Uptick Partners, LLC
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 4, 2026), Uptick Partners, LLC reported 291 stock positions worth $501.3 million. Its top holding was Wisdomtree Floating Rate Tre (USFR) at 4.8% of the portfolio, followed by First Trust Enh Short Mat FD (FTSM, 4.6%) and Strive Enhanced Income Short (BUXX, 4.2%). Compared with Q4 2025, it opened 32 new positions, sold out of 18, added to 129 and reduced 111. The biggest buy was First Trust Enh Short Mat FD (FTSM, shares +23%) and the biggest sale Wisdomtree Floating Rate Tre (USFR, shares −20%).
- Most Recent 13F
- Q2 2026
- Location
- NACOGDOCHES, TX
- CIK
- 0002005353
- Portfolio Value
- $501.3M (Q1 2026)
- SEC Filing
- 0001986152-26-000058 ↗ filed May 4, 2026
Holdings Value
Holdings 291 stocks · $501.3M
| USFR Wisdomtree Floating Rate Tre | 4.78% | 475,638 | $23.9M | Reduce -19.7% |
| FTSM First Trust Enh Short Mat FD | 4.60% | 386,047 | $23.1M | Add +23.4% |
| BUXX Strive Enhanced Income Short | 4.24% | 1,051,108 | $21.3M | Add +18.2% |
| STXF Strive 500 ETF | 4.07% | 485,633 | $20.4M | Add +17.7% |
| STXV Strive 1000 Value ETF | 3.62% | 517,058 | $18.2M | Reduce -6.0% |
| STXG Strive 1000 Growth ETF | 3.12% | 333,587 | $15.6M | Reduce -5.3% |
| VOO Vanguard S&P 500 ETF | 2.99% | 25,105 | $15.0M | Add +2.4% |
| SGVT Schwab Govt Money Market ETF | 2.38% | 118,372 | $11.9M | Reduce -18.1% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 2.31% | 151,508 | $11.6M | Add +34.6% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 1.71% | 147,138 | $8.6M | Add +50.8% |
| VUG Vanguard Mrngstar GR ETF-Sui | 1.59% | 18,216 | $8.0M | Reduce -4.6% |
| IVV iShares Core S&P 500 ETF | 1.58% | 12,141 | $7.9M | Add +22.4% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 1.54% | 26,810 | $7.7M | Add +5.7% |
| CGCB Cap Group Core Bond | 1.44% | 275,570 | $7.2M | Add +28.6% |
| AVLC Avantis US LG Cap Eq ETF | 1.41% | 91,310 | $7.1M | Add +44.6% |
| VTV Vanguard Mrngstr Val ETF-Aui | 1.41% | 36,050 | $7.1M | Reduce 0.0% |
| AAPL Apple Inc. | 1.30% | 25,603 | $6.5M | Reduce -0.8% |
| MSFT Microsoft Corp. | 1.29% | 17,481 | $6.5M | Add +9.3% |
| QQQ Invesco QQQ Trust Series 1 | 1.17% | 10,175 | $5.9M | Add +1.0% |
| AMZN Amazon.com Inc. | 1.07% | 25,659 | $5.3M | Add +7.9% |
| DFEB FT Vest U.S. Equity Deep Buf | 1.04% | 110,512 | $5.2M | Reduce -1.2% |
| VYM Vanguard High DVD Yield ETF | 1.03% | 34,939 | $5.2M | Reduce -9.9% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.98% | 115,601 | $4.9M | Add +33.4% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.87% | 6,710 | $4.4M | Add +13.4% |
| GOOGL Alphabet Inc. Class A | 0.83% | 14,538 | $4.2M | Add +4.2% |
| AVUV Avantis US Small Cap Value | 0.79% | 35,934 | $4.0M | Add +22.2% |
| FBND Fidelity Total Bond ETF | 0.77% | 85,039 | $3.9M | Add +27.8% |
| NVDA Nvidia Corp. | 0.76% | 21,731 | $3.8M | Add +16.2% |
| VIG Vanguard Dividend Apprec ETF | 0.72% | 16,737 | $3.6M | Add +7.5% |
| FDVV Fidelity High Dividend ETF | 0.65% | 59,316 | $3.3M | Add +15.8% |
| GARP iShares MSCI USA Quality Gar | 0.65% | 51,119 | $3.3M | Add +102.8% |
| FENI Fidelity Enhanced Intl ETF | 0.64% | 85,683 | $3.2M | Add +31.1% |
| SPHQ Invesco S&P 500 Quality ETF | 0.63% | 42,091 | $3.2M | Add +24.3% |
| XLE SS Energy Select Sector | 0.63% | 51,636 | $3.2M | Reduce -16.7% |
| WMT Walmart Inc. | 0.62% | 24,854 | $3.1M | Reduce -1.5% |
| XOM Exxon Mobil Corp. | 0.57% | 16,871 | $2.9M | Reduce -3.0% |
| BAI Ishrs AI in and Tech Act ETF | 0.57% | 86,826 | $2.9M | Add +56.5% |
| VTI VG Morningstar TS MKT ETF-US | 0.54% | 8,408 | $2.7M | Reduce -5.6% |
| IVE iShares S&P 500 Value ETF | 0.51% | 12,126 | $2.6M | Add +13.4% |
| AVGO Broadcom Inc. | 0.51% | 8,188 | $2.5M | Add +5.4% |
| PG The Procter & Gamble Co. | 0.50% | 17,486 | $2.5M | Reduce -0.9% |
| OEF iShares S&P 100 ETF | 0.48% | 7,498 | $2.4M | Add +3.0% |
| IAU iShares Gold Trust | 0.47% | 26,889 | $2.4M | Add +47.5% |
| IVW iShares S&P 500 Growth ETF | 0.46% | 20,455 | $2.3M | Add +11.2% |
| BIV Vanguard Intermediate-Term B | 0.46% | 29,896 | $2.3M | Add +20.9% |
| GLDM SPDR Gold Minishares Trust | 0.46% | 24,735 | $2.3M | Reduce -0.7% |
| FMDE Fidelity Enhanced Mid Cap Co. | 0.45% | 63,333 | $2.3M | Add +40.2% |
| AVDE Avantis International Equity | 0.45% | 26,807 | $2.3M | Add +39.2% |
| CGSD Cap Group Short Duration | 0.45% | 87,628 | $2.3M | New |
| JPM JPMorgan Chase & Co. | 0.45% | 7,611 | $2.2M | Reduce -1.6% |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | 0.44% | 7,439 | $2.2M | Reduce -14.7% |
| SPYV SS SPDR P S&P 500 Value ETF | 0.44% | 39,237 | $2.2M | Add +70.4% |
| WTV Wisdomtree U.S. Value Fund | 0.42% | 22,097 | $2.1M | Add +66.5% |
| STXT Strive Total Return Bond ETF | 0.41% | 103,751 | $2.1M | Reduce -15.2% |
| MPC Marathon Petroleum Corp. | 0.41% | 8,374 | $2.0M | Reduce -0.0% |
| GOOG Alphabet Inc. Class C | 0.41% | 7,119 | $2.0M | Add +4.7% |
| CVX Chevron Corp. | 0.41% | 9,862 | $2.0M | Reduce -0.3% |
| QUAL iShares MSCI USA Quality Fac | 0.40% | 10,331 | $2.0M | Add +32.5% |
| GNOV FT Vest US Equity Moderate B | 0.39% | 50,520 | $2.0M | Reduce -1.8% |
| ACYN FT Lad Autocall Bar Inc. ETF | 0.39% | 96,229 | $2.0M | New |
| EVTR Eaton Vance Total Return | 0.39% | 38,624 | $2.0M | Add +94.2% |
| GOCT FT Vest US Equity Moderate B | 0.38% | 49,610 | $1.9M | Add +0.0% |
| GMAR FT Vest US Equity Moderate B | 0.37% | 44,893 | $1.9M | Reduce -4.5% |
| RDVY First Trust Rising Dividend | 0.35% | 25,779 | $1.8M | Add +5.7% |
| IUSV iShares Core S&P U.S. Value | 0.34% | 16,569 | $1.7M | Reduce -0.3% |
| STXK Strive Small-Cap ETF | 0.33% | 50,305 | $1.7M | Reduce -13.6% |
| IUSG iShares Core S&P U.S. Growth | 0.33% | 10,508 | $1.6M | Reduce -2.2% |
| TSLA Tesla Inc. | 0.32% | 4,315 | $1.6M | Add +12.1% |
| XLV SS Health Care Select Sector | 0.31% | 10,701 | $1.6M | Add +7.3% |
| XLP SS Consumer Staples Sel Sect | 0.31% | 19,131 | $1.6M | Add +0.0% |
| VBK Van Morst SML-Cap Gro-Usd Inc. | 0.31% | 5,122 | $1.5M | Reduce -0.4% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.30% | 5,696 | $1.5M | Add +1.3% |
| PSFO Pacer Swan Sos Flex Oct ETF | 0.30% | 46,726 | $1.5M | Add +1.3% |
| DFCF Dimensional Core Fixed Inc. | 0.29% | 34,686 | $1.5M | Add +92.7% |
| DMAR FT Vest US Equity Deep Buffe | 0.29% | 34,537 | $1.5M | Reduce -4.5% |
| META Meta Platforms Inc. Class A | 0.29% | 2,533 | $1.4M | Add +22.2% |
| RWL Invesco S&P 500 Revenue ETF | 0.28% | 12,338 | $1.4M | Reduce -0.6% |
| QDEC FT Vest Nasdaq-100 Buffer Et | 0.28% | 44,448 | $1.4M | New |
| DGRO iShares Core Dividend Growth | 0.28% | 19,808 | $1.4M | Add +0.6% |
| SHLD Global X Defense Tech ETF | 0.28% | 19,522 | $1.4M | Add +45.8% |
| DIA SS SPDR Dow Jones Indus Avg filed as STATE STR SPDR DOW JONES IND | 0.27% | 2,971 | $1.4M | Reduce -0.6% |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.27% | 6,249 | $1.4M | Add +1.0% |
| AVUS Avantis U.S. Equity ETF | 0.26% | 11,866 | $1.3M | Add +70.9% |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | 0.26% | 5,112 | $1.3M | Reduce -11.3% |
| PMMF Ishrs Prime MMKT ETF | 0.26% | 13,042 | $1.3M | Add +17.0% |
| PKW Invesco Buyback Achievers Et | 0.25% | 9,693 | $1.3M | Reduce -0.9% |
| MOAT Vaneck Morningstar Wide Moat | 0.24% | 12,477 | $1.2M | Reduce -3.6% |
| VEA Vanguard Ftse Developed ETF | 0.24% | 18,774 | $1.2M | Add +3.2% |
| BINC iShares Flex I A ETF-Usd Inc. | 0.24% | 23,016 | $1.2M | Add +37.3% |
| JNJ Johnson & Johnson | 0.24% | 4,869 | $1.2M | Reduce -1.1% |
| PFE Pfizer Inc. | 0.24% | 42,115 | $1.2M | Reduce -7.6% |
| OBDC Blue Owl Capital Corp. | 0.24% | 106,590 | $1.2M | Reduce -10.8% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.23% | 11,764 | $1.2M | Add +67.7% |
| V Visa Inc. Class A | 0.23% | 3,773 | $1.1M | Add +11.6% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.22% | 32,256 | $1.1M | Add +51.8% |
| VONG Vanguard Russell 1000 Growth | 0.21% | 9,733 | $1.1M | New |
| AON Aon PLC Class A | 0.21% | 3,291 | $1.1M | Add +34.4% |
| STXD Strive 1000 Dividend Growth | 0.21% | 29,736 | $1.1M | Reduce -8.7% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.21% | 2,162 | $1.0M | Reduce -10.7% |
| EPS Wisdomtree US Large Cap Fund | 0.21% | 15,124 | $1.0M | Add +57.1% |
Options reported separately and not counted above: MICROSOFT CORP calls ($370K).
Other holdings (1): bonds, preferreds, convertibles and warrants · $17K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| GROY.WS Gold Royalty Corp. -29 | *W EXP 05/31/202 | 10,000 | $17K | New |
Total filed on the 13F, all lines: $501.4M.
Portfolio Sells Q4 2025 → Q1 2026
| USFR Wisdomtree Floating Rate Tre | Reduce -19.7% | 4.78% | −1.58 |
| STXM Strive Mid-Cap ETF | Sold out | 0.00% | −0.90 |
| SGVT Schwab Govt Money Market ETF | Reduce -18.1% | 2.38% | −0.72 |
| STXG Strive 1000 Growth ETF | Reduce -5.3% | 3.12% | −0.70 |
| VUG Vanguard Mrngstar GR ETF-Sui | Reduce -4.6% | 1.59% | −0.40 |
| STXV Strive 1000 Value ETF | Reduce -6.0% | 3.62% | −0.30 |
| AGG iShares Core U.S. Aggregate | Reduce -76.4% | 0.08% | −0.30 |
| AAPL Apple Inc. | Reduce -0.8% | 1.30% | −0.20 |
| VYM Vanguard High DVD Yield ETF | Reduce -9.9% | 1.03% | −0.15 |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | Reduce -14.7% | 0.44% | −0.14 |
| STXT Strive Total Return Bond ETF | Reduce -15.2% | 0.41% | −0.11 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -5.6% | 0.54% | −0.10 |
| DFEB FT Vest U.S. Equity Deep Buf | Reduce -1.2% | 1.04% | −0.09 |
| HYLS FT Tactical High Yield ETF | Sold out | 0.00% | −0.09 |
| JPM JPMorgan Chase & Co. | Reduce -1.6% | 0.45% | −0.08 |
| OBDC Blue Owl Capital Corp. | Reduce -10.8% | 0.24% | −0.08 |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | Reduce -11.3% | 0.26% | −0.08 |
| STXK Strive Small-Cap ETF | Reduce -13.6% | 0.33% | −0.08 |
| USHY iShares Broad Usd High Yield | Sold out | 0.00% | −0.07 |
| FTSL First Trust Senior Loan ETF | Sold out | 0.00% | −0.07 |
| UCON First Trust Smith Unconstrai | Sold out | 0.00% | −0.07 |
| BND Vanguard Total Bond Market | Reduce -20.7% | 0.17% | −0.06 |
| IONQ Ionq Inc. | Sold out | 0.00% | −0.06 |
| CGCP Cap Group Core Plus Income | Sold out | 0.00% | −0.06 |
| IUSG iShares Core S&P U.S. Growth | Reduce -2.2% | 0.33% | −0.06 |
| DIS The Walt Disney Co. | Sold out | 0.00% | −0.06 |
| VTV Vanguard Mrngstr Val ETF-Aui | Reduce 0.0% | 1.41% | −0.06 |
| NOW ServiceNow Inc. | Sold out | 0.00% | −0.06 |
| BSX Boston Scientific Corp. | Sold out | 0.00% | −0.05 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -10.7% | 0.21% | −0.05 |
| IBM Intl Business Machines Corp. | Reduce -0.4% | 0.16% | −0.05 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Reduce -30.2% | 0.09% | −0.05 |
| VGLT Vanguard Long-Term Treasury | Reduce -19.6% | 0.15% | −0.05 |
| JCPB JPMorgan Core Plus Bond ETF | Reduce -35.0% | 0.08% | −0.05 |
| PSP Invesco Global Listed Privat | Reduce -39.0% | 0.04% | −0.05 |
| STXD Strive 1000 Dividend Growth | Reduce -8.7% | 0.21% | −0.05 |
| AXP American Express Co. | Sold out | 0.00% | −0.05 |
| MOAT Vaneck Morningstar Wide Moat | Reduce -3.6% | 0.24% | −0.05 |
| IWV iShares Russell 3000 ETF | Sold out | 0.00% | −0.05 |
| KKR KKR & Co. Inc. | Sold out | 0.00% | −0.05 |
| XMAR FT Vest US Equity Enhance & | Sold out | 0.00% | −0.04 |
| GNOV FT Vest US Equity Moderate B | Reduce -1.8% | 0.39% | −0.04 |
| ABT Abbott Laboratories | Sold out | 0.00% | −0.04 |
| WFC Wells Fargo & Co. | Reduce -1.6% | 0.16% | −0.04 |
| FSMB First Trust Short Dur Manag | Sold out | 0.00% | −0.04 |
| XOCT FT Vest US Equity Enhance & | Sold out | 0.00% | −0.04 |
| IXUS iShares Core Intl Stock ETF | Sold out | 0.00% | −0.04 |
| VGIT Vanguard Intermediate-Term T | Reduce -15.1% | 0.16% | −0.04 |
| CGGR Cap Group Growth Equity | Reduce -8.7% | 0.14% | −0.04 |
| GMAR FT Vest US Equity Moderate B | Reduce -4.5% | 0.37% | −0.04 |
Portfolio Buys Q4 2025 → Q1 2026
| FTSM First Trust Enh Short Mat FD | Add +23.4% | 4.60% | +0.61 |
| CGSD Cap Group Short Duration | New | 0.45% | +0.45 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Add +50.8% | 1.71% | +0.44 |
| BUXX Strive Enhanced Income Short | Add +18.2% | 4.24% | +0.41 |
| ACYN FT Lad Autocall Bar Inc. ETF | New | 0.39% | +0.39 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Add +34.6% | 2.31% | +0.39 |
| AVLC Avantis US LG Cap Eq ETF | Add +44.6% | 1.41% | +0.35 |
| GARP iShares MSCI USA Quality Gar | Add +102.8% | 0.65% | +0.29 |
| QDEC FT Vest Nasdaq-100 Buffer Et | New | 0.28% | +0.28 |
| CGCB Cap Group Core Bond | Add +28.6% | 1.44% | +0.23 |
| VONG Vanguard Russell 1000 Growth | New | 0.21% | +0.21 |
| STXF Strive 500 ETF | Add +17.7% | 4.07% | +0.19 |
| BAI Ishrs AI in and Tech Act ETF | Add +56.5% | 0.57% | +0.18 |
| CGDV Cap Group Dividend Value | Add +33.4% | 0.98% | +0.17 |
| EVTR Eaton Vance Total Return | Add +94.2% | 0.39% | +0.17 |
| SPYV SS SPDR P S&P 500 Value ETF | Add +70.4% | 0.44% | +0.16 |
| IAU iShares Gold Trust | Add +47.5% | 0.47% | +0.16 |
| WTV Wisdomtree U.S. Value Fund | Add +66.5% | 0.42% | +0.15 |
| AVUV Avantis US Small Cap Value | Add +22.2% | 0.79% | +0.15 |
| XIDE FT Vest US Equity Buffer & P | New | 0.14% | +0.14 |
| IVV iShares Core S&P 500 ETF | Add +22.4% | 1.58% | +0.13 |
| DFCF Dimensional Core Fixed Inc. | Add +92.7% | 0.29% | +0.13 |
| FENI Fidelity Enhanced Intl ETF | Add +31.1% | 0.64% | +0.13 |
| FBND Fidelity Total Bond ETF | Add +27.8% | 0.77% | +0.12 |
| DFIV Dimensional International Va | New | 0.12% | +0.12 |
| AVDE Avantis International Equity | Add +39.2% | 0.45% | +0.12 |
| QLC NT US Qual LC ETF | New | 0.12% | +0.12 |
| FLRT Pacer Aristotle Pacific Floa | New | 0.11% | +0.11 |
| NEAR iShares SH Dba ETF Usd Inc. | New | 0.11% | +0.11 |
| HFSI Hartfor Strateg Income ETF-U | New | 0.11% | +0.11 |
| FMDE Fidelity Enhanced Mid Cap Co. | Add +40.2% | 0.45% | +0.10 |
| AVEM Avantis Emerging Markets Eq | New | 0.10% | +0.10 |
| FESM Fidelity Enhanced Small Cap | Add +191.6% | 0.16% | +0.10 |
| SEIV Sei Qim US Large Cap Value A | New | 0.10% | +0.10 |
| AVUS Avantis U.S. Equity ETF | Add +70.9% | 0.26% | +0.10 |
| SHLD Global X Defense Tech ETF | Add +45.8% | 0.28% | +0.09 |
| SPHQ Invesco S&P 500 Quality ETF | Add +24.3% | 0.63% | +0.09 |
| QMFE FT NDQ100 Mod Buff ETF - Feb | New | 0.09% | +0.09 |
| DFGP Dimensional GLBL Core PL Fix | New | 0.09% | +0.09 |
| JBND JPMorgan Active Bond ETF | Add +116.2% | 0.17% | +0.08 |
| TBIL F/M US Treasury 3 Month Bill | New | 0.08% | +0.08 |
| SPYG SS SPDR P S&P 500 Growth ETF | Add +67.7% | 0.23% | +0.07 |
| VFMO Vanguard US Momentum Factor | New | 0.07% | +0.07 |
| BIL SS SPDR BB 1-3M T-Bill ETF | New | 0.07% | +0.07 |
| QUAL iShares MSCI USA Quality Fac | Add +32.5% | 0.40% | +0.07 |
| SPMO Invesco S&P 500 Momentum ETF | Add +87.9% | 0.16% | +0.06 |
| BUFR FT Vest Lad Buffervetf-Usd I | Add +51.8% | 0.22% | +0.06 |
| EPS Wisdomtree US Large Cap Fund | Add +57.1% | 0.21% | +0.06 |
| FFLC Fidelity Fndmntl L/C Cor ETF | Add +95.5% | 0.14% | +0.06 |
| AIS Vistashares Ais ETF | New | 0.06% | +0.06 |
Options Activity Q4 2025 → Q1 2026
| MICROSOFT CORP | call | New | 1,000 | $370K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2025 → Q1 2026
| GROY.WS Gold Royalty Corp. -29 | *W EXP 05/31/202 | New | 10,000 | $17K |
| USGOW US Goldmining Inc.-28 | *W EXP 99/99/999 | Sold out | 10,000 | $7Kbefore exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 336 | $643.0M | STXF, USFR, BUXX, FTSM, VOO |
| Q1 2026 | 291 | $501.3M | USFR, FTSM, BUXX, STXF, STXV |
| Q4 2025 | 277 | $469.1M | USFR, FTSM, STXV, STXF, BUXX |
| Q3 2025 | 231 | $380.9M | USFR, STXG, STXV, BUXX, FTSM |
| Q2 2025 | 219 | $349.3M | USFR, BUXX, STXV, STXG, FTSM |
| Q1 2025 | 190 | $295.3M | USFR, FTSM, STXV, BUXX, STXG |
| Q4 2024 | 171 | $275.9M | USFR, STXV, FTSM, STXG, BUXX |
| Q3 2024 | 156 | $236.5M | USFR, STXV, STXG, VTV, VOO |
| Q2 2024 | 117 | $130.1M | USFR, VTV, VOO, STXV, BUXX |
| Q1 2024 | 118 | $131.0M | USFR, VTV, VOO, STXV, BUXX |