Smith Asset Management Co., LLC
In its 13F for Q2 2026 (holdings as of June 30, 2026, filed July 14, 2026), Smith Asset Management Co., LLC reported 70 stock positions worth $127.1 million. Its top holding was Berkshire Hathaway Class B (BRK.B) at 6.3% of the portfolio, followed by Nuveen Prefered & Income Opp (JPC, 5.5%) and Ares Capital (ARCC, 5.1%). Compared with Q1 2026, it opened 4 new positions, sold out of 4, added to 14 and reduced 47. The biggest buy was Vanguard Info Tech ETF (VGT, shares +17%) and the biggest sale an exit from Vanguard Most SM-Cap ETF-Usd (VB).
- Most Recent 13F
- Q2 2026
- Location
- Chiefland, FL
- CIK
- 0002068217
- Portfolio Value
- $127.1M (Q2 2026)
- SEC Filing
- 0001172661-26-002606 ↗ filed Jul 14, 2026
Holdings Value
Holdings 70 stocks · $127.1M
| BRK.B Berkshire Hathaway Inc. Class B | 6.27% | 15,920 | $8.0M | Add +2.4% |
| JPC Nuveen Prefered & Income Opp | 5.52% | 890,862 | $7.0M | Reduce -2.3% |
| ARCC Ares Capital Corp. | 5.10% | 349,766 | $6.5M | Add +1.6% |
| VGT Vanguard Info Tech ETF | 4.30% | 45,680 | $5.5M | Add +16.9% |
| CSQ Calamos Strat TTL RTRN FND | 3.67% | 226,606 | $4.7M | Reduce -1.4% |
| SPY SS SPDR S&P 500 ETF Trust-US | 3.53% | 6,014 | $4.5M | Add +0.6% |
| DNP DNP Select Income Fund Inc. | 3.36% | 396,153 | $4.3M | Reduce -1.4% |
| XAWFX Alliancebernstein GL Hi Inc. | 3.13% | 386,580 | $4.0M | Reduce -1.9% |
| AAPL Apple Inc. | 3.03% | 13,293 | $3.8M | Add +5.0% |
| RFI Cohen & Steers Tot Ret RLTY | 2.97% | 333,654 | $3.8M | Reduce -1.8% |
| VIS Vanguard Industrials ETF | 2.82% | 9,954 | $3.6M | Add +25.9% |
| FFA First Trust Enhan Eqty Inc. | 2.63% | 149,777 | $3.3M | Reduce -2.3% |
| UTG Reaves Utility Income Fund | 2.37% | 73,879 | $3.0M | Reduce -2.0% |
| MCI Barings Corporate Investors | 2.34% | 169,554 | $3.0M | Reduce -1.9% |
| PCN PIMCO Corporate & Income STR | 2.28% | 242,388 | $2.9M | Reduce -0.8% |
| NLY Annaly Capital Management Inc. | 2.21% | 125,746 | $2.8M | Reduce -0.2% |
| BTZ BlackRock Credit Allocation | 2.20% | 273,343 | $2.8M | Reduce -1.1% |
| XBGYX BlackRock Enh Intl DVD TR | 2.16% | 478,458 | $2.7M | Reduce -0.7% |
| PDI PIMCO Dynamic Income Fund | 2.11% | 160,826 | $2.7M | Reduce -1.0% |
| PSF Cohen & Steers Select Prefer | 2.05% | 129,643 | $2.6M | Reduce -0.7% |
| UTF Cohen & Steers Infrastructur | 2.04% | 93,866 | $2.6M | Reduce -1.1% |
| HQH Abrdn Healthcare Investors | 1.95% | 112,724 | $2.5M | Reduce -2.2% |
| FLC Flaherty & Crumrine TTL RTRN | 1.65% | 124,011 | $2.1M | Reduce -1.7% |
| QQQ Invesco QQQ Trust Series 1 | 1.59% | 2,747 | $2.0M | Add +47.6% |
| PTY PIMCO Corporate & Income Opp | 1.59% | 167,505 | $2.0M | Add +1.4% |
| DFP Flaherty & Crumrine DYN Pref | 1.52% | 93,742 | $1.9M | Reduce -1.4% |
| MSFT Microsoft Corp. | 1.49% | 5,066 | $1.9M | Add +87.6% |
| DSU BlackRock Debt Strategies | 1.48% | 194,122 | $1.9M | Reduce -2.7% |
| AMZN Amazon.com Inc. | 1.33% | 7,097 | $1.7M | Add +9.3% |
| GOF Guggenheim Strategic Opport | 1.20% | 140,005 | $1.5M | Add +0.7% |
| BUI Blckrck Util Infra & PWR Opp filed as BLACKROCK UTILS INFRASTRUCTU | 1.20% | 52,521 | $1.5M | Reduce -1.5% |
| ASGI Abrdn Global Infrastructure | 1.03% | 56,489 | $1.3M | Reduce -3.7% |
| XSORX Source Capital Inc. | 1.01% | 28,062 | $1.3M | Reduce -0.6% |
| XFFCX Flaherty & Crumrine Pref Inc. | 0.96% | 74,916 | $1.2M | Reduce -2.5% |
| GDO Western Ast GLB Corp. Opprnty | 0.94% | 111,189 | $1.2M | Reduce -1.3% |
| MPV Barings Participation Invest | 0.90% | 68,007 | $1.1M | Reduce -0.9% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.90% | 13,001 | $1.1M | Add +10.2% |
| NVG Nuveen Amt-FR Muni CRDT | 0.87% | 86,848 | $1.1M | Reduce -1.0% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.87% | 5,071 | $1.1M | Reduce -0.4% |
| XRNPX Cohen & Steers REIT and Pref | 0.72% | 45,341 | $920K | Add +0.4% |
| GRID First TRST Nasd Class Edg Sgiif | 0.70% | 4,654 | $892K | New |
| STK Columbia Slgmn Prem Tech GR | 0.67% | 15,702 | $846K | Reduce -2.3% |
| PFD Flaherty & Crumrin Pre&inc F | 0.66% | 72,668 | $845K | Reduce -1.9% |
| OHI Omega Healthcare Investors | 0.59% | 15,667 | $747K | Reduce -5.0% |
| SPH Suburban Propane Partners LP | 0.56% | 41,451 | $709K | Reduce -1.3% |
| XBMEX BlackRock Health Sciences | 0.55% | 16,179 | $695K | Reduce -2.1% |
| BLW BlackRock Ltd. Durat Inc. TR | 0.52% | 53,354 | $666K | Reduce -3.1% |
| OUT Outfront Media Inc. | 0.50% | 19,354 | $634K | New |
| GOOGL Alphabet Inc. Class A | 0.48% | 1,696 | $606K | Add +7.3% |
| HYT BlackRock Corp. Hi YLD | 0.47% | 70,459 | $603K | Reduce -0.5% |
| IRM Iron Mountain Inc. filed as IRON MTN INC DEL | 0.47% | 4,756 | $601K | No change |
| DOC Healthpeak Properties Inc. | 0.46% | 27,243 | $583K | Reduce -0.6% |
| DIA SS SPDR Dow Jones Indus Avg filed as STATE STR SPDR DOW JONES IND | 0.44% | 1,075 | $562K | New |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | 0.42% | 1,723 | $528K | Reduce -13.5% |
| MSD Morgan Stanley Emrg MKT Debt | 0.41% | 71,002 | $518K | Reduce -1.3% |
| WMT Walmart Inc. | 0.40% | 4,444 | $503K | Reduce -0.3% |
| LDP Cohen & Steers Limited Durat | 0.30% | 18,109 | $383K | Reduce -4.8% |
| DUK Duke Energy Corp. | 0.26% | 2,619 | $332K | Reduce -1.3% |
| PFO Flaherty & Crumrine P&I Opp | 0.22% | 30,718 | $284K | Reduce -3.5% |
| MO Altria Group Inc. | 0.21% | 3,636 | $262K | Reduce -2.7% |
| SEVN Seven Hills Realty Trust | 0.19% | 29,326 | $247K | Reduce -8.5% |
| AMGN Amgen Inc. | 0.19% | 661 | $239K | No change |
| ASG Liberty All-Star Growth FD | 0.17% | 40,227 | $220K | Reduce -2.8% |
| ETG Eaton Vance T/A GL DVD Incm | 0.16% | 8,836 | $208K | New |
| AFB Allianceberstein NTL Muni | 0.16% | 18,203 | $208K | No change |
| DHC Diversified Healthcare Trust | 0.16% | 22,293 | $207K | No change |
| WEA Western Asset Premier Bond | 0.15% | 18,367 | $196K | No change |
| PMO Franklin Muncipl Opps Tst-Ui | 0.10% | 12,549 | $132K | Reduce -8.7% |
| USA Liberty All Star Equity Fund | 0.08% | 18,202 | $106K | Reduce -1.9% |
| SVC Service Pptys TR | 0.02% | 17,802 | $30K | Reduce -0.6% |
Portfolio Sells Q1 2026 → Q2 2026
| VB Vanguard Most SM-Cap ETF-Usd | Sold out | 0.00% | −0.73 |
| VDE Vanguard Energy ETF | Sold out | 0.00% | −0.53 |
| XLV SS Health Care Select Sector | Sold out | 0.00% | −0.52 |
| JPC Nuveen Prefered & Income Opp | Reduce -2.3% | 5.52% | −0.37 |
| XAWFX Alliancebernstein GL Hi Inc. | Reduce -1.9% | 3.13% | −0.31 |
| RFI Cohen & Steers Tot Ret RLTY | Reduce -1.8% | 2.97% | −0.28 |
| PDI PIMCO Dynamic Income Fund | Reduce -1.0% | 2.11% | −0.27 |
| PCN PIMCO Corporate & Income STR | Reduce -0.8% | 2.28% | −0.22 |
| MCI Barings Corporate Investors | Reduce -1.9% | 2.34% | −0.22 |
| XLF SS Financial Select Sector | Sold out | 0.00% | −0.20 |
| BTZ BlackRock Credit Allocation | Reduce -1.1% | 2.20% | −0.20 |
| DNP DNP Select Income Fund Inc. | Reduce -1.4% | 3.36% | −0.19 |
| UTG Reaves Utility Income Fund | Reduce -2.0% | 2.37% | −0.17 |
| DSU BlackRock Debt Strategies | Reduce -2.7% | 1.48% | −0.16 |
| SPH Suburban Propane Partners LP | Reduce -1.3% | 0.56% | −0.15 |
| FLC Flaherty & Crumrine TTL RTRN | Reduce -1.7% | 1.65% | −0.15 |
| PSF Cohen & Steers Select Prefer | Reduce -0.7% | 2.05% | −0.12 |
| DFP Flaherty & Crumrine DYN Pref | Reduce -1.4% | 1.52% | −0.11 |
| MPV Barings Participation Invest | Reduce -0.9% | 0.90% | −0.11 |
| XSORX Source Capital Inc. | Reduce -0.6% | 1.01% | −0.11 |
| GDO Western Ast GLB Corp. Opprnty | Reduce -1.3% | 0.94% | −0.10 |
| ASGI Abrdn Global Infrastructure | Reduce -3.7% | 1.03% | −0.09 |
| WMT Walmart Inc. | Reduce -0.3% | 0.40% | −0.08 |
| XBGYX BlackRock Enh Intl DVD TR | Reduce -0.7% | 2.16% | −0.08 |
| NLY Annaly Capital Management Inc. | Reduce -0.2% | 2.21% | −0.07 |
| BLW BlackRock Ltd. Durat Inc. TR | Reduce -3.1% | 0.52% | −0.07 |
| UTF Cohen & Steers Infrastructur | Reduce -1.1% | 2.04% | −0.07 |
| XFFCX Flaherty & Crumrine Pref Inc. | Reduce -2.5% | 0.96% | −0.06 |
| NVG Nuveen Amt-FR Muni CRDT | Reduce -1.0% | 0.87% | −0.05 |
| FFA First Trust Enhan Eqty Inc. | Reduce -2.3% | 2.63% | −0.05 |
| PFD Flaherty & Crumrin Pre&inc F | Reduce -1.9% | 0.66% | −0.05 |
| HYT BlackRock Corp. Hi YLD | Reduce -0.5% | 0.47% | −0.04 |
| DUK Duke Energy Corp. | Reduce -1.3% | 0.26% | −0.04 |
| OHI Omega Healthcare Investors | Reduce -5.0% | 0.59% | −0.03 |
| SEVN Seven Hills Realty Trust | Reduce -8.5% | 0.19% | −0.03 |
| MSD Morgan Stanley Emrg MKT Debt | Reduce -1.3% | 0.41% | −0.03 |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | Reduce -13.5% | 0.42% | −0.02 |
| LDP Cohen & Steers Limited Durat | Reduce -4.8% | 0.30% | −0.02 |
| PFO Flaherty & Crumrine P&I Opp | Reduce -3.5% | 0.22% | −0.02 |
| PMO Franklin Muncipl Opps Tst-Ui | Reduce -8.7% | 0.10% | −0.02 |
| BUI Blckrck Util Infra & PWR Opp | Reduce -1.5% | 1.20% | −0.01 |
| MO Altria Group Inc. | Reduce -2.7% | 0.21% | −0.01 |
| USA Liberty All Star Equity Fund | Reduce -1.9% | 0.08% | −0.01 |
| XBMEX BlackRock Health Sciences | Reduce -2.1% | 0.55% | +0.00 |
| SVC Service Pptys TR | Reduce -0.6% | 0.02% | +0.00 |
| ASG Liberty All-Star Growth FD | Reduce -2.8% | 0.17% | +0.00 |
| VTV Vanguard Mrngstr Val ETF-Aui | Reduce -0.4% | 0.87% | +0.01 |
| DOC Healthpeak Properties Inc. | Reduce -0.6% | 0.46% | +0.07 |
| STK Columbia Slgmn Prem Tech GR | Reduce -2.3% | 0.67% | +0.14 |
| HQH Abrdn Healthcare Investors | Reduce -2.2% | 1.95% | +0.19 |
Portfolio Buys Q1 2026 → Q2 2026
| VGT Vanguard Info Tech ETF | Add +16.9% | 4.30% | +1.37 |
| VIS Vanguard Industrials ETF | Add +25.9% | 2.82% | +0.70 |
| GRID First TRST Nasd Class Edg Sgiif | New | 0.70% | +0.70 |
| QQQ Invesco QQQ Trust Series 1 | Add +47.6% | 1.59% | +0.67 |
| MSFT Microsoft Corp. | Add +87.6% | 1.49% | +0.63 |
| OUT Outfront Media Inc. | New | 0.50% | +0.50 |
| DIA SS SPDR Dow Jones Indus Avg | New | 0.44% | +0.44 |
| AAPL Apple Inc. | Add +5.0% | 3.03% | +0.27 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +0.6% | 3.53% | +0.20 |
| AMZN Amazon.com Inc. | Add +9.3% | 1.33% | +0.17 |
| ETG Eaton Vance T/A GL DVD Incm | New | 0.16% | +0.16 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Add +10.2% | 0.90% | +0.12 |
| GOOGL Alphabet Inc. Class A | Add +7.3% | 0.48% | +0.09 |
| XRNPX Cohen & Steers REIT and Pref | Add +0.4% | 0.72% | −0.04 |
| GOF Guggenheim Strategic Opport | Add +0.7% | 1.20% | −0.11 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +2.4% | 6.27% | −0.12 |
| PTY PIMCO Corporate & Income Opp | Add +1.4% | 1.59% | −0.12 |
| ARCC Ares Capital Corp. | Add +1.6% | 5.10% | −0.23 |
Notes & Other Activity Q1 2026 → Q2 2026
| BLACKROCK UTILITIES INFR- RT | RIGHT 04/02/2026 | Sold out | 53,294 | $426before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 70 | $127.1M | BRK.B, JPC, ARCC, VGT, CSQ |
| Q1 2026 | 70 | $116.5M | BRK.B, JPC, ARCC, DNP, XAWFX |
| Q4 2025 | 70 | $121.1M | BRK.B, JPC, ARCC, CSQ, XAWFX |
| Q3 2025 | 66 | $117.4M | JPC, BRK.B, ARCC, XAWFX, CSQ |
| Q2 2025 | 69 | $115.8M | ARCC, BRK.B, XJPIX, XAWFX, CSQ |
| Q1 2025 | 66 | $106.1M | BRK.B, ARCC, MCI, XJPIX, XAWFX |
| Q4 2024 | 66 | $102.7M | ARCC, BRK.B, XJPIX, XAWFX, MCI |