SFI Advisors, LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 13, 2024), SFI Advisors, LLC reported 76 stock positions worth $140.1 million. Its top holding was First Trust Financial Alphad (FXO) at 4.7% of the portfolio, followed by Apple (AAPL, 4.6%) and JPMorgan Active Value ETF (JAVA, 4.4%). Compared with Q2 2024, it opened 13 new positions, sold out of 12, added to 26 and reduced 29. The biggest buy was a new position in Global X Art Intel & Tech (AIQ) and the biggest sale First Trust Nasdaq Artificia (ROBT, shares −49%).
- Most Recent 13F
- Q2 2026
- Location
- Montclair, NJ
- CIK
- 0001911308
- Portfolio Value
- $140.1M (Q3 2024)
- SEC Filing
- 0001172661-24-004618 ↗ filed Nov 13, 2024
Holdings Value
Holdings 76 stocks · $140.1M
| FXO First Trust Financial Alphad | 4.74% | 129,946 | $6.6M | Reduce -1.3% |
| AAPL Apple Inc. | 4.60% | 27,670 | $6.4M | Reduce -0.1% |
| JAVA JPMorgan Active Value ETF | 4.36% | 95,352 | $6.1M | Reduce -1.1% |
| IAI iShares U.S. Broker-Dealers | 4.18% | 45,603 | $5.9M | Reduce -3.0% |
| IGV iShares Expanded Tech-Softwa | 4.03% | 63,225 | $5.7M | Add +1.2% |
| XTL SS SPDR S&P Telecom ETF | 4.01% | 55,895 | $5.6M | Add +3.2% |
| CIBR First Trust Nasdaq Cybersecu | 3.78% | 89,515 | $5.3M | Add +0.1% |
| FDN First Trust DJ Internet Ind | 3.78% | 24,994 | $5.3M | Add +1.5% |
| XSD SS SPDR S&P Semiconductor | 3.46% | 20,186 | $4.8M | Add +2.2% |
| IYK iShares US Consumer Staples | 3.41% | 67,644 | $4.8M | Reduce -1.5% |
| FDIS Fidelity MSCI Cons Discr Ind | 3.40% | 53,921 | $4.8M | Reduce -1.0% |
| IBUY Amplify Online Retail ETF | 3.19% | 73,260 | $4.5M | Reduce -0.7% |
| PTH Invesco Dorsey Wright Health | 3.15% | 94,923 | $4.4M | Reduce -1.4% |
| FBT First Trust Nyse Arca Biotec | 3.13% | 25,471 | $4.4M | Add +0.3% |
| FCLD Fidelity Cloud Computing ETF | 3.02% | 173,023 | $4.2M | Add +6.1% |
| XHE SS SPDR S&P HC Equip ETF | 2.66% | 41,216 | $3.7M | Add +0.1% |
| FPXI First Trust International Eq | 2.50% | 72,561 | $3.5M | Add +0.9% |
| XAR SS SPDR S&P Aerospace Def | 2.34% | 20,831 | $3.3M | Add +0.8% |
| COWZ Pacer US Cash Cows 100 ETF | 2.25% | 54,610 | $3.2M | Add +1.8% |
| AIQ Global X Art Intel & Tech | 2.24% | 84,447 | $3.1M | New |
| IPO Renaissance Ipo ETF | 2.11% | 68,818 | $3.0M | Add +4.8% |
| AIA iShares Asia 50 ETF | 2.07% | 40,169 | $2.9M | Add +3.0% |
| IQLT iShares MSCI International Q | 1.91% | 64,436 | $2.7M | Add +7.8% |
| FTXN First Trust Nasdaq Oil & Gas | 1.90% | 91,850 | $2.7M | Add +0.9% |
| PAVE Global X US Infrastructure | 1.90% | 64,528 | $2.7M | Add +48.0% |
| VBK Van Morst SML-Cap Gro-Usd Inc. | 1.67% | 8,777 | $2.3M | Reduce -32.8% |
| ROBT First Trust Nasdaq Artificia | 1.67% | 53,339 | $2.3M | Reduce -49.2% |
| EWW iShares MSCI Mexico ETF | 1.67% | 43,444 | $2.3M | Add +10.5% |
| IWC iShares Micro-Cap ETF | 0.89% | 10,130 | $1.2M | New |
| WCLD Wisdomtree Cloud Computing | 0.82% | 35,911 | $1.1M | Reduce -0.3% |
| PSI Invesco Semiconductors ETF | 0.79% | 19,141 | $1.1M | Reduce -1.3% |
| SPGP Invesco S&P 500 Garp ETF | 0.77% | 10,270 | $1.1M | Reduce -3.3% |
| CCEL Cryo-Cell Intl Inc. | 0.75% | 165,300 | $1.1M | No change |
| FDT First Trust Develp MKT Ex-US | 0.73% | 17,749 | $1.0M | Reduce -0.0% |
| FEMS First Trust Emerging Markets | 0.67% | 22,806 | $937K | Reduce -0.1% |
| RFI Cohen & Steers Tot Ret RLTY | 0.66% | 70,854 | $927K | New |
| XSOE Wisdmtree Emerg MKT Ex-St Ow | 0.63% | 26,681 | $881K | Reduce -3.6% |
| PFFA Virtus Infracap US Pref STCK | 0.56% | 34,620 | $790K | New |
| XCHYX Calamos Convert & High Inc. | 0.54% | 63,194 | $754K | New |
| HIX Western Asset High Inc. II | 0.51% | 158,229 | $714K | Add +25.8% |
| XPND First Trust Expanded Tech | 0.48% | 23,286 | $669K | Reduce -2.5% |
| CCIF Carlyle Credit Income Fund | 0.46% | 77,496 | $638K | Add +5.6% |
| JBBB Janus Henderson B-BBB Clo Et | 0.43% | 12,448 | $609K | New |
| HYI Western Asset High Yield Opp | 0.41% | 46,006 | $570K | Add +12.7% |
| ACP Abrdn Income Credit Strat | 0.39% | 81,657 | $541K | New |
| FAX Abrdn Asia-Pacific Income | 0.38% | 31,001 | $539K | Add +21.4% |
| PML PIMCO Municipal Income FD II | 0.37% | 55,371 | $520K | Add +10.3% |
| SIMS SS SPDR S&P Kensho Is ETF | 0.37% | 14,939 | $515K | Reduce -56.9% |
| PHK PIMCO High Income Fund | 0.35% | 98,410 | $492K | Add +145.6% |
| EFAD Proshares Eafe DVD Growers | 0.34% | 11,443 | $479K | Reduce -42.5% |
| NFLX Netflix Inc. | 0.34% | 664 | $471K | No change |
| MLPA Global X MLP ETF | 0.33% | 9,569 | $459K | New |
| NUW Nuveen Amt-Free Muni Val | 0.32% | 31,120 | $443K | New |
| JETS US Global Jets ETF | 0.31% | 21,021 | $436K | No change |
| BBN BlackRock Taxable Muni BND | 0.30% | 23,833 | $425K | Add +10.6% |
| HFRO Highland Opport & Income | 0.28% | 63,982 | $392K | Add +1.6% |
| HYDB iShares High Yield Systemati | 0.24% | 6,965 | $335K | New |
| XFOFX Cohen & Steers Closed-End Op | 0.23% | 25,094 | $326K | Add +3.2% |
| CII BlackRock Enhan LRG Cap Core | 0.19% | 13,817 | $272K | New |
| HYIN Wisdomtree PRV CRD & Alt Inc. | 0.19% | 13,652 | $260K | No change |
| XEFRX Eaton Vance Sr FLTG Rate TR | 0.18% | 20,006 | $255K | New |
| PFD Flaherty & Crumrin Pre&inc F | 0.16% | 19,073 | $228K | Reduce -78.9% |
| ILF iShares Latin America 40 ETF | 0.15% | 8,247 | $214K | No change |
| PEJ Invesco Leisure & Entertainm | 0.15% | 4,446 | $212K | Reduce -23.8% |
| PTY PIMCO Corporate & Income Opp | 0.14% | 13,868 | $200K | No change |
| GCV Gabelli Convert & Inc. Sec | 0.14% | 52,291 | $192K | Reduce -78.2% |
| XAWFX Alliancebernstein GL Hi Inc. | 0.14% | 16,922 | $192K | Reduce -5.2% |
| FINS Angel Oak Financ Strat Inc. | 0.13% | 13,513 | $179K | Reduce -2.2% |
| XFFCX Flaherty & Crumrine Pref Inc. | 0.12% | 10,507 | $172K | No change |
| XJQCX Nuveen Credit Strategies Inc. | 0.12% | 28,006 | $162K | Reduce -6.7% |
| XAWPX Abrdn Global Premier Propert | 0.11% | 33,772 | $156K | Reduce -43.4% |
| DMO Western Asset Mort Def Opp | 0.11% | 12,928 | $155K | No change |
| EDF VSH Emerging Markets Income filed as VIRTUS STONE HBR EMRG MKTS I | 0.09% | 24,128 | $126K | Reduce -2.8% |
| TELFY Telefonica SA-Spon ADR | 0.05% | 13,915 | $68K | New |
| EOD Allspring Global Dividend Op | 0.04% | 11,837 | $59K | Reduce -4.3% |
| NCZ Virtus Convertible & Inc. FD | 0.03% | 12,339 | $38K | Reduce -24.1% |
Portfolio Sells Q2 2024 → Q3 2024
| ROBT First Trust Nasdaq Artificia | Reduce -49.2% | 1.67% | −1.76 |
| VBK Van Morst SML-Cap Gro-Usd Inc. | Reduce -32.8% | 1.67% | −0.84 |
| PFD Flaherty & Crumrin Pre&inc F | Reduce -78.9% | 0.16% | −0.56 |
| CBRE GBL REAL ESTATE INC FD | Sold out | 0.00% | −0.56 |
| GCV Gabelli Convert & Inc. Sec | Reduce -78.2% | 0.14% | −0.54 |
| SIMS SS SPDR S&P Kensho Is ETF | Reduce -56.9% | 0.37% | −0.52 |
| PAI Western Asset Investment Gra | Sold out | 0.00% | −0.43 |
| PDI PIMCO Dynamic Income Fund | Sold out | 0.00% | −0.32 |
| KYN Kayne Anderson Energy Infra | Sold out | 0.00% | −0.30 |
| IQDY NT Intl Qual Div DYN ETF | Sold out | 0.00% | −0.26 |
| BDJ BlackRock Enhanced Eqty DVD | Sold out | 0.00% | −0.24 |
| EFAD Proshares Eafe DVD Growers | Reduce -42.5% | 0.34% | −0.24 |
| BTZ BlackRock Credit Allocation | Sold out | 0.00% | −0.23 |
| XOM Exxon Mobil Corp. | Sold out | 0.00% | −0.18 |
| XPMQX PIMCO Muni Income Fund III | Sold out | 0.00% | −0.16 |
| PSI Invesco Semiconductors ETF | Reduce -1.3% | 0.79% | −0.15 |
| XFAMX First Trust/Abrdn Global Opp | Sold out | 0.00% | −0.11 |
| NHS Neuberger High Yield Strateg | Sold out | 0.00% | −0.11 |
| HYT BlackRock Corp. Hi YLD | Sold out | 0.00% | −0.08 |
| SPGP Invesco S&P 500 Garp ETF | Reduce -3.3% | 0.77% | −0.07 |
| IYK iShares US Consumer Staples | Reduce -1.5% | 3.41% | −0.07 |
| XAWPX Abrdn Global Premier Propert | Reduce -43.4% | 0.11% | −0.06 |
| WCLD Wisdomtree Cloud Computing | Reduce -0.3% | 0.82% | −0.06 |
| PEJ Invesco Leisure & Entertainm | Reduce -23.8% | 0.15% | −0.05 |
| IAI iShares U.S. Broker-Dealers | Reduce -3.0% | 4.18% | −0.05 |
| FEMS First Trust Emerging Markets | Reduce -0.1% | 0.67% | −0.05 |
| JAVA JPMorgan Active Value ETF | Reduce -1.1% | 4.36% | −0.04 |
| XPND First Trust Expanded Tech | Reduce -2.5% | 0.48% | −0.04 |
| PTH Invesco Dorsey Wright Health | Reduce -1.4% | 3.15% | −0.04 |
| XSOE Wisdmtree Emerg MKT Ex-St Ow | Reduce -3.6% | 0.63% | −0.02 |
| FDT First Trust Develp MKT Ex-US | Reduce -0.0% | 0.73% | −0.02 |
| XJQCX Nuveen Credit Strategies Inc. | Reduce -6.7% | 0.12% | −0.01 |
| EDF VSH Emerging Markets Income | Reduce -2.8% | 0.09% | −0.01 |
| NCZ Virtus Convertible & Inc. FD | Reduce -24.1% | 0.03% | −0.01 |
| XAWFX Alliancebernstein GL Hi Inc. | Reduce -5.2% | 0.14% | −0.01 |
| FINS Angel Oak Financ Strat Inc. | Reduce -2.2% | 0.13% | −0.00 |
| EOD Allspring Global Dividend Op | Reduce -4.3% | 0.04% | −0.00 |
| FDIS Fidelity MSCI Cons Discr Ind | Reduce -1.0% | 3.40% | +0.00 |
| FXO First Trust Financial Alphad | Reduce -1.3% | 4.74% | +0.05 |
| IBUY Amplify Online Retail ETF | Reduce -0.7% | 3.19% | +0.06 |
| AAPL Apple Inc. | Reduce -0.1% | 4.60% | +0.11 |
Portfolio Buys Q2 2024 → Q3 2024
| AIQ Global X Art Intel & Tech | New | 2.24% | +2.24 |
| IWC iShares Micro-Cap ETF | New | 0.89% | +0.89 |
| XTL SS SPDR S&P Telecom ETF | Add +3.2% | 4.01% | +0.79 |
| RFI Cohen & Steers Tot Ret RLTY | New | 0.66% | +0.66 |
| PAVE Global X US Infrastructure | Add +48.0% | 1.90% | +0.65 |
| PFFA Virtus Infracap US Pref STCK | New | 0.56% | +0.56 |
| XCHYX Calamos Convert & High Inc. | New | 0.54% | +0.54 |
| JBBB Janus Henderson B-BBB Clo Et | New | 0.43% | +0.43 |
| ACP Abrdn Income Credit Strat | New | 0.39% | +0.39 |
| MLPA Global X MLP ETF | New | 0.33% | +0.33 |
| NUW Nuveen Amt-Free Muni Val | New | 0.32% | +0.32 |
| HYDB iShares High Yield Systemati | New | 0.24% | +0.24 |
| PHK PIMCO High Income Fund | Add +145.6% | 0.35% | +0.20 |
| CII BlackRock Enhan LRG Cap Core | New | 0.19% | +0.19 |
| XEFRX Eaton Vance Sr FLTG Rate TR | New | 0.18% | +0.18 |
| FBT First Trust Nyse Arca Biotec | Add +0.3% | 3.13% | +0.11 |
| IQLT iShares MSCI International Q | Add +7.8% | 1.91% | +0.11 |
| XAR SS SPDR S&P Aerospace Def | Add +0.8% | 2.34% | +0.11 |
| HIX Western Asset High Inc. II | Add +25.8% | 0.51% | +0.09 |
| FAX Abrdn Asia-Pacific Income | Add +21.4% | 0.38% | +0.07 |
| IPO Renaissance Ipo ETF | Add +4.8% | 2.11% | +0.07 |
| AIA iShares Asia 50 ETF | Add +3.0% | 2.07% | +0.06 |
| TELFY Telefonica SA-Spon ADR | New | 0.05% | +0.05 |
| HYI Western Asset High Yield Opp | Add +12.7% | 0.41% | +0.04 |
| PML PIMCO Municipal Income FD II | Add +10.3% | 0.37% | +0.04 |
| BBN BlackRock Taxable Muni BND | Add +10.6% | 0.30% | +0.03 |
| XFOFX Cohen & Steers Closed-End Op | Add +3.2% | 0.23% | +0.01 |
| COWZ Pacer US Cash Cows 100 ETF | Add +1.8% | 2.25% | +0.00 |
| CCIF Carlyle Credit Income Fund | Add +5.6% | 0.46% | −0.01 |
| XHE SS SPDR S&P HC Equip ETF | Add +0.1% | 2.66% | −0.01 |
| FCLD Fidelity Cloud Computing ETF | Add +6.1% | 3.02% | −0.02 |
| HFRO Highland Opport & Income | Add +1.6% | 0.28% | −0.02 |
| EWW iShares MSCI Mexico ETF | Add +10.5% | 1.67% | −0.05 |
| FPXI First Trust International Eq | Add +0.9% | 2.50% | −0.10 |
| CIBR First Trust Nasdaq Cybersecu | Add +0.1% | 3.78% | −0.10 |
| FDN First Trust DJ Internet Ind | Add +1.5% | 3.78% | −0.11 |
| IGV iShares Expanded Tech-Softwa | Add +1.2% | 4.03% | −0.15 |
| FTXN First Trust Nasdaq Oil & Gas | Add +0.9% | 1.90% | −0.27 |
| XSD SS SPDR S&P Semiconductor | Add +2.2% | 3.46% | −0.31 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 55 | $115.9M | VPX, AAPL, AIS, CIBR, BIL |
| Q1 2026 | 48 | $95.2M | VPX, AAPL, BIL, FXO, IVE |
| Q4 2025 | 66 | $156.0M | BIL, XTL, AAPL, IAI, FXO |
| Q3 2025 | 62 | $157.0M | BIL, XTL, IAI, AAPL, FXO |
| Q2 2025 | 57 | $144.5M | BIL, IAI, FXO, IGV, CIBR |
| Q1 2025 | 72 | $135.3M | FXO, IVE, AAPL, IAI, CIBR |
| Q4 2024 | 82 | $142.5M | AAPL, FXO, IAI, IGV, JAVA |
| Q3 2024 | 76 | $140.1M | FXO, AAPL, JAVA, IAI, IGV |
| Q2 2024 | 75 | $129.8M | FXO, AAPL, JAVA, IAI, IGV |
| Q1 2024 | 76 | $127.5M | FXO, JAVA, IAI, IGV, FDN |