Tradition Wealth Management, LLC

In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 13, 2024), Tradition Wealth Management, LLC reported 391 stock positions worth $987.8 million. Its top holding was Schwab US Large-Cap Growth (SCHG) at 3.8% of the portfolio, followed by Schwab Fndmn Intl LRG Co. ETF (FNDF, 3.3%) and FT Vest Lad Buffervetf-Usd I (BUFR, 3.2%). Compared with Q4 2023, it opened 42 new positions, sold out of 902, added to 180 and reduced 133. The biggest buy was a new position in Schwab US Large-Cap Value (SCHV) and the biggest sale an exit from Innovator U.S. Equity Ultra (UMAY).

Most Recent 13F
Q2 2026
Location
EDINA, MN
CIK
0001843010
Portfolio Value
$987.8M (Q1 2024)
SEC Filing
0001843010-24-000002 ↗ filed May 13, 2024

Holdings Value

0$500.0M$1.0B$1.5B$2.0B Q1 2024: $987.8M $987.8M Q1 2024 Q2 2024: $1.0B Q2 2024 Q3 2024: $1.1B Q3 2024 Q4 2024: $1.1B Q4 2024 Q1 2025: $1.1B Q1 2025 Q2 2025: $1.3B Q2 2025 Q3 2025: $1.4B Q3 2025 Q4 2025: $1.4B Q4 2025 Q1 2026: $1.4B Q1 2026 Q2 2026: $1.6B Q2 2026

Holdings 391 stocks · $987.8M
SCHG Schwab US Large-Cap Growth 3.77% 401,858 $37.3M Reduce -45.1%
FNDF Schwab Fndmn Intl LRG Co. ETF 3.27% 907,621 $32.3M Add +1.9%
BUFR FT Vest Lad Buffervetf-Usd I 3.25% 1,146,472 $32.1M Reduce -6.5%
RSP Invesco S&P 500 Equal Weight 2.75% 160,576 $27.2M Add +5.5%
SCHD Schwab US DVD Equity ETF 2.65% 324,630 $26.2M Add +3.5%
JEPI JPMorgan Equity Premium Inco 2.57% 439,354 $25.4M Add +4.7%
SCHV Schwab US Large-Cap Value 2.56% 333,171 $25.3M New
CALF PCR US SM CP CSH CWS ETF-Usd 2.31% 464,494 $22.8M Add +47.8%
AAPL Apple Inc. 2.20% 126,736 $21.7M Add +1.4%
DBEF Xtrackers MSCI Eafe Hedged E 2.05% 494,375 $20.2M Add +3.9%
SPYM Ste STR SPDR PT S&P 500 ETF 1.93% 309,061 $19.0M Reduce -22.9%
QUAL iShares MSCI USA Quality Fac 1.88% 113,191 $18.6M Add +0.1%
FNDX Schwab Fndmntl US LRG Co. ETF 1.85% 271,119 $18.3M Add +3.1%
VIG Vanguard Dividend Apprec ETF 1.78% 96,501 $17.6M Add +6.2%
IWF iShares Russell 1000 Growth 1.70% 49,717 $16.8M New
SCHB Schwab US Broad Market ETF 1.64% 265,969 $16.2M Add +3.2%
SCHR Schwab Intermediate-Term US 1.62% 325,797 $16.0M Add +8.9%
MSFT Microsoft Corp. 1.43% 33,677 $14.2M Add +1.9%
EMXC iShares MSCI Emr MRK Ex Chna 1.39% 238,626 $13.7M New
QQQ Invesco QQQ Trust Series 1 1.32% 29,273 $13.0M Add +7.8%
JSCP JPMorgan Short Duration Core 1.26% 266,767 $12.4M Add +5.5%
VBR Vngrd Mrngst SL-CP Val ETF-U 1.25% 64,330 $12.3M Add +0.3%
NVDA Nvidia Corp. 1.22% 13,309 $12.0M Add +1.4%
SCHO Schwab Short-Term US Treas 1.15% 235,463 $11.4M Add +6.8%
SCHA Schwab US Small-Cap ETF 1.11% 223,457 $11.0M Reduce -0.3%
BRK.B Berkshire Hathaway Inc. Class B 1.05% 24,588 $10.3M Reduce -1.5%
USMV iShares MSCI USA Min Vol Fac 0.96% 112,950 $9.4M Reduce -0.0%
AMZN Amazon.com Inc. 0.93% 50,658 $9.1M Add +4.6%
BALL Ball Corp. 0.90% 132,387 $8.9M Add +0.5%
LOUP Innovator Deepwater Frontier 0.87% 180,550 $8.6M Reduce -8.0%
IWD iShares Russell 1000 Value E 0.86% 47,245 $8.5M Reduce -52.2%
UAPR Innovator U.S. Equity Ultra 0.83% 292,221 $8.2M New
UNH Unitedhealth Group Inc. 0.83% 16,626 $8.2M Add +3.5%
SCHF Schwab Intl Equity ETF 0.73% 183,726 $7.2M New
SLYG SS SPDR S&P 600 SC GR ETF 0.72% 81,886 $7.1M Reduce -31.3%
IBB iShares Biotechnology ETF 0.72% 51,784 $7.1M Reduce -1.9%
IUSB Ishr CR Unvrse Usd BD ETF-Ui 0.70% 151,032 $6.9M Reduce -16.8%
SAA Proshares Ultra SMALLCAP600 0.67% 260,000 $6.6M No change
NOBL Proshares S&P 500 Dividend A 0.66% 64,508 $6.5M Add +1.9%
HDEF Xtrackers MSCI Eafe High Div 0.64% 256,951 $6.3M Reduce -1.6%
JCPB JPMorgan Core Plus Bond ETF 0.64% 134,945 $6.3M Add +90.8%
PAPR Innovator U.S. Equity Power 0.62% 182,082 $6.1M New
IPO Renaissance Ipo ETF 0.58% 137,893 $5.7M Reduce -6.1%
MGC Vngrd Mrngstr MG Cap ETF-Usd 0.56% 29,619 $5.5M Reduce -6.0%
NJUL Innovator Growth 100 Power B 0.56% 95,489 $5.5M Reduce -55.9%
SCTXX Schwab Amt Tax FR MNY-Ultra 0.54% 5,340,496 $5.3M New
PDP Invesco Dorsey Wright Moment 0.54% 53,542 $5.3M Add +19.3%
WFH Direxion Work From Home ETF 0.51% 88,487 $5.0M Reduce -10.2%
DYNF Ishrs US E F R A ETF-Usd Inc. 0.50% 111,825 $5.0M New
FTCS First Trust Capital Strength 0.50% 57,121 $4.9M Add +3.7%
NAPR Innovator Growth 100 Power B 0.48% 103,487 $4.7M New
VEA Vanguard Ftse Developed ETF 0.47% 93,069 $4.7M Add +0.6%
KAPR Innovator U.S. Small Cap Pow 0.47% 147,953 $4.6M New
BWB Bridgewater Bancshares Inc. 0.47% 395,374 $4.6M Reduce -2.6%
AGG iShares Core U.S. Aggregate 0.46% 46,638 $4.6M Add +104.3%
IVW iShares S&P 500 Growth ETF 0.46% 53,540 $4.5M Add +107.0%
ABBV Abbvie Inc. 0.44% 24,018 $4.4M Add +0.4%
SCHZ Schwab US Aggregate Bond ETF 0.44% 94,108 $4.3M Add +1465.9%
MMM 3M Co. 0.43% 40,142 $4.3M Reduce -3.0%
JPIE JPMorgan Income ETF 0.40% 87,613 $4.0M Add +10.3%
UJAN Innovator U.S. Equity Ultra 0.40% 108,467 $3.9M New
PFEB Innovator U.S. Equity Power 0.39% 112,978 $3.9M New
VUG Vanguard Mrngstar GR ETF-Sui 0.39% 11,169 $3.8M Add +1.4%
EAPR Innovator Emerging Markets P 0.39% 151,576 $3.8M Reduce -4.7%
ACN Accenture PLC Class A 0.38% 10,810 $3.7M Reduce -0.1%
IWO iShares Russell 2000 Growth 0.34% 12,258 $3.3M New
IVE iShares S&P 500 Value ETF 0.34% 17,749 $3.3M Add +691.3%
GOOGL Alphabet Inc. Class A 0.33% 21,866 $3.3M New
EFV iShares MSCI Eafe Value ETF 0.33% 59,966 $3.3M Reduce -28.3%
DVY iShares Select Dividend ETF 0.32% 25,605 $3.2M Reduce -41.3%
AVGO Broadcom Inc. 0.31% 2,284 $3.0M Add +1.2%
EFG iShares MSCI Eafe Growth ETF 0.30% 28,433 $3.0M Add +2.3%
MBB iShares MBS ETF 0.29% 30,826 $2.8M Add +3.4%
SLYV SS SPDR S&P 600 SC Val ETF 0.28% 33,616 $2.8M New
IJR iShares Core S&P Small-Cap E 0.28% 25,234 $2.8M Reduce -70.2%
IAPR Innovator International Deve 0.28% 101,934 $2.8M Reduce -3.9%
VNQ Vanguard Real Estate ETF 0.28% 31,730 $2.7M Add +0.7%
COWZ Pacer US Cash Cows 100 ETF 0.28% 47,158 $2.7M Reduce -0.7%
MGV Vngrd Mrgstr MG CP VL ETF-Ui 0.26% 21,607 $2.6M Add +2.7%
SCHM Schwab US Mid Cap ETF 0.26% 31,400 $2.6M Reduce -2.9%
IYW iShares Ustechnology ETF 0.25% 18,519 $2.5M Reduce -0.1%
SPLV Invesco S&P 500 Low Volatili 0.24% 36,342 $2.4M Add +0.6%
TGT Target Corp. 0.24% 13,361 $2.4M Reduce -2.3%
VTV Vanguard Mrngstr Val ETF-Aui 0.24% 14,536 $2.4M Add +1.7%
IQLT iShares MSCI International Q 0.24% 59,458 $2.4M Add +0.4%
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F 0.23% 42,578 $2.3M Reduce -0.3%
JPM JPMorgan Chase & Co. 0.23% 11,407 $2.3M Add +7.1%
USB US Bancorp 0.23% 51,100 $2.3M Reduce -10.7%
CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT 0.23% 78,953 $2.3M Reduce -1.2%
VOO Vanguard S&P 500 ETF 0.23% 4,715 $2.3M Reduce -3.6%
UPS United Parcel Service Class B 0.22% 14,352 $2.1M Reduce -2.4%
VRP Invesco Variable Rate Prefer 0.22% 89,423 $2.1M Add +3.7%
SPY SS SPDR S&P 500 ETF Trust-US 0.21% 4,015 $2.1M Add +14.3%
VYM Vanguard High DVD Yield ETF 0.21% 17,223 $2.1M Add +2.9%
MCD McDonald's Corp. 0.21% 7,379 $2.1M Reduce -0.7%
IWN iShares Russell 2000 Value E 0.21% 12,952 $2.1M Reduce -62.2%
ONB Old National Bancorp 0.20% 114,709 $2.0M No change
UTG Reaves Utility Income Fund 0.20% 72,997 $2.0M Add +6.7%
COST Costco Wholesale Corp. 0.20% 2,646 $1.9M Reduce -0.2%
FICO Fair Isaac Corp. 0.20% 1,547 $1.9M Reduce -6.1%
BUFD FT VST Lad Deep Buf ETF-Usdi 0.19% 81,506 $1.9M New
RSPT Invesco S&P 500 Equal Weight 0.19% 54,286 $1.9M Add +0.1%
LRCX Lam Research Corp. 0.19% 1,960 $1.9M Reduce -2.5%
OBDC Blue Owl Capital Corp. 0.19% 123,796 $1.9M Reduce -4.9%
IWM iShares Russell 2000 ETF 0.19% 8,913 $1.9M New
MDT Medtronic PLC 0.19% 21,415 $1.9M Add +9.2%
VBK Van Morst SML-Cap Gro-Usd Inc. 0.19% 7,134 $1.9M Add +1.0%
GOOG Alphabet Inc. Class C 0.18% 11,879 $1.8M Reduce -67.0%
IWS iShares Russell Mid-Cap Valu 0.18% 14,364 $1.8M Reduce -49.8%
QQQJ Invesco Nasdaq Next Gen 100 0.18% 61,729 $1.8M Reduce -0.4%
TLT iShares 20+ Year Treasury BD 0.18% 18,796 $1.8M Reduce -13.8%
CSCO Cisco Systems Inc. 0.18% 34,804 $1.7M Add +9.8%
HD Home Depot Inc. 0.17% 4,466 $1.7M Add +4.3%
WFC Wells Fargo & Co. 0.17% 28,817 $1.7M Reduce -0.4%
JNJ Johnson & Johnson 0.17% 10,476 $1.7M Reduce -6.6%
IWP iShares Russell Mid-Cap Grow 0.16% 13,919 $1.6M New
SCHE Schwab Emrg Mrkts Eqty ETF 0.16% 61,554 $1.6M Reduce -0.2%
JMST JPM Ultra-Short Muni Income filed as J P MORGAN EXCHANGE TRADED F 0.16% 30,250 $1.5M Reduce -26.8%
XEL Xcel Energy Inc. 0.15% 28,219 $1.5M Reduce -24.5%
VXF Vanguard Extended Market ETF 0.15% 8,501 $1.5M Add +0.1%
HEFA Isha Curr Hedged MSCI Eafe 0.15% 41,723 $1.5M Add +0.3%
CVX Chevron Corp. 0.14% 9,078 $1.4M Add +0.4%
DTEC Alps Disruptive Technologies 0.14% 33,618 $1.4M Add +4.4%
TSLA Tesla Inc. 0.14% 8,063 $1.4M Add +1.7%
WMT Walmart Inc. 0.14% 22,801 $1.4M Reduce -1.1%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.14% 7,073 $1.4M Add +58.8%
XLK SS Technology Select Sector 0.14% 6,476 $1.3M Add +8.0%
JPST JPMorgan Ultra-Short Income 0.14% 26,624 $1.3M Reduce -12.8%
DRUP Graniteshares Nasdaq Select 0.13% 26,241 $1.3M Reduce -3.0%
V Visa Inc. Class A 0.13% 4,691 $1.3M Add +11.4%
IVV iShares Core S&P 500 ETF 0.13% 2,349 $1.2M Add +32.4%
BX Blackstone Inc. 0.12% 9,261 $1.2M Add +0.3%
AMD Advanced Micro Devices 0.12% 6,654 $1.2M Add +22.4%
CGGR Cap Group Growth Equity 0.12% 37,504 $1.2M Reduce -6.3%
PSEP Innovator U.S. Equity Power 0.12% 32,798 $1.2M New
PJAN Innovator U.S. Equity Power 0.12% 30,488 $1.2M New
ADBE Adobe Inc. 0.12% 2,296 $1.2M Add +6.4%
XLF SS Financial Select Sector 0.12% 27,441 $1.2M Add +2.4%
VZ Verizon Communications Inc. 0.12% 27,395 $1.1M Add +5.6%
PSTP Innovator PWR Buff Su St ETF 0.12% 38,550 $1.1M Reduce -6.6%
XOM Exxon Mobil Corp. 0.11% 9,601 $1.1M Add +14.6%
BINC iShares Flex I A ETF-Usd Inc. 0.11% 21,031 $1.1M New
META Meta Platforms Inc. Class A 0.11% 2,162 $1.0M Add +49.0%
UBER Uber Technologies Inc. 0.11% 13,567 $1.0M Add +2.3%
DE Deere & Co. 0.10% 2,515 $1.0M Add +67.0%
PDI PIMCO Dynamic Income Fund 0.10% 53,305 $1.0M Add +24.5%
NULV Nuveen ESG Large-Cap Val ETF 0.10% 26,360 $1.0M Reduce -2.3%
VCSH Vanguard S/T Corp. Bond ETF 0.10% 13,105 $1.0M Add +0.5%
XLV SS Health Care Select Sector 0.10% 6,763 $999K Add +0.2%
CWI State Street SPDR MSCI Acwi 0.10% 34,707 $986K Reduce -3.6%
ALE Allete Inc. 0.10% 16,401 $978K Add +0.2%
HON Honeywell International Inc. 0.10% 4,745 $974K Add +3.2%
KOCT Innovator U.S. Small Cap Pow 0.10% 34,191 $973K New
PANW Palo Alto Networks Inc. 0.10% 3,408 $968K Add +14.9%
IEMG iShares Core MSCI Emerging 0.10% 18,689 $964K Reduce -50.0%
PDEC Innovator U.S. Equity Power 0.10% 26,085 $955K Reduce -63.6%
LLY Eli Lilly & Co. 0.10% 1,220 $949K Add +3.8%
PKW Invesco Buyback Achievers Et 0.09% 8,588 $929K Reduce -7.6%
AMGN Amgen Inc. 0.09% 3,245 $923K Add +0.3%
ESGV Vanguard ESG US Stock ETF 0.09% 9,172 $855K Add +72.1%
FBTC Fidelity Wise Origin Bitcoin 0.08% 13,419 $833K New
ABT Abbott Laboratories 0.08% 7,215 $820K Add +2.9%
PJUN Innovator U.S. Equity Power 0.08% 23,674 $817K New
EAGG iShares ESG Aware US Aggrega 0.08% 17,073 $803K Add +3.3%
CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE 0.08% 24,574 $799K Add +6.5%
TRV The Travelers Cos Inc. 0.08% 3,445 $793K Reduce -10.2%
BUFQ FT VST Lad NSDQ Buf ETF-Usdi 0.08% 26,307 $745K Add +4.6%
ETN Eaton Corp. PLC 0.08% 2,379 $744K Reduce -0.9%
GLD SPDR Gold Shares 0.07% 3,547 $730K Reduce -1.6%
GXDW Global X Dorsey Wright Thema 0.07% 30,153 $728K Add +0.6%
VTI VG Morningstar TS MKT ETF-US 0.07% 2,761 $718K Add +8.5%
PFE Pfizer Inc. 0.07% 25,581 $710K Add +52.4%
VSGX Vanguard ESG Intl Stock ETF 0.07% 11,989 $689K Reduce -4.0%
ARKK ARK Innovation ETF 0.07% 13,636 $683K Add +5.6%
CGCP Cap Group Core Plus Income 0.07% 30,267 $680K Add +6.4%
VGT Vanguard Info Tech ETF 0.07% 1,291 $677K Add +25.8%
MUB iShares National Muni Bond E 0.07% 6,253 $673K Add +10.9%
EMB iShares JP Morgan Usd Emergi 0.07% 7,487 $671K Add +53.6%
AXP American Express Co. 0.07% 2,948 $671K Add +0.0%
MO Altria Group Inc. 0.07% 15,374 $671K Reduce -5.0%
QQQE Dirx Nasdaq-100EQ Wi ETF-Usd 0.07% 7,473 $667K Add +27.5%
KJUL Innovator U.S. Small Cap Pow 0.07% 23,717 $666K Reduce -89.3%
PLTR Palantir Technologies Inc. Class A 0.07% 28,300 $651K Add +46.0%
LOW Lowe's Cos Inc. 0.06% 2,503 $638K Add +0.2%
IYE iShares U.S. Energy ETF 0.06% 12,847 $635K Add +1.7%
FXH First Trust Health Care Alph 0.06% 5,753 $630K Add +0.2%
SNOW Snowflake Inc. 0.06% 3,896 $630K Add +36.2%
SMH Vaneck Semiconductor ETF 0.06% 2,791 $628K Add +19.8%
ITA iShares U.S. Aerospace & Def 0.06% 4,670 $616K Add +0.0%
IXC iShares Global Energy ETF 0.06% 14,324 $615K Add +4.7%
WM Waste Management Inc. 0.06% 2,863 $610K Reduce -3.4%
ISRG Intuitive Surgical Inc. 0.06% 1,506 $601K Reduce -14.6%
EPD Enterprise Products Partners 0.06% 20,522 $599K Add +9.3%
SPYG SS SPDR P S&P 500 Growth ETF 0.06% 8,157 $597K Add +472.4%
ORCL Oracle Corp. 0.06% 4,737 $595K Reduce -0.4%
EJUL Innovator Emerging Markets P 0.06% 24,951 $594K Reduce -0.4%
PG The Procter & Gamble Co. 0.06% 3,654 $593K Add +0.6%
ABOT Abacus FCF Innovation Leader 0.06% 19,401 $591K Add +14.0%
IFRA iShares US Infrastructure 0.06% 13,544 $587K Reduce -0.2%
PPH Vaneck Pharmaceutical ETF 0.06% 6,464 $586K No change
XLU St Sr Utl SL SE SPDR ETF-Usd 0.06% 8,926 $586K Reduce -6.0%
CAT Caterpillar Inc. 0.06% 1,594 $584K Add +2.3%
TMO Thermo Fisher Scientific Inc. 0.06% 992 $576K Add +1.7%
LMT Lockheed Martin Corp. 0.06% 1,267 $576K Add +0.2%
NUSC Nuveen ESG Small-Cap ETF 0.06% 13,730 $571K Reduce -6.1%
NOW ServiceNow Inc. 0.06% 748 $570K No change
MA Mastercard Inc. Class A 0.06% 1,184 $570K Reduce -2.6%
SUN Sunoco LP 0.06% 9,388 $566K Add +0.5%
SGOL Abrdn Physical Gold Shares 0.06% 26,360 $560K Reduce -14.6%
ABFL Abacus FCF Leaders ETF 0.06% 9,192 $558K No change
ABLD Aba FCF Ral Aset Lad ETF-Usd 0.06% 18,121 $557K Add +16.5%
PFF iShares Preferred & Income S 0.06% 17,072 $550K No change
PRFZ Inv Rafi US 1500 SM-Usd Inc. 0.06% 14,004 $550K Reduce -5.0%
TXN Texas Instruments Inc. 0.06% 3,151 $549K Reduce -9.1%
MAIN Main Street Capital Corp. 0.06% 11,538 $546K Add +1.6%
XLE SS Energy Select Sector 0.05% 5,726 $541K Reduce -3.7%
THW Abrdn World Healthcare Fund 0.05% 39,965 $529K Reduce -3.1%
GBIL Goldman Sachs Access Treasur 0.05% 5,200 $525K No change
SUSB iShares ESG Aware 1-5 Year U 0.05% 20,735 $508K Add +1.6%
KVUE Kenvue Inc. 0.05% 23,324 $501K Add +9.6%
MODL Victoryshares Westend US Sec 0.05% 13,950 $499K New
RTX RTX Corp. 0.05% 5,012 $489K Add +4.9%
OKE Oneok Inc. 0.05% 6,075 $487K Add +0.3%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.05% 12,792 $485K Add +1.6%
TTE Totalenergies SE -Spon ADR 0.05% 6,953 $479K Reduce -0.1%
CEF Sprott Physical Gold and Sil 0.05% 23,454 $477K Reduce -2.6%
MRK Merck & Co. Inc. 0.05% 3,597 $475K Add +0.2%
SDG Ish MSCI Glob Sust Deve Goal 0.05% 5,980 $471K Add +0.8%
VDC Vanguard Consumer Staple ETF 0.05% 2,283 $466K New
VWO Vanguard Ftse Emerging Marke 0.05% 11,123 $465K Reduce -5.2%
CRM Salesforce Inc. 0.05% 1,526 $460K Add +4.6%
PAVE Global X US Infrastructure 0.05% 11,508 $458K Add +0.1%
ET Energy Transfer LP 0.05% 28,831 $454K Add +0.8%
PEP Pepsico Inc. 0.05% 2,577 $451K Add +0.8%
KMB Kimberly-Clark Corp. 0.05% 3,475 $449K Reduce -6.2%
CGXU Cap Group Intl Focus filed as CAPITAL GROUP INTL FOCUS EQT 0.05% 17,414 $449K Add +0.0%
IOCT Innovator Int Dev Power Buff 0.04% 15,377 $445K Reduce -1.0%
UJUN Innovator U.S. Equity Ultra 0.04% 14,337 $445K New
DSTL Distillate US Fundamental St 0.04% 8,186 $441K Reduce -10.7%
FDX FedEx Corp. 0.04% 1,510 $437K Reduce -2.5%
IJUL Innovator International Deve 0.04% 15,421 $435K Reduce -0.5%
BLK BlackRock Finance Inc. 0.04% 521 $434K Add +2.0%
IJH iShares Core S&P Midcap ETF 0.04% 7,112 $432K No change
SCHH Schwab US REIT ETF 0.04% 21,232 $431K Reduce -2.3%
IAU iShares Gold Trust 0.04% 10,233 $430K Reduce -6.3%
SO The Southern Co. 0.04% 5,988 $430K Reduce -3.6%
SLV iShares Silver Trust 0.04% 18,757 $427K Reduce -2.5%
IJAN Innovator International Deve 0.04% 13,221 $414K Reduce -3.5%
SDOG Alps Sector Dividend Dogs 0.04% 7,583 $409K Reduce -4.2%
DAL Delta Air Lines Inc. 0.04% 8,510 $407K Reduce -7.8%
WK Workiva Inc. 0.04% 4,764 $404K No change
HACK Amplify Cybersecurity ETF 0.04% 6,266 $402K Reduce -3.0%
FSK FS KKR Capital Corp. 0.04% 21,032 $401K Reduce -19.0%
ARCC Ares Capital Corp. 0.04% 19,240 $401K Reduce -2.1%
AMP Ameriprise Financial Inc. 0.04% 910 $399K No change
BUFG FT Vest Buffered Allocation 0.04% 17,695 $398K Add +4.1%
BAPR Innovator U.S. Equity Buffer 0.04% 9,798 $392K New
SUSA iShares ESG Optimized MSCI U 0.04% 3,593 $392K Reduce -7.2%
GIS General Mills Inc. 0.04% 5,543 $388K Reduce -3.5%
EJAN Innovator Emerging Markets P 0.04% 13,271 $384K Reduce -1.0%
SOFI Sofi Technologies Inc. 0.04% 52,410 $383K Add +57.8%
KKR KKR & Co. Inc. 0.04% 3,795 $382K Reduce -3.1%
NEE Nextera Energy Inc. 0.04% 5,911 $378K Add +0.7%
KJAN Innovator U.S. Small Cap Pow 0.04% 10,526 $372K New
CGMS Cap Group US Multi-Sect Bond 0.04% 13,750 $372K Reduce -1.8%
FAST Fastenal Co. 0.04% 4,812 $371K Add +0.1%
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.04% 3,641 $369K Add +0.1%
BSX Boston Scientific Corp. 0.04% 5,379 $368K No change
GDEN Golden Entertainment Inc. 0.04% 10,000 $368K No change
EMNT PIMCO Enhcd St M-Active ESG 0.04% 3,692 $364K Add +75.1%
IWB iShares Russell 1000 ETF 0.04% 1,263 $364K New
ANET Arista Networks Inc. 0.04% 1,249 $362K Add +50.9%
BMY Bristol-Myers Squibb Co. 0.04% 6,613 $359K Reduce -7.3%
AIVL Wisdomtree US AI Enhanced Va 0.04% 3,517 $358K No change
GLP Global Partners LP 0.04% 8,000 $355K No change
ACGL Arch Capital Group Ltd. 0.04% 3,835 $355K No change
ASML ASML Holding NV-NY Reg SHS 0.04% 364 $353K Reduce -9.9%
EMR Emerson Electric Co. 0.04% 3,073 $349K Add +0.9%
TIPX SS SPDR BB 1-10YR Tips ETF 0.04% 18,664 $348K Reduce -86.0%
MRVL Marvell Technology Inc. 0.04% 4,899 $347K Add +63.5%
EFA iShares MSCI Eafe ETF 0.04% 4,333 $346K No change
PRF Invesco Rafi US 1000 ETF 0.04% 8,975 $345K No change
UNP Union Pacific Corp. 0.03% 1,394 $343K Add +4.3%
PM Philip Morris International 0.03% 3,732 $342K Add +0.3%
CMCSA Comcast Corp. Class A 0.03% 7,859 $341K Reduce -1.3%
PAUG Innovator U.S. Equity Power 0.03% 9,547 $338K New
CMI Cummins Inc. 0.03% 1,146 $338K Reduce -0.2%
EOCT Innovator Emer MKT PWR Buff 0.03% 13,954 $336K Reduce -1.9%
SCHI Schwab 5-10 Year Corporate B 0.03% 7,527 $335K Add +2647.1%
BA The Boeing Co. 0.03% 1,731 $334K Reduce -26.9%
KO The Coca-Cola Co. 0.03% 5,434 $332K Add +16.5%
NOC Northrop Grumman Corp. 0.03% 688 $330K Add +0.1%
SNA Snap-on Inc. 0.03% 1,111 $329K Add +0.5%
CIBR First Trust Nasdaq Cybersecu 0.03% 5,758 $325K Add +1.8%
THQ Abrdn Healthcare Opport 0.03% 16,152 $325K Reduce -2.0%
COIN Coinbase Global Inc. Class A 0.03% 1,213 $322K Add +7.5%
CSL Carlisle Cos Inc. 0.03% 820 $322K Add +0.1%
RVT Royce Small-Cap Trust Inc. 0.03% 20,927 $317K Reduce -2.6%
DLS Wisdomtree Intl S/C DVD Fund 0.03% 4,800 $313K No change
PBW Invesco Wilderhill Clean Ene 0.03% 12,899 $297K Add +11.7%
SYY Sysco Corp. 0.03% 3,623 $294K Add +0.1%
HUBB Hubbell Inc. 0.03% 708 $294K No change
LIN Linde PLC 0.03% 625 $290K Add +11.0%
QCOM Qualcomm Inc. 0.03% 1,712 $290K Add +24.9%
BMO Bank of Montreal filed as BANK MONTREAL QUE 0.03% 2,964 $290K Add +0.4%
GHI Greystone Housing Impact Inv 0.03% 17,765 $289K Reduce -15.8%
INTC Intel Corp. 0.03% 6,502 $287K Reduce -4.1%
NSC Norfolk Southern Corp. 0.03% 1,126 $287K Add +1.3%
TLTW iShares 20+ Bond Buywrite 0.03% 10,651 $284K Add +0.9%
SHW The Sherwin-Williams Co. 0.03% 818 $284K Reduce -46.3%
PJUL Innovator U.S. Equity Power 0.03% 7,475 $284K New
ABXB Abacus Flexible Bond Leaders 0.03% 13,350 $282K Reduce -10.6%
GOVT iShares US Treasury Bond ETF 0.03% 12,380 $282K Reduce -3.7%
GD General Dynamics Corp. 0.03% 983 $278K Add +0.1%
ENTG Entegris Inc. 0.03% 1,975 $278K Add +0.1%
MDLZ Mondelez International Inc. Class A 0.03% 3,964 $277K Reduce -0.3%
ROK Rockwell Automation Inc. 0.03% 945 $275K Add +10.1%
FIW First Trust Water ETF 0.03% 2,686 $274K Reduce -32.7%
MTUM iShares MSCI USA Momentum Fa 0.03% 1,447 $271K Add +0.8%
TIP iShares Tips Bond ETF 0.03% 2,486 $267K Reduce -2.4%
BP BP PLC-Spons ADR 0.03% 7,040 $265K Reduce -8.3%
AFL Aflac Inc. 0.03% 3,073 $264K Reduce -2.2%
SYK Stryker Corp. 0.03% 736 $263K No change
NKE Nike Inc. Class B 0.03% 2,787 $262K Add +4.9%
SBUX Starbucks Corp. 0.03% 2,846 $260K Add +0.3%
MDY State Street SPDR S&P Midcap 0.03% 466 $259K No change
PSX Phillips 66 0.03% 1,583 $259K Reduce -13.5%
DVN Devon Energy Corp. 0.03% 5,129 $257K Add +39.1%
SHOP Shopify Inc. Class A 0.03% 3,322 $256K Add +65.5%
SCHX Schwab US Large-Cap ETF 0.03% 4,079 $253K Reduce -0.8%
XT Ishar Fture Exp Tech ETF-Usd 0.03% 4,225 $252K No change
ESGE iShares Inc. iShares ESG Awar 0.03% 7,784 $251K Reduce -64.4%
BMAR Innovator U.S. Equity Buffer 0.03% 5,944 $248K New
NOCT Innovator Growth-100 Power B 0.03% 5,189 $247K New
DG Dollar General Corp. 0.03% 1,581 $247K Add +3.5%
POCT Innovator U.S. Equity Power 0.03% 6,576 $247K New
MOS The Mosaic Co. 0.02% 7,513 $244K Reduce -0.2%
CVS CVS Health Corp. 0.02% 3,052 $243K Add +40.0%
PFFA Virtus Infracap US Pref STCK 0.02% 11,516 $241K Reduce -8.1%
WSO Watsco Inc. 0.02% 555 $240K Add +0.5%
UJUL Innovator U.S. Equity Ultra 0.02% 7,499 $239K New
EEM iShares MSCI Emerging Market 0.02% 5,791 $238K Reduce -97.4%
IT Gartner Inc. 0.02% 494 $235K No change
FCX Freeport-McMoran Inc. 0.02% 4,964 $233K Add +2.2%
ESGU iShares ESG Aware MSCI USA 0.02% 2,020 $232K New
HELO JPMorgan Hedged Equity ETF 0.02% 4,132 $231K New
UL Unilever PLC 0.02% 4,606 $231K Reduce -6.1%
BBY Best Buy Co. Inc. 0.02% 2,804 $230K Add +0.2%
BJUL Innovator U.S. Equity Buffer 0.02% 5,690 $229K New
SCHY Schwab International DVD ETF 0.02% 9,382 $228K Reduce -95.4%
APH Amphenol Corp. Class A 0.02% 1,948 $225K Add +57.9%
SLB SLB Ltd. filed as SCHLUMBERGER LTD 0.02% 4,095 $224K Add +18.5%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.02% 1,816 $222K Reduce -1.6%
GENZ Vaneck Digital Native Econom 0.02% 5,123 $220K Add +3.9%
USAC USA Compression Partners LP 0.02% 8,228 $219K Add +2.1%
WPC WP Carey Inc. 0.02% 3,880 $219K No change
MU Micron Technology Inc. 0.02% 1,845 $217K Add +1.4%
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.02% 866 $216K Add +0.1%
PNOV Innovator U.S. Equity Power 0.02% 6,080 $216K New
DUK Duke Energy Corp. 0.02% 2,233 $216K Add +0.7%
KR Kroger Co. 0.02% 3,763 $215K Reduce -3.5%
NJAN Innovator Growth 100 Power B 0.02% 4,928 $215K New
WPM Wheaton Precious Metals Corp. 0.02% 4,550 $214K No change
CSX CSX Corp. 0.02% 5,749 $213K Reduce -0.1%
PSLV Sprott Physical Silver Trust 0.02% 25,666 $213K Add +20.6%
FANG Diamondback Energy Inc. 0.02% 1,071 $212K Reduce -16.5%
PAYX Paychex Inc. 0.02% 1,711 $210K Add +3.3%
EWJ iShares MSCI Japan ETF 0.02% 2,930 $209K No change
UAUG Innovator U.S. Equity Ultra 0.02% 6,337 $207K New
BR Broadridge Financial Solutio 0.02% 1,006 $206K Add +0.2%
TSM Taiwan Semiconductor-SP ADR 0.02% 1,500 $204K Add +16.9%
HEWJ Isha Curr Hedged MSCI Japan 0.02% 4,851 $204K Add +0.8%
JMUB JPMorgan Municipal ETF 0.02% 4,000 $203K No change
PDBC Invesco Optimum Yield Divers 0.02% 12,815 $178K Reduce -7.7%
NEWT Newtekone Inc. 0.02% 15,953 $175K Add +1.3%
FRTY Alger Mid Cap 40 ETF 0.02% 10,000 $159K Reduce -16.7%
F Ford Motor Co. filed as FORD MTR CO DEL 0.01% 10,690 $142K Add +18.9%
PGX Invesco Preferred ETF 0.01% 11,315 $134K No change
TPVG Triplepoint Venture Growth B 0.01% 11,345 $108K Add +15.6%
JPC Nuveen Prefered & Income Opp 0.01% 13,369 $96K No change
NIO Nio Inc. - ADR 0.01% 16,811 $76K No change
CLM Cornerstone Strategic Invest 0.01% 10,000 $75K Add +9.9%
HL Hecla Mining Co. 0.01% 11,818 $57K Add +0.1%
MTA Metalla Royalty & Streaming 0.00% 10,329 $32K No change
OSAPQ Prosomnus Inc. 0.00% 50,000 $28K No change
CHPT Chargepoint Holdings Inc. 0.00% 12,132 $23K Add +177.9%
HEART TEST LABORATORIES INC 0.00% 180,465 $21K Add +7.3%
LUMN Lumen Technologies Inc. 0.00% 13,348 $21K No change
LEVGQ The Lion Electric Co. filed as THE LION ELECTRIC COMPANY 0.00% 12,000 $17K No change
VGZ Vista Gold Corp. 0.00% 14,300 $8K No change
ZOMDF Zomedica Corp. 0.00% 22,095 $3K No change
Other holdings (1): bonds, preferreds, convertibles and warrants · $2K (not counted above)
SecurityClassShares / PrincipalValueChange
GOEWQ Hennessy Capital Acquis-CW25 *W EXP 12/21/202 16,500$2KNew

Total filed on the 13F, all lines: $987.8M.

Portfolio Sells Q4 2023 → Q1 2024
UMAY Innovator U.S. Equity Ultra Sold out 0.00% −2.51
SCHG Schwab US Large-Cap Growth Reduce -45.1% 3.77% −2.14
IWD iShares Russell 1000 Value E Reduce -52.2% 0.86% −1.59
EEM iShares MSCI Emerging Market Reduce -97.4% 0.02% −1.28
SCHY Schwab International DVD ETF Reduce -95.4% 0.02% −0.76
IJR iShares Core S&P Small-Cap E Reduce -70.2% 0.28% −0.68
BLACKSTONE REIT INC CL I Sold out 0.00% −0.65
KJUL Innovator U.S. Small Cap Pow Reduce -89.3% 0.07% −0.60
NJUL Innovator Growth 100 Power B Reduce -55.9% 0.56% −0.56
IWN iShares Russell 2000 Value E Reduce -62.2% 0.21% −0.52
SPYM Ste STR SPDR PT S&P 500 ETF Reduce -22.9% 1.93% −0.42
HINES GLOBAL INCOME TRUST INC SHS CL AX Sold out 0.00% −0.35
GOOG Alphabet Inc. Class C Reduce -67.0% 0.18% −0.34
SLYG SS SPDR S&P 600 SC GR ETF Reduce -31.3% 0.72% −0.32
TFLO iShares Treasury Floating Ra Sold out 0.00% −0.25
TIPX SS SPDR BB 1-10YR Tips ETF Reduce -86.0% 0.04% −0.23
DVY iShares Select Dividend ETF Reduce -41.3% 0.32% −0.22
IUSB Ishr CR Unvrse Usd BD ETF-Ui Reduce -16.8% 0.70% −0.18
ESGE iShares Inc. iShares ESG Awar Reduce -64.4% 0.03% −0.17
PDEC Innovator U.S. Equity Power Reduce -63.6% 0.10% −0.17
LQD Ishr Ibx Usd Invgd CB ETF-Ui Sold out 0.00% −0.16
IWS iShares Russell Mid-Cap Valu Reduce -49.8% 0.18% −0.15
BUFR FT Vest Lad Buffervetf-Usd I Reduce -6.5% 3.25% −0.13
EFV iShares MSCI Eafe Value ETF Reduce -28.3% 0.33% −0.13
BWB Bridgewater Bancshares Inc. Reduce -2.6% 0.47% −0.11
IEMG iShares Core MSCI Emerging Reduce -50.0% 0.10% −0.10
XEL Xcel Energy Inc. Reduce -24.5% 0.15% −0.09
JMST JPM Ultra-Short Muni Income Reduce -26.8% 0.16% −0.06
GBTC Grayscale Bitcoin Trust ETF Sold out 0.00% −0.06
WFH Direxion Work From Home ETF Reduce -10.2% 0.51% −0.06
UDEC Innovator U.S. Equity Ultra Sold out 0.00% −0.05
VCR Vanguard Consumer Discre ETF Sold out 0.00% −0.05
TLT iShares 20+ Year Treasury BD Reduce -13.8% 0.18% −0.05
MMM 3M Co. Reduce -3.0% 0.43% −0.04
EAPR Innovator Emerging Markets P Reduce -4.7% 0.39% −0.03
HDEF Xtrackers MSCI Eafe High Div Reduce -1.6% 0.64% −0.03
IBB iShares Biotechnology ETF Reduce -1.9% 0.72% −0.03
BA The Boeing Co. Reduce -26.9% 0.03% −0.03
USB US Bancorp Reduce -10.7% 0.23% −0.03
LOUP Innovator Deepwater Frontier Reduce -8.0% 0.87% −0.03
UPS United Parcel Service Class B Reduce -2.4% 0.22% −0.03
JPST JPMorgan Ultra-Short Income Reduce -12.8% 0.14% −0.02
RIVN Rivian Automotive Inc. Class A Sold out 0.00% −0.02
ZTS Zoetis Inc. Sold out 0.00% −0.02
FPE FT-Preferred Secur & Inc. ETF Sold out 0.00% −0.02
SHW The Sherwin-Williams Co. Reduce -46.3% 0.03% −0.02
SPLK Splunk Inc. Sold out 0.00% −0.02
MCD McDonald's Corp. Reduce -0.7% 0.21% −0.02
UPST Upstart Holdings Inc. Sold out 0.00% −0.02
SPYC Simplify US Eqty Plus Convex Sold out 0.00% −0.02

Portfolio Buys Q4 2023 → Q1 2024
SCHV Schwab US Large-Cap Value New 2.56% +2.56
IWF iShares Russell 1000 Growth New 1.70% +1.70
EMXC iShares MSCI Emr MRK Ex Chna New 1.39% +1.39
UAPR Innovator U.S. Equity Ultra New 0.83% +0.83
CALF PCR US SM CP CSH CWS ETF-Usd Add +47.8% 2.31% +0.73
SCHF Schwab Intl Equity ETF New 0.73% +0.73
PAPR Innovator U.S. Equity Power New 0.62% +0.62
SCTXX Schwab Amt Tax FR MNY-Ultra New 0.54% +0.54
NVDA Nvidia Corp. Add +1.4% 1.22% +0.54
DYNF Ishrs US E F R A ETF-Usd Inc. New 0.50% +0.50
NAPR Innovator Growth 100 Power B New 0.48% +0.48
KAPR Innovator U.S. Small Cap Pow New 0.47% +0.47
SCHZ Schwab US Aggregate Bond ETF Add +1465.9% 0.44% +0.41
UJAN Innovator U.S. Equity Ultra New 0.40% +0.40
PFEB Innovator U.S. Equity Power New 0.39% +0.39
IWO iShares Russell 2000 Growth New 0.34% +0.34
GOOGL Alphabet Inc. Class A New 0.33% +0.33
IVE iShares S&P 500 Value ETF Add +691.3% 0.34% +0.29
JCPB JPMorgan Core Plus Bond ETF Add +90.8% 0.64% +0.29
SLYV SS SPDR S&P 600 SC Val ETF New 0.28% +0.28
IVW iShares S&P 500 Growth ETF Add +107.0% 0.46% +0.25
RSP Invesco S&P 500 Equal Weight Add +5.5% 2.75% +0.24
AGG iShares Core U.S. Aggregate Add +104.3% 0.46% +0.23
DBEF Xtrackers MSCI Eafe Hedged E Add +3.9% 2.05% +0.20
BUFD FT VST Lad Deep Buf ETF-Usdi New 0.19% +0.19
IWM iShares Russell 2000 ETF New 0.19% +0.19
VIG Vanguard Dividend Apprec ETF Add +6.2% 1.78% +0.16
IWP iShares Russell Mid-Cap Grow New 0.16% +0.16
JEPI JPMorgan Equity Premium Inco Add +4.7% 2.57% +0.16
AMZN Amazon.com Inc. Add +4.6% 0.93% +0.15
QQQ Invesco QQQ Trust Series 1 Add +7.8% 1.32% +0.15
SCHD Schwab US DVD Equity ETF Add +3.5% 2.65% +0.15
FNDX Schwab Fndmntl US LRG Co. ETF Add +3.1% 1.85% +0.14
QUAL iShares MSCI USA Quality Fac Add +0.1% 1.88% +0.14
SCHB Schwab US Broad Market ETF Add +3.2% 1.64% +0.14
PDP Invesco Dorsey Wright Moment Add +19.3% 0.54% +0.13
MSFT Microsoft Corp. Add +1.9% 1.43% +0.13
FNDF Schwab Fndmn Intl LRG Co. ETF Add +1.9% 3.27% +0.13
PSEP Innovator U.S. Equity Power New 0.12% +0.12
PJAN Innovator U.S. Equity Power New 0.12% +0.12
BINC iShares Flex I A ETF-Usd Inc. New 0.11% +0.11
BALL Ball Corp. Add +0.5% 0.90% +0.11
KOCT Innovator U.S. Small Cap Pow New 0.10% +0.10
FBTC Fidelity Wise Origin Bitcoin New 0.08% +0.08
PJUN Innovator U.S. Equity Power New 0.08% +0.08
IBM Intl Business Machines Corp. Add +58.8% 0.14% +0.06
SCHR Schwab Intermediate-Term US Add +8.9% 1.62% +0.06
ABBV Abbvie Inc. Add +0.4% 0.44% +0.05
META Meta Platforms Inc. Class A Add +49.0% 0.11% +0.05
SPYG SS SPDR P S&P 500 Growth ETF Add +472.4% 0.06% +0.05

Notes & Other Activity Q4 2023 → Q1 2024
CHS INC (CHSINC 7.5 PERP 4) PFD Sold out 27,955 $707Kbefore exit
CHS INC (CHSINC V6.75 PERP 3) PFD Sold out 10,334 $255Kbefore exit
CHS INC (CHSINC V7.1 PERP 2) PREFERRED STOCK Sold out 1,522 $38Kbefore exit
CHIMERA INVESTMENT CORP (CIM V8 PERP B) CV PFD Sold out 1,304 $31Kbefore exit
COMPASS DIVERSIF HOLDING (CODI 7.25 PERP A) PFD Sold out 1,242 $29Kbefore exit
DIGITAL REALTY TRUST INC (DLR 5.85 PERP K) PUBLIC Sold out 735 $18Kbefore exit
BANK OF AMERICA CORP (BAC F PERP +5) Equities Sold out 700 $15Kbefore exit
BANK OF AMERICA CORP (BAC 4.75 PERP SS) PREFERR Sold out 625 $13Kbefore exit
US BANCORP (USB F PERP B*) COM Sold out 458 $9Kbefore exit
HTZWW Hertz Global Hldgs Inc. -CW51 *W EXP 06/30/205 Sold out 1,484 $8Kbefore exit
KGCRF Kinross Gold Corp. Right Sold out 2,181 $8Kbefore exit
JPMORGAN CHASE & CO (JPM 4.55 PERP JJ) COM Sold out 267 $5Kbefore exit
CHS INC (CHSINC 7.875 PERP 1) PFD Sold out 150 $4Kbefore exit
GOEWQ Hennessy Capital Acquis-CW25 *W EXP 12/21/202 New 16,500 $2K

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 537$1.6BBBUS, SCHG, JCPB, EMXC, AAPL
Q1 2026 511$1.4BBBUS, SCHG, JCPB, BUFR, AAPL
Q4 2025 495$1.4BSCHG, BBUS, BUFR, JCPB, AAPL
Q3 2025 485$1.4BSCHG, BUFR, BBUS, JCPB, AAPL
Q2 2025 459$1.3BSCHG, JCPB, BUFR, BBUS, SCHV
Q1 2025 438$1.1BSCHG, JCPB, BUFR, BBUS, AAPL
Q4 2024 421$1.1BSCHG, BUFR, JCPB, AAPL, SCHV
Q3 2024 408$1.1BSCHG, BUFR, JCPB, AAPL, RSP
Q2 2024 403$1.0BSCHG, BUFR, JCPB, AAPL, RSP
Q1 2024 391$987.8MSCHG, FNDF, BUFR, RSP, SCHD