Verition Fund Management LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 14, 2024), Verition Fund Management LLC reported 1,915 stock positions worth $9.2 billion. Its top holding was SS SPDR S&P 500 ETF Trust-US (SPY) at 6.9% of the portfolio, followed by Nvidia (NVDA, 3.7%) and Berkshire Hathaway Class B (BRK.B, 0.9%). Compared with Q4 2023, it opened 531 new positions, sold out of 239, added to 822 and reduced 501. The biggest buy was Berkshire Hathaway Class B (BRK.B, shares +619%) and the biggest sale SS SPDR S&P 500 ETF Trust-US (SPY, shares −55%).
- Most Recent 13F
- Q2 2026
- Location
- GREENWICH, CT
- CIK
- 0001454027
- Portfolio Value
- $9.2B (Q1 2024)
- SEC Filing
- 0001454027-24-000002 ↗ filed May 14, 2024
Holdings Value
Holdings 1,915 stocks · $9.2B
| SPY SS SPDR S&P 500 ETF Trust-US | 6.88% | 1,212,657 | $634.3M | Reduce -54.5% |
| NVDA Nvidia Corp. | 3.68% | 375,733 | $339.5M | Reduce -43.7% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.91% | 199,040 | $83.7M | Add +619.0% |
| AMZN Amazon.com Inc. | 0.75% | 382,221 | $68.9M | Reduce -53.7% |
| MSFT Microsoft Corp. | 0.73% | 159,970 | $67.3M | Reduce -60.6% |
| XEL Xcel Energy Inc. | 0.71% | 1,224,198 | $65.8M | Add +683.2% |
| FHN First Horizon Corp. | 0.70% | 4,209,967 | $64.8M | Add +3.7% |
| ONB Old National Bancorp | 0.70% | 3,708,624 | $64.6M | Reduce -1.8% |
| CRM Salesforce Inc. | 0.68% | 207,073 | $62.4M | Add +4028.3% |
| NI Nisource Inc. | 0.66% | 2,196,572 | $60.8M | Add +469.3% |
| EVRG Evergy Inc. | 0.65% | 1,118,361 | $59.7M | Add +2399.1% |
| TFC Truist Financial Corp. | 0.65% | 1,526,863 | $59.5M | Add +33.2% |
| ASB Associated Banc-Corp. | 0.63% | 2,695,826 | $58.0M | Add +23.6% |
| ED Consolidated Edison Inc. | 0.60% | 604,856 | $54.9M | New |
| BABA Alibaba Group Holding-SP ADR | 0.56% | 716,367 | $51.8M | Add +98.1% |
| GOOGL Alphabet Inc. Class A | 0.54% | 329,897 | $49.8M | Reduce -74.4% |
| NEE Nextera Energy Inc. | 0.51% | 736,504 | $47.1M | Reduce -19.5% |
| PXD Pioneer Natural Resources Co. | 0.50% | 177,145 | $46.5M | Add +27.6% |
| LDOS Leidos Holdings Inc. | 0.50% | 352,987 | $46.3M | Add +15.7% |
| EIX Edison International | 0.47% | 619,110 | $43.8M | Add +74.7% |
| OKE Oneok Inc. | 0.47% | 545,784 | $43.8M | Add +179.9% |
| AAPL Apple Inc. | 0.46% | 244,725 | $42.0M | Reduce -83.9% |
| PB Prosperity Bancshares Inc. | 0.45% | 633,292 | $41.7M | Add +0.9% |
| RNR Renaissancere Holdings Ltd. | 0.45% | 176,197 | $41.4M | Reduce -22.1% |
| FE Firstenergy Corp. | 0.45% | 1,068,132 | $41.3M | Add +11218.5% |
| ETR Entergy Corp. | 0.44% | 387,523 | $41.0M | Add +13.1% |
| TRV The Travelers Cos Inc. | 0.44% | 177,710 | $40.9M | Add +219.9% |
| CRH CRH PLC | 0.43% | 462,247 | $39.9M | Add +14.9% |
| BPOP Popular Inc. | 0.43% | 446,844 | $39.4M | Add +4.1% |
| CINF Cincinnati Financial Corp. | 0.43% | 316,274 | $39.3M | Add +219.6% |
| MRSH Marsh & McLennan Cos | 0.41% | 183,510 | $37.8M | Add +1465.0% |
| EDU New Oriental Educatio-SP ADR | 0.40% | 423,864 | $36.8M | Add +122.3% |
| EXC Exelon Corp. | 0.39% | 962,803 | $36.2M | Add +1137.2% |
| DUK Duke Energy Corp. | 0.39% | 372,023 | $36.0M | Add +88.3% |
| GS Goldman Sachs Group Inc. | 0.37% | 82,004 | $34.3M | Add +563.8% |
| AON Aon PLC Class A | 0.37% | 102,286 | $34.1M | Add +1351.9% |
| AIV Apartment Invt & Mgmt Co. Class A | 0.36% | 4,076,677 | $33.4M | Add +63.5% |
| PRAX Praxis Precision Medicines I | 0.36% | 545,408 | $33.3M | Reduce -22.4% |
| META Meta Platforms Inc. Class A | 0.34% | 64,202 | $31.2M | Reduce -20.7% |
| AVGO Broadcom Inc. | 0.33% | 23,276 | $30.9M | Add +27.1% |
| BRO Brown & Brown Inc. | 0.33% | 347,227 | $30.4M | Reduce -9.2% |
| BURL Burlington Stores Inc. | 0.33% | 130,004 | $30.2M | Add +75.8% |
| ACI Albertsons Cos Inc. Class A | 0.32% | 1,394,201 | $29.9M | Add +187.2% |
| KHC The Kraft Heinz Co. | 0.31% | 786,963 | $29.0M | Add +289.7% |
| SBAC SBA Communications Corp. | 0.31% | 133,077 | $28.8M | Add +411.2% |
| EMLC Vaneck JPM Em Local Curr BND | 0.31% | 1,176,470 | $28.8M | No change |
| BG Bunge Global SA | 0.31% | 280,724 | $28.8M | Add +63.0% |
| BBWI Bath & Body Works Inc. | 0.30% | 553,436 | $27.7M | Add +18.9% |
| AFG American Financial Group Inc. | 0.30% | 202,133 | $27.6M | Add +5740.3% |
| ES Eversource Energy | 0.30% | 460,891 | $27.5M | Add +66.9% |
| USFD US Foods Holding Corp. | 0.30% | 504,223 | $27.2M | Add +42.5% |
| X United States Steel Corp. | 0.29% | 665,515 | $27.1M | Add +584.9% |
| LXP LXP Industrial Trust | 0.29% | 2,983,843 | $26.9M | Add +20.3% |
| AEE Ameren Corporation | 0.28% | 348,478 | $25.8M | Add +1191.4% |
| PEG Public Service Enterprise GP | 0.28% | 385,674 | $25.8M | Add +568.4% |
| AES AES Corp. | 0.28% | 1,423,189 | $25.5M | Reduce -4.9% |
| SHEL Shell PLC-ADR | 0.27% | 376,881 | $25.3M | Reduce -13.8% |
| CACI Caci International Inc. Class A | 0.27% | 66,555 | $25.2M | Reduce -18.0% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 0.26% | 223,462 | $24.3M | Add +4.1% |
| PRIM Primoris Services Corp. | 0.26% | 566,999 | $24.1M | Reduce -2.0% |
| NU Nu Holdings Ltd./Cayman Isl-A filed as NU HLDGS LTD | 0.26% | 1,997,277 | $23.8M | Reduce -11.7% |
| DTM DT Midstream Inc. | 0.26% | 389,660 | $23.8M | Add +4076.9% |
| NFLX Netflix Inc. | 0.26% | 39,084 | $23.7M | Add +105.0% |
| PPL PPL Corp. | 0.26% | 861,938 | $23.7M | Reduce -9.1% |
| PNR Pentair PLC | 0.26% | 276,917 | $23.7M | Add +215.3% |
| AEO American Eagle Outfitters | 0.25% | 910,457 | $23.5M | Add +9353.4% |
| KEY Keycorp | 0.25% | 1,476,217 | $23.3M | Add +44.5% |
| XOM Exxon Mobil Corp. | 0.25% | 197,649 | $23.0M | Add +5.4% |
| KSPI JSC Kaspi.kz ADR filed as KASPI KZ JSC | 0.25% | 184,732 | $23.0M | New |
| GEO The Geo Group Inc. | 0.25% | 1,606,141 | $22.7M | New |
| MCD McDonald's Corp. | 0.24% | 77,008 | $21.7M | Add +127.9% |
| COLD Americold Realty Trust Inc. | 0.23% | 865,334 | $21.6M | Add +86.6% |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | 0.23% | 276,200 | $21.5M | Add +108.9% |
| TMUS T-Mobile US Inc. | 0.23% | 130,682 | $21.3M | Add +145.0% |
| MMM 3M Co. | 0.23% | 200,755 | $21.3M | Add +204.3% |
| BEKE Ke Holdings Inc.-ADR filed as KE HLDGS INC | 0.23% | 1,547,431 | $21.2M | Add +209.5% |
| D Dominion Energy Inc. | 0.23% | 427,861 | $21.0M | Add +16.5% |
| BP BP PLC-Spons ADR | 0.23% | 556,281 | $21.0M | Add +27.4% |
| ELV Elevance Health Inc. | 0.23% | 40,225 | $20.9M | Reduce -74.3% |
| PFG Principal Financial Group | 0.23% | 241,570 | $20.8M | Add +1750.4% |
| CPRI Capri Holdings Ltd. | 0.22% | 456,563 | $20.7M | Add +153.8% |
| WING Wingstop Inc. | 0.22% | 56,314 | $20.6M | Reduce -10.7% |
| T AT&T Inc. | 0.22% | 1,156,173 | $20.3M | Add +214.8% |
| HSY The Hershey Co. | 0.22% | 104,550 | $20.3M | Add +901.9% |
| PH Parker Hannifin Corp. | 0.22% | 36,319 | $20.2M | Add +21.4% |
| BOOT Boot Barn Holdings Inc. | 0.22% | 211,583 | $20.1M | Add +197.3% |
| EMR Emerson Electric Co. | 0.22% | 176,336 | $20.0M | Add +255.9% |
| CNH CNH Industrial NV | 0.22% | 1,542,192 | $20.0M | Add +46.7% |
| GOOG Alphabet Inc. Class C | 0.21% | 128,985 | $19.6M | Reduce -71.7% |
| ADBE Adobe Inc. | 0.21% | 38,775 | $19.6M | Add +3.2% |
| WY Weyerhaeuser Co. | 0.21% | 527,128 | $18.9M | Add +90.6% |
| PAGS Pagseguro Digital Ltd. Class A | 0.20% | 1,312,395 | $18.7M | Add +72.8% |
| PBR.A Petroleo Brasil-SP Pref ADR | 0.20% | 1,250,000 | $18.6M | No change |
| CSX CSX Corp. | 0.20% | 496,835 | $18.4M | Add +225.7% |
| ORLY O'reilly Automotive Inc. | 0.20% | 16,135 | $18.2M | Add +63.0% |
| ZNTL Zentalis Pharmaceuticals Inc. | 0.20% | 1,155,236 | $18.2M | Add +235.2% |
| KO The Coca-Cola Co. | 0.20% | 297,336 | $18.2M | Add +401.3% |
| IWM iShares Russell 2000 ETF | 0.20% | 85,817 | $18.0M | Reduce -24.7% |
| AER Aercap Holdings NV | 0.19% | 205,826 | $17.9M | Add +91.9% |
| KMB Kimberly-Clark Corp. | 0.19% | 137,427 | $17.8M | Add +499.0% |
Options reported separately and not counted above: SPY puts ($751.9M), NVDA puts ($294.7M), LQD calls ($174.8M), IWM puts ($94.8M), IEF calls ($94.7M), BRK.B puts ($75.5M), CRM puts ($66.3M), AAPL calls ($55.3M), HYG puts ($54.0M), EWZ calls ($54.0M), MSFT puts ($42.4M), TLT calls ($38.9M), and 601 more.
Other holdings (217): bonds, preferreds, convertibles and warrants · $1.2B (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | 68,657,000 | $69.0M | Add +184784.9% |
| ENPHASE ENERGY INC (ENPH 0 03/01/26) | NOTE 3/0 · principal | 57,822,000 | $53.4M | Add +105474.3% |
| LI AUTO INC (LI 0.25 05/01/28) | NOTE 0.250% 5/0 · principal | 42,000,000 | $52.9M | Add +102339.0% |
| MONGODB INC (MDB 0.25 01/15/26) | NOTE 0.250% 1/1 · principal | 28,399,000 | $49.9M | Add +107037.7% |
| SNAP INC (SNAP 0 05/01/27) | NOTE 5/0 · principal | 42,500,000 | $34.4M | Add +112057.9% |
| CONFLUENT INC (CFLT 0 01/15/27) | NOTE 1/1 · principal | 36,500,000 | $31.4M | Add +110506.1% |
| INSIGHT ENTERPRS (NSIT 0.75 02/15/25) | NOTE 0.750% 2/1 · principal | 11,078,000 | $30.1M | Add +118724.4% |
| ETSY INC (ETSY 0.125 09/01/27) | NOTE 0.125% 9/0 · principal | 35,500,000 | $29.9M | Add +114416.1% |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | 31,936,000 | $29.8M | Add +51462.9% |
| TECHTARGET HOLDINGS INC (TTGT 0 12/15/26) | NOTE 12/1 · principal | 30,252,000 | $28.9M | Add +1209980.0% |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | 28,000,000 | $26.3M | Add +86053.9% |
| CYBERARK SOFTWARE LTD (CYBR 0 11/15/24) | NOTE 11/1 · principal | 13,050,000 | $22.3M | Add +127690.8% |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | 15,083,000 | $21.3M | Add +99900.0% |
| APELLIS PHARMACEUTICALS (APLS 3.5 09/15/26) | NOTE 3.500% 9/1 · principal | 12,769,000 | $20.8M | Add +99900.0% |
| CINEMARK HOLDINGS INC (CNK 4.5 08/15/25) | NOTE 4.500% 8/1 · principal | 14,695,000 | $20.4M | Add +99900.0% |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 14,848,000 | $20.3M | Add +99900.0% |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | 18,319,000 | $18.8M | Add +99900.0% |
| BILL HOLDINGS INC (BILL 0 12/01/25) | NOTE 12/0 · principal | 20,000,000 | $18.7M | Add +28615.8% |
| TILRAY BRANDS INC (TLRY 5.2 06/15/27) | NOTE 5.200% 6/1 · principal | 15,096,000 | $17.8M | Add +269664.1% |
| MICROSTRATEGY INC (MSTR 0.75 12/15/25) | NOTE 0.750%12/1 · principal | 4,128,000 | $17.7M | Add +244160.4% |
| NOVOCURE LTD (NVCR 0 11/01/25) | NOTE 11/0 · principal | 18,003,000 | $16.5M | Add +99900.0% |
| BILIBILI INC (BILI 1.375 04/01/26) | NOTE 1.375% 4/0 · principal | 15,642,000 | $15.7M | Add +96022.4% |
| BLOCK INC (XYZ 0 05/01/26) | NOTE 5/0 · principal | 16,000,000 | $14.4M | Add +59159.3% |
| SOLAR EDGE TECHNOLOGIES (SEDG 0 09/15/25) | NOTE 9/1 · principal | 15,444,000 | $14.2M | Add +99900.0% |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | 13,392,000 | $14.0M | New |
| NOVA LTD (NVMI 0 10/15/25) | NOTE 10/1 · principal | 5,563,000 | $13.2M | Add +99900.0% |
| EVOLENT HEALTH INC (EVH 1.5 10/15/25) | NOTE 1.500%10/1 · principal | 11,410,000 | $13.0M | Add +100419.8% |
| FIRST MAJESTIC SILVER (AGCN 0.375 01/15/27) | NOTE 0.375% 1/1 · principal | 16,424,000 | $12.8M | Add +106383.4% |
| NATERA INC (NTRA 2.25 05/01/27) | NOTE 2.250% 5/0 · principal | 5,152,000 | $12.6M | Add +126953.0% |
| FORTUNA SILVER MINES INC | SDCV 4.650%10/3 · principal | 12,281,000 | $12.1M | Add +100506.2% |
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | 14,000,000 | $11.9M | Add +99900.0% |
| CHART INDUSTRIES INC (GTLS 1 11/15/24) | NOTE 1.000%11/1 · principal | 4,176,000 | $11.7M | Add +372757.1% |
| LITHIUM ARGENTINA AG (LARCN 1.75 01/15/27) | NOTE 1.750% 1/1 · principal | 14,726,000 | $11.6M | Add +301230.1% |
| ETSY INC (ETSY 0.25 06/15/28) | NOTE 0.250% 6/1 · principal | 14,600,000 | $11.5M | Add +81011.1% |
| DAYFORCE INC (DAY 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 12,139,000 | $11.2M | Add +164854.5% |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | 12,099,000 | $11.1M | Add +30535.8% |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | NOTE 0.500%12/1 · principal | 7,562,000 | $11.0M | Add +102089.2% |
| ALPHATEC HOLDINGS INC (ATEC 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | 10,399,000 | $10.9M | Add +99900.0% |
| BLOCK INC (XYZ 0.25 11/01/27) | NOTE 0.250%11/0 · principal | 12,950,000 | $10.8M | Add +112508.7% |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | 9,565,000 | $10.3M | Add +99900.0% |
| EVENTBRITE INC (EB 5 12/01/25) | NOTE 5.000%12/0 · principal | 10,317,000 | $10.2M | Add +99900.0% |
| GOPRO INC (GPRO 1.25 11/15/25) | NOTE 1.250%11/1 · principal | 11,062,000 | $10.0M | Add +120598.3% |
| M/A-COM TECH SOLUTIONS (MTSI 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 7,562,000 | $9.6M | New |
| BLOOM ENERGY CORP (BE 2.5 08/15/25) | NOTE 2.500% 8/1 · principal | 8,756,000 | $9.3M | Add +77531.0% |
| VARONIS SYSTEM INC (VRNS 1.25 08/15/25) | NOTE 1.250% 8/1 · principal | 5,755,000 | $9.1M | Add +114381.8% |
| PTC THERAPEUTICS INC (PTCT 1.5 09/15/26) | NOTE 1.500% 9/1 · principal | 9,503,000 | $8.9M | Add +99900.0% |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | 5,560,000 | $8.8M | Add +85623.1% |
| SEA LTD (SEALTD 0.25 09/15/26) | NOTE 0.250% 9/1 · principal | 10,000,000 | $8.6M | Add +30203.0% |
| WOLF Wolfspeed Inc. (wolf 1.75 05/01/26) | NOTE 1.750% 5/0 · principal | 8,795,000 | $8.5M | New |
| DYNAVAX TECHNOLOGIES (DVAX 2.5 05/15/26) | NOTE 2.500% 5/1 · principal | 6,418,000 | $8.5M | Add +99900.0% |
| LIVENT CORP (LTHM 4.125 07/15/25) | NOTE 4.125% 7/1 · principal | 6,328,000 | $8.4M | Add +99900.0% |
| MANNKIND CORP (MNKD 2.5 03/01/26) | NOTE 2.500% 3/0 · principal | 7,407,000 | $8.4M | New |
| VERINT SYSTEMS INC (VRNT 0.25 04/15/26) | NOTE 0.250% 4/1 · principal | 8,635,000 | $8.1M | Add +131611.4% |
| UPSTART HOLDINGS INC (UPST 0.25 08/15/26) | NOTE 0.250% 8/1 · principal | 10,206,000 | $8.0M | Add +84031.6% |
| NATIONAL VISION HOLDINGS (EYE 2.5 05/15/25) | NOTE 2.500% 5/1 · principal | 7,622,000 | $8.0M | Add +99900.0% |
| ARTIVION INC (AORT 4.25 07/01/25) | NOTE 4.250% 7/0 · principal | 6,925,000 | $7.9M | Add +99900.0% |
| BLACKLINE INC (BL 0 03/15/26) | NOTE 3/1 · principal | 8,500,000 | $7.7M | Add +36856.5% |
| HAEMONETICS CORP (HAE 0 03/01/26) | NOTE 3/0 · principal | 8,344,000 | $7.7M | Add +99900.0% |
| AFFIRM HOLDINGS INC (AFRM 0 11/15/26) | NOTE 11/1 · principal | 9,006,000 | $7.5M | Add +113468.7% |
| LIVE NATION ENTERTAINMEN (LYV 2 02/15/25) | NOTE 2.000% 2/1 · principal | 6,502,000 | $7.2M | Add +115142.8% |
| VAREX IMAGING CORPORATIO (VREX 4 06/01/25) | NOTE 4.000% 6/0 · principal | 6,223,000 | $6.9M | Add +164486.1% |
| STANDARD BIOTOOLS INC (LAB 5.25 12/01/24) | NOTE 5.250%12/0 · principal | 5,673,000 | $6.4M | Add +205294.6% |
| ITRON INC (ITRI 0 03/15/26) | NOTE 3/1 · principal | 6,301,000 | $6.3M | Add +99900.0% |
| COINBASE GLOBAL INC (COIN 0.5 06/01/26) | NOTE 0.500% 6/0 · principal | 5,652,000 | $6.2M | Add +29337.5% |
| CERENCE INC (CRNC 3 06/01/25) | NOTE 3.000% 6/0 · principal | 6,267,000 | $6.1M | Add +138122.3% |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | 4,884,000 | $6.0M | Add +129072.2% |
| BOX INC (BOX 0 01/15/26) | NOTE 1/1 · principal | 4,904,000 | $5.9M | Add +99900.0% |
| IRONWOOD PHARMACEUTICALS (IRWD 0.75 06/15/24) | NOTE 0.750% 6/1 · principal | 5,833,000 | $5.8M | New |
| SUNNOVA ENERGY INTL INC (NOVA 0.25 12/01/26) | NOTE 0.250%12/0 · principal | 11,126,000 | $5.7M | Add +99900.0% |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | 6,527,000 | $5.7M | Add +99900.0% |
| MARCUS CORPORATION (MCS 5 09/15/25) | NOTE 5.000% 9/1 · principal | 3,892,000 | $5.6M | Add +99900.0% |
| EXACT SCIENCES CORP (EXAS 0.375 03/15/27) | NOTE 0.375% 3/1 · principal | 5,642,000 | $5.4M | Add +99900.0% |
| OMEROS CORP (OMER 5.25 02/15/26) | NOTE 5.250% 2/1 · principal | 6,975,000 | $5.1M | Add +120700.1% |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | 6,552,000 | $5.0M | Add +138478.7% |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | 5,004,000 | $4.8M | Add +49920.0% |
| ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) | NOTE 1.000%12/0 · principal | 5,000,000 | $4.6M | Add +153746.1% |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 5,063,000 | $4.5M | Add +179311.8% |
| HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) | NOTE 0.250% 3/0 · principal | 5,000,000 | $4.4M | New |
| IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) | NOTE 4/0 · principal | 4,318,000 | $4.3M | Add +67400.4% |
| SEA LTD (SEALTD 1 12/01/24) | NOTE 1.000%12/0 · principal | 3,222,000 | $3.9M | Add +40079.6% |
| PETIQ INC (PETQ 4 06/01/26) | NOTE 4.000% 6/0 · principal | 3,823,000 | $3.8M | Add +119368.8% |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | 6,051,000 | $3.8M | Add +111213.5% |
| GOSSAMER BIO INC (GOSS 5 06/01/27) | NOTE 5.000% 6/0 · principal | 8,978,000 | $3.7M | Add +99900.0% |
| SHAKE SHACK INC (SHAK 0 03/01/28) | NOTE 3/0 · principal | 3,995,000 | $3.6M | Add +118657.4% |
| IMPINJ INC (PI 1.125 05/15/27) | NOTE 1.125% 5/1 · principal | 2,680,000 | $3.6M | Add +99900.0% |
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | 6,461,000 | $3.6M | Add +99900.0% |
| FUBOTV INC (FUBO 3.25 02/15/26) | NOTE 3.250% 2/1 · principal | 5,619,000 | $3.6M | Add +141365.3% |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 4,440,000 | $3.6M | New |
| OKTA INC (OKTA 0.125 09/01/25) | NOTE 0.125% 9/0 · principal | 3,618,000 | $3.5M | Add +99900.0% |
| NICE LTD (NICEIT 0 09/15/25) | NOTE 9/1 · principal | 3,139,000 | $3.3M | Add +53853.3% |
| IMAX CORP (IMAX 0.5 04/01/26) | NOTE 0.500% 4/0 · principal | 3,378,000 | $3.2M | Add +99900.0% |
| Q2 HOLDINGS INC (QTWO 0.125 11/15/25) | NOTE 0.125%11/1 · principal | 3,199,000 | $3.0M | New |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | 3,150,000 | $2.9M | Add +99900.0% |
| ASSERTIO HOLDINGS INC (ASRT 6.5 09/01/27) | NOTE 6.500% 9/0 · principal | 3,419,000 | $2.9M | New |
| ALARM.COM HLDGS INC (ALRM 0 01/15/26) | NOTE 1/1 · principal | 3,028,000 | $2.8M | Add +20051.7% |
| BEYOND MEAT INC (BYND 0 03/15/27) | NOTE 3/1 · principal | 11,250,000 | $2.7M | Add +99900.0% |
| PERFICIENT INC (PRFT 0.125 11/15/26) | NOTE 0.125%11/1 · principal | 3,021,000 | $2.6M | Add +31576.6% |
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | NOTE 6.750% 7/1 · principal | 2,237,000 | $2.4M | Add +51730.4% |
| FARO TECHNOLOGIES INC (FARO 5.5 02/01/28) | NOTE 5.500% 2/0 · principal | 2,678,000 | $2.3M | New |
| I3 VERTICALS LLC (IIIV 1 02/15/25) | NOTE 1.000% 2/1 · principal | 2,363,000 | $2.3M | New |
| PAGERDUTY INC. (PD 1.25 07/01/25) | NOTE 1.250% 7/0 · principal | 2,339,000 | $2.2M | Add +99900.0% |
| XOMETRY INC (XMTR 1 02/01/27) | NOTE 1.000% 2/0 · principal | 2,883,000 | $2.2M | Add +99900.0% |
| BURLINGTON STORES INC (BURL 2.25 04/15/25) | NOTE 2.250% 4/1 · principal | 1,813,000 | $2.1M | New |
| EXACT SCIENCES CORP (EXAS 1 01/15/25) | NOTE 1.000% 1/1 · principal | 1,758,000 | $2.0M | Add +99900.0% |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 1,786,000 | $1.8M | New |
| MICROSTRATEGY INC (MSTR 0 02/15/27) | NOTE 2/1 · principal | 1,264,000 | $1.7M | Add +263783.1% |
| BLACKLINE INC (BL 0.125 08/01/24) | NOTE 0.125% 8/0 · principal | 1,621,000 | $1.7M | Add +72819.5% |
| ACCURAY INC (ARAY 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | 1,792,000 | $1.6M | Add +99900.0% |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | 1,682,000 | $1.5M | Add +99900.0% |
| SUNNOVA ENERGY INTL INC (NOVA 2.625 02/15/28) | NOTE 2.625% 2/1 · principal | 3,627,000 | $1.5M | Add +109443.9% |
| 2U INC (TWOU 2.25 05/01/25) | NOTE 2.250% 5/0 · principal | 3,055,000 | $1.5M | Add +44570.3% |
| NOVAVAX INC (NVAX 5 12/15/27) | NOTE 5.000%12/1 · principal | 2,268,000 | $1.4M | New |
| SNAP INC (SNAP 0.25 05/01/25) | NOTE 0.250% 5/0 · principal | 1,435,000 | $1.4M | Add +27011.3% |
| TPI COMPOSITES INC (TPIC 5.25 03/15/28) | NOTE 5.250% 3/1 · principal | 2,726,000 | $1.3M | New |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | 1,271,000 | $1.3M | New |
| DISH NETWORK CORP (DISH 0 12/15/25) | NOTE 12/1 · principal | 1,705,000 | $1.3M | Add +54846.8% |
| PROS HOLDINGS INC (PRO 2.25 09/15/27) | NOTE 2.250% 9/1 · principal | 1,124,000 | $1.2M | Add +45965.6% |
| MESA LABORATORIES INC (MLAB 1.375 08/15/25) | NOTE 1.375% 8/1 · principal | 1,296,000 | $1.2M | Add +81307.0% |
| MITEK SYSTEMS INC (MITK 0.75 02/01/26) | NOTE 0.750% 2/0 · principal | 1,120,000 | $1.1M | Add +99900.0% |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | 1,309,000 | $1.1M | Add +99900.0% |
| ENVESTNET INC (ENV 0.75 08/15/25) | 0.75 8/15/2025 · principal | 1,000,000 | $975K | New |
| GROUPON INC (GRPN 1.125 03/15/26) | NOTE 1.125% 3/1 · principal | 1,182,000 | $936K | Add +48283.1% |
| CALLAWAY GOLF CO (CALY 2.75 05/01/26) | NOTE 2.750% 5/0 · principal | 800,000 | $918K | New |
| KARYOPHARM THERAPEUTICS (KPTI 3 10/15/25) | NOTE 3.000%10/1 · principal | 1,654,000 | $897K | Add +99900.0% |
| COLLEGIUM PHARMA INC (COLL 2.625 02/15/26) | NOTE 2.625% 2/1 · principal | 566,000 | $812K | Add +99900.0% |
| CUTERA INC (CUTR 4 06/01/29) | NOTE 4.000% 6/0 · principal | 3,487,000 | $774K | Add +99900.0% |
| IQIYI INC (IQ 6.5 03/15/28) | NOTE 6.500% 3/1 · principal | 8,000,000 | $760K | New |
| CARDLYTICS INC (CDLX 1 09/15/25) | NOTE 1.000% 9/1 · principal | 787,000 | $727K | Add +20100.2% |
| PROS HOLDINGS INC (PRO 1 05/15/24) | NOTE 1.000% 5/1 · principal | 639,000 | $625K | Add +99900.0% |
| BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) | NOTE 2.250% 2/0 · principal | 554,000 | $454K | Add +9604.0% |
| THE REALREAL INC (REAL 1 03/01/28) | NOTE 1.000% 3/0 · principal | 576,000 | $264K | Add +91183.7% |
| INNOVIVA INC (INVA 2.5 08/15/25) | NOTE 2.500% 8/1 · principal | 177,000 | $191K | New |
| RRAWF Rigel Resource Acquisi -CW23 | *W EXP 99/99/999 | 301,700 | $71K | No change |
| SOARW Volato Group Inc. - CW23 | *W EXP 12/04/202 | 472,771 | $71K | No change |
| GODNR Golden Star Acquisitio-Right | RIGHT 03/30/2025 | 164,522 | $41K | No change |
| ANSCW Agriculture & Natural Solu-W | *W EXP 10/01/202 | 250,000 | $40K | No change |
| APXIW Apx Acquisition Corp. I -23 | *W EXP 99/99/999 | 240,828 | $37K | No change |
| AIRJW Power & Digital Acq -CW24 | *W EXP 03/15/202 | 60,137 | $33K | New |
| RDZNW Vahanna Tech Edge -CW24 | *W EXP 11/30/202 | 351,950 | $33K | No change |
| IROHR Iron Horse Acquisitions Righ | RIGHT 99/99/9999 | 157,702 | $32K | New |
| SPKWF Spark I Acquisition Corp.-28 | *W EXP 10/01/203 | 170,000 | $31K | No change |
| LGVCW Lamf Global Ventures -CW23 | *W EXP 99/99/999 | 297,216 | $30K | No change |
| EVCOW Everest Consolidator Acquisi | *W EXP 99/99/999 | 151,485 | $29K | No change |
| BLEUACACIA LTD | RIGHT 10/30/2026 | 563,750 | $27K | No change |
| ZEOWW Esgen Acquisition A -CW23 | *W EXP 03/13/202 | 213,024 | $26K | New |
| VSTWF Vast Solar PTY Ltd. -28 | *W EXP 07/01/202 | 280,997 | $24K | No change |
| SVIRF Spring Valley Acquisit-Right | RIGHT 02/25/2026 | 195,000 | $23K | No change |
| APCXW Apptech -CW26 | *W EXP 01/04/202 | 70,000 | $23K | No change |
| HYAC.WS Haymaker Acquisition Corp.-28 | *W EXP 05/31/202 | 107,662 | $22K | No change |
| ESHAR Esh Acquisition Corp. - Right | RIGHT 06/13/2028 | 247,115 | $20K | No change |
| NETDW Nabors Energy Transiti-CW | *W EXP 09/01/202 | 180,000 | $20K | No change |
| ASCRF A Spac II Acquisition-Right | RIGHT 10/15/2026 | 280,000 | $19K | No change |
| VERBW Verb Technology Co. Inc.-CW24 | *W EXP 04/09/202 | 440,699 | $19K | No change |
| MRNOW Murano Global BV-28 | *W EXP 03/19/202 | 165,000 | $17K | New |
| TBMCR Trailblazer Merger Corp.-RTS | RIGHT 04/21/2028 | 229,005 | $17K | No change |
| CPTWF Captivision Inc.-28 | *W EXP 11/15/202 | 130,419 | $16K | No change |
| KDKRW Ares Acquisition Corp. II-28 | *W EXP 99/99/999 | 85,000 | $16K | No change |
| BHACW Crixus BH3 Acquisition -CW26 | *W EXP 99/99/999 | 237,846 | $15K | No change |
| QETAR Quetta Acquisition Corp.-RTS | RIGHT 99/99/9999 | 13,570 | $14K | No change |
| PERCEPTION CAPITAL CORP IV | *W EXP 99/99/999 | 227,900 | $14K | No change |
| ASBPW Aspire Biopharma Holdin-CW27 | *W EXP 05/23/202 | 432,757 | $13K | No change |
| TRTWF Tortoiseecofin Acquisit-CW | *W EXP 07/22/202 | 122,096 | $13K | No change |
| ISLWF Israel Acquisitions Corp.-28 | *W EXP 99/99/999 | 172,153 | $12K | No change |
| TVGNW Semper Paratus Acqu -CW26 | *W EXP 02/14/202 | 170,304 | $12K | New |
| DMYYW DMY Squared Technology GR-27 | *W EXP 99/99/999 | 75,546 | $11K | No change |
| HOVRW Pono Capital Three Inc.-A-28 | *W EXP 02/14/202 | 225,000 | $11K | New |
| USARW Inflection Point Acquis-C-28 | *W EXP 08/31/202 | 75,000 | $11K | No change |
| IVCWF Investcorp Europe Acquis -27 | *W EXP 12/15/202 | 321,140 | $11K | No change |
| KVAWF Keen Vision Acquisition C-28 | *W EXP 03/15/202 | 203,011 | $11K | No change |
| VCXB.WS 10X Capital Venture Ac -CW27 | *W EXP 06/30/202 | 216,499 | $11K | No change |
| SVIWF Spring Valley Acquisition-Aw | *W EXP 02/25/202 | 96,898 | $11K | No change |
| FTIIW Futuretech II Acq -CW27 | *W EXP 08/18/202 | 250,000 | $10K | No change |
| Colombier Acquisition - 29 | *W EXP 11/24/202 | 20,932 | $10K | Reduce -82.0% |
| MVSTW Microvast Hold Inc.-CW26 | *W EXP 07/23/202 | 85,900 | $9K | No change |
| CMCWF Capitalworks Emerging-CW23 | *W EXP 99/99/999 | 181,200 | $9K | No change |
| IVAWF Investcorp India Acquisi -27 | *W EXP 06/01/202 | 150,000 | $9K | No change |
| DPCSW DP Cap Acquisition A -CW23 | *W EXP 11/08/202 | 148,366 | $7K | No change |
| PPYAW Papaya Growth Opportuni-CW23 | *W EXP 12/31/202 | 199,900 | $7K | No change |
| BLEUACACIA LTD | *W EXP 10/30/202 | 281,875 | $7K | No change |
| DHAIW Aurora Technology Acquis -28 | *W EXP 04/20/202 | 200,711 | $6K | New |
| REEWF Cartesian Growth Corp. II -28 | *W EXP 07/12/202 | 53,106 | $6K | No change |
| ALURW Allurion Technologies-28 | *W EXP 08/01/203 | 22,822 | $6K | No change |
| TGAWF Target Global Acq I -CW27 | *W EXP 12/08/202 | 75,000 | $6K | No change |
| SDAWW Suncar Technology Group -28 | *W EXP 05/17/202 | 20,000 | $5K | No change |
| MITAW Coliseum Acquisition A -CW28 | *W EXP 08/22/202 | 81,555 | $5K | No change |
| CDAWF Compass Digital Acq -CW28 | *W EXP 99/99/999 | 58,247 | $5K | No change |
| CCGWW Cheche Group Inc. - 28 | *W EXP 10/01/203 | 85,732 | $5K | No change |
| UCFIW Iron Horse Acquisition Co.-29 | *W EXP 09/30/203 | 157,702 | $5K | New |
| HAIWF Healthcare AI Acq -CW23 | *W EXP 12/07/202 | 110,780 | $5K | No change |
| IXQWF Ix Acquisition Corp. -CW26 | *W EXP 07/31/202 | 151,906 | $5K | No change |
| GTACW Global Technology Acq -CW23 | *W EXP 99/99/999 | 173,470 | $4K | No change |
| TETWF Technology & Telecommuni -27 | *W EXP 04/15/202 | 200,000 | $4K | No change |
| RMGWF RMG Acquisition Class A -CW27 | *W EXP 99/99/999 | 70,000 | $4K | No change |
| IGTAW Inception Growth Acq -23 | *W EXP 10/15/202 | 100,000 | $4K | No change |
| PDYNW Sarcos Technology -CW27 | *W EXP 09/24/202 | 74,090 | $4K | New |
| BLUAW Blueriver Acquisit A -CW26 | *W EXP 01/04/202 | 56,666 | $4K | No change |
| ECXWW Ecarx Holdings Inc. Class A-27 | *W EXP 99/99/999 | 122,250 | $4K | No change |
| ECD AUTOMOTIVE DESIGN INC | *W EXP 12/12/202 | 144,688 | $4K | No change |
| MCAFR Mountain Crest Acq Corp. -RTS | RIGHT 06/29/2026 | 20,000 | $4K | No change |
| FNVWF Finnovate Acquisition -CW23 | *W EXP 09/30/202 | 159,450 | $4K | No change |
Largest 200 of 217 shown.
Total filed on the 13F, all lines: $10.5B.
Portfolio Sells Q4 2023 → Q1 2024
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -54.5% | 6.88% | −8.14 |
| AAPL Apple Inc. | Reduce -83.9% | 0.46% | −3.00 |
| GOOGL Alphabet Inc. Class A | Reduce -74.4% | 0.54% | −1.60 |
| LLY Eli Lilly & Co. | Reduce -93.1% | 0.10% | −1.14 |
| MSFT Microsoft Corp. | Reduce -60.6% | 0.73% | −1.08 |
| ADP Automatic Data Processing | Reduce -93.9% | 0.06% | −0.90 |
| JNJ Johnson & Johnson | Reduce -83.3% | 0.15% | −0.85 |
| AMZN Amazon.com Inc. | Reduce -53.7% | 0.75% | −0.74 |
| SRE Sempra | Reduce -79.0% | 0.16% | −0.71 |
| DIS The Walt Disney Co. | Reduce -96.7% | 0.03% | −0.69 |
| ELV Elevance Health Inc. | Reduce -74.3% | 0.23% | −0.65 |
| EA Electronic Arts Inc. | Reduce -93.2% | 0.04% | −0.57 |
| GOOG Alphabet Inc. Class C | Reduce -71.7% | 0.21% | −0.55 |
| KMX Carmax Inc. | Reduce -88.8% | 0.05% | −0.34 |
| MNST Monster Beverage Corp. | Reduce -91.3% | 0.03% | −0.34 |
| QCOM Qualcomm Inc. | Reduce -70.0% | 0.15% | −0.32 |
| TW Tradeweb Markets Inc. Class A | Reduce -75.8% | 0.10% | −0.29 |
| DTE DTE Energy Company | Reduce -79.9% | 0.06% | −0.26 |
| HIG Hartford Insurance Group Inc. | Reduce -81.5% | 0.07% | −0.25 |
| TLT iShares 20+ Year Treasury BD | Reduce -79.0% | 0.05% | −0.24 |
| DLTR Dollar Tree Inc. | Reduce -89.2% | 0.02% | −0.24 |
| EEM iShares MSCI Emerging Market | Reduce -98.6% | 0.00% | −0.24 |
| NVDA Nvidia Corp. | Reduce -43.7% | 3.68% | −0.23 |
| BRBR Bellring Brands Inc. | Reduce -83.8% | 0.04% | −0.22 |
| FND Floor & Decor Holdings Inc. Class A | Sold out | 0.00% | −0.22 |
| FLG New York Community Bancorp | Sold out | 0.00% | −0.21 |
| EXP Eagle Materials Inc. | Reduce -88.9% | 0.03% | −0.21 |
| SPLK Splunk Inc. | Sold out | 0.00% | −0.19 |
| WMT Walmart Inc. | Reduce -61.7% | 0.12% | −0.19 |
| ENPH Enphase Energy Inc. | Reduce -69.3% | 0.06% | −0.18 |
| WMB Williams Cos Inc. | Reduce -98.5% | 0.00% | −0.18 |
| FCNCA First Citizens Bcshs Class A | Reduce -58.5% | 0.14% | −0.18 |
| RUN Sunrun Inc. | Reduce -98.4% | 0.00% | −0.17 |
| UNP Union Pacific Corp. | Reduce -56.4% | 0.11% | −0.17 |
| AIRC Apartment Income REIT Co. | Sold out | 0.00% | −0.16 |
| RYAN Ryan Specialty Holdings Inc. | Reduce -96.4% | 0.01% | −0.16 |
| FERG Ferguson Jersey Ltd. | Reduce -89.7% | 0.02% | −0.15 |
| NEE Nextera Energy Inc. | Reduce -19.5% | 0.51% | −0.15 |
| LHX L3HARRIS Technologies Inc. | Reduce -57.9% | 0.09% | −0.14 |
| POST Post Holdings Inc. | Reduce -56.7% | 0.13% | −0.14 |
| OHI Omega Healthcare Investors | Reduce -67.8% | 0.06% | −0.13 |
| GD General Dynamics Corp. | Reduce -52.0% | 0.12% | −0.13 |
| KBR KBR Inc. | Reduce -62.2% | 0.09% | −0.13 |
| RL Ralph Lauren Corp. | Reduce -73.4% | 0.06% | −0.13 |
| ARGX Argenx SE - ADR | Sold out | 0.00% | −0.13 |
| TTD Trade Desk Inc./the Class A | Reduce -70.3% | 0.06% | −0.13 |
| TJX TJX Companies Inc. | Reduce -74.5% | 0.04% | −0.13 |
| BWXT BWX Technologies Inc. | Sold out | 0.00% | −0.13 |
| C Citigroup Inc. | Reduce -75.5% | 0.05% | −0.12 |
| SMTC Semtech Corp. | Reduce -85.8% | 0.02% | −0.12 |
Portfolio Buys Q4 2023 → Q1 2024
| BRK.B Berkshire Hathaway Inc. Class B | Add +619.0% | 0.91% | +0.79 |
| CRM Salesforce Inc. | Add +4028.3% | 0.68% | +0.66 |
| EVRG Evergy Inc. | Add +2399.1% | 0.65% | +0.62 |
| XEL Xcel Energy Inc. | Add +683.2% | 0.71% | +0.60 |
| ED Consolidated Edison Inc. | New | 0.60% | +0.60 |
| NI Nisource Inc. | Add +469.3% | 0.66% | +0.54 |
| FE Firstenergy Corp. | Add +11218.5% | 0.45% | +0.44 |
| MRSH Marsh & McLennan Cos | Add +1465.0% | 0.41% | +0.38 |
| EXC Exelon Corp. | Add +1137.2% | 0.39% | +0.36 |
| AON Aon PLC Class A | Add +1351.9% | 0.37% | +0.35 |
| TRV The Travelers Cos Inc. | Add +219.9% | 0.44% | +0.32 |
| GS Goldman Sachs Group Inc. | Add +563.8% | 0.37% | +0.32 |
| OKE Oneok Inc. | Add +179.9% | 0.47% | +0.31 |
| CINF Cincinnati Financial Corp. | Add +219.6% | 0.43% | +0.30 |
| AFG American Financial Group Inc. | Add +5740.3% | 0.30% | +0.29 |
| AEE Ameren Corporation | Add +1191.4% | 0.28% | +0.26 |
| AEO American Eagle Outfitters | Add +9353.4% | 0.25% | +0.25 |
| DTM DT Midstream Inc. | Add +4076.9% | 0.26% | +0.25 |
| KSPI JSC Kaspi.kz ADR | New | 0.25% | +0.25 |
| GEO The Geo Group Inc. | New | 0.25% | +0.25 |
| X United States Steel Corp. | Add +584.9% | 0.29% | +0.24 |
| PEG Public Service Enterprise GP | Add +568.4% | 0.28% | +0.24 |
| SBAC SBA Communications Corp. | Add +411.2% | 0.31% | +0.23 |
| EDU New Oriental Educatio-SP ADR | Add +122.3% | 0.40% | +0.23 |
| BABA Alibaba Group Holding-SP ADR | Add +98.1% | 0.56% | +0.23 |
| KHC The Kraft Heinz Co. | Add +289.7% | 0.31% | +0.23 |
| PFG Principal Financial Group | Add +1750.4% | 0.23% | +0.21 |
| HSY The Hershey Co. | Add +901.9% | 0.22% | +0.20 |
| ACI Albertsons Cos Inc. Class A | Add +187.2% | 0.32% | +0.19 |
| WSM Williams-Sonoma Inc. | Add +3747.8% | 0.19% | +0.19 |
| PNR Pentair PLC | Add +215.3% | 0.26% | +0.18 |
| CART Maplebear Inc. | New | 0.18% | +0.18 |
| EIX Edison International | Add +74.7% | 0.47% | +0.17 |
| MZTI The Marzetti Company | Add +3334.2% | 0.17% | +0.17 |
| W Wayfair Inc. Class A | Add +5496.7% | 0.17% | +0.17 |
| TSCO Tractor Supply Company | Add +897.5% | 0.18% | +0.17 |
| KMI Kinder Morgan Inc. | Add +2177.4% | 0.17% | +0.16 |
| DUK Duke Energy Corp. | Add +88.3% | 0.39% | +0.16 |
| URBN Urban Outfitters Inc. | Add +1039.4% | 0.18% | +0.16 |
| UCB United Community Banks | New | 0.16% | +0.16 |
| DOX Amdocs Ltd. | Add +1986.7% | 0.17% | +0.16 |
| EMR Emerson Electric Co. | Add +255.9% | 0.22% | +0.16 |
| KMB Kimberly-Clark Corp. | Add +499.0% | 0.19% | +0.16 |
| STNE Stoneco Ltd. Class A | Add +4529.7% | 0.16% | +0.16 |
| PWR Quanta Services Inc. | Add +2965.9% | 0.16% | +0.16 |
| BURL Burlington Stores Inc. | Add +75.8% | 0.33% | +0.16 |
| KO The Coca-Cola Co. | Add +401.3% | 0.20% | +0.16 |
| DFS Discover Financial Services | Add +2434.5% | 0.16% | +0.15 |
| BOOT Boot Barn Holdings Inc. | Add +197.3% | 0.22% | +0.15 |
| ICE Intercontinental Exchange Inc. | Add +3664.2% | 0.16% | +0.15 |
Options Activity Q4 2023 → Q1 2024
| SPY SS SPDR S&P 500 ETF Trust-US | put | Reduce -48.6% | 1,437,400 | $751.9M |
| NVDA Nvidia Corp. | put | Reduce -22.0% | 326,200 | $294.7M |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | call | New | 1,605,000 | $174.8M |
| IWM iShares Russell 2000 ETF | put | Add +463.5% | 450,800 | $94.8M |
| IEF iShares 7-10 Year Treasury B | call | New | 1,000,000 | $94.7M |
| BRK.B Berkshire Hathaway Inc. Class B | put | New | 179,500 | $75.5M |
| CRM Salesforce Inc. | put | Add +603.5% | 220,200 | $66.3M |
| AAPL Apple Inc. | call | Add +19.3% | 322,300 | $55.3M |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | put | Add +500.7% | 695,000 | $54.0M |
| EWZ iShares MSCI Brazil ETF | call | New | 1,665,600 | $54.0M |
| MSFT Microsoft Corp. | put | Add +85.8% | 100,700 | $42.4M |
| TLT iShares 20+ Year Treasury BD | call | Add +1.8% | 411,600 | $38.9M |
| GS Goldman Sachs Group Inc. | put | Add +1268.7% | 91,700 | $38.3M |
| TLT iShares 20+ Year Treasury BD | put | New | 399,800 | $37.8M |
| EWZ iShares MSCI Brazil ETF | put | New | 1,165,600 | $37.8M |
| GLD SPDR Gold Shares | call | Add +5417.2% | 160,000 | $32.9M |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | put | Reduce -57.1% | 300,000 | $32.7M |
| EEM iShares MSCI Emerging Market | call | Reduce -20.5% | 795,000 | $32.7M |
| EEM iShares MSCI Emerging Market | put | Add +39.0% | 695,000 | $28.6M |
| MSFT Microsoft Corp. | call | Add +550.0% | 61,100 | $25.7M |
| FXI iShares China Large-Cap ETF | call | Add +48.9% | 1,042,000 | $25.1M |
| DE Deere & Co. | put | Add +4916.7% | 60,200 | $24.7M |
| DE Deere & Co. | call | Add +3041.2% | 53,400 | $21.9M |
| IWM iShares Russell 2000 ETF | call | Reduce -66.4% | 100,800 | $21.2M |
| CPRI Capri Holdings Ltd. | put | Add +647.3% | 463,300 | $21.0M |
| XLF SS Financial Select Sector | put | Reduce -4.9% | 487,000 | $20.5M |
| LOW Lowe's Cos Inc. | put | Add +278.9% | 79,200 | $20.2M |
| EMB iShares JP Morgan Usd Emergi | call | New | 200,000 | $17.9M |
| KWEB Kranesh Csi China Internet | put | New | 650,000 | $17.1M |
| KWEB Kranesh Csi China Internet | call | New | 650,000 | $17.1M |
| ASHR Xtrackers Harvest Csi 300 CH | call | Add +250.0% | 700,000 | $16.8M |
| INDA iShares MSCI India ETF | call | New | 325,000 | $16.8M |
| TSM Taiwan Semiconductor-SP ADR | put | Reduce -36.6% | 114,800 | $15.6M |
| LOW Lowe's Cos Inc. | call | Add +621.4% | 60,600 | $15.4M |
| SMH Vaneck Semiconductor ETF | call | New | 64,400 | $14.5M |
| SMH Vaneck Semiconductor ETF | put | New | 64,400 | $14.5M |
| GOOG Alphabet Inc. Class C | put | Add +61.2% | 88,500 | $13.5M |
| JNPR Juniper Networks Inc. | call | New | 360,100 | $13.3M |
| XHB SS SPDR S&P Homebldrs ETF | put | Sold out | 137,800 | $13.2Mbefore exit |
| AAPL Apple Inc. | put | Reduce -91.3% | 75,600 | $13.0M |
| AIG American International Group | put | Add +605.6% | 164,400 | $12.9M |
| SLV iShares Silver Trust | put | New | 564,200 | $12.8M |
| AMZN Amazon.com Inc. | put | Reduce -0.4% | 71,000 | $12.8M |
| JPM JPMorgan Chase & Co. | put | Add +48.3% | 61,100 | $12.2M |
| BAC Bank of America Corp. | put | Add +101.4% | 321,700 | $12.2M |
| TMUS T-Mobile US Inc. | put | Add +468.5% | 73,900 | $12.1M |
| PG The Procter & Gamble Co. | put | Add +46.2% | 71,800 | $11.6M |
| QQQ Invesco QQQ Trust Series 1 | call | Reduce -3.7% | 25,800 | $11.5M |
| ABBV Abbvie Inc. | put | Add +163.8% | 62,000 | $11.3M |
| V Visa Inc. Class A | put | Add +159.1% | 39,900 | $11.1M |
Showing the first 50 of 643.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2023 → Q1 2024
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | Add +184784.9% | 68,657,000 | $69.0M |
| ENPHASE ENERGY INC (ENPH 0 03/01/26) | NOTE 3/0 · principal | Add +105474.3% | 57,822,000 | $53.4M |
| LI AUTO INC (LI 0.25 05/01/28) | NOTE 0.250% 5/0 · principal | Add +102339.0% | 42,000,000 | $52.9M |
| MONGODB INC (MDB 0.25 01/15/26) | NOTE 0.250% 1/1 · principal | Add +107037.7% | 28,399,000 | $49.9M |
| SNAP INC (SNAP 0 05/01/27) | NOTE 5/0 · principal | Add +112057.9% | 42,500,000 | $34.4M |
| CONFLUENT INC (CFLT 0 01/15/27) | NOTE 1/1 · principal | Add +110506.1% | 36,500,000 | $31.4M |
| INSIGHT ENTERPRS (NSIT 0.75 02/15/25) | NOTE 0.750% 2/1 · principal | Add +118724.4% | 11,078,000 | $30.1M |
| ETSY INC (ETSY 0.125 09/01/27) | NOTE 0.125% 9/0 · principal | Add +114416.1% | 35,500,000 | $29.9M |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | Add +51462.9% | 31,936,000 | $29.8M |
| TECHTARGET HOLDINGS INC (TTGT 0 12/15/26) | NOTE 12/1 · principal | Add +1209980.0% | 30,252,000 | $28.9M |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | Add +86053.9% | 28,000,000 | $26.3M |
| CYBERARK SOFTWARE LTD (CYBR 0 11/15/24) | NOTE 11/1 · principal | Add +127690.8% | 13,050,000 | $22.3M |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | Add +99900.0% | 15,083,000 | $21.3M |
| APELLIS PHARMACEUTICALS (APLS 3.5 09/15/26) | NOTE 3.500% 9/1 · principal | Add +99900.0% | 12,769,000 | $20.8M |
| REPLIGEN CORP | NOTE 1.000%12/1 · principal | Sold out | 18,345 | $20.6Mbefore exit |
| CINEMARK HOLDINGS INC (CNK 4.5 08/15/25) | NOTE 4.500% 8/1 · principal | Add +99900.0% | 14,695,000 | $20.4M |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | Add +99900.0% | 14,848,000 | $20.3M |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | Add +99900.0% | 18,319,000 | $18.8M |
| BILL HOLDINGS INC (BILL 0 12/01/25) | NOTE 12/0 · principal | Add +28615.8% | 20,000,000 | $18.7M |
| TILRAY BRANDS INC (TLRY 5.2 06/15/27) | NOTE 5.200% 6/1 · principal | Add +269664.1% | 15,096,000 | $17.8M |
| MICROSTRATEGY INC (MSTR 0.75 12/15/25) | NOTE 0.750%12/1 · principal | Add +244160.4% | 4,128,000 | $17.7M |
| SPLUNK INC (SPLK 1.125 09/15/25) | NOTE 1.125% 9/1 · principal | Sold out | 15,000 | $16.6Mbefore exit |
| NOVOCURE LTD (NVCR 0 11/01/25) | NOTE 11/0 · principal | Add +99900.0% | 18,003,000 | $16.5M |
| BILIBILI INC (BILI 1.375 04/01/26) | NOTE 1.375% 4/0 · principal | Add +96022.4% | 15,642,000 | $15.7M |
| BLOCK INC (XYZ 0 05/01/26) | NOTE 5/0 · principal | Add +59159.3% | 16,000,000 | $14.4M |
| SOLAR EDGE TECHNOLOGIES (SEDG 0 09/15/25) | NOTE 9/1 · principal | Add +99900.0% | 15,444,000 | $14.2M |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | New | 13,392,000 | $14.0M |
| NOVA LTD (NVMI 0 10/15/25) | NOTE 10/1 · principal | Add +99900.0% | 5,563,000 | $13.2M |
| EVOLENT HEALTH INC (EVH 1.5 10/15/25) | NOTE 1.500%10/1 · principal | Add +100419.8% | 11,410,000 | $13.0M |
| FIRST MAJESTIC SILVER (AGCN 0.375 01/15/27) | NOTE 0.375% 1/1 · principal | Add +106383.4% | 16,424,000 | $12.8M |
| NATERA INC (NTRA 2.25 05/01/27) | NOTE 2.250% 5/0 · principal | Add +126953.0% | 5,152,000 | $12.6M |
| FORTUNA SILVER MINES INC | SDCV 4.650%10/3 · principal | Add +100506.2% | 12,281,000 | $12.1M |
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | Add +99900.0% | 14,000,000 | $11.9M |
| CHART INDUSTRIES INC (GTLS 1 11/15/24) | NOTE 1.000%11/1 · principal | Add +372757.1% | 4,176,000 | $11.7M |
| LITHIUM ARGENTINA AG (LARCN 1.75 01/15/27) | NOTE 1.750% 1/1 · principal | Add +301230.1% | 14,726,000 | $11.6M |
| ETSY INC (ETSY 0.25 06/15/28) | NOTE 0.250% 6/1 · principal | Add +81011.1% | 14,600,000 | $11.5M |
| DAYFORCE INC (DAY 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | Add +164854.5% | 12,139,000 | $11.2M |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | Add +30535.8% | 12,099,000 | $11.1M |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | NOTE 0.500%12/1 · principal | Add +102089.2% | 7,562,000 | $11.0M |
| ALPHATEC HOLDINGS INC (ATEC 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | Add +99900.0% | 10,399,000 | $10.9M |
| BLOCK INC (XYZ 0.25 11/01/27) | NOTE 0.250%11/0 · principal | Add +112508.7% | 12,950,000 | $10.8M |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | Add +99900.0% | 9,565,000 | $10.3M |
| EVENTBRITE INC (EB 5 12/01/25) | NOTE 5.000%12/0 · principal | Add +99900.0% | 10,317,000 | $10.2M |
| GOPRO INC (GPRO 1.25 11/15/25) | NOTE 1.250%11/1 · principal | Add +120598.3% | 11,062,000 | $10.0M |
| M/A-COM TECH SOLUTIONS (MTSI 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | New | 7,562,000 | $9.6M |
| BLOOM ENERGY CORP (BE 2.5 08/15/25) | NOTE 2.500% 8/1 · principal | Add +77531.0% | 8,756,000 | $9.3M |
| VARONIS SYSTEM INC (VRNS 1.25 08/15/25) | NOTE 1.250% 8/1 · principal | Add +114381.8% | 5,755,000 | $9.1M |
| PTC THERAPEUTICS INC (PTCT 1.5 09/15/26) | NOTE 1.500% 9/1 · principal | Add +99900.0% | 9,503,000 | $8.9M |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | Add +85623.1% | 5,560,000 | $8.8M |
| SEA LTD (SEALTD 0.25 09/15/26) | NOTE 0.250% 9/1 · principal | Add +30203.0% | 10,000,000 | $8.6M |
Showing the first 50 of 172.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026Amended | 1,210 | $13.1B | IVV, SPY, WBD, NSC, QQQ |
| Q1 2026 | 1,397 | $9.7B | SPY, IVV, WBD, NSC, EA |
| Q4 2025 | 2,576 | $17.6B | IVV, SPY, NVDA, TSLA, AMZN |
| Q3 2025 | 2,738 | $16.8B | IVV, NVDA, SPY, AMZN, LLY |
| Q2 2025 | 2,733 | $16.7B | LQD, NVDA, SPY, QQQ, MSFT |
| Q1 2025 | 2,515 | $16.9B | IVV, NVDA, AMZN, MSFT, SPY |
| Q4 2024 | 2,439 | $19.2B | IVV, NVDA, MSFT, AMZN, TSM |
| Q3 2024 | 2,225 | $13.1B | NVDA, SPY, PWSC, MSFT, AMZN |
| Q2 2024 | 2,094 | $11.7B | MSFT, NVDA, AMZN, AAPL, GOOGL |
| Q1 2024 | 1,915 | $9.2B | SPY, NVDA, BRK.B, AMZN, MSFT |