Uptick Partners, LLC

Name: UPTICK PARTNERS, LLC 13F holdings, Q4 2025
Creator: UPTICK PARTNERS, LLC
Published: 2026-02-02

Q2 2026Q1 2026Q3 2025Q2 2025Q1 2025Q4 2024Q3 2024Q2 2024Q1 2024

In its 13F for Q4 2025 (holdings as of December 31, 2025, filed February 2, 2026), Uptick Partners, LLC reported 277 stock positions worth $469.1 million. Its top holding was Wisdomtree Floating Rate Tre (USFR) at 6.4% of the portfolio, followed by First Trust Enh Short Mat FD (FTSM, 4.0%) and Strive 1000 Value ETF (STXV, 3.9%). Compared with Q3 2025, it opened 57 new positions, sold out of 11, added to 120 and reduced 85. The biggest buy was Schwab Govt Money Market ETF (SGVT, shares +409%) and the biggest sale Wisdomtree Floating Rate Tre (USFR, shares −10%).

Most Recent 13F: Q2 2026
Location: NACOGDOCHES, TX
CIK: 0002005353
Portfolio Value: $469.1M (Q4 2025)
SEC Filing: 0001986152-26-000003 ↗ filed Feb 2, 2026

Holdings Value

Holdings 277 stocks · $469.1M


USFR Wisdomtree Floating Rate Tre	6.35%	592,111	$29.8M	Reduce -10.2%
FTSM First Trust Enh Short Mat FD	4.00%	312,724	$18.7M	Add +4.0%
STXV Strive 1000 Value ETF	3.92%	550,171	$18.4M	Reduce -12.3%
STXF Strive 500 ETF	3.88%	412,666	$18.2M	Add +27.0%
BUXX Strive Enhanced Income Short	3.84%	889,079	$18.0M	Reduce -5.1%
STXG Strive 1000 Growth ETF	3.82%	352,079	$17.9M	Reduce -14.1%
VOO Vanguard S&P 500 ETF	3.28%	24,519	$15.4M	Add +14.9%
SGVT Schwab Govt Money Market ETF	3.10%	144,540	$14.5M	Add +408.9%
VUG Vanguard Mrngstar GR ETF-Sui	1.99%	19,093	$9.3M	Add +3.6%
SPYM Ste STR SPDR PT S&P 500 ETF	1.93%	112,593	$9.0M	Add +1303.4%
MSFT Microsoft Corp.	1.65%	15,995	$7.7M	Add +12.2%
VO Vngrd Mrngstr MD-Cap ETF-Usd	1.57%	25,360	$7.4M	Add +20.3%
AAPL Apple Inc.	1.50%	25,803	$7.0M	Add +10.3%
VTV Vanguard Mrngstr Val ETF-Aui	1.47%	36,051	$6.9M	Add +0.3%
IVV iShares Core S&P 500 ETF	1.45%	9,917	$6.8M	Add +6.5%
QQQ Invesco QQQ Trust Series 1	1.32%	10,070	$6.2M	Reduce -5.0%
DYNF Ishrs US E F R A ETF-Usd Inc.	1.26%	97,544	$5.9M	New
CGCB Cap Group Core Bond	1.21%	214,333	$5.7M	Add +248.8%
VYM Vanguard High DVD Yield ETF	1.19%	38,769	$5.6M	Reduce -15.4%
AMZN Amazon.com Inc.	1.17%	23,787	$5.5M	Add +5.1%
DFEB FT Vest U.S. Equity Deep Buf	1.14%	111,876	$5.3M	Reduce -8.9%
AVLC Avantis US LG Cap Eq ETF	1.06%	63,148	$5.0M	New
GOOGL Alphabet Inc. Class A	0.93%	13,957	$4.4M	Add +4.2%
STXM Strive Mid-Cap ETF	0.90%	148,677	$4.2M	Reduce -20.4%
SPY SS SPDR S&P 500 ETF Trust-US	0.86%	5,917	$4.0M	Reduce -2.4%
CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE	0.81%	86,679	$3.8M	Add +19.3%
NVDA Nvidia Corp.	0.74%	18,697	$3.5M	Add +3.5%
VIG Vanguard Dividend Apprec ETF	0.73%	15,570	$3.4M	Reduce -6.4%
FBND Fidelity Total Bond ETF	0.65%	66,538	$3.1M	Add +261.8%
AVUV Avantis US Small Cap Value	0.64%	29,397	$3.0M	Add +106.0%
VTI VG Morningstar TS MKT ETF-US	0.64%	8,911	$3.0M	Reduce -0.2%
FDVV Fidelity High Dividend ETF	0.62%	51,208	$2.9M	New
WMT Walmart Inc.	0.60%	25,226	$2.8M	Add +4.3%
XLE SS Energy Select Sector	0.59%	62,019	$2.8M	Add +5.7%
VV Vngrd Mrgstr LRG-Cap ETF-Usd	0.59%	8,722	$2.7M	Add +28.5%
AVGO Broadcom Inc.	0.57%	7,771	$2.7M	Add +6.4%
SPHQ Invesco S&P 500 Quality ETF	0.54%	33,876	$2.5M	Add +129.1%
PG The Procter & Gamble Co.	0.54%	17,639	$2.5M	Reduce -1.7%
OEF iShares S&P 100 ETF	0.53%	7,281	$2.5M	Add +26.0%
JPM JPMorgan Chase & Co.	0.53%	7,733	$2.5M	Add +16.0%
STXT Strive Total Return Bond ETF	0.52%	122,355	$2.5M	Reduce -18.6%
FENI Fidelity Enhanced Intl ETF	0.51%	65,340	$2.4M	New
IVW iShares S&P 500 Growth ETF	0.48%	18,399	$2.3M	Reduce -4.7%
IVE iShares S&P 500 Value ETF	0.48%	10,689	$2.3M	Add +3.4%
GOOG Alphabet Inc. Class C	0.45%	6,797	$2.1M	Add +1.6%
GLDM SPDR Gold Minishares Trust	0.45%	24,914	$2.1M	Add +19.7%
XOM Exxon Mobil Corp.	0.45%	17,395	$2.1M	Reduce -5.2%
GNOV FT Vest US Equity Moderate B	0.44%	51,424	$2.0M	Reduce -3.1%
GOCT FT Vest US Equity Moderate B	0.42%	49,588	$1.9M	Add +8.1%
STXK Strive Small-Cap ETF	0.41%	58,230	$1.9M	Reduce -25.2%
BIV Vanguard Intermediate-Term B	0.41%	24,737	$1.9M	Add +167.4%
GMAR FT Vest US Equity Moderate B	0.41%	47,003	$1.9M	Reduce -7.1%
BAI Ishrs AI in and Tech Act ETF	0.39%	55,480	$1.8M	New
IUSG iShares Core S&P U.S. Growth	0.38%	10,740	$1.8M	Reduce -0.5%
AGG iShares Core U.S. Aggregate	0.38%	17,884	$1.8M	Add +87.6%
TSLA Tesla Inc.	0.37%	3,849	$1.7M	Add +7.2%
GARP iShares MSCI USA Quality Gar	0.37%	25,203	$1.7M	New
IUSV iShares Core S&P U.S. Value	0.36%	16,624	$1.7M	Reduce -5.4%
RDVY First Trust Rising Dividend	0.36%	24,387	$1.7M	Reduce -1.6%
FMDE Fidelity Enhanced Mid Cap Co.	0.35%	45,164	$1.6M	New
VOT Vngrd Mrngstr MC GRW ETF-Usd	0.34%	5,764	$1.6M	Reduce -18.0%
AVDE Avantis International Equity	0.34%	19,255	$1.6M	New
VBK Van Morst SML-Cap Gro-Usd Inc.	0.33%	5,142	$1.6M	Add +11.1%
QUAL iShares MSCI USA Quality Fac	0.33%	7,798	$1.5M	Add +96.4%
XLV SS Health Care Select Sector	0.33%	9,970	$1.5M	Add +29.4%
CVX Chevron Corp.	0.32%	9,894	$1.5M	Reduce -15.8%
DMAR FT Vest US Equity Deep Buffe	0.32%	36,166	$1.5M	Reduce -5.1%
PSFO Pacer Swan Sos Flex Oct ETF	0.32%	46,122	$1.5M	New
OBDC Blue Owl Capital Corp.	0.32%	119,533	$1.5M	New
XLP SS Consumer Staples Sel Sect	0.32%	19,124	$1.5M	Add +35.0%
IAU iShares Gold Trust	0.32%	18,231	$1.5M	New
VB Vanguard Most SM-Cap ETF-Usd	0.31%	5,625	$1.5M	Add +14.5%
DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE	0.31%	2,989	$1.4M	Reduce -4.4%
RWL Invesco S&P 500 Revenue ETF	0.30%	12,414	$1.4M	Reduce -2.6%
META Meta Platforms Inc. Class A	0.29%	2,073	$1.4M	Add +16.1%
DGRO iShares Core Dividend Growth	0.29%	19,693	$1.4M	Reduce -4.3%
MPC Marathon Petroleum Corp.	0.29%	8,375	$1.4M	Reduce -1.9%
MOAT Vaneck Morningstar Wide Moat	0.29%	12,947	$1.3M	Reduce -1.1%
PKW Invesco Buyback Achievers Et	0.28%	9,782	$1.3M	Reduce -3.0%
VBR Vngrd Mrngst SL-CP Val ETF-U	0.28%	6,189	$1.3M	Add +20.8%
SPYV SS SPDR P S&P 500 Value ETF	0.28%	23,024	$1.3M	New
WTV Wisdomtree U.S. Value Fund	0.26%	13,270	$1.2M	New
BRK.B Berkshire Hathaway Inc. Class B	0.26%	2,421	$1.2M	Add +4.6%
STXD Strive 1000 Dividend Growth	0.26%	32,563	$1.2M	Reduce -17.1%
V Visa Inc. Class A	0.25%	3,380	$1.2M	Reduce -0.1%
VEA Vanguard Ftse Developed ETF	0.24%	18,190	$1.1M	Add +23.3%
PFE Pfizer Inc.	0.24%	45,579	$1.1M	Reduce -8.5%
PMMF Ishrs Prime MMKT ETF	0.24%	11,149	$1.1M	Add +188.2%
BND Vanguard Total Bond Market	0.23%	14,749	$1.1M	Add +10.3%
IWD iShares Russell 1000 Value E	0.23%	5,042	$1.1M	Reduce -1.1%
EVTR Eaton Vance Total Return	0.22%	19,888	$1.0M	New
JNJ Johnson & Johnson	0.22%	4,923	$1.0M	Add +21.4%
QJUN FT Vest Nasdaq-100 Buffer Et	0.22%	31,950	$1.0M	Reduce 0.0%
QQQM Invesco Nasdaq 100 ETF	0.22%	4,016	$1.0M	Add +2.8%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS	0.21%	3,402	$1.0M	Add +28.0%
GSEP FT Vest US Equity Moderate B	0.21%	25,422	$985K	Add +23.3%
VGIT Vanguard Intermediate-Term T	0.20%	15,791	$946K	Add +33.4%
WFC Wells Fargo & Co.	0.20%	10,103	$942K	Add +6.9%
VGLT Vanguard Long-Term Treasury	0.20%	16,737	$934K	Add +32.7%
IEFA iShares Core MSCI Eafe ETF	0.20%	10,316	$923K	Add +68.5%
AFL Aflac Inc.	0.20%	8,345	$920K	New
SCHG Schwab US Large-Cap Growth	0.19%	27,274	$890K	Add +122.2%
BINC iShares Flex I A ETF-Usd Inc.	0.19%	16,759	$884K	New
SHLD Global X Defense Tech ETF	0.18%	13,392	$868K	New
DGRW Wisdomtree U.S. Quality Divi	0.18%	9,682	$866K	Add +37.0%
AON Aon PLC Class A	0.18%	2,449	$864K	New
IJH iShares Core S&P Midcap ETF	0.18%	12,823	$846K	Add +14.6%
CGGR Cap Group Growth Equity	0.18%	19,014	$846K	Reduce -24.4%
VOE Vngrd Mrngstr MD-Cap Val ETF	0.18%	4,680	$830K	Reduce -8.3%
UNP Union Pacific Corp.	0.17%	3,509	$812K	Add +26.2%
COST Costco Wholesale Corp.	0.17%	936	$807K	Reduce -20.3%
XSEP FT Vest U.S. Equity Enhance	0.17%	18,795	$797K	Reduce -19.0%
USMV iShares MSCI USA Min Vol Fac	0.17%	8,253	$777K	Reduce -8.7%
AVUS Avantis U.S. Equity ETF	0.17%	6,943	$776K	New
DFCF Dimensional Core Fixed Inc.	0.16%	17,998	$766K	New
QSPT FT Vest Nasdaq-100 Buffer Et	0.16%	24,044	$762K	Add +157.7%
SHOC Shoc US Semicon Equity ETF	0.16%	11,072	$760K	Reduce -11.7%
SHYG iShares 0-5 YR HY Corp. Bond	0.16%	17,496	$750K	Add +28.9%
SPYG SS SPDR P S&P 500 Growth ETF	0.16%	7,017	$749K	New
MCD McDonald's Corp.	0.16%	2,412	$737K	Add +12.5%
GDEC FT Vest US Equity Moderate B	0.16%	19,486	$737K	Add +4.4%
ENB Enbridge Inc.	0.16%	15,359	$735K	Add +9.1%
GAUG FT Vest US Equity Moderate B	0.16%	18,675	$733K	Reduce -5.0%
LLY Eli Lilly & Co.	0.16%	678	$729K	Add +13.4%
BUFR FT Vest Lad Buffervetf-Usd I	0.16%	21,251	$728K	Reduce -0.6%
PEP Pepsico Inc.	0.15%	5,018	$720K	Reduce -0.4%
CSCO Cisco Systems Inc.	0.15%	9,157	$705K	Add +12.8%
KO The Coca-Cola Co.	0.15%	10,027	$701K	Add +25.3%
GJUL FT Vest US Equity Moderate B	0.15%	16,824	$695K	Reduce -0.3%
IWP iShares Russell Mid-Cap Grow	0.15%	5,036	$690K	Add +89.4%
IWR iShares Russell Mid-Cap ETF	0.15%	7,098	$683K	Add +14.8%
EPS Wisdomtree US Large Cap Fund	0.15%	9,629	$682K	New
SPLV Invesco S&P 500 Low Volatili	0.14%	9,502	$679K	Reduce -11.1%
IUSB Ishr CR Unvrse Usd BD ETF-Ui	0.14%	14,561	$678K	Add +195.2%
RTX RTX Corp.	0.14%	3,681	$675K	Add +10.6%
SCHF Schwab Intl Equity ETF	0.14%	27,266	$655K	Add +42.9%
SO The Southern Co.	0.14%	7,491	$653K	Add +22.1%
HD Home Depot Inc.	0.13%	1,821	$627K	Add +55.4%
XAPR FT Eqbuff&preminc - April	0.13%	17,124	$624K	No change
IJR iShares Core S&P Small-Cap E	0.13%	5,178	$622K	Add +9.2%
CGUS Cap Group Core Equity filed as CAPITAL GROUP CORE EQUITY ET	0.13%	15,359	$618K	Reduce -0.6%
DOCT FT Vest U.S. Equity Deep Buf	0.13%	13,940	$617K	Add +18.4%
MRK Merck & Co. Inc.	0.13%	5,804	$611K	Reduce -18.1%
MARM Ftvestus Max Buff ETF March	0.13%	18,460	$610K	No change
JCPB JPMorgan Core Plus Bond ETF	0.13%	12,567	$595K	New
IWF iShares Russell 1000 Growth	0.13%	1,256	$594K	Reduce -19.8%
MBB iShares MBS ETF	0.12%	6,081	$579K	New
MGC Vngrd Mrngstr MG Cap ETF-Usd	0.12%	2,276	$572K	New
BNDX Vanguard Total Intl Bond ETF	0.12%	11,546	$558K	Add +167.2%
XLK SS Technology Select Sector	0.12%	3,820	$550K	Add +45.9%
THRO iShares U.S. Thematic Rotati	0.12%	14,140	$545K	New
TSM Taiwan Semiconductor-SP ADR	0.12%	1,778	$540K	Add +11.6%
DUK Duke Energy Corp.	0.11%	4,571	$536K	Add +7.2%
SPTL SS SPDR PF LNG TRM TSY E-Usd	0.11%	20,069	$531K	New
VZ Verizon Communications Inc.	0.11%	12,850	$523K	Reduce -26.5%
DNOV FT Vest US Equity Deep Buffe	0.11%	10,663	$521K	Reduce -23.7%
GM General Motors Co.	0.11%	6,322	$514K	Add +1.3%
LOW Lowe's Cos Inc.	0.11%	2,129	$513K	Add +3.0%
COWZ Pacer US Cash Cows 100 ETF	0.11%	8,373	$504K	Reduce -14.7%
QMMY FT NDQ100 Mod Buff ETF - May	0.11%	20,045	$502K	No change
VCIT Vanguard Int-Term Corporate	0.11%	5,975	$500K	Add +3.3%
IWM iShares Russell 2000 ETF	0.11%	2,016	$496K	Reduce -1.9%
DJUL FT Vest US Equity Deep Buffe	0.10%	10,169	$484K	Reduce -5.1%
CAT Caterpillar Inc.	0.10%	844	$484K	Add +76.9%
DRLL Strive US Energy ETF	0.10%	16,498	$471K	Reduce -16.9%
QMAG FT NDQ100 Mod Buff ETF - Aug	0.10%	19,796	$468K	No change
RF Regions Financial Corp.	0.10%	17,184	$466K	Reduce -0.5%
GLD SPDR Gold Shares	0.10%	1,164	$461K	Reduce -13.1%
SPMO Invesco S&P 500 Momentum ETF	0.10%	3,854	$460K	New
VGT Vanguard Info Tech ETF	0.10%	610	$460K	Add +17.8%
AMD Advanced Micro Devices	0.10%	2,136	$457K	Reduce -1.5%
ONB Old National Bancorp	0.10%	20,384	$455K	Add +0.6%
EFV iShares MSCI Eafe Value ETF	0.10%	6,293	$449K	Add +11.7%
STIP iShares 0-5 Year Tips Bond E	0.10%	4,373	$448K	Add +44.0%
EPD Enterprise Products Partners	0.10%	13,956	$447K	No change
HIMU iShares High Yild Muni A ETF	0.10%	9,169	$446K	New
SHEL Shell PLC-ADR	0.10%	6,061	$445K	Reduce -3.0%
QMAR FT Vest Nasdaq-100 Buffer Et	0.09%	13,432	$443K	No change
DE Deere & Co.	0.09%	947	$441K	Add +14.8%
SCHD Schwab US DVD Equity ETF	0.09%	15,921	$437K	Add +19.3%
EMR Emerson Electric Co.	0.09%	3,290	$437K	Add +18.8%
PSP Invesco Global Listed Privat	0.09%	6,418	$430K	Reduce -4.6%
XMMO Invesco S&P Midcap Momentum	0.09%	3,100	$429K	No change
IJJ iShares S&P Mid-Cap 400 Valu	0.09%	3,254	$428K	Reduce -12.3%
SCZ iShares MSCI Eafe Small-Cap	0.09%	5,507	$427K	New
HYLS FT Tactical High Yield ETF	0.09%	10,069	$421K	Reduce -19.2%
TCAF T Rowe PRC Cap Appreciation	0.09%	10,560	$404K	Reduce -0.7%
CRM Salesforce Inc.	0.09%	1,520	$403K	Add +1.4%
VTWO Vanguard Russell 2000 ETF	0.09%	4,032	$401K	Add +49.2%
VLO Valero Energy Corp.	0.09%	2,456	$400K	Add +4.1%
ORCL Oracle Corp.	0.08%	2,037	$397K	Reduce -3.3%
ABBV Abbvie Inc.	0.08%	1,702	$389K	Add +27.5%
GJUN FT Vest US Equity Moderate B	0.08%	9,820	$389K	Reduce -19.0%
SPDW Ste STR SPDR PT DW Eu ETF	0.08%	8,753	$389K	Add +10.4%
JBND JPMorgan Active Bond ETF	0.08%	7,181	$388K	New
IWB iShares Russell 1000 ETF	0.08%	1,037	$387K	Reduce -3.9%
COF Capital One Financial Corp.	0.08%	1,593	$386K	Reduce -6.2%
GMAY FT Vest U.S. Equity Moderate	0.08%	9,241	$382K	No change
IWO iShares Russell 2000 Growth	0.08%	1,144	$369K	Add +3.5%
FFLC Fidelity Fndmntl L/C Cor ETF	0.08%	6,897	$368K	New
LGLV SPDR US LC Low Vol Idx	0.08%	2,036	$357K	New
GE General Electric filed as GE AEROSPACE	0.08%	1,147	$353K	Add +15.3%
FJUN FT Vest US Equity Buff ETF-J	0.08%	6,192	$353K	Reduce -20.6%
XLG Invesco S&P 500 Top 50 ETF	0.07%	5,910	$350K	Reduce -6.1%
BLK BlackRock Inc.	0.07%	326	$349K	Add +18.6%
USHY iShares Broad Usd High Yield	0.07%	9,185	$343K	New
LCTU iShares U.S. Carbon Transiti	0.07%	4,600	$341K	New
AIRR First Trust Rba American Ind	0.07%	3,390	$333K	Add +63.5%
SUSC iShares ESG Aware Usd Corpor	0.07%	14,180	$332K	New
FTSL First Trust Senior Loan ETF	0.07%	7,135	$327K	Reduce -20.6%
SBUX Starbucks Corp.	0.07%	3,831	$323K	New
FDL First Trust Morn DVD Lead Inc.	0.07%	7,245	$321K	Reduce -7.4%
UCON First Trust Smith Unconstrai	0.07%	12,651	$318K	Reduce -31.3%
QCJL FT NSDQ 100 CN Buff ETF-Jul	0.07%	13,325	$316K	Reduce -13.8%
EAGG iShares ESG Aware US Aggrega	0.07%	6,595	$316K	New
TSCO Tractor Supply Company	0.07%	6,200	$310K	Add +24.6%
DBEF Xtrackers MSCI Eafe Hedged E	0.06%	6,327	$304K	Add +40.7%
QCAP FT NSDQ100CONSBUFFETF - Apr	0.06%	12,732	$302K	Reduce -1.3%
PRN Invesco Dorsey Wright Indus	0.06%	1,729	$302K	No change
ET Energy Transfer LP	0.06%	18,014	$297K	Reduce -0.6%
GFEB FT Vest US Equity Moderate B	0.06%	7,150	$297K	Reduce -14.4%
QCOM Qualcomm Inc.	0.06%	1,726	$295K	Add +28.3%
DAUG FT Vest U.S. Equity Deep Buf	0.06%	6,614	$293K	Reduce -8.1%
NEE Nextera Energy Inc.	0.06%	3,576	$287K	Add +18.9%
XFEB FT Vest Enh Mod Buff - Feb	0.06%	8,010	$286K	No change
IONQ Ionq Inc.	0.06%	6,353	$285K	Add +7.6%
CGCP Cap Group Core Plus Income	0.06%	12,305	$279K	Reduce -8.9%
IDMO Invesco S&P International DE	0.06%	4,982	$277K	New
WELL Welltower Inc.	0.06%	1,489	$276K	New
FESM Fidelity Enhanced Small Cap	0.06%	7,311	$276K	New
T AT&T Inc.	0.06%	11,103	$276K	Add +19.8%
BAC Bank of America Corp. filed as BANK AMERICA CORP	0.06%	5,003	$275K	Add +19.6%
DIS The Walt Disney Co. filed as DISNEY WALT CO	0.06%	2,418	$275K	Add +26.4%
BP BP PLC-Spons ADR	0.06%	7,892	$274K	Add +0.0%
AMID Argent Mid Cap ETF	0.06%	8,001	$268K	New
EFG iShares MSCI Eafe Growth ETF	0.06%	2,325	$265K	Reduce -4.5%
CI The Cigna Group	0.06%	957	$263K	New
NOW ServiceNow Inc.	0.06%	1,695	$260K	Add +6.6%
PLTR Palantir Technologies Inc. Class A	0.06%	1,456	$259K	Add +4.5%
IJK iShares S&P Mid-Cap 400 Grow	0.06%	2,662	$258K	Reduce -31.5%
COP Conocophillips	0.06%	2,755	$258K	Add +18.9%
BSX Boston Scientific Corp.	0.05%	2,699	$257K	Add +5.6%
FELG Fidelity Enh LRG Cap GWTH	0.05%	6,029	$251K	New
ESGU iShares ESG Aware MSCI USA	0.05%	1,674	$249K	New
TXN Texas Instruments Inc.	0.05%	1,436	$249K	Add +6.2%
EVRG Evergy Inc.	0.05%	3,420	$248K	New
VXUS Vanguard Total Intl Stock	0.05%	3,245	$245K	Reduce -5.8%
MMM 3M Co.	0.05%	1,518	$243K	Add +1.1%
MO Altria Group Inc.	0.05%	4,184	$241K	Add +2.7%
FJUL FT Vest US Equity Buffer ETF	0.05%	4,298	$240K	No change
DSI iShares ESG MSCI KLD 400 ETF	0.05%	1,845	$238K	New
LMT Lockheed Martin Corp.	0.05%	483	$234K	Add +4.8%
ADI Analog Devices Inc.	0.05%	846	$230K	New
IYW iShares Ustechnology ETF	0.05%	1,144	$228K	New
VTEB Vanguard Tax-Exempt Bond ETF	0.05%	4,466	$225K	Add +0.0%
CSX CSX Corp.	0.05%	6,014	$218K	Add +5.3%
NFLX Netflix Inc.	0.05%	2,319	$217K	Reduce -0.5%
MA Mastercard Inc. Class A	0.05%	378	$216K	Add +3.6%
QMNV FT NDQ100 Mod Buff ETF - Nov	0.05%	9,223	$216K	New
GAPR FT Vest US Equity Moderate B	0.05%	5,382	$215K	No change
SCHK Schwab 1000 Index ETF	0.05%	6,542	$215K	No change
AXP American Express Co.	0.05%	577	$213K	New
VSS Vanguard Ftse All Wo X-US SC	0.05%	1,483	$213K	New
KKR KKR & Co. Inc.	0.05%	1,661	$212K	Reduce -16.7%
IWV iShares Russell 3000 ETF	0.05%	547	$212K	Reduce -3.9%
GJAN FT Vest US Equity Moderate B	0.04%	4,891	$209K	No change
HDV iShares Core High Dividend E	0.04%	1,717	$209K	Add +0.5%
XMAR FT Vest US Equity Enhance &	0.04%	5,201	$208K	Reduce -22.4%
KMI Kinder Morgan Inc.	0.04%	7,463	$205K	Add +3.0%
ABT Abbott Laboratories	0.04%	1,608	$202K	New
HON Honeywell International Inc.	0.04%	1,029	$201K	Add +5.7%
XOCT FT Vest US Equity Enhance &	0.04%	5,306	$200K	New
FSMB First Trust Short Dur Manag	0.04%	9,985	$200K	New
IXUS iShares Core Intl Stock ETF	0.04%	2,363	$200K	New
F Ford Motor Co. filed as FORD MTR CO	0.04%	14,082	$185K	Add +14.2%
NAK Northern Dynasty Minerals	0.00%	11,000	$22K	No change
OSISKO DEVELOPMENT CORP	0.00%	10,000	$2K	New

Other holdings (1): bonds, preferreds, convertibles and warrants · $7K (not counted above)

Security	Class	Shares / Principal	Value	Change
USGOW US Goldmining Inc.-28	*W EXP 99/99/999	10,000	$7K	New

Total filed on the 13F, all lines: $469.1M.

Portfolio Sells Q3 2025 → Q4 2025


USFR Wisdomtree Floating Rate Tre	Reduce -10.2%	6.35%	−2.35
STXG Strive 1000 Growth ETF	Reduce -14.1%	3.82%	−1.55
STXV Strive 1000 Value ETF	Reduce -12.3%	3.92%	−1.41
BUXX Strive Enhanced Income Short	Reduce -5.1%	3.84%	−1.15
VYM Vanguard High DVD Yield ETF	Reduce -15.4%	1.19%	−0.51
STXM Strive Mid-Cap ETF	Reduce -20.4%	0.90%	−0.48
DFEB FT Vest U.S. Equity Deep Buf	Reduce -8.9%	1.14%	−0.36
QQQ Invesco QQQ Trust Series 1	Reduce -5.0%	1.32%	−0.35
STXT Strive Total Return Bond ETF	Reduce -18.6%	0.52%	−0.28
STXK Strive Small-Cap ETF	Reduce -25.2%	0.41%	−0.26
VIG Vanguard Dividend Apprec ETF	Reduce -6.4%	0.73%	−0.21
FAUG FT Vest U.S. Equity Buffer E	Sold out	0.00%	−0.20
SPY SS SPDR S&P 500 ETF Trust-US	Reduce -2.4%	0.86%	−0.20
VOT Vngrd Mrngstr MC GRW ETF-Usd	Reduce -18.0%	0.34%	−0.20
PG The Procter & Gamble Co.	Reduce -1.7%	0.54%	−0.18
CVX Chevron Corp.	Reduce -15.8%	0.32%	−0.16
MPC Marathon Petroleum Corp.	Reduce -1.9%	0.29%	−0.14
VTI VG Morningstar TS MKT ETF-US	Reduce -0.2%	0.64%	−0.13
IVW iShares S&P 500 Growth ETF	Reduce -4.7%	0.48%	−0.13
GMAR FT Vest US Equity Moderate B	Reduce -7.1%	0.41%	−0.12
YMAR FT VT Int Equ M B- Mar-US I	Sold out	0.00%	−0.12
STXD Strive 1000 Dividend Growth	Reduce -17.1%	0.26%	−0.12
COST Costco Wholesale Corp.	Reduce -20.3%	0.17%	−0.11
CGGR Cap Group Growth Equity	Reduce -24.4%	0.18%	−0.11
IUSV iShares Core S&P U.S. Value	Reduce -5.4%	0.36%	−0.10
XOM Exxon Mobil Corp.	Reduce -5.2%	0.45%	−0.10
GNOV FT Vest US Equity Moderate B	Reduce -3.1%	0.44%	−0.09
DJAN FT Vest U.S. Equity Deep Buf	Sold out	0.00%	−0.09
FTWO Strive Natural Resources And	Sold out	0.00%	−0.09
CMA Comerica Inc.	Sold out	0.00%	−0.09
PFE Pfizer Inc.	Reduce -8.5%	0.24%	−0.09
ISTB iShares Core 1-5 Year Usd Bo	Sold out	0.00%	−0.09
VZ Verizon Communications Inc.	Reduce -26.5%	0.11%	−0.09
DMAR FT Vest US Equity Deep Buffe	Reduce -5.1%	0.32%	−0.09
XSEP FT Vest U.S. Equity Enhance	Reduce -19.0%	0.17%	−0.08
IUSG iShares Core S&P U.S. Growth	Reduce -0.5%	0.38%	−0.08
RDVY First Trust Rising Dividend	Reduce -1.6%	0.36%	−0.08
DGRO iShares Core Dividend Growth	Reduce -4.3%	0.29%	−0.08
DIA SS SPDR Dow Jones Indus Avg	Reduce -4.4%	0.31%	−0.07
ORCL Oracle Corp.	Reduce -3.3%	0.08%	−0.07
FBCG Fidelity Blue Chip Grow ETF	Sold out	0.00%	−0.07
PKW Invesco Buyback Achievers Et	Reduce -3.0%	0.28%	−0.07
RWL Invesco S&P 500 Revenue ETF	Reduce -2.6%	0.30%	−0.07
IWF iShares Russell 1000 Growth	Reduce -19.8%	0.13%	−0.07
SPLV Invesco S&P 500 Low Volatili	Reduce -11.1%	0.14%	−0.06
DNOV FT Vest US Equity Deep Buffe	Reduce -23.7%	0.11%	−0.06
FAPR FT Vest U.S. Equity Buffer E	Sold out	0.00%	−0.06
USMV iShares MSCI USA Min Vol Fac	Reduce -8.7%	0.17%	−0.06
DAPR FT Vest U.S. Equity Deep Buf	Sold out	0.00%	−0.06
IJT iShares S&P Small-Cap 600 GR	Sold out	0.00%	−0.06

Portfolio Buys Q3 2025 → Q4 2025


SGVT Schwab Govt Money Market ETF	Add +408.9%	3.10%	+2.35
SPYM Ste STR SPDR PT S&P 500 ETF	Add +1303.4%	1.93%	+1.76
DYNF Ishrs US E F R A ETF-Usd Inc.	New	1.26%	+1.26
AVLC Avantis US LG Cap Eq ETF	New	1.06%	+1.06
CGCB Cap Group Core Bond	Add +248.8%	1.21%	+0.78
FDVV Fidelity High Dividend ETF	New	0.62%	+0.62
FENI Fidelity Enhanced Intl ETF	New	0.51%	+0.51
FBND Fidelity Total Bond ETF	Add +261.8%	0.65%	+0.43
BAI Ishrs AI in and Tech Act ETF	New	0.39%	+0.39
GARP iShares MSCI USA Quality Gar	New	0.37%	+0.37
FMDE Fidelity Enhanced Mid Cap Co.	New	0.35%	+0.35
AVDE Avantis International Equity	New	0.34%	+0.34
PSFO Pacer Swan Sos Flex Oct ETF	New	0.32%	+0.32
OBDC Blue Owl Capital Corp.	New	0.32%	+0.32
IAU iShares Gold Trust	New	0.32%	+0.32
SPYV SS SPDR P S&P 500 Value ETF	New	0.28%	+0.28
AVUV Avantis US Small Cap Value	Add +106.0%	0.64%	+0.27
WTV Wisdomtree U.S. Value Fund	New	0.26%	+0.26
SPHQ Invesco S&P 500 Quality ETF	Add +129.1%	0.54%	+0.26
BIV Vanguard Intermediate-Term B	Add +167.4%	0.41%	+0.22
EVTR Eaton Vance Total Return	New	0.22%	+0.22
AFL Aflac Inc.	New	0.20%	+0.20
STXF Strive 500 ETF	Add +27.0%	3.88%	+0.19
BINC iShares Flex I A ETF-Usd Inc.	New	0.19%	+0.19
SHLD Global X Defense Tech ETF	New	0.18%	+0.18
AON Aon PLC Class A	New	0.18%	+0.18
AVUS Avantis U.S. Equity ETF	New	0.17%	+0.17
DFCF Dimensional Core Fixed Inc.	New	0.16%	+0.16
SPYG SS SPDR P S&P 500 Growth ETF	New	0.16%	+0.16
EPS Wisdomtree US Large Cap Fund	New	0.15%	+0.15
PMMF Ishrs Prime MMKT ETF	Add +188.2%	0.24%	+0.14
AGG iShares Core U.S. Aggregate	Add +87.6%	0.38%	+0.13
QUAL iShares MSCI USA Quality Fac	Add +96.4%	0.33%	+0.13
JCPB JPMorgan Core Plus Bond ETF	New	0.13%	+0.13
MBB iShares MBS ETF	New	0.12%	+0.12
MGC Vngrd Mrngstr MG Cap ETF-Usd	New	0.12%	+0.12
THRO iShares U.S. Thematic Rotati	New	0.12%	+0.12
SPTL SS SPDR PF LNG TRM TSY E-Usd	New	0.11%	+0.11
SPMO Invesco S&P 500 Momentum ETF	New	0.10%	+0.10
HIMU iShares High Yild Muni A ETF	New	0.10%	+0.10
SCZ iShares MSCI Eafe Small-Cap	New	0.09%	+0.09
SCHG Schwab US Large-Cap Growth	Add +122.2%	0.19%	+0.09
QSPT FT Vest Nasdaq-100 Buffer Et	Add +157.7%	0.16%	+0.09
IUSB Ishr CR Unvrse Usd BD ETF-Ui	Add +195.2%	0.14%	+0.08
JBND JPMorgan Active Bond ETF	New	0.08%	+0.08
FFLC Fidelity Fndmntl L/C Cor ETF	New	0.08%	+0.08
GOOGL Alphabet Inc. Class A	Add +4.2%	0.93%	+0.08
LGLV SPDR US LC Low Vol Idx	New	0.08%	+0.08
USHY iShares Broad Usd High Yield	New	0.07%	+0.07
LCTU iShares U.S. Carbon Transiti	New	0.07%	+0.07

Notes & Other Activity Q3 2025 → Q4 2025


USGOW US Goldmining Inc.-28	*W EXP 99/99/999	New	10,000	$7K

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

Quarter	Positions	13F Reported Value	Top Holdings
Q2 2026	336	$643.0M	STXF, USFR, BUXX, FTSM, VOO
Q1 2026	291	$501.3M	USFR, FTSM, BUXX, STXF, STXV
Q4 2025	277	$469.1M	USFR, FTSM, STXV, STXF, BUXX
Q3 2025	231	$380.9M	USFR, STXG, STXV, BUXX, FTSM
Q2 2025	219	$349.3M	USFR, BUXX, STXV, STXG, FTSM
Q1 2025	190	$295.3M	USFR, FTSM, STXV, BUXX, STXG
Q4 2024	171	$275.9M	USFR, STXV, FTSM, STXG, BUXX
Q3 2024	156	$236.5M	USFR, STXV, STXG, VTV, VOO
Q2 2024	117	$130.1M	USFR, VTV, VOO, STXV, BUXX
Q1 2024	118	$131.0M	USFR, VTV, VOO, STXV, BUXX