Split Rock Private Trading & Wealth Management, LLC
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed April 28, 2026), Split Rock Private Trading & Wealth Management, LLC reported 46 stock positions worth $129.2 million. Its top holding was North Shore Equity Rotation (KOOL) at 38.4% of the portfolio, followed by Janus Henderson Aaa Clo ETF (JAAA, 6.6%) and Fidelity Total Bond ETF (FBND, 5.9%). Compared with Q4 2025, it opened 13 new positions, sold out of 3, added to 10 and reduced 19. The biggest buy was a new position in iShares Treasury Floating Ra (TFLO) and the biggest sale Fidelity Total Bond ETF (FBND, shares −45%).
- Most Recent 13F
- Q2 2026
- Location
- Cloquet, MN
- CIK
- 0002095884
- Portfolio Value
- $129.2M (Q1 2026)
- SEC Filing
- 0002095884-26-000006 ↗ filed Apr 28, 2026
Holdings Value
Holdings 46 stocks · $129.2M
| KOOL North Shore Equity Rotation | 38.39% | 3,825,125 | $49.6M | Reduce -1.3% |
| JAAA Janus Henderson Aaa Clo ETF | 6.57% | 168,375 | $8.5M | Reduce -14.0% |
| FBND Fidelity Total Bond ETF | 5.94% | 168,129 | $7.7M | Reduce -44.9% |
| QQQ Invesco QQQ Trust Series 1 | 5.20% | 11,636 | $6.7M | Reduce -0.7% |
| AAPL Apple Inc. | 5.05% | 25,695 | $6.5M | Add +0.5% |
| AMZN Amazon.com Inc. | 4.47% | 27,716 | $5.8M | Add +13.5% |
| TFLO iShares Treasury Floating Ra | 4.34% | 110,807 | $5.6M | New |
| BUFR FT Vest Lad Buffervetf-Usd I | 4.24% | 162,108 | $5.5M | Add +3.3% |
| XLP SS Consumer Staples Sel Sect | 3.95% | 62,244 | $5.1M | Add +2.8% |
| IJR iShares Core S&P Small-Cap E | 3.62% | 37,567 | $4.7M | Reduce -2.5% |
| JMBS Janus Henderson Mortg Backed | 2.25% | 64,437 | $2.9M | Add +122.1% |
| TIP iShares Tips Bond ETF | 1.39% | 16,213 | $1.8M | New |
| FGD First Trust DJ GL Sel DVD | 1.13% | 45,842 | $1.5M | New |
| NVDA Nvidia Corp. | 1.11% | 8,242 | $1.4M | Reduce -11.1% |
| SPEM State Street SP PTF Em ETF | 1.10% | 30,191 | $1.4M | New |
| MSFT Microsoft Corp. | 1.03% | 3,588 | $1.3M | Add +12.0% |
| NOBL Proshares S&P 500 Dividend A | 0.98% | 11,981 | $1.3M | Add +12.3% |
| PWR Quanta Services Inc. | 0.79% | 1,856 | $1.0M | Reduce -0.2% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.75% | 2,032 | $974K | New |
| GLDI UBS AG Et GL SHR Covr Class ETN | 0.74% | 5,729 | $951K | New |
| MUB iShares National Muni Bond E | 0.63% | 7,703 | $818K | Reduce -20.1% |
| EVTR Eaton Vance Total Return | 0.60% | 15,271 | $775K | New |
| SLVO UBS AG Etracs SL SH Co. C ETN | 0.57% | 8,295 | $737K | Reduce -4.1% |
| XOM Exxon Mobil Corp. | 0.43% | 3,237 | $549K | No change |
| WMT Walmart Inc. | 0.37% | 3,806 | $473K | Reduce -22.4% |
| FBTC Fidelity Wise Origin Bitcoin | 0.36% | 7,831 | $462K | Reduce -7.4% |
| SFLR Innovator Eqty MGD Floor ETF | 0.33% | 12,147 | $430K | New |
| TDV Proshares S&P Tech DVD Arist | 0.31% | 4,710 | $399K | Reduce -10.0% |
| BIV Vanguard Intermediate-Term B | 0.29% | 4,780 | $369K | Add +7.5% |
| ETH Grayscale Ethereum Staking M | 0.28% | 17,914 | $356K | Reduce -10.3% |
| AVGO Broadcom Inc. | 0.26% | 1,075 | $333K | Reduce -31.0% |
| AGI Alamos Gold Inc. Class A | 0.24% | 6,990 | $311K | No change |
| FDVV Fidelity High Dividend ETF | 0.23% | 5,422 | $300K | Reduce -10.2% |
| IVV iShares Core S&P 500 ETF | 0.20% | 405 | $264K | Reduce -29.1% |
| RDVI FT Vest Rising Dividend Achi | 0.20% | 10,191 | $260K | Reduce -10.1% |
| SUB iShares Short-Term National | 0.18% | 2,175 | $232K | New |
| AVUV Avantis US Small Cap Value | 0.18% | 2,074 | $229K | New |
| IWS iShares Russell Mid-Cap Valu | 0.17% | 1,520 | $222K | Reduce -0.7% |
| VCIT Vanguard Int-Term Corporate | 0.17% | 2,665 | $221K | Add +7.0% |
| ORCL Oracle Corp. | 0.17% | 1,456 | $214K | No change |
| AVDE Avantis International Equity | 0.16% | 2,446 | $207K | New |
| SDY SS SPDR S&P Dividend ETF | 0.16% | 1,418 | $207K | New |
| IWP iShares Russell Mid-Cap Grow | 0.16% | 1,580 | $202K | Add +1.0% |
| WPC WP Carey Inc. | 0.16% | 2,955 | $201K | New |
| UPS United Parcel Service Class B | 0.16% | 2,036 | $200K | Reduce -2.0% |
| ELDN Eledon Pharmaceuticals Inc. | 0.02% | 10,000 | $31K | No change |
Portfolio Sells Q4 2025 → Q1 2026
| FBND Fidelity Total Bond ETF | Reduce -44.9% | 5.94% | −5.32 |
| EFAA Invesco MSCI Eafe Income Adv | Sold out | 0.00% | −1.45 |
| JAAA Janus Henderson Aaa Clo ETF | Reduce -14.0% | 6.57% | −1.37 |
| KOOL North Shore Equity Rotation | Reduce -1.3% | 38.39% | −1.07 |
| BGLD FT Vest Gold Strategy Quarte | Sold out | 0.00% | −0.59 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -0.7% | 5.20% | −0.57 |
| NVDA Nvidia Corp. | Reduce -11.1% | 1.11% | −0.27 |
| MUB iShares National Muni Bond E | Reduce -20.1% | 0.63% | −0.19 |
| XLV SS Health Care Select Sector | Sold out | 0.00% | −0.18 |
| AVGO Broadcom Inc. | Reduce -31.0% | 0.26% | −0.17 |
| ETH Grayscale Ethereum Staking M | Reduce -10.3% | 0.28% | −0.17 |
| FBTC Fidelity Wise Origin Bitcoin | Reduce -7.4% | 0.36% | −0.16 |
| SLVO UBS AG Etracs SL SH Co. C ETN | Reduce -4.1% | 0.57% | −0.12 |
| IVV iShares Core S&P 500 ETF | Reduce -29.1% | 0.20% | −0.11 |
| IJR iShares Core S&P Small-Cap E | Reduce -2.5% | 3.62% | −0.10 |
| WMT Walmart Inc. | Reduce -22.4% | 0.37% | −0.07 |
| TDV Proshares S&P Tech DVD Arist | Reduce -10.0% | 0.31% | −0.05 |
| FDVV Fidelity High Dividend ETF | Reduce -10.2% | 0.23% | −0.04 |
| RDVI FT Vest Rising Dividend Achi | Reduce -10.1% | 0.20% | −0.04 |
| UPS United Parcel Service Class B | Reduce -2.0% | 0.16% | −0.01 |
| IWS iShares Russell Mid-Cap Valu | Reduce -0.7% | 0.17% | −0.00 |
| PWR Quanta Services Inc. | Reduce -0.2% | 0.79% | +0.16 |
Portfolio Buys Q4 2025 → Q1 2026
| TFLO iShares Treasury Floating Ra | New | 4.34% | +4.34 |
| TIP iShares Tips Bond ETF | New | 1.39% | +1.39 |
| JMBS Janus Henderson Mortg Backed | Add +122.1% | 2.25% | +1.19 |
| FGD First Trust DJ GL Sel DVD | New | 1.13% | +1.13 |
| SPEM State Street SP PTF Em ETF | New | 1.10% | +1.10 |
| BRK.B Berkshire Hathaway Inc. Class B | New | 0.75% | +0.75 |
| GLDI UBS AG Et GL SHR Covr Class ETN | New | 0.74% | +0.74 |
| EVTR Eaton Vance Total Return | New | 0.60% | +0.60 |
| SFLR Innovator Eqty MGD Floor ETF | New | 0.33% | +0.33 |
| XLP SS Consumer Staples Sel Sect | Add +2.8% | 3.95% | +0.18 |
| SUB iShares Short-Term National | New | 0.18% | +0.18 |
| AVUV Avantis US Small Cap Value | New | 0.18% | +0.18 |
| AVDE Avantis International Equity | New | 0.16% | +0.16 |
| SDY SS SPDR S&P Dividend ETF | New | 0.16% | +0.16 |
| WPC WP Carey Inc. | New | 0.16% | +0.16 |
| NOBL Proshares S&P 500 Dividend A | Add +12.3% | 0.98% | +0.09 |
| BIV Vanguard Intermediate-Term B | Add +7.5% | 0.29% | +0.01 |
| VCIT Vanguard Int-Term Corporate | Add +7.0% | 0.17% | +0.00 |
| IWP iShares Russell Mid-Cap Grow | Add +1.0% | 0.16% | −0.01 |
| AMZN Amazon.com Inc. | Add +13.5% | 4.47% | −0.05 |
| BUFR FT Vest Lad Buffervetf-Usd I | Add +3.3% | 4.24% | −0.07 |
| MSFT Microsoft Corp. | Add +12.0% | 1.03% | −0.21 |
| AAPL Apple Inc. | Add +0.5% | 5.05% | −0.52 |