Trek Financial, LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 14, 2024), Trek Financial, LLC reported 388 stock positions worth $1.3 billion. Its top holding was SS Technology Select Sector (XLK) at 5.3% of the portfolio, followed by Smi 3FOURTEEN Full-CYCL TRND (FCTE, 2.6%) and Vanguard S&P 500 ETF (VOO, 2.5%). Compared with Q2 2024, it opened 79 new positions, sold out of 77, added to 127 and reduced 147. The biggest buy was a new position in Smi 3FOURTEEN Full-CYCL TRND (FCTE) and the biggest sale Invesco QQQ Trust Series 1 (QQQ, shares −69%).
- Most Recent 13F
- Q2 2026
- Location
- Scottsdale, AZ
- CIK
- 0001768195
- Portfolio Value
- $1.3B (Q3 2024)
- SEC Filing
- 0001104659-24-118448 ↗ filed Nov 14, 2024
Holdings Value
Holdings 388 stocks · $1.3B
| XLK SS Technology Select Sector | 5.28% | 312,247 | $70.5M | Reduce -1.4% |
| FCTE Smi 3FOURTEEN Full-CYCL TRND | 2.58% | 1,246,116 | $34.5M | New |
| VOO Vanguard S&P 500 ETF | 2.55% | 64,546 | $34.1M | Reduce -18.3% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 2.27% | 643,399 | $30.3M | Add +15.4% |
| XLF SS Financial Select Sector | 2.21% | 651,204 | $29.5M | Reduce -3.7% |
| IUSV iShares Core S&P U.S. Value | 2.19% | 306,185 | $29.2M | Add +46.1% |
| XLV SS Health Care Select Sector | 2.11% | 183,412 | $28.2M | Reduce -2.9% |
| IVV iShares Core S&P 500 ETF | 2.08% | 48,224 | $27.8M | Reduce -8.2% |
| VUG Vanguard Mrngstar GR ETF-Sui | 2.07% | 72,185 | $27.7M | Reduce -35.8% |
| IJR iShares Core S&P Small-Cap E | 1.99% | 227,786 | $26.6M | Add +1565.6% |
| XLY SS Consumer Disc Select Sect | 1.78% | 118,885 | $23.8M | Reduce -6.0% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 1.76% | 256,179 | $23.5M | Reduce -23.7% |
| USHY iShares Broad Usd High Yield | 1.64% | 582,602 | $21.9M | Add +33.6% |
| AAPL Apple Inc. | 1.50% | 86,223 | $20.1M | Reduce -36.5% |
| SGOV iShares 0-3 Month Treasury B | 1.46% | 193,032 | $19.4M | Reduce -1.3% |
| XLI SS Industrial Select Sector | 1.42% | 140,215 | $19.0M | Reduce -3.8% |
| TLT iShares 20+ Year Treasury BD | 1.27% | 173,339 | $17.0M | Add +49.5% |
| EMB iShares JP Morgan Usd Emergi | 1.25% | 178,738 | $16.7M | Reduce -10.8% |
| IVW iShares S&P 500 Growth ETF | 1.24% | 172,618 | $16.5M | Add +8.2% |
| TSM Taiwan Semiconductor-SP ADR | 1.05% | 81,047 | $14.1M | Reduce -5.2% |
| MBB iShares MBS ETF | 1.01% | 140,656 | $13.5M | Add +16.5% |
| XLC SS Comm Select Sector SPDR | 0.98% | 145,378 | $13.1M | Reduce -4.0% |
| IEMG iShares Core MSCI Emerging | 0.97% | 224,638 | $12.9M | Add +11.4% |
| QUAL iShares MSCI USA Quality Fac | 0.96% | 71,862 | $12.9M | Add +0.8% |
| XLP SS Consumer Staples Sel Sect | 0.95% | 152,988 | $12.7M | Reduce -0.1% |
| IEFA iShares Core MSCI Eafe ETF | 0.94% | 160,091 | $12.5M | Reduce -49.0% |
| VIG Vanguard Dividend Apprec ETF | 0.93% | 62,876 | $12.5M | Add +272.4% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 0.89% | 240,440 | $11.9M | Reduce -0.1% |
| BNDX Vanguard Total Intl Bond ETF | 0.85% | 226,942 | $11.4M | Add +20.4% |
| QQQ Invesco QQQ Trust Series 1 | 0.80% | 21,973 | $10.7M | Reduce -69.1% |
| SLV iShares Silver Trust | 0.78% | 365,449 | $10.4M | Reduce -6.7% |
| EFV iShares MSCI Eafe Value ETF | 0.77% | 178,149 | $10.2M | Add +160.4% |
| EMXC iShares MSCI Emr MRK Ex Chna | 0.70% | 154,109 | $9.4M | Add +20.5% |
| EFG iShares MSCI Eafe Growth ETF | 0.70% | 87,123 | $9.4M | Reduce -8.3% |
| ULTA Ulta Beauty Inc. | 0.70% | 23,988 | $9.3M | New |
| PYPL PayPal Holdings Inc. | 0.68% | 116,584 | $9.1M | Add +102.8% |
| MINT PIMCO Enhanced Short Maturit | 0.68% | 89,967 | $9.1M | Add +17.5% |
| MSFT Microsoft Corp. | 0.67% | 20,704 | $8.9M | Reduce -0.3% |
| WMT Walmart Inc. | 0.65% | 107,673 | $8.7M | Add +1.7% |
| IYW iShares Ustechnology ETF | 0.65% | 57,254 | $8.7M | Add +80.5% |
| ZSEP Innovator Edp ETF - 1 YR Sep | 0.63% | 338,302 | $8.4M | New |
| CCJ Cameco Corp. | 0.63% | 175,278 | $8.4M | New |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.63% | 14,556 | $8.4M | Reduce -1.9% |
| LULU Lululemon Athletica Inc. | 0.62% | 30,741 | $8.3M | New |
| SFM Sprouts Farmers Market Inc. | 0.62% | 74,513 | $8.2M | Add +173.6% |
| VCIT Vanguard Int-Term Corporate | 0.61% | 97,979 | $8.2M | Reduce -33.4% |
| VTI VG Morningstar TS MKT ETF-US | 0.61% | 28,732 | $8.1M | Reduce -2.1% |
| ZIG The Acquirers Fund ETF | 0.61% | 205,403 | $8.1M | Reduce -2.8% |
| PALL Abrdn Physical Palladium SHS | 0.58% | 84,619 | $7.8M | New |
| TLH iShares 10-20 Year Treasury | 0.57% | 69,160 | $7.6M | Reduce -1.5% |
| XLE SS Energy Select Sector | 0.56% | 85,516 | $7.5M | Reduce -7.2% |
| BTG B2GOLD Corp. | 0.54% | 2,342,739 | $7.2M | Add +96.7% |
| XLU St Sr Utl SL SE SPDR ETF-Usd | 0.53% | 87,801 | $7.1M | Add +3.5% |
| SU Suncor Energy Inc. | 0.53% | 191,542 | $7.1M | Add +129.0% |
| AMZN Amazon.com Inc. | 0.53% | 37,889 | $7.1M | Reduce -48.3% |
| SE Sea Ltd.-ADR | 0.51% | 72,378 | $6.8M | New |
| IVE iShares S&P 500 Value ETF | 0.50% | 34,215 | $6.7M | Reduce -0.2% |
| NET Cloudflare Inc. Class A | 0.49% | 80,508 | $6.5M | Add +3094.8% |
| VGSH Vanguard Short-Term Treasury | 0.48% | 109,611 | $6.5M | Add +34.5% |
| GOOG Alphabet Inc. Class C | 0.48% | 38,439 | $6.4M | Reduce -40.5% |
| PSN Parsons Corp. | 0.47% | 60,485 | $6.3M | New |
| XOM Exxon Mobil Corp. | 0.46% | 52,622 | $6.2M | Add +250.7% |
| HWM Howmet Aerospace Inc. | 0.46% | 60,766 | $6.1M | Add +3.2% |
| IBB iShares Biotechnology ETF | 0.44% | 40,561 | $5.9M | New |
| PFIX Simplify Interest Rate Hedge | 0.44% | 141,583 | $5.8M | New |
| BND Vanguard Total Bond Market | 0.43% | 77,154 | $5.8M | Add +0.7% |
| DHI D.R. Horton Inc. | 0.43% | 30,235 | $5.8M | New |
| COST Costco Wholesale Corp. | 0.43% | 6,503 | $5.8M | Reduce -7.2% |
| UHS Universal Health Services-B | 0.42% | 24,266 | $5.6M | New |
| SPLV Invesco S&P 500 Low Volatili | 0.41% | 76,370 | $5.5M | Add +101.2% |
| SHY iShares 1-3 Year Treasury Bo | 0.41% | 65,736 | $5.5M | Reduce -9.2% |
| UJUN Innovator U.S. Equity Ultra | 0.41% | 163,476 | $5.4M | Reduce -49.0% |
| AXON Axon Enterprise Inc. | 0.40% | 13,270 | $5.3M | New |
| NOW ServiceNow Inc. | 0.39% | 5,809 | $5.2M | Add +505.7% |
| AGI Alamos Gold Inc. Class A | 0.37% | 251,015 | $5.0M | Add +27.8% |
| BINC iShares Flex I A ETF-Usd Inc. | 0.36% | 90,921 | $4.9M | Add +49.0% |
| EQT Eqt Corp. | 0.35% | 129,242 | $4.7M | New |
| UEC Uranium Energy Corp. | 0.35% | 760,940 | $4.7M | New |
| NVDA Nvidia Corp. | 0.35% | 38,443 | $4.7M | Reduce -47.1% |
| GLD SPDR Gold Shares | 0.35% | 19,129 | $4.6M | Reduce -2.8% |
| VEA Vanguard Ftse Developed ETF | 0.35% | 87,318 | $4.6M | Reduce -6.0% |
| EXCHANGE TRADED CONCEPTS TRU | 0.34% | 183,339 | $4.6M | Reduce -24.8% |
| LUMN Lumen Technologies Inc. | 0.34% | 642,682 | $4.6M | New |
| EFA iShares MSCI Eafe ETF | 0.33% | 52,443 | $4.4M | Reduce -4.3% |
| GGME Invesco Next Gen Media and G | 0.33% | 89,193 | $4.4M | New |
| TMUS T-Mobile US Inc. | 0.33% | 21,045 | $4.3M | Add +274.1% |
| NEM Newmont Corp. | 0.32% | 81,152 | $4.3M | Add +37.6% |
| SFLR Innovator Eqty MGD Floor ETF | 0.32% | 135,506 | $4.3M | New |
| SMMD iShares Russell 2500 ETF | 0.32% | 63,085 | $4.3M | Reduce -3.9% |
| TFLO iShares Treasury Floating Ra | 0.31% | 83,044 | $4.2M | Reduce -26.7% |
| RRC Range Resources Corp. | 0.30% | 131,841 | $4.1M | Reduce -22.6% |
| IDCC Interdigital Inc. | 0.30% | 28,319 | $4.0M | New |
| BALT Inn Defined Wealth Shield | 0.29% | 126,589 | $3.9M | Add +3.1% |
| POCT Innovator U.S. Equity Power | 0.29% | 98,073 | $3.8M | Reduce -47.7% |
| BSX Boston Scientific Corp. | 0.28% | 45,131 | $3.8M | Reduce -6.1% |
| SCCO Southern Copper Corp. | 0.28% | 32,537 | $3.8M | Add +9.4% |
| AFL Aflac Inc. | 0.28% | 33,381 | $3.7M | Add +0.0% |
| WELL Welltower Inc. | 0.27% | 27,918 | $3.6M | Reduce -14.7% |
| PAUG Innovator U.S. Equity Power | 0.27% | 94,302 | $3.6M | Add +28.5% |
| TECK Teck Resources Ltd.-CLS B | 0.27% | 68,142 | $3.6M | New |
Options reported separately and not counted above: SPY calls ($272K).
Other holdings (1): bonds, preferreds, convertibles and warrants · $305 (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| GABELLI UTILITY TRUST/THE | RIGHT 10/21/2024 | 11,075 | $305 | Add +0.1% |
Total filed on the 13F, all lines: $1.3B.
Portfolio Sells Q2 2024 → Q3 2024
| QQQ Invesco QQQ Trust Series 1 | Reduce -69.1% | 0.80% | −1.91 |
| VUG Vanguard Mrngstar GR ETF-Sui | Reduce -35.8% | 2.07% | −1.26 |
| URNM Sprott Uranium Miners ETF | Reduce -93.0% | 0.06% | −0.95 |
| IEFA iShares Core MSCI Eafe ETF | Reduce -49.0% | 0.94% | −0.87 |
| AAPL Apple Inc. | Reduce -36.5% | 1.50% | −0.77 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -23.7% | 1.76% | −0.69 |
| AMZN Amazon.com Inc. | Reduce -48.3% | 0.53% | −0.60 |
| VOO Vanguard S&P 500 ETF | Reduce -18.3% | 2.55% | −0.59 |
| TRI Thomson Reuters Corp. | Sold out | 0.00% | −0.49 |
| CNX CNX Resources Corp. | Sold out | 0.00% | −0.47 |
| AR Antero Resources Corp. | Sold out | 0.00% | −0.47 |
| GOOG Alphabet Inc. Class C | Reduce -40.5% | 0.48% | −0.46 |
| COOP Mr Cooper Group Inc. | Sold out | 0.00% | −0.46 |
| AA Alcoa Corp. | Sold out | 0.00% | −0.45 |
| BMI Badger Meter Inc. | Sold out | 0.00% | −0.43 |
| PLTR Palantir Technologies Inc. Class A | Sold out | 0.00% | −0.43 |
| XLK SS Technology Select Sector | Reduce -1.4% | 5.28% | −0.42 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -76.6% | 0.14% | −0.42 |
| ORCL Oracle Corp. | Reduce -75.4% | 0.16% | −0.41 |
| UJUN Innovator U.S. Equity Ultra | Reduce -49.0% | 0.41% | −0.41 |
| SO The Southern Co. | Sold out | 0.00% | −0.39 |
| OXY Occidental Petroleum Corp. | Sold out | 0.00% | −0.38 |
| PSI Invesco Semiconductors ETF | Sold out | 0.00% | −0.38 |
| CASY Casey's General Stores Inc. | Sold out | 0.00% | −0.37 |
| NVDA Nvidia Corp. | Reduce -47.1% | 0.35% | −0.36 |
| PEG Public Service Enterprise GP | Sold out | 0.00% | −0.36 |
| CPNG Coupang Inc. | Sold out | 0.00% | −0.33 |
| XHB SS SPDR S&P Homebldrs ETF | Sold out | 0.00% | −0.33 |
| ITB iShares U.S. Home Constructi | Sold out | 0.00% | −0.32 |
| SBSW Sibanye-Stillwater Ltd.-ADR | Sold out | 0.00% | −0.32 |
| VCIT Vanguard Int-Term Corporate | Reduce -33.4% | 0.61% | −0.32 |
| META Meta Platforms Inc. Class A | Reduce -68.7% | 0.15% | −0.31 |
| TSLA Tesla Inc. | Reduce -70.3% | 0.17% | −0.30 |
| POCT Innovator U.S. Equity Power | Reduce -47.7% | 0.29% | −0.28 |
| DYN Dyne Therapeutics Inc. | Sold out | 0.00% | −0.28 |
| XLG Invesco S&P 500 Top 50 ETF | Sold out | 0.00% | −0.28 |
| TMDX Transmedics Group Inc. | Sold out | 0.00% | −0.27 |
| BILZ PIMCO Ultra SHRT Govt Active | Sold out | 0.00% | −0.27 |
| AXP American Express Co. | Sold out | 0.00% | −0.26 |
| MRUS Merus NV | Sold out | 0.00% | −0.26 |
| ETN Eaton Corp. PLC | Sold out | 0.00% | −0.25 |
| PI Impinj Inc. | Sold out | 0.00% | −0.24 |
| RNAM Avidity Biosciences Inc. | Sold out | 0.00% | −0.23 |
| XMMO Invesco S&P Midcap Momentum | Sold out | 0.00% | −0.23 |
| ANF Abercrombie & Fitch Co. Class A | Reduce -89.2% | 0.02% | −0.23 |
| ESI Element Solutions Inc. | Sold out | 0.00% | −0.22 |
| EXCHANGE TRADED CONCEPTS TRU | Reduce -24.8% | 0.34% | −0.21 |
| IVV iShares Core S&P 500 ETF | Reduce -8.2% | 2.08% | −0.20 |
| TIP iShares Tips Bond ETF | Reduce -40.4% | 0.26% | −0.19 |
| INTC Intel Corp. | Reduce -88.6% | 0.02% | −0.18 |
Portfolio Buys Q2 2024 → Q3 2024
| FCTE Smi 3FOURTEEN Full-CYCL TRND | New | 2.58% | +2.58 |
| IJR iShares Core S&P Small-Cap E | Add +1565.6% | 1.99% | +1.88 |
| IUSV iShares Core S&P U.S. Value | Add +46.1% | 2.19% | +0.72 |
| ULTA Ulta Beauty Inc. | New | 0.70% | +0.70 |
| VIG Vanguard Dividend Apprec ETF | Add +272.4% | 0.93% | +0.69 |
| ZSEP Innovator Edp ETF - 1 YR Sep | New | 0.63% | +0.63 |
| CCJ Cameco Corp. | New | 0.63% | +0.63 |
| LULU Lululemon Athletica Inc. | New | 0.62% | +0.62 |
| PALL Abrdn Physical Palladium SHS | New | 0.58% | +0.58 |
| SE Sea Ltd.-ADR | New | 0.51% | +0.51 |
| EFV iShares MSCI Eafe Value ETF | Add +160.4% | 0.77% | +0.48 |
| NET Cloudflare Inc. Class A | Add +3094.8% | 0.49% | +0.47 |
| PSN Parsons Corp. | New | 0.47% | +0.47 |
| IBB iShares Biotechnology ETF | New | 0.44% | +0.44 |
| PFIX Simplify Interest Rate Hedge | New | 0.44% | +0.44 |
| SFM Sprouts Farmers Market Inc. | Add +173.6% | 0.62% | +0.43 |
| DHI D.R. Horton Inc. | New | 0.43% | +0.43 |
| TLT iShares 20+ Year Treasury BD | Add +49.5% | 1.27% | +0.43 |
| UHS Universal Health Services-B | New | 0.42% | +0.42 |
| PYPL PayPal Holdings Inc. | Add +102.8% | 0.68% | +0.42 |
| AXON Axon Enterprise Inc. | New | 0.40% | +0.40 |
| USHY iShares Broad Usd High Yield | Add +33.6% | 1.64% | +0.38 |
| EQT Eqt Corp. | New | 0.35% | +0.35 |
| UEC Uranium Energy Corp. | New | 0.35% | +0.35 |
| LUMN Lumen Technologies Inc. | New | 0.34% | +0.34 |
| NOW ServiceNow Inc. | Add +505.7% | 0.39% | +0.33 |
| GGME Invesco Next Gen Media and G | New | 0.33% | +0.33 |
| XOM Exxon Mobil Corp. | Add +250.7% | 0.46% | +0.32 |
| SFLR Innovator Eqty MGD Floor ETF | New | 0.32% | +0.32 |
| IDCC Interdigital Inc. | New | 0.30% | +0.30 |
| BTG B2GOLD Corp. | Add +96.7% | 0.54% | +0.28 |
| SU Suncor Energy Inc. | Add +129.0% | 0.53% | +0.28 |
| IYW iShares Ustechnology ETF | Add +80.5% | 0.65% | +0.27 |
| TECK Teck Resources Ltd.-CLS B | New | 0.27% | +0.27 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Add +15.4% | 2.27% | +0.27 |
| GS Goldman Sachs Group Inc. | New | 0.26% | +0.26 |
| CVLT Commvault Systems Inc. | New | 0.25% | +0.25 |
| INFY Infosys Ltd.-SP ADR | New | 0.25% | +0.25 |
| TMUS T-Mobile US Inc. | Add +274.1% | 0.33% | +0.25 |
| CEG Constellation Energy | New | 0.23% | +0.23 |
| FDX FedEx Corp. | Add +740.8% | 0.27% | +0.23 |
| ZETA Zeta Global Holdings Corp. Class A | New | 0.22% | +0.22 |
| CAVA Cava Group Inc. | New | 0.22% | +0.22 |
| SPLV Invesco S&P 500 Low Volatili | Add +101.2% | 0.41% | +0.21 |
| LDUR PIMCO Enhanced Low Duration | New | 0.20% | +0.20 |
| NUVL Nuvalent Inc. Class A | New | 0.19% | +0.19 |
| ADMA Adma Biologics Inc. | New | 0.18% | +0.18 |
| NXE Nexgen Energy Ltd. | New | 0.18% | +0.18 |
| IAUX I-80 Gold Corp. | New | 0.16% | +0.16 |
| AGI Alamos Gold Inc. Class A | Add +27.8% | 0.37% | +0.13 |
Options Activity Q2 2024 → Q3 2024
| SPY SS SPDR S&P 500 ETF Trust-US | call | New | 6,600 | $272K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2024 → Q3 2024
| GABELLI UTILITY TRUST/THE | RIGHT 10/21/2024 | Add +0.1% | 11,075 | $305 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 501 | $2.0B | XLK, IVV, IEMG, SGOV, IUSB |
| Q1 2026 | 470 | $1.9B | XLK, SGOV, SJB, VXX, IEMG |
| Q4 2025 | 446 | $1.7B | XLK, IEMG, XLF, VOO, VUG |
| Q3 2025 | 434 | $1.7B | XLK, IEMG, XLF, VOO, VUG |
| Q2 2025 | 415 | $1.5B | XLK, XLF, IEMG, XLY, IUSB |
| Q1 2025 | 381 | $1.4B | SGOV, XLK, IEFA, XLF, IUSB |
| Q4 2024 | 405 | $1.3B | XLK, VOO, VUG, XLF, XLY |
| Q3 2024 | 388 | $1.3B | XLK, FCTE, VOO, IUSB, XLF |
| Q2 2024 | 386 | $1.3B | XLK, VUG, VOO, QQQ, BIL |
| Q1 2024 | 387 | $1.3B | XLK, VOO, VUG, IVV, BIL |