Truist Financial Corp.
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 13, 2024), Truist Financial Corp. reported 2,596 stock positions worth $65.9 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 5.4% of the portfolio, followed by Microsoft (MSFT, 3.0%) and SS SPDR S&P 500 ETF Trust-US (SPY, 2.8%). Compared with Q4 2023, it opened 162 new positions, sold out of 174, added to 1,014 and reduced 1,294. The biggest buy was iShares Core S&P 500 ETF (IVV, shares +2%) and the biggest sale Apple (AAPL, shares −2%).
- Most Recent 13F
- Q2 2026
- Location
- CHARLOTTE, NC
- CIK
- 0000092230
- Portfolio Value
- $65.9B (Q1 2024)
- SEC Filing
- 0000092230-24-000030 ↗ filed May 13, 2024
Holdings Value
Holdings 2,596 stocks · $65.9B
| IVV iShares Core S&P 500 ETF | 5.44% | 6,823,118 | $3.6B | Add +2.3% |
| MSFT Microsoft Corp. | 3.00% | 4,702,952 | $2.0B | Reduce -1.7% |
| SPY SS SPDR S&P 500 ETF Trust-US | 2.81% | 3,547,803 | $1.9B | Reduce -0.3% |
| GOVT iShares US Treasury Bond ETF | 2.01% | 58,161,325 | $1.3B | Add +4.2% |
| RSP Invesco S&P 500 Equal Weight | 1.89% | 7,348,252 | $1.2B | Reduce -4.4% |
| AAPL Apple Inc. | 1.79% | 6,868,493 | $1.2B | Reduce -2.4% |
| VOO Vanguard S&P 500 ETF | 1.74% | 2,388,344 | $1.1B | Add +4.7% |
| KO The Coca-Cola Co. | 1.50% | 16,185,357 | $990.2M | Reduce -2.6% |
| NVDA Nvidia Corp. | 1.29% | 939,332 | $848.7M | Reduce -5.6% |
| AMZN Amazon.com Inc. | 1.16% | 4,232,342 | $763.4M | Add +1.9% |
| IWF iShares Russell 1000 Growth | 1.11% | 2,170,824 | $731.7M | Reduce -2.4% |
| HD Home Depot Inc. | 1.04% | 1,785,336 | $684.9M | Reduce -5.0% |
| AGG iShares Core U.S. Aggregate | 1.02% | 6,846,718 | $670.6M | Add +7.3% |
| XLV SS Health Care Select Sector | 0.91% | 4,065,565 | $600.6M | Reduce -0.8% |
| XLK SS Technology Select Sector | 0.89% | 2,814,640 | $586.2M | Reduce -9.3% |
| GOOG Alphabet Inc. Class C | 0.88% | 3,831,469 | $583.4M | Reduce -1.8% |
| JPM JPMorgan Chase & Co. | 0.87% | 2,866,651 | $574.2M | Reduce -2.0% |
| IJR iShares Core S&P Small-Cap E | 0.86% | 5,127,992 | $566.7M | Add +0.6% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.85% | 6,076,065 | $557.8M | Reduce -0.6% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.84% | 3,388,772 | $551.9M | Reduce -12.0% |
| IEFA iShares Core MSCI Eafe ETF | 0.81% | 7,208,044 | $535.0M | Reduce -6.6% |
| ABBV Abbvie Inc. | 0.80% | 2,887,329 | $525.8M | Reduce -2.2% |
| QQQ Invesco QQQ Trust Series 1 | 0.76% | 1,135,810 | $504.3M | Reduce -2.3% |
| V Visa Inc. Class A | 0.75% | 1,777,431 | $496.0M | Reduce -0.6% |
| MRK Merck & Co. Inc. | 0.75% | 3,745,346 | $494.2M | Reduce -0.7% |
| IJH iShares Core S&P Midcap ETF | 0.74% | 8,048,325 | $488.9M | Reduce -5.5% |
| META Meta Platforms Inc. Class A | 0.63% | 849,877 | $412.7M | Reduce -1.9% |
| IWD iShares Russell 1000 Value E | 0.62% | 2,276,853 | $407.8M | Reduce -13.7% |
| GOOGL Alphabet Inc. Class A | 0.60% | 2,638,521 | $398.2M | Add +0.3% |
| PEP Pepsico Inc. | 0.60% | 2,253,777 | $394.4M | Reduce -11.6% |
| ADI Analog Devices Inc. | 0.59% | 1,959,854 | $387.6M | Reduce -0.5% |
| AVGO Broadcom Inc. | 0.59% | 291,321 | $386.1M | Reduce -4.0% |
| SHY iShares 1-3 Year Treasury Bo | 0.57% | 4,590,355 | $375.4M | Reduce -1.0% |
| USIG iShares Broad Usd Investment | 0.57% | 7,340,217 | $372.7M | Add +5.7% |
| TLH iShares 10-20 Year Treasury | 0.54% | 3,413,836 | $358.6M | Add +3.3% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.51% | 973,135 | $335.0M | Reduce -14.1% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.49% | 771,494 | $324.4M | Reduce -0.5% |
| MBB iShares MBS ETF | 0.49% | 3,502,304 | $323.7M | Add +9.4% |
| ABT Abbott Laboratories | 0.49% | 2,817,981 | $320.3M | Reduce -0.8% |
| JNJ Johnson & Johnson | 0.49% | 2,023,953 | $320.2M | Reduce -16.0% |
| CVX Chevron Corp. | 0.49% | 2,027,810 | $319.9M | Reduce -3.6% |
| IWR iShares Russell Mid-Cap ETF | 0.48% | 3,753,503 | $315.6M | Reduce -0.3% |
| SCHW Schwab (charles) Corp. | 0.47% | 4,262,619 | $308.4M | Reduce -0.9% |
| UNH Unitedhealth Group Inc. | 0.46% | 612,284 | $302.9M | Reduce -4.5% |
| XLC SS Comm Select Sector SPDR | 0.46% | 3,686,067 | $301.0M | Reduce -4.6% |
| IWM iShares Russell 2000 ETF | 0.45% | 1,411,459 | $296.8M | Reduce -3.6% |
| IEI iShares 3-7 Year Treasury Bo | 0.44% | 2,510,881 | $290.8M | Reduce -3.5% |
| ACN Accenture PLC Class A | 0.44% | 832,815 | $288.7M | Reduce -6.8% |
| ELV Elevance Health Inc. | 0.43% | 545,048 | $282.6M | Add +2.2% |
| EFA iShares MSCI Eafe ETF | 0.41% | 3,406,614 | $272.1M | Reduce -4.5% |
| CVS CVS Health Corp. | 0.37% | 3,063,606 | $244.4M | Add +31.5% |
| LLY Eli Lilly & Co. | 0.37% | 313,578 | $244.0M | Add +15.3% |
| AVY Avery Dennison Corp. | 0.37% | 1,085,502 | $242.3M | Add +6.7% |
| ORCL Oracle Corp. | 0.37% | 1,921,680 | $241.4M | Add +0.1% |
| WMT Walmart Inc. | 0.36% | 3,936,320 | $236.8M | Add +1.1% |
| AMP Ameriprise Financial Inc. | 0.35% | 531,236 | $232.9M | Add +0.5% |
| XOM Exxon Mobil Corp. | 0.35% | 1,987,562 | $231.0M | Reduce -4.8% |
| COST Costco Wholesale Corp. | 0.35% | 313,467 | $229.7M | Reduce -5.5% |
| GS Goldman Sachs Group Inc. | 0.35% | 546,993 | $228.5M | Reduce -0.3% |
| UNP Union Pacific Corp. | 0.34% | 923,724 | $227.2M | Add +0.4% |
| FERG Ferguson Jersey Ltd. | 0.34% | 1,028,670 | $224.7M | Reduce -12.2% |
| GPC Genuine Parts Co. | 0.34% | 1,447,311 | $224.2M | Reduce -10.1% |
| HSY The Hershey Co. | 0.33% | 1,122,960 | $218.4M | Add +1917.9% |
| RTX RTX Corp. | 0.33% | 2,199,950 | $214.6M | Add +4.2% |
| VEU Vanguard Ftse All-World Ex-U | 0.32% | 3,621,144 | $212.4M | Reduce -5.6% |
| PG The Procter & Gamble Co. | 0.32% | 1,306,538 | $212.0M | Reduce -3.7% |
| ADP Automatic Data Processing | 0.32% | 845,490 | $211.2M | Add +4.0% |
| VTI VG Morningstar TS MKT ETF-US | 0.32% | 807,568 | $209.9M | Reduce -43.3% |
| XLY SS Consumer Disc Select Sect | 0.31% | 1,127,263 | $207.3M | Reduce -3.0% |
| XLF SS Financial Select Sector | 0.31% | 4,912,662 | $206.9M | Add +427.0% |
| MCHP Microchip Technology Inc. | 0.30% | 2,208,343 | $198.1M | Add +21.7% |
| BND Vanguard Total Bond Market | 0.29% | 2,644,235 | $192.1M | Reduce -8.4% |
| NDAQ Nasdaq Inc. | 0.29% | 3,021,100 | $190.6M | Add +7.1% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.28% | 1,531,871 | $187.4M | Add +4.6% |
| VIG Vanguard Dividend Apprec ETF | 0.28% | 1,025,668 | $187.3M | Reduce -34.7% |
| MO Altria Group Inc. | 0.28% | 4,268,476 | $186.2M | Add +4.3% |
| PNC PNC Financial Services Group | 0.27% | 1,121,133 | $181.2M | Add +1.9% |
| AMGN Amgen Inc. | 0.27% | 634,153 | $180.3M | Reduce -5.5% |
| TFC Truist Financial Corp. | 0.27% | 4,620,260 | $180.1M | Reduce -4.6% |
| DGRO iShares Core Dividend Growth | 0.27% | 3,095,063 | $179.7M | Reduce -9.9% |
| PM Philip Morris International | 0.27% | 1,941,222 | $177.9M | Reduce -2.5% |
| KLAC KLA Corp. | 0.27% | 251,544 | $175.7M | Reduce -12.9% |
| RJF Raymond James Financial Inc. | 0.27% | 1,362,559 | $175.0M | Add +8374.1% |
| VONG Vanguard Russell 1000 Growth | 0.26% | 1,996,138 | $173.0M | Add +28.9% |
| TLT iShares 20+ Year Treasury BD | 0.26% | 1,821,573 | $172.4M | Reduce -10.7% |
| QCOM Qualcomm Inc. | 0.26% | 1,015,580 | $171.9M | Reduce -1.8% |
| BLK BlackRock Finance Inc. | 0.26% | 205,244 | $171.1M | Reduce -37.5% |
| APD Air Products & Chemicals Inc. | 0.26% | 705,422 | $170.9M | Add +0.8% |
| ETN Eaton Corp. PLC | 0.26% | 544,156 | $170.1M | Add +0.4% |
| COP Conocophillips | 0.25% | 1,317,241 | $167.7M | Reduce -3.4% |
| UPS United Parcel Service Class B | 0.25% | 1,103,402 | $164.0M | Reduce -29.3% |
| XLP SS Consumer Staples Sel Sect | 0.25% | 2,131,587 | $162.8M | Reduce -45.8% |
| VPL Vanguard Ftse Pacific ETF | 0.24% | 2,088,472 | $158.8M | Reduce -6.8% |
| LOW Lowe's Cos Inc. | 0.24% | 618,650 | $157.6M | Reduce -10.0% |
| NFLX Netflix Inc. | 0.24% | 258,829 | $157.2M | Add +2.4% |
| BAH Booz Allen Hamilton Holdings | 0.24% | 1,057,378 | $157.0M | Reduce -6.6% |
| IEF iShares 7-10 Year Treasury B | 0.24% | 1,649,692 | $156.2M | Add +5.6% |
| DVY iShares Select Dividend ETF | 0.23% | 1,246,683 | $153.6M | Reduce -17.2% |
| CMCSA Comcast Corp. Class A | 0.23% | 3,463,449 | $150.1M | Reduce -18.9% |
| AMAT Applied Materials Inc. | 0.22% | 718,955 | $148.3M | Reduce -3.4% |
Options reported separately and not counted above: SPY puts ($79.2M), LLY calls ($5.8M), QQQ puts ($4.0M), AJG puts ($3.0M), NVDA puts ($2.1M), SOUN puts ($707K), RSP puts ($661K), Z puts ($439K), PANW calls ($426K), SOUN calls ($236K).
Other holdings (5): bonds, preferreds, convertibles and warrants · $3.3M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 1,527 | $1.9M | Add +43.9% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 1,057 | $1.3M | Add +1.3% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 4,677 | $202K | New |
| CALAMP CORP (CAMP 2 08/01/25) | NOTE 2.000% 8/0 · principal | 12,000 | $10K | No change |
| LIBERTY INTERACTIVE LLC (LINTA 4 11/15/29) | DEB 4.000%11/1 · principal | 10,000 | $4K | No change |
Total filed on the 13F, all lines: $65.9B.
Portfolio Sells Q4 2023 → Q1 2024
| AAPL Apple Inc. | Reduce -2.4% | 1.79% | −0.37 |
| DFS Discover Financial Services | Reduce -73.3% | 0.11% | −0.26 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -43.3% | 0.32% | −0.22 |
| XLP SS Consumer Staples Sel Sect | Reduce -45.8% | 0.25% | −0.20 |
| BLK BlackRock Finance Inc. | Reduce -37.5% | 0.26% | −0.16 |
| VIG Vanguard Dividend Apprec ETF | Reduce -34.7% | 0.28% | −0.14 |
| UPS United Parcel Service Class B | Reduce -29.3% | 0.25% | −0.14 |
| JNJ Johnson & Johnson | Reduce -16.0% | 0.49% | −0.12 |
| TFLO iShares Treasury Floating Ra | Reduce -96.8% | 0.00% | −0.11 |
| MSI Motorola Solutions Inc. | Reduce -79.0% | 0.03% | −0.10 |
| SHV iShares 0-1 Year Treasury Bo | Reduce -33.9% | 0.17% | −0.10 |
| PEP Pepsico Inc. | Reduce -11.6% | 0.60% | −0.09 |
| EBAY eBay Inc. | Reduce -62.8% | 0.06% | −0.08 |
| VTV Vanguard Mrngstr Val ETF-Aui | Reduce -12.0% | 0.84% | −0.08 |
| UNH Unitedhealth Group Inc. | Reduce -4.5% | 0.46% | −0.08 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Reduce -40.0% | 0.12% | −0.08 |
| IWD iShares Russell 1000 Value E | Reduce -13.7% | 0.62% | −0.08 |
| CMCSA Comcast Corp. Class A | Reduce -18.9% | 0.23% | −0.07 |
| VCLT Vanguard Long-Term Corp. Bond | Reduce -77.8% | 0.02% | −0.07 |
| PHYS Sprott Physical Gold Trust | Reduce -96.6% | 0.00% | −0.07 |
| PSLV Sprott Physical Silver Trust | Reduce -99.5% | 0.00% | −0.06 |
| ACN Accenture PLC Class A | Reduce -6.8% | 0.44% | −0.06 |
| XLK SS Technology Select Sector | Reduce -9.3% | 0.89% | −0.06 |
| TLT iShares 20+ Year Treasury BD | Reduce -10.7% | 0.26% | −0.06 |
| SPAB SS SPDR P Agg Bond ETF | Reduce -82.5% | 0.01% | −0.06 |
| KO The Coca-Cola Co. | Reduce -2.6% | 1.50% | −0.06 |
| ORLY O'reilly Automotive Inc. | Reduce -54.1% | 0.06% | −0.06 |
| NEE Nextera Energy Inc. | Reduce -30.1% | 0.13% | −0.05 |
| VUG Vanguard Mrngstar GR ETF-Sui | Reduce -14.1% | 0.51% | −0.05 |
| IEFA iShares Core MSCI Eafe ETF | Reduce -6.6% | 0.81% | −0.05 |
| VEA Vanguard Ftse Developed ETF | Reduce -20.9% | 0.19% | −0.05 |
| MS Morgan Stanley | Reduce -30.1% | 0.10% | −0.05 |
| DVY iShares Select Dividend ETF | Reduce -17.2% | 0.23% | −0.05 |
| BND Vanguard Total Bond Market | Reduce -8.4% | 0.29% | −0.05 |
| SWKS Skyworks Solutions Inc. | Reduce -46.9% | 0.04% | −0.05 |
| CUBE Cubesmart | Reduce -11.4% | 0.21% | −0.05 |
| IEI iShares 3-7 Year Treasury Bo | Reduce -3.5% | 0.44% | −0.04 |
| CB Chubb Ltd. | Reduce -40.3% | 0.08% | −0.04 |
| RSP Invesco S&P 500 Equal Weight | Reduce -4.4% | 1.89% | −0.04 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -0.6% | 0.85% | −0.04 |
| VCIT Vanguard Int-Term Corporate | Reduce -21.6% | 0.12% | −0.04 |
| XLE SS Energy Select Sector | Reduce -31.4% | 0.10% | −0.04 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -1.0% | 0.57% | −0.04 |
| ADI Analog Devices Inc. | Reduce -0.5% | 0.59% | −0.03 |
| WESTERN DIGITAL CORP (WDC 1.5 02/01/24) | Sold out | 0.00% | −0.03 |
| AMGN Amgen Inc. | Reduce -5.5% | 0.27% | −0.03 |
| MDY State Street SPDR S&P Midcap | Reduce -29.7% | 0.09% | −0.03 |
| CSCO Cisco Systems Inc. | Reduce -8.2% | 0.20% | −0.03 |
| SPTS SS SPDR P St Term TSY ETF | Reduce -31.1% | 0.06% | −0.03 |
| PM Philip Morris International | Reduce -2.5% | 0.27% | −0.03 |
Portfolio Buys Q4 2023 → Q1 2024
| IVV iShares Core S&P 500 ETF | Add +2.3% | 5.44% | +0.37 |
| HSY The Hershey Co. | Add +1917.9% | 0.33% | +0.31 |
| RJF Raymond James Financial Inc. | Add +8374.1% | 0.27% | +0.26 |
| XLF SS Financial Select Sector | Add +427.0% | 0.31% | +0.26 |
| VOO Vanguard S&P 500 ETF | Add +4.7% | 1.74% | +0.16 |
| AMZN Amazon.com Inc. | Add +1.9% | 1.16% | +0.15 |
| VLO Valero Energy Corp. | Add +273.8% | 0.16% | +0.12 |
| LLY Eli Lilly & Co. | Add +15.3% | 0.37% | +0.12 |
| CVS CVS Health Corp. | Add +31.5% | 0.37% | +0.08 |
| TEVA Teva Pharmaceutical-SP ADR | Add +2609.1% | 0.08% | +0.08 |
| DIS The Walt Disney Co. | Add +4.6% | 0.28% | +0.07 |
| VONG Vanguard Russell 1000 Growth | Add +28.9% | 0.26% | +0.07 |
| AFL Aflac Inc. | Add +53.7% | 0.20% | +0.07 |
| VCSH Vanguard S/T Corp. Bond ETF | Add +108.6% | 0.12% | +0.06 |
| T AT&T Inc. | Add +67.0% | 0.14% | +0.06 |
| ETN Eaton Corp. PLC | Add +0.4% | 0.26% | +0.05 |
| STLA Stellantis NV | New | 0.05% | +0.05 |
| PGR Progressive Corp. | Add +136.7% | 0.07% | +0.05 |
| RL Ralph Lauren Corp. | Add +10572.3% | 0.05% | +0.05 |
| ORCL Oracle Corp. | Add +0.1% | 0.37% | +0.04 |
| COKE Coca-Cola Consolidated Inc. | New | 0.04% | +0.04 |
| RTX RTX Corp. | Add +4.2% | 0.33% | +0.04 |
| NFLX Netflix Inc. | Add +2.4% | 0.24% | +0.04 |
| AVY Avery Dennison Corp. | Add +6.7% | 0.37% | +0.04 |
| MCHP Microchip Technology Inc. | Add +21.7% | 0.30% | +0.04 |
| OKE Oneok Inc. | Add +476.4% | 0.05% | +0.04 |
| BNY Bank of New York Mellon Corp. | Add +29.4% | 0.15% | +0.04 |
| CSL Carlisle Cos Inc. | Add +3.3% | 0.20% | +0.04 |
| MHK Mohawk Industries Inc. | Add +45.6% | 0.09% | +0.04 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Add +385.9% | 0.04% | +0.04 |
| EMN Eastman Chemical Co. | Add +260.4% | 0.05% | +0.03 |
| OKTA Okta Inc. | Add +179.9% | 0.05% | +0.03 |
| CRH CRH PLC | Add +272.1% | 0.04% | +0.03 |
| AMP Ameriprise Financial Inc. | Add +0.5% | 0.35% | +0.03 |
| WMT Walmart Inc. | Add +1.1% | 0.36% | +0.03 |
| TRGP Targa Resources Corp. | Add +7.5% | 0.13% | +0.03 |
| JAAA Janus Henderson Aaa Clo ETF | Add +162.8% | 0.05% | +0.03 |
| BRBR Bellring Brands Inc. | Add +6761.0% | 0.03% | +0.03 |
| ELV Elevance Health Inc. | Add +2.2% | 0.43% | +0.03 |
| NDAQ Nasdaq Inc. | Add +7.1% | 0.29% | +0.03 |
| PWR Quanta Services Inc. | Add +2.5% | 0.17% | +0.03 |
| WSM Williams-Sonoma Inc. | Add +6.2% | 0.07% | +0.03 |
| IVW iShares S&P 500 Growth ETF | Add +12.1% | 0.15% | +0.03 |
| CMG Chipotle Mexican Grill Inc. | Add +2.9% | 0.13% | +0.03 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Add +58.1% | 0.08% | +0.02 |
| PHM Pultegroup Inc. | Add +58.9% | 0.06% | +0.02 |
| CDNS Cadence Design SYS Inc. | Add +9.7% | 0.14% | +0.02 |
| DEO Diageo PLC-Sponsored ADR | Add +70.3% | 0.06% | +0.02 |
| WRB WR Berkley Corp. | Add +7.5% | 0.11% | +0.02 |
| PSX Phillips 66 | Add +2.1% | 0.14% | +0.02 |
Options Activity Q4 2023 → Q1 2024
| SPY SS SPDR S&P 500 ETF Trust-US | put | Reduce -7.8% | 151,400 | $79.2M |
| LLY Eli Lilly & Co. | call | New | 7,500 | $5.8M |
| QQQ Invesco QQQ Trust Series 1 | put | Add +193.6% | 9,100 | $4.0M |
| NVDA Nvidia Corp. | put | New | 2,300 | $2.1M |
| SOFI Sofi Technologies Inc. | call | Sold out | 115,400 | $1.1Mbefore exit |
| SOUN Soundhound AI Inc. Class A | put | New | 120,000 | $707K |
| NVDA Nvidia Corp. | call | Sold out | 1,300 | $644Kbefore exit |
| FXI iShares China Large-Cap ETF | call | Sold out | 22,000 | $529Kbefore exit |
| MELI MercadoLibre Inc. | call | Sold out | 300 | $471Kbefore exit |
| Z Zillow Group Inc. Class C | put | New | 9,000 | $439K |
| PANW Palo Alto Networks Inc. | call | New | 1,500 | $426K |
| RIVN Rivian Automotive Inc. Class A | call | Sold out | 14,000 | $328Kbefore exit |
| NOW ServiceNow Inc. | call | Sold out | 400 | $283Kbefore exit |
| SOUN Soundhound AI Inc. Class A | call | New | 40,000 | $236K |
| BABA Alibaba Group Holding-SP ADR | call | Sold out | 2,800 | $217Kbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2023 → Q1 2024
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +43.9% | 1,527 | $1.9M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +1.3% | 1,057 | $1.3M |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | New | 4,677 | $202K |
| WESTERN DIGITAL CORP (WDC 1.5 02/01/24) | NOTE 1.500% 2/0 · principal | Sold out | 145,000 | $144Kbefore exit |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | Sold out | 11,521 | $63Kbefore exit |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | Sold out | 14,000 | $15Kbefore exit |
| PELOTON INTERACTIVE INC (PTON 0 02/15/26) | NOTE 2/1 · principal | Sold out | 14,000 | $11Kbefore exit |
| AFFIRM HOLDINGS INC (AFRM 0 11/15/26) | NOTE 11/1 · principal | Sold out | 13,000 | $11Kbefore exit |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | Sold out | 12,000 | $10Kbefore exit |
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | Sold out | 11,000 | $9Kbefore exit |
| NEOGENOMICS INC (NEO 0.25 01/15/28) | NOTE 0.250% 1/1 · principal | Sold out | 11,000 | $8Kbefore exit |
| DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) | NOTE 12/0 · principal | Sold out | 9,000 | $7Kbefore exit |
| BLACKLINE INC (BL 0 03/15/26) | NOTE 3/1 · principal | Sold out | 7,000 | $6Kbefore exit |
| SPLUNK INC (SPLK 1.125 06/15/27) | NOTE 1.125% 6/1 · principal | Sold out | 5,000 | $5Kbefore exit |
| BILL HOLDINGS INC (BILL 0 12/01/25) | NOTE 12/0 · principal | Sold out | 4,000 | $4Kbefore exit |
| ZILLOW GROUP INC (Z 1.375 09/01/26) | NOTE 1.375% 9/0 · principal | Sold out | 2,000 | $3Kbefore exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 2,849 | $83.5B | IVV, SPY, AAPL, NVDA, GOVT |
| Q1 2026 | 2,733 | $74.1B | IVV, SPY, NVDA, AAPL, IEFA |
| Q4 2025 | 2,686 | $74.8B | IVV, SPY, MSFT, NVDA, AAPL |
| Q3 2025 | 2,629 | $73.8B | IVV, MSFT, SPY, NVDA, AAPL |
| Q2 2025 | 2,514 | $68.2B | IVV, MSFT, SPY, GOVT, NVDA |
| Q1 2025 | 2,459 | $62.3B | IVV, SPY, GOVT, MSFT, AAPL |
| Q4 2024 | 2,484 | $63.7B | IVV, SPY, AAPL, MSFT, GOVT |
| Q3 2024 | 2,477 | $63.6B | IVV, SPY, MSFT, AAPL, GOVT |
| Q2 2024 | 2,623 | $65.6B | IVV, MSFT, SPY, AAPL, GOVT |
| Q1 2024 | 2,596 | $65.9B | IVV, MSFT, SPY, GOVT, RSP |