TD Private Client Wealth LLC
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed October 27, 2025), TD Private Client Wealth LLC reported 1,516 stock positions worth $4.4 billion. Its top holding was Ste STR SPDR PT S&P 500 ETF (SPYM) at 8.0% of the portfolio, followed by iShares Core MSCI Eafe ETF (IEFA, 5.6%) and SS SPDR S&P 500 ETF Trust-US (SPY, 4.8%). Compared with Q2 2025, it opened 164 new positions, sold out of 39, added to 588 and reduced 546. The biggest buy was Invesco S&P 500 Momentum ETF (SPMO, shares +461%) and the biggest sale SS SPDR S&P 500 ETF Trust-US (SPY, shares −7%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001551017
- Portfolio Value
- $4.4B (Q3 2025)
- SEC Filing
- 0002052595-25-000069 ↗ filed Oct 27, 2025
Holdings Value
Holdings 1,516 stocks · $4.4B
| SPYM Ste STR SPDR PT S&P 500 ETF | 8.04% | 4,554,909 | $356.8M | Add +5.6% |
| IEFA iShares Core MSCI Eafe ETF | 5.62% | 2,855,180 | $249.3M | Add +7.8% |
| SPY SS SPDR S&P 500 ETF Trust-US | 4.84% | 322,250 | $214.7M | Reduce -6.5% |
| VMBS Vanguard Mortgage-Backed Sec | 4.73% | 4,470,696 | $209.9M | Add +8.0% |
| GOVT iShares US Treasury Bond ETF | 3.49% | 6,703,746 | $155.0M | Add +4.9% |
| DGRO iShares Core Dividend Growth | 2.30% | 1,502,276 | $102.3M | Add +15.0% |
| VOOG Vanguard S&P 500 Growth ETF | 2.27% | 231,740 | $100.9M | Add +12.4% |
| VIG Vanguard Dividend Apprec ETF | 2.25% | 463,216 | $100.0M | Add +0.3% |
| IGIB iShares 5-10Y Inv Grade Corp. | 2.16% | 1,776,456 | $96.1M | Add +22.6% |
| VGSH Vanguard Short-Term Treasury | 2.14% | 1,615,766 | $95.1M | Add +14.4% |
| VXF Vanguard Extended Market ETF | 2.13% | 451,129 | $94.4M | Add +7.3% |
| SHY iShares 1-3 Year Treasury Bo | 1.74% | 930,109 | $77.2M | Add +3.7% |
| MSFT Microsoft Corp. | 1.42% | 121,410 | $62.9M | Reduce -0.9% |
| TLT iShares 20+ Year Treasury BD | 1.27% | 633,358 | $56.6M | Add +13.2% |
| VCSH Vanguard S/T Corp. Bond ETF | 1.20% | 664,443 | $53.1M | Add +6.2% |
| IEMG iShares Core MSCI Emerging | 1.17% | 784,549 | $51.7M | Reduce -2.9% |
| NVDA Nvidia Corp. | 1.15% | 274,334 | $51.2M | Add +11.2% |
| EFA iShares MSCI Eafe ETF | 1.13% | 537,320 | $50.2M | Add +13.5% |
| IEI iShares 3-7 Year Treasury Bo | 1.10% | 409,944 | $49.0M | Add +15.5% |
| AGG iShares Core U.S. Aggregate | 1.07% | 473,087 | $47.4M | Add +14.2% |
| VOO Vanguard S&P 500 ETF | 1.05% | 75,978 | $46.5M | Add +0.9% |
| QQQ Invesco QQQ Trust Series 1 | 1.04% | 76,864 | $46.1M | Reduce -1.3% |
| IWF iShares Russell 1000 Growth | 1.02% | 96,637 | $45.3M | Reduce -8.4% |
| IVV iShares Core S&P 500 ETF | 0.94% | 62,615 | $41.9M | Reduce -6.4% |
| IGSB iShares 1-5Y Inv Grade Corp. | 0.86% | 717,937 | $38.1M | Add +18.8% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.81% | 193,473 | $36.1M | Add +1.6% |
| SPMO Invesco S&P 500 Momentum ETF | 0.81% | 296,678 | $35.9M | Add +460.6% |
| AMZN Amazon.com Inc. | 0.78% | 157,075 | $34.5M | Reduce -3.2% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.72% | 66,510 | $31.9M | Reduce -8.3% |
| META Meta Platforms Inc. Class A | 0.68% | 41,064 | $30.2M | Add +0.4% |
| AAPL Apple Inc. | 0.68% | 117,771 | $30.0M | Reduce -1.0% |
| IVW iShares S&P 500 Growth ETF | 0.67% | 245,036 | $29.6M | Reduce -11.3% |
| JPM JPMorgan Chase & Co. | 0.60% | 85,006 | $26.8M | Reduce -12.4% |
| VCIT Vanguard Int-Term Corporate | 0.57% | 303,386 | $25.5M | Add +12.6% |
| VONG Vanguard Russell 1000 Growth | 0.56% | 206,778 | $24.9M | Reduce -5.4% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 0.53% | 210,314 | $23.4M | Add +2.6% |
| GOOGL Alphabet Inc. Class A | 0.51% | 93,820 | $22.8M | Add +11.0% |
| SCHG Schwab US Large-Cap Growth | 0.51% | 703,345 | $22.4M | Add +2.5% |
| IJH iShares Core S&P Midcap ETF | 0.50% | 341,245 | $22.3M | Reduce -5.7% |
| SCHD Schwab US DVD Equity ETF | 0.49% | 797,743 | $21.8M | Reduce -20.6% |
| IWD iShares Russell 1000 Value E | 0.49% | 106,602 | $21.7M | Reduce -5.5% |
| IVE iShares S&P 500 Value ETF | 0.45% | 96,061 | $19.8M | Add +1.6% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.44% | 67,063 | $19.7M | Add +16.5% |
| GLD SPDR Gold Shares | 0.42% | 52,289 | $18.6M | Add +2.1% |
| AVGO Broadcom Inc. | 0.41% | 55,734 | $18.4M | Reduce -20.1% |
| ABBV Abbvie Inc. | 0.41% | 77,895 | $18.0M | Reduce -2.8% |
| HYS PIMCO 0-5 Year H/Y Corp. Bond | 0.39% | 182,180 | $17.4M | Add +14.8% |
| BSV Vanguard Short-Term Bond ETF | 0.38% | 214,364 | $16.9M | Add +4.0% |
| PM Philip Morris International | 0.35% | 96,482 | $15.6M | Reduce -6.2% |
| IJR iShares Core S&P Small-Cap E | 0.35% | 129,128 | $15.3M | Reduce -6.9% |
| IDV iShares International Select | 0.34% | 413,985 | $15.1M | Add +33.9% |
| IWB iShares Russell 1000 ETF | 0.33% | 40,424 | $14.8M | Add +13.9% |
| IWM iShares Russell 2000 ETF | 0.33% | 60,034 | $14.5M | Add +45.8% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.31% | 54,315 | $13.8M | Add +5.8% |
| CVX Chevron Corp. | 0.30% | 86,495 | $13.4M | Add +9.0% |
| SDY SS SPDR S&P Dividend ETF | 0.29% | 93,300 | $13.1M | Reduce -4.9% |
| IEF iShares 7-10 Year Treasury B | 0.29% | 134,506 | $13.0M | Add +2.8% |
| JNJ Johnson & Johnson | 0.28% | 66,805 | $12.4M | Add +3.1% |
| MA Mastercard Inc. Class A | 0.27% | 20,896 | $11.9M | Add +1.6% |
| SHM SS SPDR N Ice St Muni ETF | 0.27% | 246,072 | $11.9M | Add +0.2% |
| BIV Vanguard Intermediate-Term B | 0.27% | 151,762 | $11.9M | Reduce -9.4% |
| IUSV iShares Core S&P U.S. Value | 0.26% | 117,184 | $11.7M | Reduce -26.6% |
| HYLB Xtrackers Usd High Yield Cor | 0.26% | 310,029 | $11.5M | Add +22.4% |
| BLV Vanguard Long-Term Bond ETF | 0.25% | 159,024 | $11.3M | Add +3.7% |
| SUB iShares Short-Term National | 0.25% | 104,286 | $11.1M | Add +18.5% |
| BND Vanguard Total Bond Market | 0.25% | 147,939 | $11.0M | Reduce -1.5% |
| PLD Prologis Inc. | 0.24% | 92,165 | $10.6M | Add +10.6% |
| VGT Vanguard Info Tech ETF | 0.23% | 13,731 | $10.3M | Reduce -5.2% |
| MDT Medtronic PLC | 0.23% | 106,274 | $10.1M | Reduce -9.9% |
| VZ Verizon Communications Inc. | 0.22% | 221,336 | $9.7M | Reduce -19.4% |
| WFC Wells Fargo & Co. | 0.21% | 112,633 | $9.4M | Add +48.4% |
| IUSG iShares Core S&P U.S. Growth | 0.21% | 56,725 | $9.3M | Add +2.3% |
| DVY iShares Select Dividend ETF | 0.21% | 64,568 | $9.2M | Add +7.3% |
| TFI SS SPDR N Ice Muni Bond ETF | 0.20% | 198,474 | $9.0M | Add +30.7% |
| NFLX Netflix Inc. | 0.20% | 7,377 | $8.8M | Reduce -6.8% |
| CVS CVS Health Corp. | 0.20% | 116,729 | $8.8M | Add +17.1% |
| GOOG Alphabet Inc. Class C | 0.20% | 35,805 | $8.7M | Add +15.7% |
| VWOB Vanguard Emerg MKTS Gov BND | 0.19% | 126,322 | $8.5M | Reduce -15.8% |
| APH Amphenol Corp. Class A | 0.19% | 67,541 | $8.4M | Reduce -2.8% |
| AEP American Electric Power | 0.18% | 72,851 | $8.2M | Reduce -7.2% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.18% | 157,577 | $8.1M | Add +1.7% |
| VTEB Vanguard Tax-Exempt Bond ETF | 0.18% | 160,311 | $8.0M | Add +4.3% |
| TSM Taiwan Semiconductor-SP ADR | 0.18% | 28,717 | $8.0M | Add +7.7% |
| V Visa Inc. Class A | 0.18% | 23,029 | $7.9M | Reduce -21.9% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.18% | 15,514 | $7.8M | Reduce -8.2% |
| XOM Exxon Mobil Corp. | 0.17% | 68,395 | $7.7M | Add +7.0% |
| VTI VG Morningstar TS MKT ETF-US | 0.17% | 23,052 | $7.6M | Add +19.2% |
| AMGN Amgen Inc. | 0.17% | 26,285 | $7.4M | Add +2.6% |
| GILD Gilead Sciences Inc. | 0.16% | 65,256 | $7.2M | Add +46.1% |
| RTX RTX Corp. | 0.16% | 42,495 | $7.1M | Reduce -11.7% |
| USB US Bancorp | 0.15% | 141,699 | $6.8M | Reduce -29.5% |
| DUK Duke Energy Corp. | 0.15% | 55,327 | $6.8M | Add +7.5% |
| CSCO Cisco Systems Inc. | 0.15% | 99,734 | $6.8M | Reduce -2.8% |
| WMT Walmart Inc. | 0.15% | 64,675 | $6.7M | Reduce -27.5% |
| TSLA Tesla Inc. | 0.15% | 14,971 | $6.7M | Add +3.0% |
| ENB Enbridge Inc. | 0.15% | 130,375 | $6.6M | Add +13.6% |
| HD Home Depot Inc. | 0.14% | 15,849 | $6.4M | Reduce -7.3% |
| NEE Nextera Energy Inc. | 0.14% | 84,314 | $6.4M | Reduce -11.2% |
| BTI British American Tob-SP ADR | 0.14% | 119,432 | $6.3M | Add +12.9% |
| MUB iShares National Muni Bond E | 0.14% | 59,438 | $6.3M | Reduce -28.7% |
Other holdings (16): bonds, preferreds, convertibles and warrants · $80K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| DJTWW Trump Media & Technology Gro | *W EXP 03/25/202 | 6,735 | $54K | No change |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 418 | $11K | Add +1.5% |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | 36 | $3K | Reduce -32.1% |
| EPR PROPERTIES (EPR 5.75 PERP C) | PFD C CV 5.75% | 71 | $2K | No change |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 41 | $2K | Add +13.9% |
| PG&E CORP (PCG 6 12/01/27 A) | PFD CONV SER A | 33 | $1K | Reduce -32.6% |
| STRATEGY INC (MSTR 8 PERP) | SERIES A PERP PF | 14 | $1K | New |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 1 | $1K | Reduce -50.0% |
| ARES MANAGEMENT CORP (ARES 6.75 10/01/27 B) | 6.75 SE B PFD | 22 | $1K | No change |
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | 9 | $870 | No change |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | 12 | $853 | Add +20.0% |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 12 | $843 | Reduce -33.3% |
| PEBBLEBROOK HOTEL TRUST (PEB 6.3 PERP F) | 6.3 CUM PFD SR F | 27 | $545 | New |
| MICROCHIP TECHNOLOGY INC (MCHP 7.5 03/15/28) | DEP SHS REPSTG | 9 | $531 | New |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 131 | $487 | No change |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 3 | $76 | No change |
Lines left out (3) · $75 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| BCPC Balchem Corp. | COM | 0 | $54 |
| USIG iShares Broad Usd Investment | USD INV GRDE ETF | 0 | $14 |
| GLDM SPDR Gold Minishares Trust | SPDR GLD MINIS | 0 | $7 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $4.4B.
Portfolio Sells Q2 2025 → Q3 2025
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -6.5% | 4.84% | −0.40 |
| SCHD Schwab US DVD Equity ETF | Reduce -20.6% | 0.49% | −0.16 |
| KVUE Kenvue Inc. | Reduce -80.8% | 0.02% | −0.12 |
| CRM Salesforce Inc. | Reduce -59.7% | 0.05% | −0.11 |
| PM Philip Morris International | Reduce -6.2% | 0.35% | −0.11 |
| IUSV iShares Core S&P U.S. Value | Reduce -26.6% | 0.26% | −0.11 |
| AMZN Amazon.com Inc. | Reduce -3.2% | 0.78% | −0.10 |
| JPM JPMorgan Chase & Co. | Reduce -12.4% | 0.60% | −0.09 |
| ACN Accenture PLC Class A | Reduce -74.3% | 0.02% | −0.09 |
| MSFT Microsoft Corp. | Reduce -0.9% | 1.42% | −0.08 |
| IVW iShares S&P 500 Growth ETF | Reduce -11.3% | 0.67% | −0.08 |
| IWF iShares Russell 1000 Growth | Reduce -8.4% | 1.02% | −0.08 |
| V Visa Inc. Class A | Reduce -21.9% | 0.18% | −0.08 |
| SPOT Spotify Technology SA | Reduce -29.0% | 0.12% | −0.08 |
| LAZ Lazard Inc. | Reduce -87.1% | 0.01% | −0.08 |
| KO The Coca-Cola Co. | Reduce -39.4% | 0.08% | −0.08 |
| IVV iShares Core S&P 500 ETF | Reduce -6.4% | 0.94% | −0.08 |
| MRK Merck & Co. Inc. | Reduce -61.2% | 0.05% | −0.08 |
| VZ Verizon Communications Inc. | Reduce -19.4% | 0.22% | −0.07 |
| MUB iShares National Muni Bond E | Reduce -28.7% | 0.14% | −0.07 |
| LIN Linde PLC | Reduce -37.3% | 0.10% | −0.07 |
| USB US Bancorp | Reduce -29.5% | 0.15% | −0.07 |
| UPS United Parcel Service Class B | Reduce -77.8% | 0.01% | −0.07 |
| WMT Walmart Inc. | Reduce -27.5% | 0.15% | −0.06 |
| VRSK Verisk Analytics Inc. | Reduce -57.8% | 0.03% | −0.06 |
| VUG Vanguard Mrngstar GR ETF-Sui | Reduce -8.3% | 0.72% | −0.06 |
| NFLX Netflix Inc. | Reduce -6.8% | 0.20% | −0.06 |
| AVGO Broadcom Inc. | Reduce -20.1% | 0.41% | −0.06 |
| PNC PNC Financial Services Group | Reduce -31.4% | 0.12% | −0.06 |
| CI The Cigna Group | Reduce -71.2% | 0.02% | −0.05 |
| BIV Vanguard Intermediate-Term B | Reduce -9.4% | 0.27% | −0.05 |
| NOW ServiceNow Inc. | Reduce -44.8% | 0.04% | −0.05 |
| VWOB Vanguard Emerg MKTS Gov BND | Reduce -15.8% | 0.19% | −0.05 |
| IJH iShares Core S&P Midcap ETF | Reduce -5.7% | 0.50% | −0.05 |
| IWD iShares Russell 1000 Value E | Reduce -5.5% | 0.49% | −0.05 |
| MSM MSC Industrial Direct Co. Class A | Reduce -77.3% | 0.01% | −0.05 |
| UNP Union Pacific Corp. | Reduce -34.0% | 0.08% | −0.05 |
| TEAM Atlassian Corp. Class A | Reduce -46.3% | 0.03% | −0.05 |
| ISRG Intuitive Surgical Inc. | Reduce -36.2% | 0.04% | −0.05 |
| FISV Fiserv Inc. | Reduce -88.5% | 0.00% | −0.05 |
| MS Morgan Stanley | Reduce -28.8% | 0.10% | −0.03 |
| NI Nisource Inc. | Reduce -84.2% | 0.01% | −0.03 |
| AMP Ameriprise Financial Inc. | Reduce -19.1% | 0.07% | −0.03 |
| SDY SS SPDR S&P Dividend ETF | Reduce -4.9% | 0.29% | −0.03 |
| CM Can Imperial BK of Commerce | Reduce -99.0% | 0.00% | −0.03 |
| LNG Cheniere Energy Inc. | Reduce -24.8% | 0.06% | −0.03 |
| VNOM Viper Energy Inc. | Sold out | 0.00% | −0.03 |
| PGR Progressive Corp. | Reduce -32.1% | 0.04% | −0.03 |
| PAYX Paychex Inc. | Reduce -11.5% | 0.07% | −0.03 |
| LPLA LPL Financial Holdings Inc. | Reduce -5.5% | 0.10% | −0.03 |
Portfolio Buys Q2 2025 → Q3 2025
| SPMO Invesco S&P 500 Momentum ETF | Add +460.6% | 0.81% | +0.66 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Add +5.6% | 8.04% | +0.34 |
| IGIB iShares 5-10Y Inv Grade Corp. | Add +22.6% | 2.16% | +0.27 |
| VOOG Vanguard S&P 500 Growth ETF | Add +12.4% | 2.27% | +0.27 |
| DGRO iShares Core Dividend Growth | Add +15.0% | 2.30% | +0.25 |
| NVDA Nvidia Corp. | Add +11.2% | 1.15% | +0.20 |
| IEFA iShares Core MSCI Eafe ETF | Add +7.8% | 5.62% | +0.18 |
| GOOGL Alphabet Inc. Class A | Add +11.0% | 0.51% | +0.15 |
| VXF Vanguard Extended Market ETF | Add +7.3% | 2.13% | +0.14 |
| XLF SS Financial Select Sector | Add +545.2% | 0.14% | +0.12 |
| IWM iShares Russell 2000 ETF | Add +45.8% | 0.33% | +0.11 |
| VGSH Vanguard Short-Term Treasury | Add +14.4% | 2.14% | +0.10 |
| EFA iShares MSCI Eafe ETF | Add +13.5% | 1.13% | +0.09 |
| TTC Toro Co. | Add +14306.0% | 0.08% | +0.08 |
| IDV iShares International Select | Add +33.9% | 0.34% | +0.08 |
| COLB Columbia Banking System Inc. | Add +1401.5% | 0.08% | +0.08 |
| IGSB iShares 1-5Y Inv Grade Corp. | Add +18.8% | 0.86% | +0.07 |
| ANET Arista Networks Inc. | Add +192.2% | 0.10% | +0.07 |
| IEI iShares 3-7 Year Treasury Bo | Add +15.5% | 1.10% | +0.07 |
| MDLZ Mondelez International Inc. Class A | Add +344.1% | 0.09% | +0.06 |
| MCHP Microchip Technology Inc. | Add +258.9% | 0.10% | +0.06 |
| WFC Wells Fargo & Co. | Add +48.4% | 0.21% | +0.06 |
| TLT iShares 20+ Year Treasury BD | Add +13.2% | 1.27% | +0.06 |
| GOOG Alphabet Inc. Class C | Add +15.7% | 0.20% | +0.06 |
| CL Colgate-Palmolive Co. | Add +1485.8% | 0.07% | +0.06 |
| AGG iShares Core U.S. Aggregate | Add +14.2% | 1.07% | +0.06 |
| PNW Pinnacle West Capital | Add +1151.1% | 0.06% | +0.06 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Add +16.5% | 0.44% | +0.05 |
| HSY The Hershey Co. | Add +4700.4% | 0.05% | +0.05 |
| PFE Pfizer Inc. | Add +52.6% | 0.13% | +0.04 |
| GILD Gilead Sciences Inc. | Add +46.1% | 0.16% | +0.04 |
| AMCR Amcor PLC | Add +179.5% | 0.07% | +0.04 |
| ULS Ul Solutions Inc. Class A | New | 0.04% | +0.04 |
| HON Honeywell International Inc. | Add +67.7% | 0.13% | +0.04 |
| TFI SS SPDR N Ice Muni Bond ETF | Add +30.7% | 0.20% | +0.04 |
| IWB iShares Russell 1000 ETF | Add +13.9% | 0.33% | +0.04 |
| TSLA Tesla Inc. | Add +3.0% | 0.15% | +0.04 |
| JNJ Johnson & Johnson | Add +3.1% | 0.28% | +0.04 |
| GLD SPDR Gold Shares | Add +2.1% | 0.42% | +0.04 |
| TSM Taiwan Semiconductor-SP ADR | Add +7.7% | 0.18% | +0.03 |
| PZA Invesco National Amt-Free Mu | Add +69.6% | 0.08% | +0.03 |
| SJNK SS SPDR BB St Hi Yield ETF | Add +52.2% | 0.11% | +0.03 |
| HYLB Xtrackers Usd High Yield Cor | Add +22.4% | 0.26% | +0.03 |
| TRMB Trimble Inc. | Add +283.0% | 0.04% | +0.03 |
| CVS CVS Health Corp. | Add +17.1% | 0.20% | +0.03 |
| ADSK Autodesk Inc. | Add +46.2% | 0.11% | +0.03 |
| VNOM Viper Energy Inc. Class A | New | 0.03% | +0.03 |
| CME Cme Group Inc. | Add +118.3% | 0.06% | +0.03 |
| BDX Becton Dickinson and Co. | Add +88.6% | 0.06% | +0.03 |
| PEP Pepsico Inc. | Add +33.3% | 0.11% | +0.03 |
Notes & Other Activity Q2 2025 → Q3 2025
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Add +1.5% | 418 | $11K |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | Reduce -32.1% | 36 | $3K |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | Add +13.9% | 41 | $2K |
| PG&E CORP (PCG 6 12/01/27 A) | PFD CONV SER A | Reduce -32.6% | 33 | $1K |
| STRATEGY INC (MSTR 8 PERP) | SERIES A PERP PF | New | 14 | $1K |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Reduce -50.0% | 1 | $1K |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | Add +20.0% | 12 | $853 |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | Reduce -33.3% | 12 | $843 |
| PEBBLEBROOK HOTEL TRUST (PEB 6.3 PERP F) | 6.3 CUM PFD SR F | New | 27 | $545 |
| MICROCHIP TECHNOLOGY INC (MCHP 7.5 03/15/28) | DEP SHS REPSTG | New | 9 | $531 |
| BCPC Balchem Corp. | COM | New | 0 | $54 |
| USIG iShares Broad Usd Investment | USD INV GRDE ETF | New | 0 | $14 |
| GLDM SPDR Gold Minishares Trust | SPDR GLD MINIS | New | 0 | $7 |
| XPNFX PIMCO New York Muni Inc. FD | COM | Sold out | 0 | $2before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,684 | $5.4B | SPYM, IEFA, VMBS, SPY, GOVT |
| Q1 2026 | 1,635 | $4.8B | SPYM, IEFA, VMBS, SPY, GOVT |
| Q4 2025 | 1,616 | $4.7B | SPYM, IEFA, VMBS, SPY, GOVT |
| Q3 2025 | 1,516 | $4.4B | SPYM, IEFA, SPY, VMBS, GOVT |
| Q2 2025 | 1,389 | $4.1B | SPYM, IEFA, SPY, VMBS, GOVT |
| Q1 2025 | 1,402 | $3.6B | SPYM, SPY, IEFA, VMBS, GOVT |
| Q4 2024 | 1,299 | $3.6B | SPYM, SPY, VMBS, IEFA, GOVT |
| Q3 2024 | 1,269 | $3.5B | SPYM, SPY, VMBS, IEFA, GOVT |
| Q2 2024 | 1,206 | $3.2B | SPY, SPYM, VMBS, IEFA, GOVT |
| Q1 2024 | 1,204 | $3.0B | SPY, SPYM, VMBS, IEFA, GOVT |