Stonegate Investment Group, LLC
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed November 3, 2025), Stonegate Investment Group, LLC reported 395 stock positions worth $4.3 billion. Its top holding was Apple (AAPL) at 5.9% of the portfolio, followed by Microsoft (MSFT, 5.3%) and Alphabet Class A (GOOGL, 4.7%). Compared with Q2 2025, it opened 19 new positions, sold out of 14, added to 149 and reduced 157. The biggest buy was Dell Technologies -C (DELL, shares +24494%) and the biggest sale PayPal (PYPL, shares −97%).
- Most Recent 13F
- Q3 2025
- Location
- BIRMINGHAM, AL
- CIK
- 0001904154
- Portfolio Value
- $4.3B (Q3 2025)
- SEC Filing
- 0001951757-25-001234 ↗ filed Nov 3, 2025
Holdings Value
Holdings 395 stocks · $4.3B
| AAPL Apple Inc. | 5.86% | 991,367 | $252.4M | Reduce -0.5% |
| MSFT Microsoft Corp. | 5.26% | 437,391 | $226.5M | Reduce -1.1% |
| GOOGL Alphabet Inc. Class A | 4.72% | 835,141 | $203.0M | Reduce -3.9% |
| WMT Walmart Inc. | 4.54% | 1,895,754 | $195.4M | Reduce -2.5% |
| JPM JPMorgan Chase & Co. | 4.25% | 579,471 | $182.8M | Reduce -1.8% |
| BRK.B Berkshire Hathaway Inc. Class B | 3.43% | 293,437 | $147.5M | Reduce -1.3% |
| AMZN Amazon.com Inc. | 3.16% | 618,973 | $135.9M | Add +0.0% |
| CVX Chevron Corp. | 2.86% | 792,965 | $123.1M | Reduce -0.5% |
| PSX Phillips 66 | 2.79% | 883,634 | $120.2M | Reduce -0.7% |
| V Visa Inc. Class A | 2.77% | 349,885 | $119.4M | Reduce -0.0% |
| XOM Exxon Mobil Corp. | 2.62% | 1,000,766 | $112.8M | Reduce -3.8% |
| CSCO Cisco Systems Inc. | 2.50% | 1,571,291 | $107.5M | Add +0.4% |
| HD Home Depot Inc. | 2.42% | 257,467 | $104.3M | Reduce -0.3% |
| JNJ Johnson & Johnson | 2.29% | 531,016 | $98.5M | Reduce -0.4% |
| PANW Palo Alto Networks Inc. | 1.98% | 419,572 | $85.4M | Add +3.1% |
| SO The Southern Co. | 1.97% | 892,989 | $84.6M | Add +0.2% |
| AMD Advanced Micro Devices | 1.90% | 506,376 | $81.9M | Add +0.5% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 1.90% | 566,710 | $81.9M | Add +9.8% |
| IVV iShares Core S&P 500 ETF | 1.87% | 120,080 | $80.4M | No change |
| META Meta Platforms Inc. Class A | 1.81% | 105,853 | $77.7M | Add +0.2% |
| SFBS Servisfirst Bancshares Inc. | 1.72% | 919,701 | $74.1M | Reduce -1.9% |
| COST Costco Wholesale Corp. | 1.61% | 75,070 | $69.5M | Reduce -1.6% |
| PLD Prologis Inc. | 1.54% | 577,827 | $66.2M | Reduce -0.6% |
| GEHC GE Healthcare Technology | 1.53% | 875,796 | $65.8M | Reduce -10.7% |
| HON Honeywell International Inc. | 1.49% | 305,040 | $64.2M | Reduce -0.8% |
| DELL Dell Technologies -C | 1.36% | 411,946 | $58.4M | Add +24493.8% |
| SJM The JM Smucker Co. filed as SMUCKER J M CO | 1.34% | 529,791 | $57.5M | Reduce -0.8% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 1.30% | 488,475 | $55.9M | Reduce -0.4% |
| AVGO Broadcom Inc. | 1.27% | 166,302 | $54.9M | Reduce -0.4% |
| DE Deere & Co. | 1.23% | 115,381 | $52.8M | Reduce -0.2% |
| INTU Intuit Inc. | 1.20% | 75,356 | $51.5M | Add +909.5% |
| DHR Danaher Corp. | 1.18% | 256,305 | $50.8M | Reduce -1.6% |
| NKE Nike Inc. Class B | 1.04% | 641,724 | $44.7M | Reduce -2.0% |
| LLY Eli Lilly & Co. | 0.99% | 55,896 | $42.6M | Reduce -2.9% |
| MMM 3M Co. | 0.94% | 259,493 | $40.3M | Reduce -5.1% |
| NVDA Nvidia Corp. | 0.75% | 174,123 | $32.5M | Add +2.0% |
| ORCL Oracle Corp. | 0.65% | 99,400 | $28.0M | Add +3.2% |
| TSM Taiwan Semiconductor-SP ADR | 0.56% | 86,760 | $24.2M | Add +0.7% |
| QQQ Invesco QQQ Trust Series 1 | 0.53% | 38,260 | $23.0M | Add +0.3% |
| VOO Vanguard S&P 500 ETF | 0.52% | 36,888 | $22.6M | Reduce -2.0% |
| LIN Linde PLC | 0.39% | 34,917 | $16.6M | Add +0.4% |
| MS Morgan Stanley | 0.38% | 101,602 | $16.2M | Add +0.8% |
| KO The Coca-Cola Co. | 0.37% | 241,464 | $16.0M | Add +0.8% |
| ETN Eaton Corp. PLC | 0.37% | 42,343 | $15.8M | Add +70.1% |
| AXP American Express Co. | 0.35% | 44,954 | $14.9M | Add +41.6% |
| RSG Republic Services Inc. | 0.34% | 63,508 | $14.6M | Add +0.3% |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | 0.33% | 46,169 | $14.2M | Add +5.1% |
| MAA Mid-America Apartment Comm | 0.30% | 92,424 | $12.9M | Reduce -1.1% |
| MCD McDonald's Corp. | 0.28% | 40,291 | $12.2M | Add +1.6% |
| MA Mastercard Inc. Class A | 0.26% | 19,823 | $11.3M | Reduce -0.8% |
| RF Regions Financial Corp. | 0.25% | 415,863 | $11.0M | Add +0.2% |
| CAT Caterpillar Inc. | 0.25% | 22,510 | $10.7M | Add +125.2% |
| ABT Abbott Laboratories | 0.25% | 79,174 | $10.6M | Add +0.1% |
| IWR iShares Russell Mid-Cap ETF | 0.23% | 103,348 | $10.0M | No change |
| TT Trane Technologies PLC | 0.23% | 23,602 | $10.0M | Add +52.3% |
| UNP Union Pacific Corp. | 0.23% | 41,762 | $9.9M | Add +1.5% |
| PG The Procter & Gamble Co. | 0.22% | 60,860 | $9.4M | Reduce -36.6% |
| GS Goldman Sachs Group Inc. | 0.22% | 11,717 | $9.3M | Add +207.6% |
| ABBV Abbvie Inc. | 0.22% | 40,253 | $9.3M | Add +0.6% |
| NEE Nextera Energy Inc. | 0.21% | 118,813 | $9.0M | Add +0.3% |
| GE General Electric filed as GE AEROSPACE | 0.20% | 29,075 | $8.7M | Reduce -1.7% |
| RSP Invesco S&P 500 Equal Weight | 0.20% | 45,303 | $8.6M | Reduce -8.1% |
| KLAC KLA Corp. | 0.19% | 7,711 | $8.3M | Add +42.4% |
| UL Unilever PLC | 0.18% | 132,395 | $7.8M | Add +352.5% |
| IVE iShares S&P 500 Value ETF | 0.17% | 36,177 | $7.5M | Reduce -2.3% |
| NOW ServiceNow Inc. | 0.16% | 7,504 | $6.9M | Add +12.3% |
| VZ Verizon Communications Inc. | 0.16% | 156,693 | $6.9M | Add +3.9% |
| VRT Vertiv Holdings Co. Class A | 0.16% | 44,301 | $6.7M | Reduce -43.8% |
| AGG iShares Core U.S. Aggregate | 0.15% | 64,676 | $6.5M | Add +9.9% |
| PEP Pepsico Inc. | 0.15% | 45,626 | $6.4M | Reduce -9.4% |
| KKR KKR & Co. Inc. | 0.14% | 47,856 | $6.2M | New |
| GEV GE Vernova Inc. | 0.13% | 9,303 | $5.7M | Reduce -1.9% |
| NOC Northrop Grumman Corp. | 0.13% | 9,335 | $5.7M | Reduce -3.7% |
| ACN Accenture PLC Class A | 0.13% | 22,691 | $5.6M | Reduce -3.7% |
| VMC Vulcan Materials Co. | 0.13% | 18,117 | $5.6M | Reduce -7.0% |
| CB Chubb Ltd. | 0.13% | 19,247 | $5.4M | Reduce -2.6% |
| IWF iShares Russell 1000 Growth | 0.13% | 11,554 | $5.4M | No change |
| ADSK Autodesk Inc. | 0.13% | 17,005 | $5.4M | Reduce -0.7% |
| WMB Williams Cos Inc. | 0.13% | 85,017 | $5.4M | Add +2.8% |
| GOOG Alphabet Inc. Class C | 0.12% | 21,690 | $5.3M | Add +15.5% |
| UPS United Parcel Service Class B | 0.12% | 61,856 | $5.2M | Reduce -6.6% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.12% | 10,760 | $5.2M | Add +10.2% |
| NSC Norfolk Southern Corp. | 0.12% | 17,015 | $5.1M | Reduce -0.4% |
| MRSH Marsh & McLennan Cos | 0.11% | 24,250 | $4.9M | Add +0.6% |
| TXN Texas Instruments Inc. | 0.11% | 25,497 | $4.7M | Reduce -4.8% |
| GL Globe Life Inc. | 0.11% | 32,719 | $4.7M | Add +5.7% |
| COP Conocophillips | 0.11% | 48,332 | $4.6M | Reduce -7.6% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.10% | 23,884 | $4.5M | Add +11.0% |
| RTX RTX Corp. | 0.10% | 26,186 | $4.4M | Reduce -7.1% |
| IDXX Idexx Laboratories Inc. | 0.10% | 6,701 | $4.3M | Reduce -0.2% |
| ORLY O'reilly Automotive Inc. | 0.10% | 38,345 | $4.1M | Reduce -0.2% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.09% | 14,319 | $4.0M | Reduce -2.1% |
| VTI VG Morningstar TS MKT ETF-US | 0.09% | 12,058 | $4.0M | Add +0.2% |
| ADBE Adobe Inc. | 0.09% | 11,180 | $3.9M | Reduce -10.0% |
| RY Royal Bank of Canada | 0.09% | 26,575 | $3.9M | No change |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.09% | 13,280 | $3.9M | Add +5.6% |
| WFC Wells Fargo & Co. | 0.09% | 45,267 | $3.8M | Reduce -4.7% |
| WM Waste Management Inc. | 0.08% | 16,404 | $3.6M | Add +2.4% |
| ULTA Ulta Beauty Inc. | 0.08% | 6,580 | $3.6M | Reduce -0.5% |
| VIG Vanguard Dividend Apprec ETF | 0.08% | 15,960 | $3.4M | Add +6.2% |
Options reported separately and not counted above: OKLO INC calls ($778K), TALEN ENERGY CORP calls ($733K), SPROTT FDS TR calls ($516K), GE VERNOVA INC calls ($502K), VISTRA CORP calls ($294K), EQT CORP calls ($235K).
Other holdings (46): bonds, preferreds, convertibles and warrants · $2.4M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 533 | $682K | No change |
| ARES MANAGEMENT CORP (ARES 6.75 10/01/27 B) | 6.75 SE B PFD | 8,191 | $407K | Add +1.5% |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | 62,000 | $61K | Add +24.0% |
| RINGCENTRAL INC (RNG 0 03/15/26) | NOTE 3/1 · principal | 62,000 | $60K | No change |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | 56,000 | $59K | No change |
| WESTERN DIGITAL CORP (WDC 3 11/15/28) | NOTE 3.000%11/1 · principal | 18,000 | $58K | Add +38.5% |
| LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) | NOTE 0.500% 6/1 · principal | 41,000 | $57K | New |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | 20,000 | $56K | Reduce -13.0% |
| REDFIN CORP (RDFN 0.5 04/01/27) | NOTE 0.500% 4/0 · principal | 56,000 | $52K | New |
| STRATEGY INC (MSTR 0.875 03/15/31) | NOTE 0.875% 3/1 · principal | 29,000 | $45K | Add +61.1% |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | 37,000 | $45K | No change |
| SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) | NOTE 0.500% 8/0 · principal | 42,000 | $41K | Add +180.0% |
| BLOCK INC (XYZ 0 05/01/26) | NOTE 5/0 · principal | 37,000 | $36K | Add +48.0% |
| SEA LTD (SEALTD 0.25 09/15/26) | NOTE 0.250% 9/1 · principal | 37,000 | $35K | No change |
| PARSONS CORP (PSN 2.625 03/01/29) | NOTE 2.625% 3/0 · principal | 28,000 | $32K | Add +115.4% |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | 25,000 | $31K | Reduce -32.4% |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | 18,000 | $29K | Reduce -14.3% |
| COINBASE GLOBAL INC (COIN 0.5 06/01/26) | NOTE 0.500% 6/0 · principal | 26,000 | $29K | No change |
| TRAVERE THERAPEUTICS INC (TVTX 2.25 03/01/29) | NOTE 2.250% 3/0 · principal | 25,000 | $28K | No change |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | 26,000 | $28K | No change |
| ALIBABA GROUP HOLDING (BABA 0.5 06/01/31) | NOTE 0.500% 6/0 · principal | 15,000 | $28K | Add +25.0% |
| IRHYTHM HOLDINGS INC (IRTC 1.5 09/01/29) | NOTE 1.500% 9/0 · principal | 20,000 | $27K | Reduce -20.0% |
| SUPER MICRO COMPUTER INC (SMCI 3.5 03/01/29) | NOTE 3.500% 3/0 · principal | 26,000 | $26K | New |
| ALARM.COM HLDGS INC (ALRM 0 01/15/26) | NOTE 1/1 · principal | 25,000 | $25K | No change |
| GRANITE CONSTRUCTION INC (GVA 3.75 05/15/28) | NOTE 3.750% 5/1 · principal | 10,000 | $24K | No change |
| MIRUM PHARMACEUTICALS (MIRM 4 05/01/29) | NOTE 4.000% 5/0 · principal | 10,000 | $24K | Reduce -16.7% |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | 18,000 | $23K | No change |
| BRIDGEBIO PHARMA INC (BBIO 2.5 03/15/27) | NOTE 2.500% 3/1 · principal | 16,000 | $22K | No change |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | 25,000 | $22K | No change |
| ON SEMICONDUCTOR CORP (ON 0 05/01/27) | NOTE 5/0 · principal | 19,000 | $22K | Add +46.1% |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | 19,000 | $21K | Add +46.1% |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | 13,000 | $21K | New |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | 14,000 | $21K | No change |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | 16,000 | $21K | No change |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | 18,000 | $21K | No change |
| CONFLUENT INC (CFLT 0 01/15/27) | NOTE 1/1 · principal | 19,000 | $18K | No change |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | 12,000 | $17K | No change |
| EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) | NOTE 0.750% 3/1 · principal | 18,000 | $15K | No change |
| ITRON INC (ITRI 1.375 07/15/30) | NOTE 1.375% 7/1 · principal | 13,000 | $15K | New |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | 13,000 | $15K | No change |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 13,000 | $13K | No change |
| PG&E CORP (PCG 4.25 12/01/27) | NOTE 4.250%12/0 · principal | 12,000 | $12K | Reduce -52.0% |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | 12,000 | $12K | No change |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 13,000 | $12K | No change |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | 13,000 | $12K | No change |
| BLACKSTONE MORTGAGE TR (BXMT 5.5 03/15/27) | NOTE 5.500% 3/1 · principal | 11,000 | $11K | No change |
Total filed on the 13F, all lines: $4.3B.
Portfolio Sells Q2 2025 → Q3 2025
| PYPL PayPal Holdings Inc. | Reduce -97.4% | 0.02% | −0.88 |
| V Visa Inc. Class A | Reduce -0.0% | 2.77% | −0.35 |
| HON Honeywell International Inc. | Reduce -0.8% | 1.49% | −0.31 |
| GEHC GE Healthcare Technology | Reduce -10.7% | 1.53% | −0.30 |
| COST Costco Wholesale Corp. | Reduce -1.6% | 1.61% | −0.29 |
| MSFT Microsoft Corp. | Reduce -1.1% | 5.26% | −0.28 |
| DE Deere & Co. | Reduce -0.2% | 1.23% | −0.25 |
| WMT Walmart Inc. | Reduce -2.5% | 4.54% | −0.25 |
| DIS The Walt Disney Co. | Reduce -0.4% | 1.30% | −0.23 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -1.3% | 3.43% | −0.21 |
| XOM Exxon Mobil Corp. | Reduce -3.8% | 2.62% | −0.20 |
| PG The Procter & Gamble Co. | Reduce -36.6% | 0.22% | −0.17 |
| LLY Eli Lilly & Co. | Reduce -2.9% | 0.99% | −0.14 |
| NKE Nike Inc. Class B | Reduce -2.0% | 1.04% | −0.13 |
| DHR Danaher Corp. | Reduce -1.6% | 1.18% | −0.11 |
| MMM 3M Co. | Reduce -5.1% | 0.94% | −0.11 |
| SFBS Servisfirst Bancshares Inc. | Reduce -1.9% | 1.72% | −0.11 |
| VRT Vertiv Holdings Co. Class A | Reduce -43.8% | 0.16% | −0.10 |
| JPM JPMorgan Chase & Co. | Reduce -1.8% | 4.25% | −0.06 |
| VRTX Vertex Pharmaceuticals Inc. | Reduce -68.0% | 0.02% | −0.05 |
| UPS United Parcel Service Class B | Reduce -6.6% | 0.12% | −0.05 |
| MAA Mid-America Apartment Comm | Reduce -1.1% | 0.30% | −0.05 |
| ACN Accenture PLC Class A | Reduce -3.7% | 0.13% | −0.05 |
| APD Air Products & Chemicals Inc. | Reduce -72.1% | 0.01% | −0.04 |
| KVUE Kenvue Inc. | Reduce -15.0% | 0.05% | −0.03 |
| TXN Texas Instruments Inc. | Reduce -4.8% | 0.11% | −0.03 |
| ADBE Adobe Inc. | Reduce -10.0% | 0.09% | −0.03 |
| CMG Chipotle Mexican Grill Inc. | Reduce -1.8% | 0.05% | −0.03 |
| RSP Invesco S&P 500 Equal Weight | Reduce -8.1% | 0.20% | −0.03 |
| AR Antero Resources Corp. | Reduce -17.4% | 0.04% | −0.03 |
| ISRG Intuitive Surgical Inc. | Reduce -0.4% | 0.07% | −0.02 |
| NVO Novo-Nordisk A/S-Spons ADR | Reduce -10.5% | 0.04% | −0.02 |
| MA Mastercard Inc. Class A | Reduce -0.8% | 0.26% | −0.02 |
| UNH Unitedhealth Group Inc. | Reduce -30.5% | 0.05% | −0.02 |
| PEP Pepsico Inc. | Reduce -9.4% | 0.15% | −0.02 |
| CB Chubb Ltd. | Reduce -2.6% | 0.13% | −0.02 |
| CRM Salesforce Inc. | Reduce -11.9% | 0.04% | −0.02 |
| LH Labcorp Holdings Inc. | Sold out | 0.00% | −0.01 |
| IBM Intl Business Machines Corp. | Reduce -2.1% | 0.09% | −0.01 |
| VOO Vanguard S&P 500 ETF | Reduce -2.0% | 0.52% | −0.01 |
| WDAY Workday Inc. Class A | Reduce -8.8% | 0.07% | −0.01 |
| CVX Chevron Corp. | Reduce -0.5% | 2.86% | −0.01 |
| NRG NRG Energy Inc. | Reduce -32.2% | 0.02% | −0.01 |
| COP Conocophillips | Reduce -7.6% | 0.11% | −0.01 |
| EQT Eqt Corp. | Reduce -4.2% | 0.06% | −0.01 |
| SONY Sony Group Corp. - SP ADR | Sold out | 0.00% | −0.01 |
| JCI Johnson Controls Internation | Reduce -8.4% | 0.07% | −0.01 |
| SNV Synovus Financial Corp. | Reduce -0.4% | 0.06% | −0.01 |
| DEO Diageo PLC-Sponsored ADR | Sold out | 0.00% | −0.01 |
| MAR Marriott International Class A | Reduce -0.8% | 0.06% | −0.01 |
Portfolio Buys Q2 2025 → Q3 2025
| DELL Dell Technologies -C | Add +24493.8% | 1.36% | +1.35 |
| INTU Intuit Inc. | Add +909.5% | 1.20% | +1.05 |
| TJX TJX Companies Inc. | Add +9.8% | 1.90% | +0.30 |
| CAT Caterpillar Inc. | Add +125.2% | 0.25% | +0.15 |
| GS Goldman Sachs Group Inc. | Add +207.6% | 0.22% | +0.15 |
| KKR KKR & Co. Inc. | New | 0.14% | +0.14 |
| ETN Eaton Corp. PLC | Add +70.1% | 0.37% | +0.14 |
| UL Unilever PLC | Add +352.5% | 0.18% | +0.14 |
| ORCL Oracle Corp. | Add +3.2% | 0.65% | +0.12 |
| AMD Advanced Micro Devices | Add +0.5% | 1.90% | +0.10 |
| AXP American Express Co. | Add +41.6% | 0.35% | +0.09 |
| NVDA Nvidia Corp. | Add +2.0% | 0.75% | +0.08 |
| TSM Taiwan Semiconductor-SP ADR | Add +0.7% | 0.56% | +0.07 |
| KLAC KLA Corp. | Add +42.4% | 0.19% | +0.07 |
| TT Trane Technologies PLC | Add +52.3% | 0.23% | +0.06 |
| GOOG Alphabet Inc. Class C | Add +15.5% | 0.12% | +0.04 |
| NODE Vaneck Onchain Economy ETF | New | 0.04% | +0.04 |
| ABBV Abbvie Inc. | Add +0.6% | 0.22% | +0.03 |
| ANET Arista Networks Inc. | Add +280.2% | 0.03% | +0.03 |
| NLR Vaneck Urani & Nuclr ETF-Usd | New | 0.02% | +0.02 |
| MS Morgan Stanley | Add +0.8% | 0.38% | +0.02 |
| TLN Talen Energy Corp. | Add +0.3% | 0.07% | +0.02 |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | Add +5.1% | 0.33% | +0.01 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +10.2% | 0.12% | +0.01 |
| GL Globe Life Inc. | Add +5.7% | 0.11% | +0.01 |
| TSLA Tesla Inc. | Add +7.4% | 0.03% | +0.01 |
| RF Regions Financial Corp. | Add +0.2% | 0.25% | +0.01 |
| HPE Hewlett Packard Enterprise | New | 0.01% | +0.01 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +11.0% | 0.10% | +0.01 |
| LEU Centrus Energy Corp. Class A | New | 0.01% | +0.01 |
| WCC Wesco International Inc. | New | 0.01% | +0.01 |
| EIX Edison International | New | 0.01% | +0.01 |
| EOSE Eos Energy Enterprises Inc. | Add +105.7% | 0.01% | +0.01 |
| GLXY Galaxy Digital Inc. Class A | New | 0.01% | +0.01 |
| WDC Western Digital Corp. | New | 0.01% | +0.01 |
| USLM United States Lime & Mineral | New | 0.01% | +0.01 |
| TECK Teck Resources Ltd.-CLS B | Add +101.3% | 0.01% | +0.01 |
| CDNS Cadence Design SYS Inc. | New | 0.01% | +0.01 |
| DORM Dorman Products Inc. | New | 0.01% | +0.01 |
| BHP BHP Group Ltd.-Spon ADR | Add +2.2% | 0.06% | +0.01 |
| LYB Lyondellbasell Indu Class A | New | 0.01% | +0.01 |
| IBP Installed Building Products | New | 0.01% | +0.01 |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | Add +35.1% | 0.02% | +0.01 |
| TPG TPG Inc. | New | 0.01% | +0.01 |
| IWM iShares Russell 2000 ETF | New | 0.00% | +0.00 |
| BDX Becton Dickinson and Co. | Add +12.8% | 0.04% | +0.00 |
| LMT Lockheed Martin Corp. | Add +32.6% | 0.02% | +0.00 |
| AGX Argan Inc. | Add +33.3% | 0.01% | +0.00 |
| AVB Avalonbay Communities Inc. | Add +46.7% | 0.02% | +0.00 |
| LOW Lowe's Cos Inc. | Add +2.1% | 0.07% | +0.00 |
Options Activity Q2 2025 → Q3 2025
| PALO ALTO NETWORKS INC | call | Sold out | 2,718 | $3.2Mbefore exit |
| TALEN ENERGY CORP | call | Add +133.3% | 70 | $733K |
| SPROTT FDS TR | call | New | 400 | $516K |
| GE VERNOVA INC | call | New | 80 | $502K |
| ANTERO RESOURCES CORP | call | Sold out | 350 | $326Kbefore exit |
| RANGE RES CORP | call | Sold out | 550 | $319Kbefore exit |
| EQT CORP | call | Reduce -13.6% | 190 | $235K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2025 → Q3 2025
| ARES MANAGEMENT CORP (ARES 6.75 10/01/27 B) | 6.75 SE B PFD | Add +1.5% | 8,191 | $407K |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | Add +24.0% | 62,000 | $61K |
| BILL HOLDINGS INC (BILL 0 04/01/27) | NOTE 4/0 · principal | Sold out | 64,000 | $58Kbefore exit |
| WESTERN DIGITAL CORP (WDC 3 11/15/28) | NOTE 3.000%11/1 · principal | Add +38.5% | 18,000 | $58K |
| LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) | NOTE 0.500% 6/1 · principal | New | 41,000 | $57K |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | Reduce -13.0% | 20,000 | $56K |
| REDFIN CORP (RDFN 0.5 04/01/27) | NOTE 0.500% 4/0 · principal | New | 56,000 | $52K |
| STRATEGY INC (MSTR 0.875 03/15/31) | NOTE 0.875% 3/1 · principal | Add +61.1% | 29,000 | $45K |
| SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) | NOTE 0.500% 8/0 · principal | Add +180.0% | 42,000 | $41K |
| BLOCK INC (XYZ 0 05/01/26) | NOTE 5/0 · principal | Add +48.0% | 37,000 | $36K |
| OKTA INC (OKTA 0.125 09/01/25) | NOTE 0.125% 9/0 · principal | Sold out | 36,000 | $36Kbefore exit |
| PARSONS CORP (PSN 2.625 03/01/29) | NOTE 2.625% 3/0 · principal | Add +115.4% | 28,000 | $32K |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | Reduce -32.4% | 25,000 | $31K |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | Reduce -14.3% | 18,000 | $29K |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | Sold out | 32,000 | $28Kbefore exit |
| ALIBABA GROUP HOLDING (BABA 0.5 06/01/31) | NOTE 0.500% 6/0 · principal | Add +25.0% | 15,000 | $28K |
| IRHYTHM HOLDINGS INC (IRTC 1.5 09/01/29) | NOTE 1.500% 9/0 · principal | Reduce -20.0% | 20,000 | $27K |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | Sold out | 19,000 | $27Kbefore exit |
| SUPER MICRO COMPUTER INC (SMCI 3.5 03/01/29) | NOTE 3.500% 3/0 · principal | New | 26,000 | $26K |
| MIRUM PHARMACEUTICALS (MIRM 4 05/01/29) | NOTE 4.000% 5/0 · principal | Reduce -16.7% | 10,000 | $24K |
| ON SEMICONDUCTOR CORP (ON 0 05/01/27) | NOTE 5/0 · principal | Add +46.1% | 19,000 | $22K |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | Add +46.1% | 19,000 | $21K |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | New | 13,000 | $21K |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | Sold out | 17,000 | $21Kbefore exit |
| LUMENTUM HOLDINGS INC (LITE 1.5 12/15/29) | NOTE 1.500%12/1 · principal | Sold out | 13,000 | $20Kbefore exit |
| Q2 HOLDINGS INC (QTWO 0.75 06/01/26) | NOTE 0.750% 6/0 · principal | Sold out | 16,000 | $19Kbefore exit |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | Sold out | 10,000 | $15Kbefore exit |
| ITRON INC (ITRI 1.375 07/15/30) | NOTE 1.375% 7/1 · principal | New | 13,000 | $15K |
| ZTO EXPRESS KY INC (ZTO 1.5 09/01/27) | NOTE 1.500% 9/0 · principal | Sold out | 13,000 | $13Kbefore exit |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | Sold out | 13,000 | $13Kbefore exit |
| PG&E CORP (PCG 4.25 12/01/27) | NOTE 4.250%12/0 · principal | Reduce -52.0% | 12,000 | $12K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q3 2025 | 395 | $4.3B | AAPL, MSFT, GOOGL, WMT, JPM |
| Q2 2025 | 390 | $4.0B | MSFT, AAPL, WMT, JPM, GOOGL |
| Q1 2025 | 352 | $3.7B | AAPL, JPM, WMT, MSFT, BRK.B |
| Q4 2024 | 393 | $3.7B | AAPL, MSFT, WMT, JPM, GOOGL |
| Q3 2024 | 402 | $3.8B | AAPL, MSFT, WMT, JPM, GOOGL |
| Q2 2024 | 385 | $3.5B | AAPL, MSFT, GOOGL, JPM, WMT |
| Q1 2024 | 364 | $3.2B | MSFT, AAPL, JPM, GOOGL, CVX |