Virtus Investment Advisers, LLC

In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 16, 2024), Virtus Investment Advisers, LLC reported 261 stock positions worth $136.5 million. Its top holding was PIMCO Enhcd St M-Active ESG (EMNT) at 5.0% of the portfolio, followed by Virtus Duff & Phelps Clean E (VCLN, 3.1%) and Microsoft (MSFT, 2.3%). Compared with Q4 2023, it opened 39 new positions, sold out of 121, added to 30 and reduced 77. The biggest buy was Super Micro Computer (SMCI, shares +58%) and the biggest sale Coca-Cola Consolidated (COKE, shares −64%).

Most Recent 13F
Q2 2026
Location
HARTFORD, CT
CIK
0000019481
Portfolio Value
$136.5M (Q1 2024)
SEC Filing
0001512805-24-000011 ↗ filed May 16, 2024

Holdings Value

0$100.0M$200.0M$300.0M$400.0M$500.0M Q1 2024: $136.5M $136.5M Q1 2024 Q2 2024: $110.0M Q2 2024 Q3 2024: $123.7M Q3 2024 Q4 2024: $124.1M Q4 2024 Q1 2025: $362.9M Q1 2025 Q2 2025: $295.8M Q2 2025 Q3 2025: $349.2M Q3 2025 Q4 2025: $367.9M Q4 2025 Q1 2026: $362.5M Q1 2026 Q2 2026: $429.2M Q2 2026

Holdings 261 stocks · $136.5M
EMNT PIMCO Enhcd St M-Active ESG 4.96% 68,690 $6.8M No change
VCLN Virtus Duff & Phelps Clean E 3.12% 244,000 $4.3M No change
MSFT Microsoft Corp. 2.31% 7,498 $3.2M Add +42.1%
NVDA Nvidia Corp. 2.24% 3,389 $3.1M Reduce -2.4%
IBN Icici Bank Ltd.-Spon ADR 2.12% 109,438 $2.9M Add +3.8%
VIPS Vipshop Holdings Ltd. - ADR 2.03% 167,106 $2.8M Add +5.3%
AAPL Apple Inc. 1.68% 13,392 $2.3M Add +25.6%
TMHC Taylor Morrison Home Corp. 1.39% 30,544 $1.9M Add +24.9%
BBSI Barrett Business SVCS Inc. 1.29% 13,928 $1.8M Reduce -2.0%
SMCI Super Micro Computer Inc. 1.24% 1,681 $1.7M Add +58.4%
JBI Janus International Group Inc. 1.24% 112,067 $1.7M No change
PBH Prestige Consumer Healthcare 1.19% 22,363 $1.6M No change
RUSHA Rush Enterprises Inc. Class A 1.19% 30,291 $1.6M No change
HCC Warrior Met Coal Inc. 1.16% 26,162 $1.6M Reduce -14.4%
BL Blackline Inc. 1.13% 23,851 $1.5M Add +20.8%
ATKR Atkore Inc. 1.10% 7,898 $1.5M No change
KNF Knife River Corp. 1.08% 18,146 $1.5M Add +922.9%
SMIN iShares MSCI India Small-Cap 1.00% 19,463 $1.4M Add +11.1%
CVLT Commvault Systems Inc. 0.99% 13,316 $1.4M Add +10.1%
BCC Boise Cascade Co. 0.97% 8,611 $1.3M Reduce -39.3%
HAE Haemonetics Corp. 0.85% 13,662 $1.2M No change
ANIK Anika Therapeutics Inc. 0.85% 45,579 $1.2M No change
GPOR Gulfport Energy Corp. 0.82% 7,008 $1.1M Reduce -38.1%
VCYT Veracyte Inc. 0.81% 49,815 $1.1M Add +13.3%
AIT Applied Industrial Tech Inc. 0.81% 5,583 $1.1M Reduce -24.4%
STRA Strategic Education Inc. 0.80% 10,534 $1.1M No change
HNI Hni Corp. 0.79% 24,000 $1.1M No change
COR Cencora Inc. 0.78% 4,362 $1.1M New
DOCU Docusign Inc. 0.77% 17,670 $1.1M Add +45.5%
NMIH Nmi Holdings Inc. filed as NMI HLDGS INC 0.76% 32,106 $1.0M Add +4.6%
ADMA Adma Biologics Inc. 0.76% 157,268 $1.0M No change
AMWD American Woodmark Corp. 0.75% 10,076 $1.0M No change
SUPN Supernus Pharmaceuticals Inc. 0.73% 29,148 $994K No change
MANH Manhattan Associates Inc. 0.72% 3,919 $981K Add +11.4%
FIX Comfort Systems USA Inc. 0.71% 3,045 $967K No change
EME Emcor Group Inc. 0.69% 2,704 $947K Add +37.0%
HWC Hancock Whitney Corp. 0.68% 20,014 $921K New
PHM Pultegroup Inc. 0.67% 7,614 $918K Reduce -7.0%
GOOGL Alphabet Inc. Class A 0.64% 5,795 $875K Add +83.2%
RNG Ringcentral Inc. Class A 0.64% 25,000 $869K New
ANIP Ani Pharmaceuticals Inc. 0.62% 12,319 $852K No change
THR Thermon Group Holdings Inc. 0.61% 25,598 $838K No change
AAL American Airlines Group Inc. 0.61% 54,556 $837K New
CI The Cigna Group 0.61% 2,296 $834K Reduce -23.2%
MRK Merck & Co. Inc. 0.59% 6,099 $805K Add +36.1%
UFPI Ufp Industries Inc. 0.58% 6,467 $796K No change
WNC Wabash National Corp. 0.58% 26,424 $791K No change
XRX Xerox Holdings Corp. 0.58% 43,907 $786K New
DECK Deckers Outdoor Corp. 0.55% 799 $752K Reduce -5.4%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.55% 3,899 $745K Reduce -6.1%
R Ryder System Inc. 0.54% 6,156 $740K Reduce -41.3%
RGA Reinsurance Group of America 0.54% 3,800 $733K No change
COKE Coca-Cola Consolidated Inc. 0.53% 849 $719K Reduce -64.5%
RRR Red Rock Resorts Inc. Class A 0.51% 11,543 $691K Reduce -39.4%
PRDO Perdoceo Education Corp. 0.50% 39,204 $688K No change
BPOP Popular Inc. 0.49% 7,600 $669K New
GMS GMS Inc. 0.48% 6,779 $660K No change
ZETA Zeta Global Holdings Corp. Class A 0.47% 58,677 $641K No change
CLW Clearwater Paper Corp. 0.47% 14,620 $639K New
TRIN Trinity Capital Inc. 0.47% 43,461 $638K No change
P Everpure Inc. Class A filed as PURE STORAGE INC 0.47% 12,218 $635K Reduce -33.7%
CASY Casey's General Stores Inc. 0.46% 1,967 $626K No change
L Loews Corp. 0.45% 7,850 $615K New
PRGS Progress Software Corp. 0.44% 11,330 $604K No change
META Meta Platforms Inc. Class A 0.44% 1,238 $601K Add +58.1%
ZYME Zymeworks Inc. 0.43% 56,363 $593K No change
PFBC Preferred Bank/Los Angeles 0.43% 7,638 $586K No change
RLI Rli Corp. 0.43% 3,933 $584K No change
CHE Chemed Corp. 0.42% 895 $575K No change
CHD Church & Dwight Co. Inc. 0.42% 5,500 $574K New
FTDR Frontdoor Inc. 0.42% 17,524 $571K Reduce -27.1%
AMAL Amalgamated Financial Corp. 0.41% 23,600 $566K Add +268.8%
JBSS John B. Sanfilippo & Son Inc. filed as SANFILIPPO JOHN B & SON INC 0.41% 5,239 $555K Reduce -4.7%
NBIX Neurocrine Biosciences Inc. 0.40% 3,985 $550K No change
EXP Eagle Materials Inc. 0.40% 2,000 $544K New
MOH Molina Healthcare Inc. 0.39% 1,283 $527K Reduce -5.7%
SAFT Safety Insurance Group Inc. 0.38% 6,345 $521K No change
GBDC Golub Capital BDC Inc. 0.38% 31,186 $519K No change
FWONA Liberty Media Corp. Class A 0.38% 8,722 $512K No change
CTAS Cintas Corp. 0.37% 742 $510K Add +95.3%
ORLY O'reilly Automotive Inc. 0.36% 433 $489K Reduce -4.8%
AMZN Amazon.com Inc. 0.36% 2,698 $487K Add +42.5%
UNM Unum Group 0.35% 9,005 $483K Reduce -39.3%
MPLX MPLX LP 0.35% 11,600 $482K New
YOU Clear Secure Inc. Class A 0.35% 22,617 $481K Add +29.4%
ROP Roper Technologies Inc. 0.35% 856 $480K Reduce -9.6%
MSGS Madison Square Garden Sports 0.35% 2,592 $478K No change
INTA Intapp Inc. 0.35% 13,837 $475K No change
PRSU Pursuit Attractions and Hosp filed as VIAD CORP 0.34% 11,911 $470K Add +120.6%
FLO Flowers Foods Inc. 0.34% 19,748 $469K No change
MTG Mgic Investment Corp. 0.34% 20,974 $469K New
JJSF J & J Snack Foods Corp. 0.34% 3,218 $465K No change
IDA Idacorp Inc. 0.34% 5,005 $465K No change
WMT Walmart Inc. 0.34% 7,704 $464K Add +80.2%
LOPE Grand Canyon Education Inc. 0.34% 3,396 $463K No change
GOLF Acushnet Holdings Corp. 0.34% 6,970 $460K No change
DVA Davita Inc. 0.34% 3,324 $459K Reduce -7.9%
RDFN Redfin Corp. 0.33% 67,900 $452K New
KBH KB Home 0.33% 6,276 $445K No change
NI Nisource Inc. 0.32% 15,878 $439K Reduce -9.7%
JNJ Johnson & Johnson 0.31% 2,714 $429K Add +377.8%
TTEK Tetra Tech Inc. 0.31% 2,276 $420K Reduce -31.4%
CDNA Caredx Inc. 0.30% 38,145 $404K No change
NOC Northrop Grumman Corp. 0.29% 840 $402K New
MMSI Merit Medical Systems Inc. 0.29% 5,279 $400K No change
LW Lamb Weston Holdings Inc. 0.29% 3,739 $398K New
REYN Reynolds Consumer Products I 0.28% 13,616 $389K No change
KD Kyndryl Holdings Inc. 0.28% 17,700 $385K New
AGS Playags Inc. 0.28% 42,567 $382K No change
CAH Cardinal Health Inc. 0.28% 3,374 $378K Reduce -4.3%
BRK.B Berkshire Hathaway Inc. Class B 0.28% 895 $376K New
MEDP Medpace Holdings Inc. 0.27% 895 $362K No change
OTTR Otter Tail Corp. 0.26% 4,184 $361K Reduce -23.7%
LLY Eli Lilly & Co. 0.26% 450 $350K New
AWR American States Water Co. filed as AMER STATES WTR CO 0.25% 4,803 $347K Reduce -28.4%
HEI Heico Corp. 0.25% 1,788 $342K No change
AKAM Akamai Technologies Inc. 0.24% 3,045 $331K Reduce -4.3%
MSTR Strategy Inc. filed as MICROSTRATEGY INC 0.24% 194 $331K New
NTRA Natera Inc. 0.24% 3,566 $326K No change
ANF Abercrombie & Fitch Co. Class A 0.24% 2,572 $322K Reduce -23.7%
EHC Encompass Health Corp. 0.24% 3,901 $322K No change
MPC Marathon Petroleum Corp. 0.23% 1,584 $319K No change
VLO Valero Energy Corp. 0.23% 1,867 $319K No change
ACLS Axcelis Technologies Inc. 0.23% 2,856 $319K Reduce -21.7%
SAIC Science Applications Inte 0.23% 2,430 $317K No change
ADBE Adobe Inc. 0.23% 624 $315K Reduce -2.4%
TWST Twist Bioscience Corp. 0.23% 9,004 $309K No change
EXEL Exelixis Inc. 0.23% 13,000 $308K No change
RDN Radian Group Inc. 0.23% 9,192 $308K No change
THC Tenet Healthcare Corp. 0.22% 2,910 $306K No change
VST Vistra Corp. 0.22% 4,279 $298K No change
AMSF Amerisafe Inc. 0.22% 5,898 $296K No change
PCG P G & E Corp. 0.21% 17,303 $290K Reduce -9.7%
FLS Flowserve Corp. 0.21% 6,260 $286K No change
INVA Innoviva Inc. 0.21% 18,458 $281K Reduce -43.1%
ABBV Abbvie Inc. 0.20% 1,510 $275K Add +179.6%
BFAM Bright Horizons Family Solut 0.20% 2,413 $274K No change
FHI Federated Hermes Inc. 0.20% 7,549 $273K No change
HIG Hartford Insurance Group Inc. 0.20% 2,640 $272K No change
EIG Employers Holdings Inc. 0.20% 5,988 $272K No change
GNW Genworth Financial Inc. 0.20% 42,242 $272K Reduce -57.3%
ORCL Oracle Corp. 0.20% 2,147 $270K Reduce -9.6%
AMPH Amphastar Pharmaceuticals Inc. 0.20% 6,109 $268K No change
GWW WW Grainger Inc. filed as GRAINGER W W INC 0.19% 260 $264K No change
SUN Sunoco LP 0.19% 4,380 $264K No change
V Visa Inc. Class A 0.19% 945 $264K Reduce -9.7%
EXAS Exact Sciences Corp. 0.19% 3,800 $262K New
TAC Transalta Corp. 0.19% 40,722 $262K No change
AGYS Agilysys Inc. 0.19% 3,102 $261K No change
QTWO Q2 Holdings Inc. filed as Q2 HLDGS INC 0.19% 4,958 $261K No change
CALM Cal-Maine Foods Inc. 0.19% 4,407 $259K No change
WMK Weis Markets Inc. filed as WEIS MKTS INC 0.19% 4,022 $259K No change
OSIS Osi Systems Inc. 0.19% 1,796 $257K No change
LRN Stride Inc. 0.18% 4,000 $252K No change
GM General Motors Co. 0.18% 5,500 $249K New
UTL Unitil Corp. 0.18% 4,737 $248K No change
PEGA Pegasystems Inc. 0.18% 3,836 $248K No change
VCEL Vericel Corp. 0.18% 4,760 $248K No change
MZTI The Marzetti Company filed as LANCASTER COLONY CORP 0.18% 1,188 $247K No change
PG The Procter & Gamble Co. 0.18% 1,510 $245K New
MET Metlife Inc. 0.18% 3,300 $245K No change
NVR NVR Inc. 0.18% 30 $243K No change
MCK McKesson Corp. 0.18% 452 $243K Reduce -9.6%
MAIN Main Street Capital Corp. 0.18% 5,094 $241K No change
ERIE Erie Indemnity Company Class A 0.18% 600 $241K New
BCSF Bain Capital Specialty Finan 0.17% 15,041 $236K Add +25.4%
MBC Masterbrand Inc. 0.17% 12,571 $236K No change
GSBD Goldman Sachs BDC Inc. 0.17% 15,506 $232K No change
THO Thor Industries Inc. 0.17% 1,970 $231K Reduce -52.4%
AMAT Applied Materials Inc. 0.17% 1,120 $231K No change
BRO Brown & Brown Inc. 0.17% 2,620 $229K Reduce -9.7%
FBIN Fortune Brands Innovations I 0.17% 2,700 $229K No change
CNC Centene Corp. 0.17% 2,880 $226K No change
ADP Automatic Data Processing 0.17% 902 $225K Reduce -33.2%
HTGC Hercules Capital Inc. 0.16% 12,197 $225K No change
IT Gartner Inc. 0.16% 466 $222K No change
MSI Motorola Solutions Inc. 0.16% 625 $222K Add +152.0%
BLKB Blackbaud Inc. 0.16% 2,992 $222K Reduce -19.2%
DGICA Donegal Group Inc. Class A 0.16% 15,665 $222K Reduce -31.8%
ULTA Ulta Beauty Inc. 0.16% 420 $220K No change
SMAR Smartsheet Inc. Class A 0.16% 5,694 $219K No change
TEX Terex Corp. 0.16% 3,392 $218K No change
PCVX Vaxcyte Inc. 0.16% 3,178 $217K No change
XYL Xylem Inc. 0.16% 1,672 $216K New
VZ Verizon Communications Inc. 0.16% 5,120 $215K No change
BY Byline Bancorp Inc. 0.16% 9,780 $212K Reduce -46.2%
CBOE Cboe Global Markets Inc. 0.15% 1,140 $209K No change
AMRX Amneal Pharmaceuticals Inc. 0.15% 34,510 $209K Reduce -42.2%
PUMP Propetro Holding Corp. 0.15% 25,639 $207K Reduce -45.4%
IMKTA Ingles Markets Inc. Class A 0.15% 2,699 $207K No change
EA Electronic Arts Inc. 0.15% 1,540 $204K No change
TX Ternium SA-Sponsored ADR 0.15% 4,861 $202K New
CDNS Cadence Design SYS Inc. 0.15% 643 $200K Reduce -9.6%
LNG Cheniere Energy Inc. 0.14% 1,220 $197K No change
PAHC Phibro Animal Health Corp. Class A 0.14% 14,744 $191K Reduce -35.2%
WM Waste Management Inc. 0.14% 888 $189K Reduce -9.7%
JPM JPMorgan Chase & Co. 0.14% 940 $188K Reduce -9.6%
CRGY Crescent Energy Inc. Class A 0.14% 15,664 $186K Reduce -74.4%
IRWD Ironwood Pharmaceuticals Inc. 0.14% 21,173 $184K No change
AVGO Broadcom Inc. 0.13% 138 $183K Reduce -9.2%
BZH Beazer Homes USA Inc. 0.13% 5,512 $181K Reduce -81.8%
MMM 3M Co. 0.13% 1,680 $178K No change
SYF Synchrony Financial 0.13% 4,100 $177K New
BYD Boyd Gaming Corp. 0.13% 2,614 $176K Reduce -27.5%
EOG EOG Resources Inc. 0.13% 1,340 $171K No change
LII Lennox International Inc. 0.13% 350 $171K New
NTAP Netapp Inc. 0.12% 1,600 $168K New
KR Kroger Co. 0.12% 2,864 $164K No change
UNH Unitedhealth Group Inc. 0.12% 324 $160K Reduce -26.0%
HALO Halozyme Therapeutics Inc. 0.12% 3,927 $160K Reduce -54.2%
HII Huntington Ingalls Industrie 0.12% 540 $157K No change
SLGN Silgan Holdings Inc. 0.11% 3,190 $155K Reduce -70.8%
PAYX Paychex Inc. 0.11% 1,220 $150K Reduce -29.1%
ARCH Arch Resources Inc. 0.11% 927 $149K New
GLP Global Partners LP 0.11% 3,313 $147K Reduce -45.2%
TCMD Tactile Systems Technology I 0.11% 9,001 $146K No change
TSLA Tesla Inc. 0.11% 827 $145K Reduce -25.8%
OC Owens Corning 0.11% 860 $143K Add +115.0%
CPF Central Pacific Financial Co. 0.10% 7,169 $142K No change
SLCA US Silica Holdings Inc. 0.10% 11,348 $141K Reduce -75.8%
EGHT 8X8 Inc. 0.10% 51,600 $139K New
FIS Fidelity National Info Serv 0.10% 1,820 $135K No change
ED Consolidated Edison Inc. 0.10% 1,476 $134K Reduce -9.6%
HSTM Healthstream Inc. 0.10% 5,015 $134K No change
EVBG Everbridge Inc. 0.10% 3,821 $133K Reduce -38.0%
SWAV Shockwave Medical Inc. 0.10% 403 $131K Reduce -56.9%
ALE Allete Inc. 0.10% 2,196 $131K Reduce -71.1%
ATRC Atricure Inc. 0.09% 4,205 $128K No change
HD Home Depot Inc. 0.09% 326 $125K Reduce -9.4%
CCOI Cogent Communications Holdin 0.09% 1,906 $125K Reduce -28.9%
TBCH Turtle Beach Corp. 0.09% 7,100 $122K New
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.09% 1,200 $122K No change
BLBD Blue Bird Corp. 0.09% 3,142 $120K New
VYGR Voyager Therapeutics Inc. 0.09% 12,648 $118K New
HCAT Health Catalyst Inc. 0.08% 15,297 $115K New
MDLZ Mondelez International Inc. Class A 0.08% 1,618 $113K Reduce -9.7%
CRM Salesforce Inc. 0.08% 376 $113K Reduce -9.6%
BBY Best Buy Co. Inc. 0.08% 1,380 $113K No change
TR Tootsie Roll Inds 0.08% 3,509 $112K Add +3.0%
CHGG Chegg Inc. 0.08% 14,435 $109K No change
CPRX Catalyst Pharmaceuticals Inc. 0.08% 6,713 $107K No change
HOFT Hooker Furnishings Corp. 0.08% 4,400 $106K New
BAH Booz Allen Hamilton Holdings 0.08% 709 $105K Reduce -9.6%
KO The Coca-Cola Co. 0.08% 1,706 $104K Reduce -9.6%
PPC Pilgrim's Pride Corp. 0.08% 3,000 $103K New
PCAR Paccar Inc. 0.07% 810 $100K Reduce -9.6%
FIZZ National Beverage Corp. 0.07% 2,100 $100K No change
PSX Phillips 66 0.07% 610 $100K Reduce -9.6%
VRSK Verisk Analytics Inc. 0.07% 412 $97K No change
GE General Electric 0.07% 543 $95K New
TZOO Travelzoo 0.07% 9,076 $92K No change
CAT Caterpillar Inc. 0.07% 243 $89K Reduce -9.7%
BANCOLOMBIA S.A.-SPONS ADR 0.07% 2,600 $89K New
CLX Clorox Company 0.06% 554 $85K Reduce -80.5%
MRSH Marsh & McLennan Cos 0.06% 404 $83K Reduce -9.6%
NOW ServiceNow Inc. 0.06% 106 $81K Reduce -9.4%
DUK Duke Energy Corp. 0.06% 813 $79K Reduce -9.6%
BPMC Blueprint Medicines Corp. 0.05% 758 $72K No change
QCOM Qualcomm Inc. 0.05% 370 $63K No change
KMB Kimberly-Clark Corp. 0.04% 430 $56K Reduce -43.4%
ZS Zscaler Inc. 0.04% 272 $52K New
Other holdings (86): bonds, preferreds, convertibles and warrants · $3.4M (not counted above)
SecurityClassShares / PrincipalValueChange
PALO ALTO NETWORKS (PANW 0.375 06/01/25) NOTE 0.375% 6/0 · principal 32,000$91KNew
ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) NOTE 6.000% 8/1 · principal 30,000$85KNew
BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) NOTE 0.750% 5/0 · principal 41,000$79KNew
HUBSPOT INC (HUBS 0.375 06/01/25) NOTE 0.375% 6/0 · principal 32,000$72KNew
ZSCALER INC. (ZS 0.125 07/01/25) NOTE 0.125% 7/0 · principal 51,000$69KNew
PIONEER NATURAL RESOURCE (PXD 0.25 05/15/25) NOTE 0.250% 5/1 · principal 24,000$69KNew
AXON ENTERPRISE INC (AXON 0.5 12/15/27) NOTE 0.500%12/1 · principal 42,000$61KNew
DATADOG INC (DDOG 0.125 06/15/25) NOTE 0.125% 6/1 · principal 40,000$56KNew
NUTANIX INC (NTNX 0.25 10/01/27) NOTE 0.250%10/0 · principal 43,000$53KNew
INFINERA CORP (INFN 3.75 08/01/28) NOTE 3.750% 8/0 · principal 46,000$51KNew
MONGODB INC (MDB 0.25 01/15/26) NOTE 0.250% 1/1 · principal 29,000$51KNew
WELLS FARGO & COMPANY (WFC 7.5 PERP L) PERP PFD CNV A 41$50KNo change
BURLINGTON STORES INC (BURL 2.25 04/15/25) NOTE 2.250% 4/1 · principal 42,000$49KNew
COLLEGIUM PHARMA INC (COLL 2.875 02/15/29) NOTE 2.875% 2/1 · principal 39,000$49KNew
SPOTIFY USA INC (SPOT 0 03/15/26) NOTE 3/1 · principal 52,000$48KNew
NCL CORPORATION LTD (NCLH 2.5 02/15/27) NOTE 2.500% 2/1 · principal 49,000$47KNew
NCL CORPORATION LTD (NCLH 1.125 02/15/27) NOTE 1.125% 2/1 · principal 50,000$47KNew
NEUROCRINE BIOSCIENCES (NBIX 2.25 05/15/24) NOTE 2.250% 5/1 · principal 26,000$47KNew
VERINT SYSTEMS INC (VRNT 0.25 04/15/26) NOTE 0.250% 4/1 · principal 50,000$47KNew
PERFICIENT INC (PRFT 0.125 11/15/26) NOTE 0.125%11/1 · principal 54,000$47KNew
ENPHASE ENERGY INC (ENPH 0 03/01/28) NOTE 3/0 · principal 54,000$46KNew
STRIDE INC (LRN 1.125 09/01/27) NOTE 1.125% 9/0 · principal 35,000$46KNew
LCI INDUSTRIES (LCII 1.125 05/15/26) NOTE 1.125% 5/1 · principal 47,000$46KNew
EXACT SCIENCES CORP (EXAS 0.375 03/01/28) NOTE 0.375% 3/0 · principal 50,000$46KNew
NABORS INDUSTRIES INC (NBR 1.75 06/15/29) NOTE 1.750% 6/1 · principal 61,000$46KNew
DROPBOX INC (DBX 0 03/01/28) NOTE 3/0 · principal 49,000$46KNew
ETSY INC (ETSY 0.125 10/01/26) NOTE 0.125%10/0 · principal 43,000$45KNew
BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) NOTE 0.125% 1/1 · principal 45,000$45KNew
BENTLEY SYSTEMS (BSY 0.375 07/01/27) NOTE 0.375% 7/0 · principal 50,000$45KNew
INSULET CORPORATION (PODD 0.375 09/01/26) NOTE 0.375% 9/0 · principal 43,000$45KNew
ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) NOTE 1.000% 9/1 · principal 47,000$44KNew
ETSY INC (ETSY 0.25 06/15/28) NOTE 0.250% 6/1 · principal 56,000$44KNew
BLACKLINE INC (BL 0.125 08/01/24) NOTE 0.125% 8/0 · principal 43,000$44KNew
PEABODY ENERGY CORP (BTU 3.25 03/01/28) NOTE 3.250% 3/0 · principal 31,000$44KNew
VIAVI SOLUTIONS INC (VIAV 1.625 03/15/26) NOTE 1.625% 3/1 · principal 45,000$44KNew
DROPBOX INC (DBX 0 03/01/26) NOTE 3/0 · principal 46,000$44KNew
ETSY INC (ETSY 0.125 09/01/27) NOTE 0.125% 9/0 · principal 52,000$44KNew
FIVE9 INC (FIVN 0.5 06/01/25) NOTE 0.500% 6/0 · principal 46,000$43KNew
EXPEDIA GROUP INC (EXPE 0 02/15/26) NOTE 2/1 · principal 47,000$43KNew
IRONWOOD PHARMACEUTICALS (IRWD 0.75 06/15/24) NOTE 0.750% 6/1 · principal 42,000$42KNew
BANDWIDTH INC (BAND 0.5 04/01/28) NOTE 0.500% 4/0 · principal 58,000$42KNew
PROGRESS SOFTWARE CORP (PRGS 1 04/15/26) NOTE 1.000% 4/1 · principal 40,000$41KNew
SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) NOTE 12/1 · principal 38,000$41KNew
INTERDIGITAL INC (IDCC 3.5 06/01/27) NOTE 3.500% 6/0 · principal 28,000$40KNew
AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) NOTE 6.500% 7/0 · principal 34,000$39KNew
BANDWIDTH INC (BAND 0.25 03/01/26) NOTE 0.250% 3/0 · principal 44,000$39KNew
HAEMONETICS CORP (HAE 0 03/01/26) NOTE 3/0 · principal 41,000$38KNew
RINGCENTRAL INC (RNG 0 03/15/26) NOTE 3/1 · principal 42,000$38KNew
ALARM.COM HLDGS INC (ALRM 0 01/15/26) NOTE 1/1 · principal 41,000$38KNew
DAYFORCE INC (DAY 0.25 03/15/26) NOTE 0.250% 3/1 · principal 41,000$38KNew
BLOCK INC (XYZ 0.25 11/01/27) NOTE 0.250%11/0 · principal 45,000$38KNew
NUVASIVE INC (GMED 0.375 03/15/25) NOTE 0.375% 3/1 · principal 39,000$37KNew
TELADOC HEALTH INC (TDOC 1.25 06/01/27) NOTE 1.250% 6/0 · principal 44,000$37KNew
HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) NOTE 1.000% 8/1 · principal 38,000$37KNew
CHEGG INC (CHGG 0 09/01/26) NOTE 9/0 · principal 44,000$37KNew
BLOCK INC (XYZ 0 05/01/26) NOTE 5/0 · principal 41,000$37KNew
ACCOLADE INC (ACCD 0.5 04/01/26) NOTE 0.500% 4/0 · principal 42,000$36KNew
CHEGG INC (CHGG 0.125 03/15/25) NOTE 0.125% 3/1 · principal 39,000$36KNew
LIVONGO HEALTH (TDOC 0.875 06/01/25) NOTE 0.875% 6/0 · principal 38,000$36KNew
RINGCENTRAL INC (RNG 0 03/01/25) NOTE 3/0 · principal 38,000$36KNew
GUARDANT HEALTH INC (GH 0 11/15/27) NOTE 11/1 · principal 52,000$35KNew
EPR PROPERTIES (EPR 5.75 PERP C) PFD C CV 5.75% 1,857$35KNo change
EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) NOTE 0.750% 3/1 · principal 36,000$35KNew
UPWORK INC (UPWK 0.25 08/15/26) NOTE 0.250% 8/1 · principal 40,000$35KNew
NEOGENOMICS INC (NEO 0.25 01/15/28) NOTE 0.250% 1/1 · principal 44,000$35KNew
BLACKLINE INC (BL 0 03/15/26) NOTE 3/1 · principal 38,000$34KNew
MICROSTRATEGY INC (MSTR 0.75 12/15/25) NOTE 0.750%12/1 · principal 8,000$34KNew
CYBERARK SOFTWARE LTD (CYBR 0 11/15/24) NOTE 11/1 · principal 20,000$34KNew
LYFT INC (LYFT 1.5 05/15/25) NOTE 1.500% 5/1 · principal 35,000$34KNew
WAYFAIR INC (W 3.25 09/15/27) NOTE 3.250% 9/1 · principal 22,000$29KNew
BANK OF AMERICA CORP (BAC 7.25 PERP L) 7.25%CNV PFD L 22$26KNo change
DEXCOM INC (DXCM 0.25 11/15/25) NOTE 0.250%11/1 · principal 21,000$23KNew
GREENBRIER COS INC (GBX 2.875 04/15/28) NOTE 2.875% 4/1 · principal 20,000$22KNew
PAGERDUTY INC. (PD 1.25 07/01/25) NOTE 1.250% 7/0 · principal 23,000$22KNew
MICROSTRATEGY INC (MSTR 0 02/15/27) NOTE 2/1 · principal 15,000$20KNew
WIX LTD (WIX 0 08/15/25) NOTE 8/1 · principal 20,000$18KNew
FIVERR INTERNATIONAL LTD (FVRR 0 11/01/25) NOTE 11/0 · principal 20,000$18KNew
PDD HOLDINGS INC (PDD 0 12/01/25) NOTE 12/0 · principal 13,000$13KNew
AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) NOTE 0.125% 5/0 · principal 10,000$12KNew
AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) NOTE 0.375% 9/0 · principal 10,000$11KNew
INTERDIGITAL INC (IDCC 2 06/01/24) NOTE 2.000% 6/0 · principal 8,000$10KNew
RIVIAN AUTO INC (RIVN 4.625 03/15/29) NOTE 4.625% 3/1 · principal 12,000$10KNew
SAREPTA THERAPEUTICS INC (SRPT 1.5 11/15/24) DBCV 1.500%11/1 · principal 4,000$7KNew
ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) NOTE 0.500% 3/0 · principal 7,000$7KNew
ALTAIR ENGINEERING INC (ALTR 1.75 06/15/27) NOTE 1.750% 6/1 · principal 5,000$7KNew
ON SEMICONDUCTOR CORP (ON 0 05/01/27) NOTE 5/0 · principal 4,000$6KNew

Total filed on the 13F, all lines: $139.9M.

Portfolio Sells Q4 2023 → Q1 2024
COKE Coca-Cola Consolidated Inc. Reduce -64.5% 0.53% −1.14
JKS Jinkosolar Holding Co.-ADR Sold out 0.00% −0.83
PDD PDD Holdings Inc. Sold out 0.00% −0.79
LEA Lear Corp. Sold out 0.00% −0.78
BZH Beazer Homes USA Inc. Reduce -81.8% 0.13% −0.63
EXLS Exlservice Holdings Inc. Sold out 0.00% −0.54
WABC Westamerica Bancorporation Sold out 0.00% −0.49
CATY Cathay General Bancorp Sold out 0.00% −0.47
CRGY Crescent Energy Inc. Class A Reduce -74.4% 0.14% −0.47
BOX Box Inc. Class A Sold out 0.00% −0.46
GRNT Granite Ridge Resources Inc. Sold out 0.00% −0.45
MGY Magnolia Oil & Gas Corp. Class A Sold out 0.00% −0.44
BCC Boise Cascade Co. Reduce -39.3% 0.97% −0.41
ABG Asbury Automotive Group Sold out 0.00% −0.37
WST West Pharmaceutical Services Sold out 0.00% −0.36
R Ryder System Inc. Reduce -41.3% 0.54% −0.36
BELFB Bel Fuse Inc. Class B Sold out 0.00% −0.35
HTO H2O America Sold out 0.00% −0.34
HSY The Hershey Co. Sold out 0.00% −0.31
GPOR Gulfport Energy Corp. Reduce -38.1% 0.82% −0.31
GNW Genworth Financial Inc. Reduce -57.3% 0.20% −0.30
CYTK Cytokinetics Inc. Sold out 0.00% −0.30
SLCA US Silica Holdings Inc. Reduce -75.8% 0.10% −0.29
OGS One Gas Inc. Sold out 0.00% −0.29
ROKU Roku Inc. Sold out 0.00% −0.28
SLGN Silgan Holdings Inc. Reduce -70.8% 0.11% −0.26
RRR Red Rock Resorts Inc. Class A Reduce -39.4% 0.51% −0.26
ALE Allete Inc. Reduce -71.1% 0.10% −0.25
HUM Humana Inc. Sold out 0.00% −0.25
CLX Clorox Company Reduce -80.5% 0.06% −0.24
HCC Warrior Met Coal Inc. Reduce -14.4% 1.16% −0.23
X United States Steel Corp. Sold out 0.00% −0.23
FTDR Frontdoor Inc. Reduce -27.1% 0.42% −0.22
GEN Gen Digital Inc. Sold out 0.00% −0.21
THO Thor Industries Inc. Reduce -52.4% 0.17% −0.20
INVA Innoviva Inc. Reduce -43.1% 0.21% −0.18
HGV Hilton Grand Vacations Inc. Sold out 0.00% −0.17
BY Byline Bancorp Inc. Reduce -46.2% 0.16% −0.17
IVR Invesco Mortgage Capital Sold out 0.00% −0.16
MO Altria Group Inc. Sold out 0.00% −0.16
AWR American States Water Co. Reduce -28.4% 0.25% −0.15
UNM Unum Group Reduce -39.3% 0.35% −0.15
AIT Applied Industrial Tech Inc. Reduce -24.4% 0.81% −0.15
FUL H.B. Fuller Co. Sold out 0.00% −0.15
PUMP Propetro Holding Corp. Reduce -45.4% 0.15% −0.14
SANM Sanmina Corp. Sold out 0.00% −0.14
ACLS Axcelis Technologies Inc. Reduce -21.7% 0.23% −0.12
HALO Halozyme Therapeutics Inc. Reduce -54.2% 0.12% −0.12
NARI Inari Medical Inc. Sold out 0.00% −0.12
FELE Franklin Electric Co. Inc. Sold out 0.00% −0.12

Portfolio Buys Q4 2023 → Q1 2024
SMCI Super Micro Computer Inc. Add +58.4% 1.24% +1.02
KNF Knife River Corp. Add +922.9% 1.08% +0.99
MSFT Microsoft Corp. Add +42.1% 2.31% +0.82
COR Cencora Inc. New 0.78% +0.78
HWC Hancock Whitney Corp. New 0.68% +0.68
RNG Ringcentral Inc. Class A New 0.64% +0.64
AAL American Airlines Group Inc. New 0.61% +0.61
XRX Xerox Holdings Corp. New 0.58% +0.58
BPOP Popular Inc. New 0.49% +0.49
CLW Clearwater Paper Corp. New 0.47% +0.47
L Loews Corp. New 0.45% +0.45
CHD Church & Dwight Co. Inc. New 0.42% +0.42
TMHC Taylor Morrison Home Corp. Add +24.9% 1.39% +0.41
EXP Eagle Materials Inc. New 0.40% +0.40
EME Emcor Group Inc. Add +37.0% 0.69% +0.38
MPLX MPLX LP New 0.35% +0.35
MTG Mgic Investment Corp. New 0.34% +0.34
RDFN Redfin Corp. New 0.33% +0.33
GOOGL Alphabet Inc. Class A Add +83.2% 0.64% +0.31
NOC Northrop Grumman Corp. New 0.29% +0.29
LW Lamb Weston Holdings Inc. New 0.29% +0.29
AMAL Amalgamated Financial Corp. Add +268.8% 0.41% +0.29
KD Kyndryl Holdings Inc. New 0.28% +0.28
BRK.B Berkshire Hathaway Inc. Class B New 0.28% +0.28
CVLT Commvault Systems Inc. Add +10.1% 0.99% +0.27
LLY Eli Lilly & Co. New 0.26% +0.26
JNJ Johnson & Johnson Add +377.8% 0.31% +0.25
MSTR Strategy Inc. New 0.24% +0.24
IBN Icici Bank Ltd.-Spon ADR Add +3.8% 2.12% +0.23
META Meta Platforms Inc. Class A Add +58.1% 0.44% +0.23
DOCU Docusign Inc. Add +45.5% 0.77% +0.23
MRK Merck & Co. Inc. Add +36.1% 0.59% +0.22
BL Blackline Inc. Add +20.8% 1.13% +0.20
CTAS Cintas Corp. Add +95.3% 0.37% +0.20
PRSU Pursuit Attractions and Hosp Add +120.6% 0.34% +0.20
EXAS Exact Sciences Corp. New 0.19% +0.19
GM General Motors Co. New 0.18% +0.18
PG The Procter & Gamble Co. New 0.18% +0.18
ERIE Erie Indemnity Company Class A New 0.18% +0.18
WMT Walmart Inc. Add +80.2% 0.34% +0.17
XYL Xylem Inc. New 0.16% +0.16
MANH Manhattan Associates Inc. Add +11.4% 0.72% +0.15
TX Ternium SA-Sponsored ADR New 0.15% +0.15
AAPL Apple Inc. Add +25.6% 1.68% +0.14
AMZN Amazon.com Inc. Add +42.5% 0.36% +0.14
ABBV Abbvie Inc. Add +179.6% 0.20% +0.14
SYF Synchrony Financial New 0.13% +0.13
LII Lennox International Inc. New 0.13% +0.13
NTAP Netapp Inc. New 0.12% +0.12
ARCH Arch Resources Inc. New 0.11% +0.11

Notes & Other Activity Q4 2023 → Q1 2024
PALO ALTO NETWORKS (PANW 0.375 06/01/25) NOTE 0.375% 6/0 · principal New 32,000 $91K
ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) NOTE 6.000% 8/1 · principal New 30,000 $85K
BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) NOTE 0.750% 5/0 · principal New 41,000 $79K
HUBSPOT INC (HUBS 0.375 06/01/25) NOTE 0.375% 6/0 · principal New 32,000 $72K
ZSCALER INC. (ZS 0.125 07/01/25) NOTE 0.125% 7/0 · principal New 51,000 $69K
PIONEER NATURAL RESOURCE (PXD 0.25 05/15/25) NOTE 0.250% 5/1 · principal New 24,000 $69K
AXON ENTERPRISE INC (AXON 0.5 12/15/27) NOTE 0.500%12/1 · principal New 42,000 $61K
DATADOG INC (DDOG 0.125 06/15/25) NOTE 0.125% 6/1 · principal New 40,000 $56K
NUTANIX INC (NTNX 0.25 10/01/27) NOTE 0.250%10/0 · principal New 43,000 $53K
INFINERA CORP (INFN 3.75 08/01/28) NOTE 3.750% 8/0 · principal New 46,000 $51K
MONGODB INC (MDB 0.25 01/15/26) NOTE 0.250% 1/1 · principal New 29,000 $51K
BURLINGTON STORES INC (BURL 2.25 04/15/25) NOTE 2.250% 4/1 · principal New 42,000 $49K
COLLEGIUM PHARMA INC (COLL 2.875 02/15/29) NOTE 2.875% 2/1 · principal New 39,000 $49K
SPOTIFY USA INC (SPOT 0 03/15/26) NOTE 3/1 · principal New 52,000 $48K
NCL CORPORATION LTD (NCLH 2.5 02/15/27) NOTE 2.500% 2/1 · principal New 49,000 $47K
NCL CORPORATION LTD (NCLH 1.125 02/15/27) NOTE 1.125% 2/1 · principal New 50,000 $47K
NEUROCRINE BIOSCIENCES (NBIX 2.25 05/15/24) NOTE 2.250% 5/1 · principal New 26,000 $47K
VERINT SYSTEMS INC (VRNT 0.25 04/15/26) NOTE 0.250% 4/1 · principal New 50,000 $47K
PERFICIENT INC (PRFT 0.125 11/15/26) NOTE 0.125%11/1 · principal New 54,000 $47K
ENPHASE ENERGY INC (ENPH 0 03/01/28) NOTE 3/0 · principal New 54,000 $46K
STRIDE INC (LRN 1.125 09/01/27) NOTE 1.125% 9/0 · principal New 35,000 $46K
LCI INDUSTRIES (LCII 1.125 05/15/26) NOTE 1.125% 5/1 · principal New 47,000 $46K
EXACT SCIENCES CORP (EXAS 0.375 03/01/28) NOTE 0.375% 3/0 · principal New 50,000 $46K
NABORS INDUSTRIES INC (NBR 1.75 06/15/29) NOTE 1.750% 6/1 · principal New 61,000 $46K
DROPBOX INC (DBX 0 03/01/28) NOTE 3/0 · principal New 49,000 $46K
ETSY INC (ETSY 0.125 10/01/26) NOTE 0.125%10/0 · principal New 43,000 $45K
BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) NOTE 0.125% 1/1 · principal New 45,000 $45K
BENTLEY SYSTEMS (BSY 0.375 07/01/27) NOTE 0.375% 7/0 · principal New 50,000 $45K
INSULET CORPORATION (PODD 0.375 09/01/26) NOTE 0.375% 9/0 · principal New 43,000 $45K
ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) NOTE 1.000% 9/1 · principal New 47,000 $44K
ETSY INC (ETSY 0.25 06/15/28) NOTE 0.250% 6/1 · principal New 56,000 $44K
BLACKLINE INC (BL 0.125 08/01/24) NOTE 0.125% 8/0 · principal New 43,000 $44K
PEABODY ENERGY CORP (BTU 3.25 03/01/28) NOTE 3.250% 3/0 · principal New 31,000 $44K
VIAVI SOLUTIONS INC (VIAV 1.625 03/15/26) NOTE 1.625% 3/1 · principal New 45,000 $44K
DROPBOX INC (DBX 0 03/01/26) NOTE 3/0 · principal New 46,000 $44K
ETSY INC (ETSY 0.125 09/01/27) NOTE 0.125% 9/0 · principal New 52,000 $44K
FIVE9 INC (FIVN 0.5 06/01/25) NOTE 0.500% 6/0 · principal New 46,000 $43K
EXPEDIA GROUP INC (EXPE 0 02/15/26) NOTE 2/1 · principal New 47,000 $43K
IRONWOOD PHARMACEUTICALS (IRWD 0.75 06/15/24) NOTE 0.750% 6/1 · principal New 42,000 $42K
BANDWIDTH INC (BAND 0.5 04/01/28) NOTE 0.500% 4/0 · principal New 58,000 $42K
PROGRESS SOFTWARE CORP (PRGS 1 04/15/26) NOTE 1.000% 4/1 · principal New 40,000 $41K
SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) NOTE 12/1 · principal New 38,000 $41K
INTERDIGITAL INC (IDCC 3.5 06/01/27) NOTE 3.500% 6/0 · principal New 28,000 $40K
AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) NOTE 6.500% 7/0 · principal New 34,000 $39K
BANDWIDTH INC (BAND 0.25 03/01/26) NOTE 0.250% 3/0 · principal New 44,000 $39K
HAEMONETICS CORP (HAE 0 03/01/26) NOTE 3/0 · principal New 41,000 $38K
RINGCENTRAL INC (RNG 0 03/15/26) NOTE 3/1 · principal New 42,000 $38K
ALARM.COM HLDGS INC (ALRM 0 01/15/26) NOTE 1/1 · principal New 41,000 $38K
DAYFORCE INC (DAY 0.25 03/15/26) NOTE 0.250% 3/1 · principal New 41,000 $38K
BLOCK INC (XYZ 0.25 11/01/27) NOTE 0.250%11/0 · principal New 45,000 $38K

Showing the first 50 of 83.

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 463$429.2MMU, DDOG, MRVL, INCY, AMAT
Q1 2026 450$362.5MGILD, AMGN, REGN, IBRX, VRTX
Q4 2025 461$367.9MINCY, MU, NEM, EXPD, CMI
Q3 2025 439$349.2MAPP, TSLA, LRCX, HOOD, EA
Q2 2025 439$295.8MORCL, OCCI, VST, RCL, INCY
Q1 2025 469$362.9MVABS, VSHY, SEIX, SMC, OCCI
Q4 2024 289$124.1MIBN, VCLN, AAPL, MSFT, PRIM
Q3 2024 266$123.7MIBN, VCLN, JAAA, MSFT, TMHC
Q2 2024 250$110.0MNVDA, IBN, VCLN, MSFT, AAPL
Q1 2024 261$136.5MEMNT, VCLN, MSFT, NVDA, IBN