% |
| META Meta Platforms Inc. Class A | 0.31% | 1,144 | $655K | Add +0.3% |
| PECO Phillips Edison & Company Inc. | 0.30% | 16,837 | $635K | Add +0.5% |
| HFRO Highland Opport & Income | 0.30% | 101,438 | $622K | Reduce -14.0% |
| GOOGL Alphabet Inc. Class A | 0.30% | 3,722 | $617K | Add +0.2% |
| LTC LTC Properties Inc. filed as LTC PPTYS INC | 0.30% | 16,795 | $616K | Add +0.7% |
| IHI iShares U.S. Medical Devices | 0.29% | 10,364 | $614K | Add +0.1% |
| DLR Digital Realty Trust Inc. | 0.29% | 3,710 | $600K | Add +0.2% |
| HST Host Hotels & Resorts Inc. | 0.29% | 33,991 | $598K | Add +0.5% |
| VCIT Vanguard Int-Term Corporate | 0.28% | 7,034 | $589K | Reduce -9.9% |
| IWN iShares Russell 2000 Value E | 0.28% | 3,469 | $579K | Reduce -20.9% |
| MAR Marriott International Class A | 0.27% | 2,220 | $552K | No change |
| XLY SS Consumer Disc Select Sect | 0.26% | 2,730 | $547K | Add +0.2% |
| TECL Dire Dai Tec Bull 3X ETF-Usd | 0.26% | 6,248 | $547K | Reduce -50.3% |
| CRWD CrowdStrike Holdings Inc. Class A | 0.25% | 1,890 | $531K | Add +195.3% |
| PEP Pepsico Inc. | 0.25% | 3,042 | $517K | Add +0.3% |
| IFRA iShares US Infrastructure | 0.25% | 10,935 | $514K | Add +0.1% |
| WMT Walmart Inc. | 0.24% | 6,300 | $509K | Add +0.1% |
| IWO iShares Russell 2000 Growth | 0.24% | 1,784 | $507K | Reduce -4.8% |
| MVV Proshares Ultra MIDCAP400 | 0.24% | 7,264 | $502K | Add +0.1% |
| RSPU Invesco S&P 500 Equal Weight | 0.24% | 7,152 | $491K | Add +0.6% |
| VNQ Vanguard Real Estate ETF | 0.24% | 5,030 | $490K | Add +1.0% |
| KRE SS SPDR S&P Regional Bank | 0.23% | 8,284 | $469K | Reduce -8.2% |
| JNJ Johnson & Johnson | 0.22% | 2,802 | $454K | Add +0.4% |
| CHD Church & Dwight Co. Inc. | 0.21% | 4,261 | $446K | No change |
| WMB Williams Cos Inc. | 0.21% | 9,770 | $446K | Add +1.0% |
| RSPS Invesco S&P 500 Equal Weight | 0.21% | 13,717 | $444K | Reduce -10.3% |
| DVY iShares Select Dividend ETF | 0.21% | 3,272 | $442K | Add +1.0% |
| VTI VG Morningstar TS MKT ETF-US | 0.21% | 1,532 | $434K | Add +0.3% |
| TSLA Tesla Inc. | 0.21% | 1,656 | $433K | No change |
| WES Western Midstream Partners L | 0.20% | 10,961 | $419K | Reduce -3.1% |
Other holdings (2): bonds, preferreds, convertibles and warrants · $204K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 160 | $204K | New |
| ADVENT CONVERTIBLE AND INCOM | RIGHT 10/17/2024 | 25,200 | $504 | Add +4.1% |
Total filed on the 13F, all lines: $208.4M.
Portfolio Sells Q2 2024 → Q3 2024
| TECL Dire Dai Tec Bull 3X ETF-Usd | Reduce -50.3% | 0.26% | −0.38 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -5.4% | 3.84% | −0.37 |
| FLRN SS SPDR BB Ig Float RT ETF | Sold out | 0.00% | −0.36 |
| CEDAR FAIR LP | Sold out | 0.00% | −0.21 |
| XBXMX Nuveen S&P 500 Buy-WR Inc. | Reduce -5.9% | 1.33% | −0.19 |
| TQQQ Proshares Ultrapro QQQ | Reduce -10.2% | 0.78% | −0.19 |
| JEPI JPMorgan Equity Premium Inco | Reduce -12.7% | 0.94% | −0.18 |
| LDP Cohen & Steers Limited Durat | Sold out | 0.00% | −0.12 |
| CWB SS SPDR BB Conv Sec ETF | Reduce -3.3% | 1.92% | −0.12 |
| VCSH Vanguard S/T Corp. Bond ETF | Sold out | 0.00% | −0.12 |
| CL Colgate-Palmolive Co. | Sold out | 0.00% | −0.11 |
| FDX FedEx Corp. | Sold out | 0.00% | −0.11 |
| HACK Amplify Cybersecurity ETF | Reduce -0.1% | 2.62% | −0.10 |
| IWF iShares Russell 1000 Growth | Reduce -5.4% | 0.79% | −0.10 |
| VTIP Vanguard Short-Term Tips | Reduce -6.0% | 0.66% | −0.10 |
| HFRO Highland Opport & Income | Reduce -14.0% | 0.30% | −0.09 |
| RITM Rithm Capital Corp. | Sold out | 0.00% | −0.07 |
| XBI SS SPDR S&P Biotech ETF | Reduce -3.7% | 1.12% | −0.07 |
| IWN iShares Russell 2000 Value E | Reduce -20.9% | 0.28% | −0.07 |
| EWU iShares MSCI United Kingdom | Reduce -10.8% | 0.45% | −0.06 |
| KYN Kayne Anderson Energy Infra | Sold out | 0.00% | −0.06 |
| DBEF Xtrackers MSCI Eafe Hedged E | Reduce -1.2% | 0.61% | −0.06 |
| IWM iShares Russell 2000 ETF | Reduce -27.4% | 0.14% | −0.05 |
| CBRE GBL REAL ESTATE INC FD | Sold out | 0.00% | −0.05 |
| VCIT Vanguard Int-Term Corporate | Reduce -9.9% | 0.28% | −0.04 |
| FDN First Trust DJ Internet Ind | Reduce -0.1% | 0.66% | −0.04 |
| SPHQ Invesco S&P 500 Quality ETF | Reduce -2.5% | 0.61% | −0.04 |
| SKYY First Trust Cloud Computing | Reduce -2.5% | 0.74% | −0.04 |
| WES Western Midstream Partners L | Reduce -3.1% | 0.20% | −0.03 |
| RSPS Invesco S&P 500 Equal Weight | Reduce -10.3% | 0.21% | −0.03 |
| IJS iShares S&P Small-Cap 600 Va | Reduce -11.3% | 0.18% | −0.02 |
| CVGI Commercial Vehicle Group Inc. | Reduce -23.1% | 0.02% | −0.02 |
| IWO iShares Russell 2000 Growth | Reduce -4.8% | 0.24% | −0.01 |
| CUTRQ Cutera Inc. | Reduce -21.3% | 0.01% | −0.01 |
| EOD Allspring Global Dividend Op | Reduce -7.5% | 0.06% | −0.01 |
| KRE SS SPDR S&P Regional Bank | Reduce -8.2% | 0.23% | −0.01 |
| SDY SS SPDR S&P Dividend ETF | Reduce -0.1% | 1.66% | +0.03 |
Portfolio Buys Q2 2024 → Q3 2024
| OTIS Otis Worldwide Corp. | New | 0.96% | +0.96 |
| IRM Iron Mountain Inc. | Add +0.4% | 1.71% | +0.31 |
| IBM Intl Business Machines Corp. | Add +0.5% | 1.91% | +0.28 |
| DIA SS SPDR Dow Jones Indus Avg | Add +59.0% | 0.72% | +0.26 |
| STXF Strive 500 ETF | Add +18.1% | 1.82% | +0.22 |
| QQQ Invesco QQQ Trust Series 1 | Add +16.0% | 2.86% | +0.21 |
| GD General Dynamics Corp. | New | 0.20% | +0.20 |
| FUN Six Flags Entertainment Corp. | New | 0.14% | +0.14 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +195.3% | 0.25% | +0.13 |
| PLTR Palantir Technologies Inc. Class A | New | 0.12% | +0.12 |
| XLV SS Health Care Select Sector | Add +18.8% | 0.87% | +0.11 |
| PSA Public Storage | Add +0.6% | 0.78% | +0.11 |
| NSC Norfolk Southern Corp. | New | 0.11% | +0.11 |
| BNY Bank of New York Mellon Corp. | New | 0.11% | +0.11 |
| T AT&T Inc. | New | 0.11% | +0.11 |
| CMCSA Comcast Corp. Class A | New | 0.10% | +0.10 |
| TSM Taiwan Semiconductor-SP ADR | New | 0.10% | +0.10 |
| CR Crane Co. | New | 0.10% | +0.10 |
| XSLV Invesco S&P Smallcap Low Vol | New | 0.10% | +0.10 |
| XHB SS SPDR S&P Homebldrs ETF | Add +0.1% | 0.89% | +0.10 |
| XLF SS Financial Select Sector | New | 0.10% | +0.10 |
| GILD Gilead Sciences Inc. | New | 0.10% | +0.10 |
| AMD Advanced Micro Devices | New | 0.10% | +0.10 |
| HYLB Xtrackers Usd High Yield Cor | New | 0.10% | +0.10 |
| PAVE Global X US Infrastructure | Add +0.4% | 4.54% | +0.09 |
| XAODX Abrdn Total Dynamic Dividend | Add +90.6% | 0.19% | +0.09 |
| JPC Nuveen Prefered & Income Opp | New | 0.08% | +0.08 |
| AMT American Tower Corp. | Add +0.4% | 0.86% | +0.08 |
| HEDJ Wisdomtree Europe Hedged Equ | Add +22.9% | 0.74% | +0.08 |
| XLP SS Consumer Staples Sel Sect | Add +4.0% | 2.60% | +0.08 |
| AAPL Apple Inc. | Add +1.1% | 3.23% | +0.07 |
| SNY Sanofi-ADR | Add +2.4% | 0.58% | +0.06 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Add +0.5% | 0.53% | +0.04 |
| RQI Cohen & Steers Qual Inc. RLTY | Add +1.8% | 0.33% | +0.04 |
| AVK Advent Convert & Income | Add +31.0% | 0.18% | +0.03 |
| LAMR Lamar Advertising Co. Class A | Add +0.7% | 0.91% | +0.03 |
| HD Home Depot Inc. | Add +0.1% | 0.35% | +0.02 |
| SPHD Invesco S&P 500 High Dividen | Add +0.7% | 0.52% | +0.02 |
| JEF Jefferies Financial Group Inc. | Add +0.6% | 0.19% | +0.02 |
| SDOG Alps Sector Dividend Dogs | Add +0.8% | 0.83% | +0.02 |
| AXP American Express Co. | Add +0.0% | 0.32% | +0.02 |
| WMT Walmart Inc. | Add +0.1% | 0.24% | +0.02 |
| RSPU Invesco S&P 500 Equal Weight | Add +0.6% | 0.24% | +0.02 |
| CX Cemex Sab-Spons ADR Part Cer | Add +35.1% | 0.13% | +0.02 |
| PECO Phillips Edison & Company Inc. | Add +0.5% | 0.30% | +0.02 |
| ABBV Abbvie Inc. | Add +0.2% | 0.32% | +0.02 |
| VNQ Vanguard Real Estate ETF | Add +1.0% | 0.24% | +0.02 |
| OKE Oneok Inc. | Add +1.0% | 0.46% | +0.01 |
| MCD McDonald's Corp. | Add +0.1% | 0.15% | +0.01 |
| META Meta Platforms Inc. Class A | Add +0.3% | 0.31% | +0.01 |
Notes & Other Activity Q2 2024 → Q3 2024
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | New | 160 | $204K |
| ADVENT CONVERTIBLE AND INCOM | RIGHT 10/17/2024 | Add +4.1% | 25,200 | $504 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 166 | $256.2M | NVDA, XLK, PAVE, QQQ, SPY |
| Q1 2026 | 163 | $212.8M | NVDA, PAVE, XLK, QQQ, SPY |
| Q4 2025 | 161 | $216.4M | NVDA, PAVE, XLK, QQQ, SPY |
| Q3 2025 | 157 | $222.2M | NVDA, PAVE, XLK, SPY, QQQ |
| Q2 2025 | 157 | $207.8M | NVDA, PAVE, XLK, PHO, SPY |
| Q1 2025 | 152 | $184.2M | PAVE, NVDA, PHO, XLK, SPY |
| Q4 2024 | 157 | $197.9M | NVDA, PAVE, XLK, PHO, SPY |
| Q3 2024 | 161 | $208.2M | PAVE, NVDA, PHO, SPY, XLK |
| Q2 2024 | 154 | $190.3M | NVDA, PAVE, SPY, PHO, XLK |
| Q1 2024 | 152 | $184.3M | PAVE, PHO, SPY, XLK, NVDA |