Sumitomo Mitsui Financial Group, Inc.
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 13, 2024), Sumitomo Mitsui Financial Group, Inc. reported 138 stock positions worth $3.2 billion. Its top holding was Ares Management Class A (ARES) at 55.1% of the portfolio, followed by iShares ESG Aware MSCI USA (ESGU, 4.1%) and Cme (CME, 3.2%). Compared with Q4 2023, it opened 7 new positions, sold out of 9, added to 43 and reduced 70. The biggest buy was iShares Core U.S. Aggregate (AGG, shares +18%) and the biggest sale iShares Semiconductor ETF (SOXX, shares −94%).
- Most Recent 13F
- Q2 2026
- Location
- TOKYO, M0
- CIK
- 0001022837
- Portfolio Value
- $3.2B (Q1 2024)
- SEC Filing
- 0000950123-24-004504 ↗ filed May 13, 2024
Holdings Value
Holdings 138 stocks · $3.2B
| ARES Ares Management Corp. Class A | 55.13% | 13,364,740 | $1.8B | No change |
| ESGU iShares ESG Aware MSCI USA | 4.14% | 1,160,614 | $133.4M | No change |
| CME Cme Group Inc. | 3.15% | 471,846 | $101.6M | No change |
| XYZ Block Inc. | 2.38% | 907,930 | $76.8M | No change |
| AGG iShares Core U.S. Aggregate | 2.27% | 746,120 | $73.1M | Add +18.4% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 2.16% | 639,802 | $69.7M | Reduce -2.5% |
| IEF iShares 7-10 Year Treasury B | 1.85% | 628,917 | $59.5M | Add +4.5% |
| GLD SPDR Gold Shares | 1.78% | 279,509 | $57.5M | Add +3.6% |
| NVDA Nvidia Corp. | 1.59% | 56,557 | $51.1M | Reduce -12.8% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.37% | 84,635 | $44.3M | Reduce -2.9% |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | 1.37% | 566,233 | $44.0M | Reduce -8.1% |
| IGSB iShares 1-5Y Inv Grade Corp. | 1.31% | 824,625 | $42.3M | Add +8.6% |
| MBB iShares MBS ETF | 1.02% | 354,716 | $32.8M | Add +2.1% |
| MSFT Microsoft Corp. | 0.97% | 74,656 | $31.4M | Add +6.8% |
| AMZN Amazon.com Inc. | 0.97% | 174,056 | $31.4M | Reduce -25.6% |
| AVGO Broadcom Inc. | 0.94% | 22,891 | $30.3M | Reduce -1.5% |
| GOOG Alphabet Inc. Class C | 0.88% | 185,257 | $28.2M | Add +6.5% |
| META Meta Platforms Inc. Class A | 0.83% | 55,207 | $26.8M | Reduce -2.1% |
| ANET Arista Networks Inc. | 0.82% | 91,543 | $26.5M | Add +0.9% |
| PFF iShares Preferred & Income S | 0.72% | 720,511 | $23.2M | Reduce -7.9% |
| TLT iShares 20+ Year Treasury BD | 0.66% | 225,175 | $21.3M | Reduce -6.4% |
| BAB Invesco Taxable Municipal Bo | 0.62% | 751,874 | $20.0M | Reduce -2.2% |
| UNH Unitedhealth Group Inc. | 0.56% | 36,500 | $18.1M | Add +8.0% |
| SJNK SS SPDR BB St Hi Yield ETF | 0.54% | 686,018 | $17.3M | Add +75.0% |
| INTU Intuit Inc. | 0.52% | 25,999 | $16.9M | Add +1.2% |
| DHI D.R. Horton Inc. | 0.52% | 102,187 | $16.8M | Reduce -3.2% |
| JPM JPMorgan Chase & Co. | 0.51% | 82,750 | $16.6M | Add +1.5% |
| QQQ Invesco QQQ Trust Series 1 | 0.48% | 34,952 | $15.5M | Add +1.1% |
| GWW WW Grainger Inc. filed as GRAINGER W W INC | 0.45% | 14,362 | $14.6M | Reduce -0.9% |
| AMGN Amgen Inc. | 0.40% | 45,492 | $12.9M | Add +8.5% |
| BLK BlackRock Finance Inc. | 0.38% | 14,763 | $12.3M | Reduce -0.2% |
| GOVT iShares US Treasury Bond ETF | 0.35% | 502,359 | $11.4M | Reduce -3.1% |
| APD Air Products & Chemicals Inc. | 0.34% | 45,523 | $11.0M | Add +14.3% |
| FSLR First Solar Inc. | 0.33% | 62,809 | $10.6M | Add +13.0% |
| BMY Bristol-Myers Squibb Co. | 0.32% | 188,454 | $10.2M | Add +5.8% |
| KO The Coca-Cola Co. | 0.31% | 162,027 | $9.9M | Add +6.8% |
| JBHT Hunt (jb) Transprt SVCS Inc. | 0.30% | 49,344 | $9.8M | Add +3.0% |
| XLP SS Consumer Staples Sel Sect | 0.30% | 125,934 | $9.6M | Reduce -69.1% |
| VGT Vanguard Info Tech ETF | 0.29% | 17,704 | $9.3M | Reduce -5.1% |
| SHY iShares 1-3 Year Treasury Bo | 0.28% | 111,553 | $9.1M | Add +14.9% |
| ADM Archer-Daniels-Midland Co. | 0.24% | 121,696 | $7.6M | Add +16.0% |
| IYR iShares US Real Estate ETF | 0.22% | 80,176 | $7.2M | Reduce -3.7% |
| QCOM Qualcomm Inc. | 0.22% | 42,197 | $7.1M | Add +1.0% |
| SHV iShares 0-1 Year Treasury Bo | 0.22% | 63,984 | $7.1M | Add +54.6% |
| VCLT Vanguard Long-Term Corp. Bond | 0.21% | 87,228 | $6.8M | Reduce -2.4% |
| VOO Vanguard S&P 500 ETF | 0.21% | 13,986 | $6.7M | Reduce -4.2% |
| COST Costco Wholesale Corp. | 0.20% | 8,622 | $6.3M | Reduce -3.9% |
| XLU St Sr Utl SL SE SPDR ETF-Usd | 0.19% | 93,200 | $6.1M | Add +4.0% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.19% | 79,104 | $6.1M | Add +0.0% |
| SOXX iShares Semiconductor ETF | 0.18% | 25,631 | $5.8M | Reduce -93.7% |
| IYE iShares U.S. Energy ETF | 0.16% | 104,176 | $5.1M | Reduce -6.3% |
| IGV iShares Expanded Tech-Softwa | 0.14% | 51,809 | $4.4M | Reduce -4.8% |
| PEP Pepsico Inc. | 0.13% | 24,565 | $4.3M | Add +4.0% |
| HD Home Depot Inc. | 0.13% | 10,772 | $4.1M | Reduce -6.4% |
| TXN Texas Instruments Inc. | 0.13% | 23,572 | $4.1M | Add +27.4% |
| CIBR First Trust Nasdaq Cybersecu | 0.13% | 72,127 | $4.1M | Reduce -0.8% |
| ULTA Ulta Beauty Inc. | 0.12% | 7,422 | $3.9M | Add +160.6% |
| VCIT Vanguard Int-Term Corporate | 0.12% | 46,263 | $3.7M | Reduce -9.4% |
| PG The Procter & Gamble Co. | 0.11% | 22,307 | $3.6M | Reduce -3.2% |
| AMD Advanced Micro Devices | 0.11% | 18,886 | $3.4M | Reduce -50.4% |
| GOOGL Alphabet Inc. Class A | 0.10% | 21,476 | $3.2M | Add +135.3% |
| PFE Pfizer Inc. | 0.10% | 115,931 | $3.2M | Add +16.7% |
| SCHD Schwab US DVD Equity ETF | 0.10% | 39,453 | $3.2M | Add +10.4% |
| SDY SS SPDR S&P Dividend ETF | 0.09% | 23,008 | $3.0M | Reduce -10.6% |
| TIP iShares Tips Bond ETF | 0.09% | 27,767 | $3.0M | Reduce -7.1% |
| SKYY First Trust Cloud Computing | 0.08% | 28,303 | $2.7M | Reduce -9.8% |
| WCLD Wisdomtree Cloud Computing | 0.08% | 76,505 | $2.7M | Reduce -6.8% |
| UCON First Trust Smith Unconstrai | 0.07% | 97,621 | $2.4M | New |
| ZS Zscaler Inc. | 0.07% | 11,986 | $2.3M | Reduce -16.7% |
| SHOP Shopify Inc. Class A | 0.07% | 29,880 | $2.3M | Reduce -4.1% |
| VHT Vanguard Health Care ETF | 0.07% | 8,316 | $2.2M | Reduce -3.0% |
| CSCO Cisco Systems Inc. | 0.07% | 42,913 | $2.1M | Reduce -2.8% |
| CRWD CrowdStrike Holdings Inc. Class A | 0.06% | 6,229 | $2.0M | Add +1852.7% |
| T AT&T Inc. | 0.06% | 106,053 | $1.9M | Reduce -11.0% |
| BOND PIMCO Active Bond Exchange-T | 0.06% | 19,558 | $1.8M | Reduce -0.1% |
| IEI iShares 3-7 Year Treasury Bo | 0.06% | 15,489 | $1.8M | Add +2390.2% |
| REET iShares Global REIT ETF | 0.05% | 71,786 | $1.7M | Reduce -1.8% |
| PYPL PayPal Holdings Inc. | 0.05% | 25,307 | $1.7M | Add +345.8% |
| GIS General Mills Inc. | 0.05% | 23,356 | $1.6M | Add +18.0% |
| SGOV iShares 0-3 Month Treasury B | 0.05% | 15,871 | $1.6M | New |
| AAPL Apple Inc. | 0.05% | 9,052 | $1.6M | Add +7319.7% |
| EMB iShares JP Morgan Usd Emergi | 0.05% | 17,047 | $1.5M | Add +15.7% |
| EEM iShares MSCI Emerging Market | 0.04% | 34,999 | $1.4M | Add +12.3% |
| BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP | 0.04% | 24,698 | $1.4M | Reduce -16.1% |
| MDLZ Mondelez International Inc. Class A | 0.04% | 20,233 | $1.4M | Add +0.8% |
| PAVE Global X US Infrastructure | 0.04% | 34,139 | $1.4M | Reduce -4.0% |
| IHI iShares U.S. Medical Devices | 0.04% | 22,890 | $1.3M | Reduce -3.6% |
| XBI SS SPDR S&P Biotech ETF | 0.04% | 14,099 | $1.3M | Reduce -7.3% |
| CRM Salesforce Inc. | 0.04% | 4,431 | $1.3M | New |
| HRB H&R Block Inc. filed as BLOCK H & R INC | 0.04% | 14,554 | $1.2M | Reduce -29.9% |
| SYY Sysco Corp. | 0.04% | 15,055 | $1.2M | Add +4.6% |
| XLC SS Comm Select Sector SPDR | 0.03% | 13,505 | $1.1M | Reduce -8.7% |
| IBB iShares Biotechnology ETF | 0.03% | 7,931 | $1.1M | Reduce -14.7% |
| INDA iShares MSCI India ETF | 0.03% | 20,307 | $1.0M | Reduce -16.4% |
| DVY iShares Select Dividend ETF | 0.03% | 7,889 | $972K | Reduce -6.6% |
| OKTA Okta Inc. | 0.03% | 8,831 | $924K | Reduce -31.9% |
| ITW Illinois Tool Works | 0.03% | 3,371 | $905K | Reduce -13.5% |
| VCR Vanguard Consumer Discre ETF | 0.02% | 2,479 | $788K | Reduce -12.6% |
| VZ Verizon Communications Inc. | 0.02% | 18,744 | $786K | Reduce -14.0% |
| OMC Omnicom Group | 0.02% | 8,109 | $785K | Reduce -12.3% |
| VNQ Vanguard Real Estate ETF | 0.02% | 8,413 | $728K | Reduce -2.4% |
| NFLX Netflix Inc. | 0.02% | 1,186 | $720K | Add +235.0% |
| DOCU Docusign Inc. | 0.02% | 11,884 | $708K | No change |
| KMB Kimberly-Clark Corp. | 0.02% | 5,428 | $702K | Reduce -16.4% |
| IEMG iShares Core MSCI Emerging | 0.02% | 13,354 | $689K | Reduce -4.2% |
| ARM Arm Holdings PLC-ADR | 0.02% | 5,400 | $675K | New |
| GDX Vaneck Gold Miners ETF | 0.02% | 20,878 | $660K | Reduce -3.2% |
| TSLA Tesla Inc. | 0.02% | 3,630 | $638K | New |
| QCLN First Trust Nasdaq Clean Edg | 0.02% | 17,383 | $603K | Reduce -45.9% |
| PROSHARES SHORT S&P500 | 0.02% | 48,000 | $569K | No change |
| WHR Whirlpool Corp. | 0.02% | 4,259 | $510K | Reduce -48.6% |
| TDOC Teladoc Health Inc. | 0.01% | 26,858 | $406K | Reduce -12.2% |
| MU Micron Technology Inc. | 0.01% | 2,375 | $280K | Reduce -85.4% |
| MA Mastercard Inc. Class A | 0.01% | 550 | $265K | No change |
| SNAP Snap Inc. Class A | 0.01% | 22,779 | $262K | Reduce -2.1% |
| VT Vanguard Tot World STK ETF | 0.01% | 2,325 | $257K | No change |
| SNOW Snowflake Inc. | 0.01% | 1,546 | $250K | Add +6.9% |
| IEO iShares U.S. Oil & Gas Explo | 0.01% | 2,206 | $236K | Reduce -7.0% |
| EWJ iShares MSCI Japan ETF | 0.01% | 3,179 | $227K | No change |
| ZM Zoom Communications Inc. filed as ZOOM VIDEO COMMUNICATIONS IN | 0.01% | 3,300 | $216K | Add +37.5% |
| GDXJ Vaneck Junior Gold Miners | 0.01% | 5,382 | $208K | No change |
| RL Ralph Lauren Corp. | 0.01% | 1,039 | $195K | New |
| PXDT Pixie Dust Technologies Inc. | 0.01% | 56,400 | $195K | No change |
| HEWJ Isha Curr Hedged MSCI Japan | 0.01% | 4,620 | $194K | New |
| TWLO Twilio Inc. Class A | 0.00% | 2,155 | $132K | Reduce -37.3% |
| REM iShares Mortgage Real Estate | 0.00% | 4,646 | $108K | No change |
| EAGG iShares ESG Aware US Aggrega | 0.00% | 2,196 | $103K | No change |
| ESGV Vanguard ESG US Stock ETF | 0.00% | 938 | $87K | Reduce -48.1% |
| XSOE Wisdmtree Emerg MKT Ex-St Ow | 0.00% | 2,351 | $69K | No change |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.00% | 522 | $64K | Reduce -79.4% |
| USMV iShares MSCI USA Min Vol Fac | 0.00% | 763 | $64K | Reduce -15.5% |
| SPLV Invesco S&P 500 Low Volatili | 0.00% | 646 | $43K | Reduce -24.4% |
| HEZU iShares Currency Hedged MSCI | 0.00% | 1,130 | $42K | No change |
| XLB SS Materials Select Sector | 0.00% | 328 | $30K | Reduce -99.8% |
| XLF SS Financial Select Sector | 0.00% | 179 | $8K | Reduce -10.1% |
| FCX Freeport-McMoran Inc. | 0.00% | 106 | $5K | No change |
| IWM iShares Russell 2000 ETF | 0.00% | 17 | $4K | No change |
| EMQQ Emg MKT Internet ETF-USA Inc. filed as EXCHANGE TRADED CONCEPTS TRU | 0.00% | 14 | $438 | No change |
Options reported separately and not counted above: NVIDIA CORPORATION calls ($1.6M), SALESFORCE INC calls ($602K), MICRON TECHNOLOGY INC calls ($420K), NVIDIA CORPORATION puts ($413K), ZSCALER INC puts ($397K), ADVANCED MICRO DEVICES INC puts ($256K), META PLATFORMS INC calls ($203K), NETFLIX INC. puts ($164K), VISA INC calls ($152K), ALPHABET INC puts ($132K), MICROSOFT CORP puts ($126K), APPLE INC puts ($124K), and 18 more.
Portfolio Sells Q4 2023 → Q1 2024
| SOXX iShares Semiconductor ETF | Reduce -93.7% | 0.18% | −2.29 |
| XLK SS Technology Select Sector | Sold out | 0.00% | −2.20 |
| XLI SS Industrial Select Sector | Sold out | 0.00% | −1.64 |
| XLP SS Consumer Staples Sel Sect | Reduce -69.1% | 0.30% | −0.63 |
| XLB SS Materials Select Sector | Reduce -99.8% | 0.00% | −0.50 |
| AMZN Amazon.com Inc. | Reduce -25.6% | 0.97% | −0.16 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | Reduce -8.1% | 1.37% | −0.15 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Reduce -2.5% | 2.16% | −0.14 |
| TLT iShares 20+ Year Treasury BD | Reduce -6.4% | 0.66% | −0.09 |
| AMD Advanced Micro Devices | Reduce -50.4% | 0.11% | −0.07 |
| PFF iShares Preferred & Income S | Reduce -7.9% | 0.72% | −0.05 |
| BAB Invesco Taxable Municipal Bo | Reduce -2.2% | 0.62% | −0.04 |
| MU Micron Technology Inc. | Reduce -85.4% | 0.01% | −0.04 |
| ZS Zscaler Inc. | Reduce -16.7% | 0.07% | −0.03 |
| QCLN First Trust Nasdaq Clean Edg | Reduce -45.9% | 0.02% | −0.02 |
| GOVT iShares US Treasury Bond ETF | Reduce -3.1% | 0.35% | −0.02 |
| IYR iShares US Real Estate ETF | Reduce -3.7% | 0.22% | −0.02 |
| WHR Whirlpool Corp. | Reduce -48.6% | 0.02% | −0.02 |
| VCIT Vanguard Int-Term Corporate | Reduce -9.4% | 0.12% | −0.02 |
| VCLT Vanguard Long-Term Corp. Bond | Reduce -2.4% | 0.21% | −0.02 |
| HRB H&R Block Inc. | Reduce -29.9% | 0.04% | −0.01 |
| TIP iShares Tips Bond ETF | Reduce -7.1% | 0.09% | −0.01 |
| OKTA Okta Inc. | Reduce -31.9% | 0.03% | −0.01 |
| TDOC Teladoc Health Inc. | Reduce -12.2% | 0.01% | −0.01 |
| SDY SS SPDR S&P Dividend ETF | Reduce -10.6% | 0.09% | −0.01 |
| WCLD Wisdomtree Cloud Computing | Reduce -6.8% | 0.08% | −0.01 |
| CHIQ Global X MSCI China Consumer | Sold out | 0.00% | −0.01 |
| SHOP Shopify Inc. Class A | Reduce -4.1% | 0.07% | −0.01 |
| IBB iShares Biotechnology ETF | Reduce -14.7% | 0.03% | −0.01 |
| JNJ Johnson & Johnson | Sold out | 0.00% | −0.01 |
| T AT&T Inc. | Reduce -11.0% | 0.06% | −0.01 |
| DIS The Walt Disney Co. | Reduce -79.4% | 0.00% | −0.01 |
| INDA iShares MSCI India ETF | Reduce -16.4% | 0.03% | −0.01 |
| USO United States Oil Fund LP | Sold out | 0.00% | −0.00 |
| BNY Bank of New York Mellon Corp. | Reduce -16.1% | 0.04% | −0.00 |
| SNAP Snap Inc. Class A | Reduce -2.1% | 0.01% | −0.00 |
| CSCO Cisco Systems Inc. | Reduce -2.8% | 0.07% | −0.00 |
| ITW Illinois Tool Works | Reduce -13.5% | 0.03% | −0.00 |
| TWLO Twilio Inc. Class A | Reduce -37.3% | 0.00% | −0.00 |
| SKYY First Trust Cloud Computing | Reduce -9.8% | 0.08% | −0.00 |
| REET iShares Global REIT ETF | Reduce -1.8% | 0.05% | −0.00 |
| IGV iShares Expanded Tech-Softwa | Reduce -4.8% | 0.14% | −0.00 |
| KMB Kimberly-Clark Corp. | Reduce -16.4% | 0.02% | −0.00 |
| VCR Vanguard Consumer Discre ETF | Reduce -12.6% | 0.02% | −0.00 |
| ESGV Vanguard ESG US Stock ETF | Reduce -48.1% | 0.00% | −0.00 |
| BOND PIMCO Active Bond Exchange-T | Reduce -0.1% | 0.06% | −0.00 |
| VZ Verizon Communications Inc. | Reduce -14.0% | 0.02% | −0.00 |
| XBI SS SPDR S&P Biotech ETF | Reduce -7.3% | 0.04% | −0.00 |
| VNQ Vanguard Real Estate ETF | Reduce -2.4% | 0.02% | −0.00 |
| DVY iShares Select Dividend ETF | Reduce -6.6% | 0.03% | −0.00 |
Portfolio Buys Q4 2023 → Q1 2024
| AGG iShares Core U.S. Aggregate | Add +18.4% | 2.27% | +0.28 |
| SJNK SS SPDR BB St Hi Yield ETF | Add +75.0% | 0.54% | +0.22 |
| GLD SPDR Gold Shares | Add +3.6% | 1.78% | +0.15 |
| ANET Arista Networks Inc. | Add +0.9% | 0.82% | +0.15 |
| MSFT Microsoft Corp. | Add +6.8% | 0.97% | +0.14 |
| GOOG Alphabet Inc. Class C | Add +6.5% | 0.88% | +0.10 |
| IGSB iShares 1-5Y Inv Grade Corp. | Add +8.6% | 1.31% | +0.08 |
| ULTA Ulta Beauty Inc. | Add +160.6% | 0.12% | +0.08 |
| SHV iShares 0-1 Year Treasury Bo | Add +54.6% | 0.22% | +0.07 |
| UCON First Trust Smith Unconstrai | New | 0.07% | +0.07 |
| JPM JPMorgan Chase & Co. | Add +1.5% | 0.51% | +0.07 |
| GOOGL Alphabet Inc. Class A | Add +135.3% | 0.10% | +0.06 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +1852.7% | 0.06% | +0.06 |
| IEI iShares 3-7 Year Treasury Bo | Add +2390.2% | 0.06% | +0.05 |
| SGOV iShares 0-3 Month Treasury B | New | 0.05% | +0.05 |
| AAPL Apple Inc. | Add +7319.7% | 0.05% | +0.05 |
| CRM Salesforce Inc. | New | 0.04% | +0.04 |
| PYPL PayPal Holdings Inc. | Add +345.8% | 0.05% | +0.04 |
| QQQ Invesco QQQ Trust Series 1 | Add +1.1% | 0.48% | +0.03 |
| SHY iShares 1-3 Year Treasury Bo | Add +14.9% | 0.28% | +0.03 |
| QCOM Qualcomm Inc. | Add +1.0% | 0.22% | +0.03 |
| TXN Texas Instruments Inc. | Add +27.4% | 0.13% | +0.03 |
| BMY Bristol-Myers Squibb Co. | Add +5.8% | 0.32% | +0.03 |
| FSLR First Solar Inc. | Add +13.0% | 0.33% | +0.03 |
| KO The Coca-Cola Co. | Add +6.8% | 0.31% | +0.02 |
| ARM Arm Holdings PLC-ADR | New | 0.02% | +0.02 |
| TSLA Tesla Inc. | New | 0.02% | +0.02 |
| AMGN Amgen Inc. | Add +8.5% | 0.40% | +0.02 |
| NFLX Netflix Inc. | Add +235.0% | 0.02% | +0.02 |
| INTU Intuit Inc. | Add +1.2% | 0.52% | +0.02 |
| SCHD Schwab US DVD Equity ETF | Add +10.4% | 0.10% | +0.01 |
| GIS General Mills Inc. | Add +18.0% | 0.05% | +0.01 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Add +4.0% | 0.19% | +0.01 |
| PFE Pfizer Inc. | Add +16.7% | 0.10% | +0.01 |
| IEF iShares 7-10 Year Treasury B | Add +4.5% | 1.85% | +0.01 |
| PEP Pepsico Inc. | Add +4.0% | 0.13% | +0.01 |
| RL Ralph Lauren Corp. | New | 0.01% | +0.01 |
| HEWJ Isha Curr Hedged MSCI Japan | New | 0.01% | +0.01 |
| EMB iShares JP Morgan Usd Emergi | Add +15.7% | 0.05% | +0.01 |
| EEM iShares MSCI Emerging Market | Add +12.3% | 0.04% | +0.00 |
| SYY Sysco Corp. | Add +4.6% | 0.04% | +0.00 |
| JBHT Hunt (jb) Transprt SVCS Inc. | Add +3.0% | 0.30% | +0.00 |
| ZM Zoom Communications Inc. | Add +37.5% | 0.01% | +0.00 |
| SNOW Snowflake Inc. | Add +6.9% | 0.01% | −0.00 |
| MDLZ Mondelez International Inc. Class A | Add +0.8% | 0.04% | −0.00 |
| ADM Archer-Daniels-Midland Co. | Add +16.0% | 0.24% | −0.00 |
| APD Air Products & Chemicals Inc. | Add +14.3% | 0.34% | −0.00 |
| UNH Unitedhealth Group Inc. | Add +8.0% | 0.56% | −0.00 |
| VCSH Vanguard S/T Corp. Bond ETF | Add +0.0% | 0.19% | −0.00 |
| MBB iShares MBS ETF | Add +2.1% | 1.02% | −0.02 |
Options Activity Q4 2023 → Q1 2024
| NVIDIA CORPORATION | call | Reduce -8.3% | 4,180 | $1.6M |
| ADVANCED MICRO DEVICES INC | call | Sold out | 16,631 | $446Kbefore exit |
| MICRON TECHNOLOGY INC | call | New | 18,000 | $420K |
| NVIDIA CORPORATION | put | New | 6,000 | $413K |
| ZSCALER INC | put | New | 20,000 | $397K |
| ADVANCED MICRO DEVICES INC | put | New | 15,000 | $256K |
| BOEING CO | call | Sold out | 5,990 | $224Kbefore exit |
| META PLATFORMS INC | call | Reduce -52.0% | 1,844 | $203K |
| NETFLIX INC. | put | New | 4,000 | $164K |
| ALPHABET INC | put | New | 50,000 | $132K |
| MICROSOFT CORP | put | New | 6,500 | $126K |
| APPLE INC | put | Add +169.2% | 35,000 | $124K |
| PAYPAL HLDGS INC | put | New | 30,000 | $109K |
| NETFLIX INC. | call | Add +60.8% | 1,545 | $108K |
| APPLE INC | call | Add +286.2% | 19,000 | $87K |
| AMAZON COM INC | put | New | 30,000 | $87K |
| SALESFORCE INC | put | New | 10,000 | $73K |
| ARM HOLDINGS PLC | call | Sold out | 3,500 | $62Kbefore exit |
| ALPHABET INC | call | Sold out | 7,097 | $60Kbefore exit |
| ARM HOLDINGS PLC | put | New | 20,000 | $40K |
| COSTCO WHOLESALE CORPORATION | call | Sold out | 500 | $34Kbefore exit |
| ALPHABET INC | call | New | 12,600 | $22K |
| INVESCO QQQ TR | call | New | 2,000 | $21K |
| META PLATFORMS INC | put | New | 5,000 | $18K |
| AMAZON COM INC | call | Reduce -67.7% | 2,200 | $17K |
| BLOCK INC | put | Sold out | 40,000 | $10Kbefore exit |
| BLOCK INC | call | New | 1,345 | $9K |
| PAYPAL HLDGS INC | call | Reduce -89.7% | 1,400 | $6K |
| INVESCO QQQ TR | put | New | 5,500 | $4K |
| MICRON TECHNOLOGY INC | put | New | 15,000 | $2K |
| TELADOC HEALTH INC | call | New | 4,179 | $418 |
| SHOPIFY INC | put | Sold out | 15,000 | $356before exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 175 | $5.2B | ARES, SPY, JEF, QQQ, GLD |
| Q1 2026 | 167 | $4.9B | ARES, SPY, JEF, GLD, PSNY |
| Q4 2025 | 164 | $5.6B | ARES, JEF, SPY, GLD, AGG |
| Q3 2025 | 151 | $5.7B | ARES, JEF, SPY, QQQ, GLD |
| Q2 2025 | 163 | $6.1B | ARES, SPY, JEF, LQD, QQQ |
| Q1 2025 | 146 | $5.5B | ARES, SPY, JEF, IWF, QQQ |
| Q4 2024 | 134 | $7.5B | ARES, SPY, JEF, QQQ, VOO |
| Q3 2024Amended | 137 | $4.4B | ARES, JEF, SPY, CME, AGG |
| Q2 2024 | 142 | $3.2B | ARES, CME, LQD, AGG, GLD |
| Q1 2024 | 138 | $3.2B | ARES, ESGU, CME, XYZ, AGG |