Samalin Investment Counsel, LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 13, 2024), Samalin Investment Counsel, LLC reported 283 stock positions worth $229.3 million. Its top holding was Apple (AAPL) at 3.4% of the portfolio, followed by SS SPDR S&P 500 ETF Trust-US (SPY, 2.2%) and Vaneck Merk Gold ETF (OUNZ, 2.1%). Compared with Q2 2024, it opened 19 new positions, sold out of 10, added to 161 and reduced 96. The biggest buy was Vaneck Merk Gold ETF (OUNZ, shares +10%) and the biggest sale an exit from Guggenheim Strategic Opport (GOF).
- Most Recent 13F
- Q2 2026
- Location
- CHAPPAQUA, NY
- CIK
- 0001544366
- Portfolio Value
- $229.3M (Q3 2024)
- SEC Filing
- 0001172661-24-004595 ↗ filed Nov 13, 2024
Holdings Value
Holdings 283 stocks · $229.3M
| AAPL Apple Inc. | 3.42% | 33,652 | $7.8M | Reduce -0.9% |
| SPY SS SPDR S&P 500 ETF Trust-US | 2.19% | 8,742 | $5.0M | Reduce -7.6% |
| OUNZ Vaneck Merk Gold ETF | 2.11% | 190,736 | $4.8M | Add +10.4% |
| DFAC Dimensional US Core Equity 2 | 2.08% | 139,203 | $4.8M | Reduce -1.9% |
| MSFT Microsoft Corp. | 2.00% | 10,650 | $4.6M | Add +0.5% |
| NVDA Nvidia Corp. | 1.69% | 31,878 | $3.9M | Reduce -1.3% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.50% | 7,466 | $3.4M | Add +2.9% |
| EFAV iShares MSCI Eafe Min Vol Fa | 1.49% | 44,517 | $3.4M | Reduce -3.8% |
| ITOT iShares Core S&P Total U.S. | 1.32% | 24,041 | $3.0M | Reduce -0.6% |
| IWY iShares Russell Top 200 Grow | 1.29% | 13,486 | $3.0M | Reduce -1.3% |
| QQQ Invesco QQQ Trust Series 1 | 1.29% | 6,054 | $3.0M | Add +3.5% |
| TIP iShares Tips Bond ETF | 1.26% | 26,055 | $2.9M | Reduce -2.5% |
| DGRO iShares Core Dividend Growth | 1.23% | 44,993 | $2.8M | Reduce -0.4% |
| IWR iShares Russell Mid-Cap ETF | 1.17% | 30,374 | $2.7M | Add +1.2% |
| SHY iShares 1-3 Year Treasury Bo | 1.16% | 32,104 | $2.7M | Add +4.4% |
| ISTB iShares Core 1-5 Year Usd Bo | 1.16% | 54,513 | $2.7M | Add +2.6% |
| USTB Victoryshares Short-Term Bon | 1.15% | 51,919 | $2.6M | Add +4.3% |
| MPLX MPLX LP | 1.11% | 57,122 | $2.5M | Add +2.8% |
| LLY Eli Lilly & Co. | 1.08% | 2,807 | $2.5M | Reduce -7.4% |
| ETN Eaton Corp. PLC | 0.99% | 6,817 | $2.3M | Add +0.9% |
| EPD Enterprise Products Partners | 0.93% | 73,184 | $2.1M | Reduce -5.4% |
| BIZD Vaneck BDC Income ETF | 0.91% | 126,001 | $2.1M | Add +23.3% |
| PFFA Virtus Infracap US Pref STCK | 0.83% | 83,671 | $1.9M | Add +8.2% |
| META Meta Platforms Inc. Class A | 0.83% | 3,311 | $1.9M | Reduce -6.6% |
| FTEC Fidelity MSCI Info Tech Indx | 0.80% | 10,511 | $1.8M | Add +6.3% |
| JPM JPMorgan Chase & Co. | 0.80% | 8,663 | $1.8M | Reduce -0.9% |
| UNH Unitedhealth Group Inc. | 0.79% | 3,112 | $1.8M | Reduce -1.8% |
| AMLP Alerian MLP ETF | 0.75% | 36,608 | $1.7M | Add +48.5% |
| RQI Cohen & Steers Qual Inc. RLTY | 0.75% | 121,145 | $1.7M | Reduce -0.0% |
| TSLA Tesla Inc. | 0.71% | 6,232 | $1.6M | Add +1.9% |
| JNJ Johnson & Johnson | 0.70% | 9,874 | $1.6M | Add +1.4% |
| DFSB Dim GLB Sustain Fix Inc. ETF | 0.69% | 29,951 | $1.6M | Add +3.0% |
| PG The Procter & Gamble Co. | 0.69% | 9,193 | $1.6M | Add +1.8% |
| DFAI Dimensional International Co. | 0.67% | 48,517 | $1.5M | Add +0.3% |
| DFSD Dimensional Short Duration | 0.67% | 32,022 | $1.5M | Add +3.9% |
| DFCF Dimensional Core Fixed Inc. | 0.66% | 35,088 | $1.5M | Add +1.6% |
| DFIP Dimensional Inflation-Protec | 0.66% | 35,786 | $1.5M | Add +2.4% |
| IJR iShares Core S&P Small-Cap E | 0.62% | 12,243 | $1.4M | Add +1.7% |
| ARCC Ares Capital Corp. | 0.62% | 68,091 | $1.4M | Add +5.8% |
| AMGN Amgen Inc. | 0.59% | 4,184 | $1.3M | Add +95.5% |
| RSP Invesco S&P 500 Equal Weight | 0.57% | 7,322 | $1.3M | Add +4.0% |
| HQH Abrdn Healthcare Investors | 0.55% | 67,969 | $1.3M | Add +1.0% |
| EEM iShares MSCI Emerging Market | 0.55% | 27,299 | $1.3M | Add +0.9% |
| XLK SS Technology Select Sector | 0.53% | 5,429 | $1.2M | Add +56.4% |
| HTD John Hancock Tax Adv DVD Inc. filed as HANCOCK JOHN TAX-ADVANTAGED | 0.53% | 52,386 | $1.2M | Reduce -10.0% |
| XOM Exxon Mobil Corp. | 0.53% | 10,366 | $1.2M | Reduce -0.8% |
| PTY PIMCO Corporate & Income Opp | 0.49% | 78,243 | $1.1M | Add +10.2% |
| HD Home Depot Inc. | 0.48% | 2,692 | $1.1M | Reduce -0.8% |
| MRK Merck & Co. Inc. | 0.47% | 9,552 | $1.1M | Add +37.6% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.47% | 27,253 | $1.1M | Reduce -1.4% |
| OBDC Blue Owl Capital Corp. | 0.47% | 73,612 | $1.1M | Add +10.2% |
| APO Apollo Global Management Inc. | 0.47% | 8,563 | $1.1M | Reduce -1.3% |
| RVT Royce Small-Cap Trust Inc. | 0.46% | 67,488 | $1.1M | Reduce -0.1% |
| AMZN Amazon.com Inc. | 0.46% | 5,681 | $1.1M | Add +3.6% |
| XLU St Sr Utl SL SE SPDR ETF-Usd | 0.45% | 12,827 | $1.0M | Reduce -0.0% |
| ONEQ Fidelity Nasdaq Comp Indx | 0.44% | 14,023 | $1.0M | Add +54.6% |
| O Realty Income Corp. | 0.43% | 15,731 | $998K | Reduce -1.2% |
| DFUV Dimensional US Marketwide Va | 0.43% | 23,430 | $977K | Add +0.8% |
| IJH iShares Core S&P Midcap ETF | 0.41% | 15,086 | $940K | Reduce -1.3% |
| RFI Cohen & Steers Tot Ret RLTY | 0.41% | 71,127 | $931K | Reduce -1.0% |
| PDO PIMCO Dynamic Income Opport | 0.40% | 65,344 | $923K | Add +8.9% |
| OCSL Oaktree Specialty Lending Co. | 0.40% | 56,129 | $915K | Add +7.1% |
| XRNPX Cohen & Steers REIT and Pref | 0.40% | 38,588 | $913K | Add +1.8% |
| FVAL Fidelity Value Factor ETF | 0.39% | 14,925 | $904K | Add +0.8% |
| NVO Novo-Nordisk A/S-Spons ADR | 0.39% | 7,529 | $896K | Reduce -5.9% |
| GOOGL Alphabet Inc. Class A | 0.39% | 5,387 | $894K | Add +1.9% |
| MCD McDonald's Corp. | 0.38% | 2,884 | $878K | Reduce -1.0% |
| OXFORD LANE CAP CORP | 0.38% | 167,337 | $877K | Add +11.9% |
| MPT Medical Properties Trust Inc. | 0.38% | 149,338 | $874K | Add +0.8% |
| THQ Abrdn Healthcare Opport | 0.38% | 39,237 | $866K | Add +4.1% |
| OHI Omega Healthcare Investors | 0.38% | 21,268 | $866K | Add +26.2% |
| DOC Healthpeak Properties Inc. | 0.37% | 37,274 | $852K | Add +1.3% |
| XAWPX Abrdn Global Premier Propert | 0.37% | 184,338 | $852K | Reduce -1.9% |
| AVGO Broadcom Inc. | 0.37% | 4,933 | $851K | Reduce -0.3% |
| BX Blackstone Inc. | 0.37% | 5,503 | $843K | Reduce -3.9% |
| DFP Flaherty & Crumrine DYN Pref | 0.37% | 39,051 | $840K | Add +4.8% |
| REGN Regeneron Pharmaceuticals | 0.36% | 791 | $832K | Add +15.0% |
| PDI PIMCO Dynamic Income Fund | 0.36% | 40,984 | $831K | Add +11.7% |
| THW Abrdn World Healthcare Fund | 0.36% | 62,258 | $826K | Add +8.0% |
| BTO John Hancock Financial Opp | 0.36% | 24,862 | $824K | Reduce -2.8% |
| WPC WP Carey Inc. | 0.36% | 13,175 | $821K | Add +26.5% |
| JPC Nuveen Prefered & Income Opp | 0.36% | 101,361 | $818K | Add +6.4% |
| GLD SPDR Gold Shares | 0.36% | 3,356 | $816K | Add +0.0% |
| BGR BlackRock Enrgy & Res TR | 0.35% | 62,899 | $810K | Add +10.9% |
| VZ Verizon Communications Inc. | 0.34% | 17,522 | $787K | Reduce -1.6% |
| SBUX Starbucks Corp. | 0.34% | 8,026 | $782K | Reduce -0.9% |
| V Visa Inc. Class A | 0.34% | 2,845 | $782K | Reduce -0.8% |
| XCHYX Calamos Convert & High Inc. | 0.34% | 64,665 | $771K | Reduce -19.5% |
| ET Energy Transfer LP | 0.33% | 47,750 | $766K | Add +1.3% |
| DFAS Dimensional US Small Cap ETF | 0.33% | 11,629 | $754K | Reduce -0.3% |
| SPOT Spotify Technology SA | 0.33% | 2,044 | $753K | Add +63.8% |
| MDY State Street SPDR S&P Midcap | 0.32% | 1,308 | $745K | Add +14.0% |
| CCD Calamos DYN Convert & Inc. | 0.32% | 28,995 | $736K | Add +5.1% |
| PFE Pfizer Inc. | 0.31% | 24,813 | $718K | Add +22.3% |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 0.31% | 1,693 | $716K | Reduce -21.1% |
| MO Altria Group Inc. | 0.31% | 13,967 | $713K | Add +2.4% |
| WMT Walmart Inc. | 0.31% | 8,794 | $710K | Reduce -2.6% |
| MOAT Vaneck Morningstar Wide Moat | 0.31% | 7,313 | $709K | Add +7.4% |
| CVX Chevron Corp. | 0.31% | 4,807 | $708K | Reduce -8.8% |
| ARI Apollo Commercial Real Estat | 0.31% | 76,622 | $704K | Add +3.4% |
Options reported separately and not counted above: AAPL puts ($23K).
Other holdings (1): bonds, preferreds, convertibles and warrants · $456K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | 7,540 | $456K | New |
Total filed on the 13F, all lines: $229.8M.
Portfolio Sells Q2 2024 → Q3 2024
| GOF Guggenheim Strategic Opport | Sold out | 0.00% | −0.52 |
| CHI Calamos Convert Opport & Inc. | Reduce -51.0% | 0.24% | −0.28 |
| NEM Newmont Corp. | Sold out | 0.00% | −0.28 |
| GOOD Gladstone Commercial Corp. | Sold out | 0.00% | −0.27 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -7.6% | 2.19% | −0.22 |
| LLY Eli Lilly & Co. | Reduce -7.4% | 1.08% | −0.20 |
| DIS The Walt Disney Co. | Reduce -39.9% | 0.23% | −0.19 |
| MGPI MGP Ingredients Inc. | Sold out | 0.00% | −0.19 |
| MELI MercadoLibre Inc. | Sold out | 0.00% | −0.19 |
| NVDA Nvidia Corp. | Reduce -1.3% | 1.69% | −0.18 |
| GHI Greystone Housing Impact Inv | Reduce -28.4% | 0.27% | −0.16 |
| INTC Intel Corp. | Sold out | 0.00% | −0.15 |
| ABBV Abbvie Inc. | Reduce -38.5% | 0.28% | −0.15 |
| NVO Novo-Nordisk A/S-Spons ADR | Reduce -5.9% | 0.39% | −0.14 |
| ATLC Atlanticus Holdings Corp. | Sold out | 0.00% | −0.13 |
| CLS Celestica Inc. | Reduce -30.2% | 0.17% | −0.12 |
| EPD Enterprise Products Partners | Reduce -5.4% | 0.93% | −0.12 |
| SE Sea Ltd.-ADR | Reduce -50.6% | 0.17% | −0.11 |
| KWEB Kranesh Csi China Internet | Sold out | 0.00% | −0.11 |
| NUE Nucor Corp. | Sold out | 0.00% | −0.10 |
| HAL Halliburton Co. | Sold out | 0.00% | −0.10 |
| TCPC BlackRock TCP Capital Corp. | Reduce -0.8% | 0.23% | −0.09 |
| CXW Corecivic Inc. | Reduce -53.9% | 0.07% | −0.09 |
| GEO The Geo Group Inc. | Reduce -27.2% | 0.14% | −0.09 |
| XCHYX Calamos Convert & High Inc. | Reduce -19.5% | 0.34% | −0.08 |
| DIA SS SPDR Dow Jones Indus Avg | Reduce -21.1% | 0.31% | −0.08 |
| TIP iShares Tips Bond ETF | Reduce -2.5% | 1.26% | −0.08 |
| CVX Chevron Corp. | Reduce -8.8% | 0.31% | −0.08 |
| BA The Boeing Co. | Reduce -6.4% | 0.20% | −0.08 |
| IWY iShares Russell Top 200 Grow | Reduce -1.3% | 1.29% | −0.08 |
| NKE Nike Inc. Class B | Reduce -41.7% | 0.13% | −0.07 |
| INTU Intuit Inc. | Reduce -25.1% | 0.14% | −0.07 |
| DFAC Dimensional US Core Equity 2 | Reduce -1.9% | 2.08% | −0.06 |
| HALO Halozyme Therapeutics Inc. | Reduce -18.4% | 0.24% | −0.05 |
| BAC Bank of America Corp. | Reduce -1.4% | 0.47% | −0.04 |
| TMUS T-Mobile US Inc. | Reduce -23.5% | 0.21% | −0.04 |
| CBRE GBL REAL ESTATE INC FD | Reduce -28.5% | 0.24% | −0.04 |
| CVS CVS Health Corp. | Reduce -22.5% | 0.11% | −0.03 |
| XOM Exxon Mobil Corp. | Reduce -0.8% | 0.53% | −0.03 |
| PFF iShares Preferred & Income S | Reduce -23.6% | 0.09% | −0.03 |
| JPM JPMorgan Chase & Co. | Reduce -0.9% | 0.80% | −0.03 |
| AMAT Applied Materials Inc. | Reduce -4.5% | 0.09% | −0.03 |
| ITOT iShares Core S&P Total U.S. | Reduce -0.6% | 1.32% | −0.03 |
| GBTC Grayscale Bitcoin Trust ETF | Reduce -0.1% | 0.15% | −0.02 |
| PAA Plains All Amer Pipeline LP | Reduce -3.6% | 0.13% | −0.02 |
| HTD John Hancock Tax Adv DVD Inc. | Reduce -10.0% | 0.53% | −0.02 |
| PBR Petroleo Brasileiro-Spon ADR | Reduce -11.5% | 0.08% | −0.02 |
| VOO Vanguard S&P 500 ETF | Reduce -11.9% | 0.11% | −0.02 |
| PEP Pepsico Inc. | Reduce -1.9% | 0.27% | −0.02 |
| GD General Dynamics Corp. | Reduce -6.8% | 0.15% | −0.02 |
Portfolio Buys Q2 2024 → Q3 2024
| OUNZ Vaneck Merk Gold ETF | Add +10.4% | 2.11% | +0.30 |
| AMGN Amgen Inc. | Add +95.5% | 0.59% | +0.28 |
| OPRA Opera Ltd.-ADR | New | 0.22% | +0.22 |
| NICE Nice Ltd. - Spon ADR | New | 0.20% | +0.20 |
| AMLP Alerian MLP ETF | Add +48.5% | 0.75% | +0.20 |
| XLK SS Technology Select Sector | Add +56.4% | 0.53% | +0.17 |
| SPOT Spotify Technology SA | Add +63.8% | 0.33% | +0.15 |
| TSLA Tesla Inc. | Add +1.9% | 0.71% | +0.15 |
| ONEQ Fidelity Nasdaq Comp Indx | Add +54.6% | 0.44% | +0.14 |
| ERO Ero Copper Corp. | New | 0.13% | +0.13 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +2.9% | 1.50% | +0.12 |
| OHI Omega Healthcare Investors | Add +26.2% | 0.38% | +0.11 |
| AQN Algonquin Power & Utilities | Add +101.2% | 0.25% | +0.11 |
| IRM Iron Mountain Inc. | New | 0.10% | +0.10 |
| SO The Southern Co. | New | 0.10% | +0.10 |
| HIW Highwoods Properties Inc. | New | 0.09% | +0.09 |
| ARE Alexandria Real Estate Equit | New | 0.09% | +0.09 |
| HCA HCA Healthcare Inc. | New | 0.09% | +0.09 |
| BIZD Vaneck BDC Income ETF | Add +23.3% | 0.91% | +0.09 |
| ED Consolidated Edison Inc. | New | 0.09% | +0.09 |
| UBER Uber Technologies Inc. | New | 0.09% | +0.09 |
| AXP American Express Co. | New | 0.09% | +0.09 |
| WPC WP Carey Inc. | Add +26.5% | 0.36% | +0.09 |
| DFAX Dimensional World Ex US Core | New | 0.09% | +0.09 |
| MLCO Melco Resorts & Entert-ADR | Add +48.0% | 0.29% | +0.09 |
| LVS Las Vegas Sands Corp. | New | 0.09% | +0.09 |
| EDIV State Street SPDR S&P Emergi | New | 0.09% | +0.09 |
| MPT Medical Properties Trust Inc. | Add +0.8% | 0.38% | +0.08 |
| PFFA Virtus Infracap US Pref STCK | Add +8.2% | 0.83% | +0.07 |
| MRK Merck & Co. Inc. | Add +37.6% | 0.47% | +0.07 |
| IVV iShares Core S&P 500 ETF | Add +35.6% | 0.27% | +0.07 |
| XIFR XPLR Infrastructure LP | Add +38.3% | 0.30% | +0.07 |
| GSBD Goldman Sachs BDC Inc. | New | 0.06% | +0.06 |
| WBA Walgreens Boots Alliance Inc. | New | 0.05% | +0.05 |
| PFE Pfizer Inc. | Add +22.3% | 0.31% | +0.05 |
| SPYG SS SPDR P S&P 500 Growth ETF | Add +43.3% | 0.17% | +0.05 |
| IWM iShares Russell 2000 ETF | Add +24.2% | 0.22% | +0.05 |
| UTG Reaves Utility Income Fund | Add +5.8% | 0.28% | +0.04 |
| JXN Jackson Financial Inc. Class A | Add +7.3% | 0.22% | +0.04 |
| JEPI JPMorgan Equity Premium Inco | Add +20.8% | 0.26% | +0.04 |
| PDI PIMCO Dynamic Income Fund | Add +11.7% | 0.36% | +0.04 |
| BTX BlackRock Tech & Priv Eqty | New | 0.04% | +0.04 |
| MDY State Street SPDR S&P Midcap | Add +14.0% | 0.32% | +0.04 |
| XRNPX Cohen & Steers REIT and Pref | Add +1.8% | 0.40% | +0.04 |
| HAFN Hafnia Ltd. | New | 0.04% | +0.04 |
| DOC Healthpeak Properties Inc. | Add +1.3% | 0.37% | +0.03 |
| HFRO Highland Opport & Income | Add +27.6% | 0.24% | +0.03 |
| NGG National Grid PLC-SP ADR | Add +9.1% | 0.17% | +0.03 |
| EPR Epr Properties | Add +3.8% | 0.29% | +0.03 |
| MOAT Vaneck Morningstar Wide Moat | Add +7.4% | 0.31% | +0.03 |
Notes & Other Activity Q2 2024 → Q3 2024
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | New | 7,540 | $456K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 330 | $311.0M | AAPL, SPY, OUNZ, IWY, DGRO |
| Q1 2026 | 316 | $280.4M | AAPL, OUNZ, SPY, GLD, DGRO |
| Q4 2025 | 310 | $280.5M | AAPL, OUNZ, MSFT, SPY, ITOT |
| Q3 2025 | 324 | $288.5M | AAPL, OUNZ, NVDA, SPY, MSFT |
| Q2 2025 | 292 | $259.1M | AAPL, MSFT, SPY, OUNZ, NVDA |
| Q1 2025 | 315 | $245.6M | AAPL, OUNZ, SPY, BRK.B, MSFT |
| Q4 2024 | 292 | $232.5M | AAPL, SPY, OUNZ, MSFT, NVDA |
| Q3 2024 | 283 | $229.3M | AAPL, SPY, OUNZ, DFAC, MSFT |
| Q2 2024 | 274 | $214.0M | AAPL, SPY, MSFT, DFAC, NVDA |
| Q1 2024 | 277 | $209.8M | AAPL, SPY, DFAC, MSFT, OUNZ |