Shepherd Kaplan Krochuk, LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 14, 2024), Shepherd Kaplan Krochuk, LLC reported 55 stock positions worth $132.6 million. Its top holding was Apple (AAPL) at 8.2% of the portfolio, followed by Vaneck Fallen Angel High YLD (ANGL, 6.5%) and iShares MSCI USA Min Vol Fac (USMV, 5.6%). Compared with Q2 2024, it opened 5 new positions, sold out of 7, added to 20 and reduced 19. The biggest buy was PIMCO 25+ YR Zero CPN US Tif (ZROZ, shares +162%) and the biggest sale JPMorgan Equity Premium Inco (JEPI, shares −44%).
- Most Recent 13F
- Q2 2026
- Location
- Boston, MA
- CIK
- 0001218583
- Portfolio Value
- $132.6M (Q3 2024)
- SEC Filing
- 0000919574-24-006588 ↗ filed Nov 14, 2024
Holdings Value
Holdings 55 stocks · $132.6M
| AAPL Apple Inc. | 8.18% | 46,557 | $10.8M | Reduce -2.7% |
| ANGL Vaneck Fallen Angel High YLD | 6.51% | 293,475 | $8.6M | Add +20.5% |
| USMV iShares MSCI USA Min Vol Fac | 5.58% | 80,969 | $7.4M | Reduce -11.3% |
| CPB The Campbell's Company filed as CAMPBELL SOUP CO | 5.40% | 146,352 | $7.2M | Reduce -4.6% |
| SCHV Schwab US Large-Cap Value | 4.68% | 77,193 | $6.2M | Reduce -9.3% |
| ZROZ PIMCO 25+ YR Zero CPN US Tif | 4.41% | 70,976 | $5.8M | Add +161.8% |
| JQUA JPMorgan US Quality Factor | 3.98% | 93,225 | $5.3M | Reduce -13.8% |
| SHV iShares 0-1 Year Treasury Bo | 3.78% | 45,332 | $5.0M | Add +29.3% |
| BRK.B Berkshire Hathaway Inc. Class B | 3.17% | 9,126 | $4.2M | Add +2.6% |
| ET Energy Transfer LP | 3.06% | 252,703 | $4.1M | Add +0.1% |
| SCHD Schwab US DVD Equity ETF | 3.03% | 47,461 | $4.0M | Reduce -4.4% |
| CORP PIMCO Inv Grade Corp. BD ETF | 2.83% | 37,698 | $3.7M | Add +3.5% |
| MTUM iShares MSCI USA Momentum Fa | 2.81% | 18,381 | $3.7M | Reduce -19.1% |
| IJR iShares Core S&P Small-Cap E | 2.72% | 30,855 | $3.6M | Reduce -3.9% |
| JMBS Janus Henderson Mortg Backed | 2.65% | 75,417 | $3.5M | Add +8.2% |
| ACWI iShares MSCI Acwi ETF | 2.46% | 27,294 | $3.3M | No change |
| AMLP Alerian MLP ETF | 2.22% | 62,432 | $2.9M | Add +0.2% |
| JEPI JPMorgan Equity Premium Inco | 2.10% | 46,860 | $2.8M | Reduce -43.6% |
| VNQ Vanguard Real Estate ETF | 2.08% | 28,253 | $2.8M | Add +10.3% |
| HDEF Xtrackers MSCI Eafe High Div | 1.74% | 85,696 | $2.3M | Reduce -20.2% |
| SGOV iShares 0-3 Month Treasury B | 1.70% | 22,431 | $2.3M | Add +28.2% |
| VTI VG Morningstar TS MKT ETF-US | 1.64% | 7,676 | $2.2M | Add +28.7% |
| SSPY Stratified Largecp Index ETF | 1.63% | 27,321 | $2.2M | New |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 1.58% | 7,925 | $2.1M | Add +0.8% |
| PGX Invesco Preferred ETF | 1.53% | 164,436 | $2.0M | Reduce -0.9% |
| KMI Kinder Morgan Inc. | 1.25% | 74,874 | $1.7M | Reduce -4.5% |
| MRK Merck & Co. Inc. | 1.18% | 13,748 | $1.6M | Add +63.0% |
| SPDN Dir DLY SP 500 BR 1X ETF-Usi | 1.07% | 126,749 | $1.4M | Reduce -35.6% |
| GSK GSK PLC-Spon ADR | 0.99% | 31,956 | $1.3M | Add +0.2% |
| NFLX Netflix Inc. | 0.93% | 1,735 | $1.2M | No change |
| VIOO Vanguard S&P Small-Cap 600 E | 0.90% | 10,974 | $1.2M | No change |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.89% | 3,083 | $1.2M | Add +0.2% |
| MDT Medtronic PLC | 0.81% | 11,934 | $1.1M | Reduce -1.9% |
| DUK Duke Energy Corp. | 0.80% | 9,194 | $1.1M | Reduce -12.0% |
| JPEM JPM Diversified Ret Em Equit filed as J P MORGAN EXCHANGE TRADED F | 0.77% | 18,016 | $1.0M | Reduce -20.8% |
| GDX Vaneck Gold Miners ETF | 0.74% | 24,666 | $982K | Add +1.5% |
| IVV iShares Core S&P 500 ETF | 0.69% | 1,582 | $913K | Add +4.8% |
| PFE Pfizer Inc. | 0.66% | 30,212 | $874K | Reduce -4.2% |
| VTEB Vanguard Tax-Exempt Bond ETF | 0.61% | 15,724 | $804K | No change |
| IVW iShares S&P 500 Growth ETF | 0.59% | 8,101 | $776K | Add +2.1% |
| XBI SS SPDR S&P Biotech ETF | 0.58% | 7,769 | $768K | No change |
| SHUS Stratified Largecap HDGD ETF | 0.57% | 17,419 | $754K | New |
| GSIE Goldman Sachs Activebeta Int | 0.56% | 20,615 | $746K | Reduce -28.5% |
| EPD Enterprise Products Partners | 0.49% | 22,538 | $656K | No change |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.49% | 2,947 | $652K | Add +57.9% |
| VOO Vanguard S&P 500 ETF | 0.46% | 1,167 | $616K | Add +0.1% |
| NEM Newmont Corp. | 0.44% | 10,921 | $584K | Reduce -0.8% |
| NUV Nuveen Municipal Value | 0.42% | 61,432 | $554K | No change |
| IBIT iShares Bitcoin Trust ETF | 0.36% | 13,127 | $474K | No change |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.25% | 587 | $337K | New |
| OSEA Harbor Intl Compounders ETF | 0.25% | 11,598 | $336K | New |
| T AT&T Inc. | 0.23% | 14,076 | $310K | No change |
| BIV Vanguard Intermediate-Term B | 0.19% | 3,193 | $250K | New |
| GLD SPDR Gold Shares | 0.18% | 992 | $241K | No change |
| V Visa Inc. Class A | 0.17% | 836 | $230K | No change |
Portfolio Sells Q2 2024 → Q3 2024
| JEPI JPMorgan Equity Premium Inco | Reduce -43.6% | 2.10% | −1.61 |
| GD General Dynamics Corp. | Sold out | 0.00% | −1.13 |
| BX Blackstone Inc. | Sold out | 0.00% | −1.05 |
| SYNTAX STRATIFIED LARGE CAP | Sold out | 0.00% | −1.05 |
| SPDN Dir DLY SP 500 BR 1X ETF-Usi | Reduce -35.6% | 1.07% | −0.76 |
| MTUM iShares MSCI USA Momentum Fa | Reduce -19.1% | 2.81% | −0.69 |
| SYNTAX STRAT US TOT MKT HDG | Sold out | 0.00% | −0.56 |
| SYUS Syntax Stratified US Total M | Sold out | 0.00% | −0.54 |
| JQUA JPMorgan US Quality Factor | Reduce -13.8% | 3.98% | −0.54 |
| TBF Proshares Short 20+ Treasury | Sold out | 0.00% | −0.54 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -11.3% | 5.58% | −0.48 |
| HDEF Xtrackers MSCI Eafe High Div | Reduce -20.2% | 1.74% | −0.33 |
| SCHV Schwab US Large-Cap Value | Reduce -9.3% | 4.68% | −0.30 |
| GSIE Goldman Sachs Activebeta Int | Reduce -28.5% | 0.56% | −0.20 |
| JPEM JPM Diversified Ret Em Equit | Reduce -20.8% | 0.77% | −0.20 |
| CPB The Campbell's Company | Reduce -4.6% | 5.40% | −0.07 |
| PFE Pfizer Inc. | Reduce -4.2% | 0.66% | −0.04 |
| DUK Duke Energy Corp. | Reduce -12.0% | 0.80% | −0.03 |
| SCHD Schwab US DVD Equity ETF | Reduce -4.4% | 3.03% | −0.02 |
| BIOVIE INC | Sold out | 0.00% | −0.01 |
| KMI Kinder Morgan Inc. | Reduce -4.5% | 1.25% | +0.02 |
| PGX Invesco Preferred ETF | Reduce -0.9% | 1.53% | +0.02 |
| IJR iShares Core S&P Small-Cap E | Reduce -3.9% | 2.72% | +0.02 |
| MDT Medtronic PLC | Reduce -1.9% | 0.81% | +0.05 |
| NEM Newmont Corp. | Reduce -0.8% | 0.44% | +0.08 |
| AAPL Apple Inc. | Reduce -2.7% | 8.18% | +0.23 |
Portfolio Buys Q2 2024 → Q3 2024
| ZROZ PIMCO 25+ YR Zero CPN US Tif | Add +161.8% | 4.41% | +2.80 |
| SSPY Stratified Largecp Index ETF | New | 1.63% | +1.63 |
| ANGL Vaneck Fallen Angel High YLD | Add +20.5% | 6.51% | +1.07 |
| SHV iShares 0-1 Year Treasury Bo | Add +29.3% | 3.78% | +0.72 |
| SHUS Stratified Largecap HDGD ETF | New | 0.57% | +0.57 |
| VNQ Vanguard Real Estate ETF | Add +10.3% | 2.08% | +0.38 |
| VTI VG Morningstar TS MKT ETF-US | Add +28.7% | 1.64% | +0.38 |
| MRK Merck & Co. Inc. | Add +63.0% | 1.18% | +0.35 |
| SGOV iShares 0-3 Month Treasury B | Add +28.2% | 1.70% | +0.31 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +2.6% | 3.17% | +0.31 |
| SPY SS SPDR S&P 500 ETF Trust-US | New | 0.25% | +0.25 |
| OSEA Harbor Intl Compounders ETF | New | 0.25% | +0.25 |
| IBM Intl Business Machines Corp. | Add +57.9% | 0.49% | +0.24 |
| JMBS Janus Henderson Mortg Backed | Add +8.2% | 2.65% | +0.19 |
| BIV Vanguard Intermediate-Term B | New | 0.19% | +0.19 |
| CORP PIMCO Inv Grade Corp. BD ETF | Add +3.5% | 2.83% | +0.09 |
| GDX Vaneck Gold Miners ETF | Add +1.5% | 0.74% | +0.09 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Add +0.8% | 1.58% | +0.07 |
| IVV iShares Core S&P 500 ETF | Add +4.8% | 0.69% | +0.04 |
| GSK GSK PLC-Spon ADR | Add +0.2% | 0.99% | +0.02 |
| IVW iShares S&P 500 Growth ETF | Add +2.1% | 0.59% | +0.01 |
| VOO Vanguard S&P 500 ETF | Add +0.1% | 0.46% | +0.00 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +0.2% | 0.89% | −0.02 |
| AMLP Alerian MLP ETF | Add +0.2% | 2.22% | −0.14 |
| ET Energy Transfer LP | Add +0.1% | 3.06% | −0.18 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 62 | $125.9M | VTI, AAPL, USMV, ANGL, SCHV |
| Q1 2026 | 61 | $119.0M | VTI, ANGL, AAPL, USMV, SCHV |
| Q4 2025 | 64 | $121.1M | VTI, ANGL, AAPL, USMV, SCHV |
| Q3 2025 | 61 | $121.8M | ANGL, VTI, AAPL, USMV, MTUM |
| Q2 2025 | 57 | $115.1M | ANGL, USMV, AAPL, VTI, SCHV |
| Q1 2025 | 58 | $116.8M | ANGL, USMV, AAPL, SCHV, CPB |
| Q4 2024 | 51 | $119.6M | SHV, ANGL, AAPL, USMV, CPB |
| Q3 2024 | 55 | $132.6M | AAPL, ANGL, USMV, CPB, SCHV |
| Q2 2024 | 57 | $126.6M | AAPL, USMV, CPB, ANGL, SCHV |
| Q1 2024 | 55 | $125.3M | AAPL, USMV, ANGL, CPB, SHV |