Walleye Capital LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 14, 2024), Walleye Capital LLC reported 2,011 stock positions worth $8.5 billion. Its top holding was Meta Platforms Class A (META) at 1.4% of the portfolio, followed by Ansys (ANSS, 1.4%) and Invesco QQQ Trust Series 1 (QQQ, 1.3%). Compared with Q2 2024, it opened 428 new positions, sold out of 566, added to 704 and reduced 815. The biggest buy was Invesco QQQ Trust Series 1 (QQQ, shares +1082%) and the biggest sale an exit from iShares 20+ Year Treasury BD (TLT).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001758720
- Portfolio Value
- $8.5B (Q3 2024)
- SEC Filing
- 0001172661-24-004791 ↗ filed Nov 14, 2024
Holdings Value
Holdings 2,011 stocks · $8.5B
| META Meta Platforms Inc. Class A | 1.42% | 211,549 | $121.1M | Add +22.4% |
| ANSS Ansys Inc. | 1.39% | 370,205 | $118.0M | Reduce -11.2% |
| QQQ Invesco QQQ Trust Series 1 | 1.27% | 221,540 | $108.1M | Add +1082.0% |
| AMD Advanced Micro Devices | 1.18% | 614,150 | $100.8M | Add +10.8% |
| NFLX Netflix Inc. | 0.93% | 111,436 | $79.0M | Add +0.0% |
| TTWO Take-Two Interactive Softwre | 0.78% | 429,795 | $66.1M | Add +95.8% |
| AMZN Amazon.com Inc. | 0.77% | 352,800 | $65.7M | Reduce -51.5% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.74% | 110,470 | $63.4M | Add +375.0% |
| MSFT Microsoft Corp. | 0.73% | 145,216 | $62.5M | Reduce -53.6% |
| WMT Walmart Inc. | 0.71% | 752,511 | $60.8M | Reduce -11.5% |
| APH Amphenol Corp. Class A | 0.71% | 923,652 | $60.2M | Add +585.3% |
| AXP American Express Co. | 0.68% | 212,947 | $57.8M | Add +35097.8% |
| WDC Western Digital Corp. | 0.67% | 837,210 | $57.2M | Add +137.4% |
| BDX Becton Dickinson and Co. | 0.67% | 234,991 | $56.7M | Add +23.6% |
| ADBE Adobe Inc. | 0.66% | 107,816 | $55.8M | Add +124.8% |
| V Visa Inc. Class A | 0.61% | 190,087 | $52.3M | Add +315.3% |
| TSM Taiwan Semiconductor-SP ADR | 0.61% | 297,821 | $51.7M | Reduce -29.0% |
| ROST Ross Stores Inc. | 0.61% | 343,567 | $51.7M | Add +30.6% |
| SHW The Sherwin-Williams Co. | 0.61% | 134,898 | $51.5M | Add +53.6% |
| PYPL PayPal Holdings Inc. | 0.59% | 645,867 | $50.4M | Add +119.6% |
| SPGI S&P Global Inc. | 0.59% | 96,817 | $50.0M | Add +70.2% |
| K Kellanova | 0.57% | 604,110 | $48.8M | Add +2445.4% |
| XYZ Block Inc. | 0.57% | 717,479 | $48.2M | Add +49.7% |
| LLY Eli Lilly & Co. | 0.55% | 53,003 | $47.0M | Add +181.3% |
| OWL Blue Owl Capital Inc. | 0.55% | 2,407,785 | $46.6M | Add +97.5% |
| MCD McDonald's Corp. | 0.53% | 148,592 | $45.2M | Add +278.9% |
| XLK SS Technology Select Sector | 0.52% | 196,644 | $44.4M | Add +6.6% |
| BSX Boston Scientific Corp. | 0.50% | 510,450 | $42.8M | Add +7.3% |
| SPOT Spotify Technology SA | 0.50% | 115,364 | $42.5M | Reduce -45.7% |
| MRK Merck & Co. Inc. | 0.48% | 363,210 | $41.2M | Add +45.0% |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 0.46% | 92,677 | $39.2M | Add +6.4% |
| SFM Sprouts Farmers Market Inc. | 0.46% | 352,230 | $38.9M | Add +580.1% |
| ICLR Icon PLC | 0.45% | 134,006 | $38.5M | Reduce -1.2% |
| USB US Bancorp | 0.44% | 816,082 | $37.3M | Add +194.3% |
| AZN Astrazeneca PLC-Spons ADR | 0.43% | 472,982 | $36.9M | Add +26.4% |
| CHTR Charter Communications Inc. Class A | 0.42% | 111,313 | $36.1M | Add +83.4% |
| LAZ Lazard Inc. | 0.42% | 711,697 | $35.9M | Add +0.5% |
| FUN Six Flags Entertainment Corp. | 0.42% | 877,543 | $35.4M | New |
| ZTS Zoetis Inc. | 0.41% | 179,685 | $35.1M | Add +73.2% |
| NVDA Nvidia Corp. | 0.41% | 287,270 | $34.9M | Add +245.2% |
| SPHR Sphere Entertainment Co. | 0.41% | 788,517 | $34.8M | Reduce -23.8% |
| CART Maplebear Inc. | 0.40% | 831,701 | $33.9M | Reduce -12.8% |
| BATRK Atlanta Braves Holdings in-C | 0.40% | 850,000 | $33.8M | Reduce -15.0% |
| JD Jd.com Inc.-ADR | 0.39% | 838,051 | $33.5M | Add +125.7% |
| BURL Burlington Stores Inc. | 0.38% | 123,779 | $32.6M | Reduce -9.8% |
| UBER Uber Technologies Inc. | 0.37% | 422,360 | $31.7M | Add +265.6% |
| SIRI Sirius XM Holdings Inc. | 0.37% | 1,332,568 | $31.5M | New |
| TOL Toll Brothers Inc. | 0.37% | 201,116 | $31.1M | Reduce -1.6% |
| ABT Abbott Laboratories | 0.36% | 265,607 | $30.3M | Reduce -8.7% |
| JNJ Johnson & Johnson | 0.36% | 186,546 | $30.2M | Reduce -49.8% |
| NVO Novo-Nordisk A/S-Spons ADR | 0.35% | 251,926 | $30.0M | Add +37.9% |
| BABA Alibaba Group Holding-SP ADR | 0.35% | 280,063 | $29.7M | Add +124.7% |
| ON On Semiconductor | 0.35% | 406,390 | $29.5M | Add +48.5% |
| MTH Meritage Homes Corp. | 0.35% | 143,849 | $29.5M | Reduce -1.5% |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | 0.34% | 365,038 | $29.3M | New |
| TPR Tapestry Inc. | 0.34% | 620,315 | $29.1M | Reduce -12.0% |
| TMO Thermo Fisher Scientific Inc. | 0.34% | 46,498 | $28.8M | Add +53.7% |
| ADI Analog Devices Inc. | 0.33% | 120,912 | $27.8M | Add +151.6% |
| BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP | 0.32% | 378,636 | $27.2M | Add +191.9% |
| BIRK Birkenstock Holding PLC | 0.32% | 551,701 | $27.2M | Add +605.4% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.31% | 669,037 | $26.5M | Add +120.2% |
| HAS Hasbro Inc. | 0.31% | 366,731 | $26.5M | Add +1.6% |
| LYV Live Nation Entertainment Inc. | 0.31% | 241,812 | $26.5M | Add +290.3% |
| MA Mastercard Inc. Class A | 0.31% | 53,337 | $26.3M | Reduce -51.5% |
| EFX Equifax Inc. | 0.30% | 88,106 | $25.9M | Add +206.8% |
| STT State Street Corp. | 0.30% | 290,992 | $25.7M | Add +30.8% |
| NOW ServiceNow Inc. | 0.30% | 28,724 | $25.7M | Reduce -48.3% |
| RDDT Reddit Inc. Class A | 0.29% | 379,245 | $25.0M | Add +40.1% |
| DXCM Dexcom Inc. | 0.29% | 367,857 | $24.7M | Add +95.2% |
| TER Teradyne Inc. | 0.29% | 182,457 | $24.4M | Add +440.0% |
| PFE Pfizer Inc. | 0.28% | 831,959 | $24.1M | Reduce -3.6% |
| THC Tenet Healthcare Corp. | 0.28% | 143,608 | $23.9M | Reduce -12.6% |
| INFN Infinera Corp. | 0.28% | 3,528,234 | $23.9M | Add +14012.9% |
| ZIM Zim Integrated Shipping Serv | 0.28% | 929,500 | $23.9M | Add +74.8% |
| CMG Chipotle Mexican Grill Inc. | 0.28% | 413,156 | $23.8M | Add +22.6% |
| GAP The Gap Inc. | 0.27% | 1,043,592 | $23.0M | Add +224.6% |
| ARKK ARK Innovation ETF | 0.27% | 483,232 | $23.0M | Add +129.0% |
| QRVO Qorvo Inc. | 0.27% | 220,693 | $22.8M | Add +3.0% |
| TT Trane Technologies PLC | 0.27% | 58,335 | $22.7M | Add +14.5% |
| CHRW C.H. Robinson Worldwide Inc. | 0.26% | 202,441 | $22.3M | Add +76.6% |
| ESNT Essent Group Ltd. | 0.26% | 345,675 | $22.2M | Add +45.5% |
| VZ Verizon Communications Inc. | 0.26% | 489,303 | $22.0M | Add +6.9% |
| ROKU Roku Inc. | 0.26% | 291,454 | $21.8M | Add +569.6% |
| WING Wingstop Inc. | 0.25% | 52,030 | $21.6M | Add +6042.9% |
| M Macy's Inc. | 0.25% | 1,373,644 | $21.6M | Add +2725.7% |
| BKNG Booking Holdings Inc. | 0.25% | 5,104 | $21.5M | Reduce -20.9% |
| AVTR Avantor Inc. | 0.25% | 821,512 | $21.3M | Add +30.8% |
| AVGO Broadcom Inc. | 0.24% | 120,541 | $20.8M | Add +127.8% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.24% | 216,104 | $20.8M | Reduce -24.1% |
| WAB Wabtec Corp. | 0.24% | 113,455 | $20.6M | Reduce -7.5% |
| CRWD CrowdStrike Holdings Inc. Class A | 0.24% | 73,262 | $20.5M | Add +108.0% |
| COST Costco Wholesale Corp. | 0.24% | 23,094 | $20.5M | Reduce -11.3% |
| CCK Crown Holdings Inc. | 0.24% | 212,742 | $20.4M | Add +2756.4% |
| SNOW Snowflake Inc. | 0.24% | 176,947 | $20.3M | Reduce -20.9% |
| X United States Steel Corp. | 0.24% | 573,120 | $20.2M | Add +888.9% |
| CLBT Cellebrite Di Ltd. | 0.24% | 1,190,047 | $20.0M | Add +6.3% |
| KDP Keurig Dr Pepper Inc. | 0.24% | 534,062 | $20.0M | Add +66.3% |
| TEVA Teva Pharmaceutical-SP ADR | 0.23% | 1,103,060 | $19.9M | Add +616.1% |
| ACVA Acv Auctions Inc. Class A | 0.23% | 973,538 | $19.8M | Add +25.3% |
| FLR Fluor Corp. | 0.23% | 410,923 | $19.6M | Add +69.5% |
Options reported separately and not counted above: QQQ puts ($3.2B), SPY puts ($3.2B), IWM puts ($1.5B), SPY calls ($1.2B), MSFT puts ($1.0B), AAPL puts ($947.2M), NVDA puts ($929.1M), QQQ calls ($648.5M), META calls ($644.2M), META puts ($617.5M), HYG puts ($593.2M), TSLA puts ($583.1M), and 2738 more.
Other holdings (424): bonds, preferreds, convertibles and warrants · $910.7M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 110,349,000 | $108.4M | Add +99.4% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 1,708,529 | $50.8M | Add +2.4% |
| CENTERPOINT ENERGY INC (CNP 4.25 08/15/26) | NOTE 4.250% 8/1 · principal | 43,500,000 | $44.3M | New |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | 38,250,000 | $36.9M | Add +19.5% |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | 35,000,000 | $32.5M | No change |
| MICROCHIP TECHNOLOGY INC (MCHP 0.125 11/15/24) | NOTE 0.125%11/1 · principal | 30,377,000 | $30.4M | Add +68.3% |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | 35,000,000 | $28.1M | Add +169.2% |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | 26,400,000 | $24.3M | No change |
| BRIGHTSPRING HEALTH SERV (BTSG 6.75 02/01/27) | UNIT 02/01/2027 | 428,397 | $24.1M | Reduce -18.9% |
| MONGODB INC (MDB 0.25 01/15/26) | NOTE 0.250% 1/1 · principal | 16,000,000 | $22.1M | Add +7.6% |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 16,500,000 | $20.2M | Add +232.1% |
| NEW MOUNTAIN FINANCE COR (NMFC 7.5 10/15/25) | NOTE 7.500%10/1 · principal | 19,000,000 | $19.2M | No change |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 18,831,000 | $19.0M | Add +25.5% |
| SUMMIT HOTEL PROPERTIES (INN 1.5 02/15/26) | NOTE 1.500% 2/1 · principal | 20,000,000 | $18.9M | No change |
| PDD HOLDINGS INC (PDD 0 12/01/25) | NOTE 12/0 · principal | 17,500,000 | $17.6M | Add +75.0% |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | 15,250,000 | $14.6M | Reduce -11.6% |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | 250,000 | $14.0M | Reduce -16.7% |
| CORZW Core Scientific Inc. - 27 | *W EXP 01/23/202 | 2,031,736 | $13.7M | Add +193.4% |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 15,000,000 | $13.6M | Add +500.0% |
| HCI GROUP INC (HCI 4.75 06/01/42) | NOTE 4.750% 6/0 · principal | 9,100,000 | $13.1M | Reduce -21.6% |
| MGP INGREDIENTS INC (MGPI 1.875 11/15/41) | NOTE 1.875%11/1 · principal | 11,000,000 | $11.8M | Add +57.1% |
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | NOTE 6.750% 7/1 · principal | 10,000,000 | $10.7M | No change |
| PEABODY ENERGY CORP (BTU 3.25 03/01/28) | NOTE 3.250% 3/0 · principal | 7,000,000 | $10.5M | No change |
| GREEN PLAINS INC (GPRE 2.25 03/15/27) | NOTE 2.250% 3/1 · principal | 12,000,000 | $10.4M | No change |
| PENNYMAC CORP (PMT 5.5 11/01/24) | NOTE 5.500%11/0 · principal | 10,440,000 | $10.4M | Add +23.7% |
| MICROSTRATEGY INC (MSTR 0 02/15/27) | NOTE 2/1 · principal | 7,500,000 | $10.2M | New |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | 10,000,000 | $10.0M | New |
| MARRIOTT VACATION WORLDW (VAC 0 01/15/26) | NOTE 1/1 · principal | 10,250,000 | $9.6M | Reduce -16.3% |
| DYNAVAX TECHNOLOGIES (DVAX 2.5 05/15/26) | NOTE 2.500% 5/1 · principal | 7,500,000 | $9.1M | No change |
| MIDDLEBY CORP (MIDD 1 09/01/25) | NOTE 1.000% 9/0 · principal | 7,500,000 | $8.8M | New |
| AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) | NOTE 3.625% 6/1 · principal | 8,500,000 | $8.7M | New |
| DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) | NOTE 12/0 · principal | 9,808,000 | $8.7M | Add +34.2% |
| BOFA FINANCE LLC (BAC 0.6 05/25/27 MTN) | MTNF 0.600% 5/2 · principal | 7,500,000 | $8.4M | New |
| CMPOW Composecure Inc. -CW25 | *W EXP 12/27/202 | 2,199,992 | $8.3M | Reduce -62.1% |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | 8,013,000 | $8.2M | Reduce -36.0% |
| AIR TRANSPORT SERVICES G (ATSG 3.875 08/15/29) | NOTE 3.875% 8/1 · principal | 8,500,000 | $8.0M | New |
| ORMAT TECHNOLOGIES INC (ORA 2.5 07/15/27) | NOTE 2.500% 7/1 · principal | 7,500,000 | $7.8M | New |
| BITDEER TECHNOLOGIES GRP (BTDR 8.5 08/15/29) | NOTE 8.500% 8/1 · principal | 6,500,000 | $7.6M | New |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | 5,729,000 | $7.4M | Reduce -50.2% |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | 6,000,000 | $7.2M | Add +9.1% |
| PERFICIENT INC (PRFT 0.125 11/15/26) | NOTE 0.125%11/1 · principal | 7,150,000 | $7.0M | Add +72.3% |
| CENTURY ALUMINUM COMPANY (CENX 2.75 05/01/28) | NOTE 2.750% 5/0 · principal | 5,921,000 | $6.6M | Reduce -25.3% |
| FORUM ENERGY TECHNOLOGIE (FET 9 08/04/25) | NOTE 9.000% 8/0 · principal | 6,042,742 | $6.0M | Reduce -49.5% |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | 6,250,000 | $5.8M | New |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | 7,000,000 | $5.7M | No change |
| FARO TECHNOLOGIES INC (FARO 5.5 02/01/28) | NOTE 5.500% 2/0 · principal | 6,000,000 | $5.6M | No change |
| ZILLOW GROUP INC (Z 2.75 05/15/25) | NOTE 2.750% 5/1 · principal | 5,000,000 | $5.6M | New |
| REDFIN CORP (RDFN 0.5 04/01/27) | NOTE 0.500% 4/0 · principal | 7,000,000 | $5.2M | New |
| TILRAY BRANDS INC (TLRY 5.2 06/15/27) | NOTE 5.200% 6/1 · principal | 5,000,000 | $5.1M | No change |
| BURLINGTON STORES INC (BURL 2.25 04/15/25) | NOTE 2.250% 4/1 · principal | 4,000,000 | $5.0M | No change |
| NIO INC (NIO 3.875 10/15/29) | NOTE 3.875%10/1 · principal | 5,000,000 | $4.6M | New |
| NIO INC (NIO 4.625 10/15/30) | NOTE 4.625%10/1 · principal | 5,000,000 | $4.4M | New |
| ASSERTIO HOLDINGS INC (ASRT 6.5 09/01/27) | NOTE 6.500% 9/0 · principal | 4,650,000 | $4.2M | No change |
| EVENTBRITE INC (EB 0.75 09/15/26) | NOTE 0.750% 9/1 · principal | 4,410,000 | $3.8M | Add +29.3% |
| ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) | NOTE 1.000%12/0 · principal | 5,000,000 | $3.7M | New |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | 3,000,000 | $3.6M | New |
| RWT HOLDINGS INC (RWT 5.75 10/01/25) | NOTE 5.750%10/0 · principal | 3,500,000 | $3.4M | No change |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | 3,000,000 | $3.4M | No change |
| IMAX CORP (IMAX 0.5 04/01/26) | NOTE 0.500% 4/0 · principal | 3,016,000 | $3.0M | Reduce -56.9% |
| CSG SYSTEMS INTERNATIONA (CSGS 3.875 09/15/28) | NOTE 3.875% 9/1 · principal | 3,000,000 | $3.0M | New |
| CHEGG INC (CHGG 0.125 03/15/25) | NOTE 0.125% 3/1 · principal | 3,067,000 | $2.9M | Add +0.7% |
| TWO HARBORS INV CORP (TWO 6.25 01/15/26) | NOTE 6.250% 1/1 · principal | 3,009,000 | $2.9M | Add +19.9% |
| SEMTECH CORP (SMTC 1.625 11/01/27) | NOTE 1.625%11/0 · principal | 2,000,000 | $2.8M | New |
| ENPHASE ENERGY INC (ENPH 0 03/01/26) | NOTE 3/0 · principal | 3,000,000 | $2.8M | No change |
| ENVESTNET INC (ENV 2.625 12/01/27) | NOTE 2.625%12/0 · principal | 2,659,000 | $2.8M | Reduce -11.4% |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | 2,500,000 | $2.8M | No change |
| ZIFF DAVIS INC (ZD 1.75 11/01/26) | NOTE 1.750%11/0 · principal | 3,000,000 | $2.8M | New |
| BLOOM ENERGY CORP (BE 3 06/01/28) | NOTE 3.000% 6/0 · principal | 3,000,000 | $2.8M | No change |
| PENGUIN SOLUTIONS CAYMEN (PENG 2.25 02/15/26) | NOTE 2.250% 2/1 · principal | 2,200,000 | $2.7M | No change |
| 8X8 INC (EGHT 4 02/01/28) | NOTE 4.000% 2/0 · principal | 3,500,000 | $2.6M | Add +250.0% |
| RSVRW Reservoir Media-CW26 | *W EXP 08/26/202 | 1,812,969 | $2.4M | Reduce -0.3% |
| GUARDANT HEALTH INC (GH 0 11/15/27) | NOTE 11/1 · principal | 3,000,000 | $2.4M | New |
| ENVISTA HOLDINGS CORP (NVST 1.75 08/15/28) | NOTE 1.750% 8/1 · principal | 2,500,000 | $2.3M | New |
| CUTERA INC (CUTR 2.25 03/15/26) | NOTE 2.250% 3/1 · principal | 7,000,000 | $2.2M | No change |
| INFINERA CORP (INFN 2.5 03/01/27) | NOTE 2.500% 3/0 · principal | 2,000,000 | $2.1M | No change |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | 2,050,000 | $2.0M | New |
| PENNYMAC CORP (PMT 5.5 03/15/26) | NOTE 5.500% 3/1 · principal | 2,000,000 | $1.9M | No change |
| CUTERA INC (CUTR 4 06/01/29) | NOTE 4.000% 6/0 · principal | 10,899,000 | $1.9M | Add +58.0% |
| REDWOOD TRUST INC (RWT 7.75 06/15/27) | NOTE 7.750% 6/1 · principal | 1,700,000 | $1.7M | Add +70.0% |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | 1,503,000 | $1.7M | Reduce -92.3% |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 738,883 | $1.6M | Reduce -11.9% |
| PROS HOLDINGS INC (PRO 2.25 09/15/27) | NOTE 2.250% 9/1 · principal | 1,500,000 | $1.4M | Reduce -50.0% |
| SEATW Vivid Seats Inc. -CW26 | *W EXP 10/18/202 | 3,721,254 | $1.1M | No change |
| SMR.WS Nuscale Power Co. -CW27 | *W EXP 05/02/202 | 294,593 | $937K | Add +7.3% |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | 1,000,000 | $869K | New |
| RNWWW Renew Energy Global -CW26 | *W EXP 08/21/202 | 2,532,997 | $842K | No change |
| CERENCE INC (CRNC 1.5 07/01/28) | NOTE 1.500% 7/0 · principal | 1,500,000 | $809K | New |
| CUTERA INC (CUTR 2.25 06/01/28) | NOTE 2.250% 6/0 · principal | 4,350,000 | $696K | Reduce -47.3% |
| DISH NETWORK CORP (DISH 0 12/15/25) | NOTE 12/1 · principal | 790,900 | $689K | Add +5.9% |
| RDW.WS Redwire Corp. -CW27 | *W EXP 05/27/202 | 548,246 | $680K | Add +57.4% |
| OABIW Omniab Inc. - CW26 | *W EXP 99/99/999 | 1,632,907 | $661K | Reduce -1.0% |
| IMTXW Immatics NV -CW | *W EXP 07/01/202 | 184,318 | $424K | Reduce -1.0% |
| STRATA CRITICAL MEDICAL INC | *W EXP 05/07/202 | 2,155,666 | $410K | No change |
| ETWOW E2OPEN Parent Ho -CW25 | *W EXP 02/04/202 | 2,076,201 | $353K | Reduce 0.0% |
| ACHR.WS Archer Aviation Inc. -CW26 | *W EXP 09/16/202 | 876,472 | $314K | Reduce -19.6% |
| CDROW Codere Online Luxembou -CW | *W EXP 11/23/202 | 258,788 | $260K | No change |
| AMPX.WS Amprius Technologies Inc. | *W EXP 09/14/202 | 1,722,141 | $241K | No change |
| UWM HOLDINGS CORPORATION | *W EXP 01/21/202 | 382,670 | $230K | Add +0.9% |
| CXAIW Kins Tech Group Class A -CW25 | *W EXP 99/99/999 | 860,055 | $216K | No change |
| EVLVW Evolv Technologies -CW26 | *W EXP 07/16/202 | 521,275 | $198K | Reduce -1.9% |
| LOTWW Lotus Technology Inc.-28 | *W EXP 02/22/202 | 567,270 | $170K | Add +0.1% |
| LVWR.WS Livewire Group Inc.-27 | *W EXP 09/26/202 | 1,474,450 | $155K | Add +3.4% |
| BFLYW Butterfly Network Inc. -CW25 | *W EXP 02/12/202 | 1,863,098 | $153K | No change |
| OPFI.WS Oppfi Inc. -CW26 | *W EXP 07/20/202 | 719,110 | $151K | No change |
| SHCRW Sharecare Inc. -CW27 | *W EXP 07/01/202 | 1,704,030 | $150K | No change |
| VGASW Cenaq Energy Corp. Class A -CW27 | *W EXP 02/15/202 | 668,893 | $140K | Reduce -0.2% |
| LNZAW Amci Acquisition II A -CW28 | *W EXP 01/01/202 | 873,731 | $131K | No change |
| AFRIW Forafric Global PLC -CW27 | *W EXP 06/09/202 | 94,612 | $126K | No change |
| EOS ENERGY ENTER -CW26 | *W EXP 11/17/202 | 635,840 | $124K | No change |
| PIIIW P3 Health Partne -CW27 | *W EXP 11/19/202 | 3,087,334 | $123K | No change |
| JSPRW Jasper Therapeutics Inc.-CW26 | *W EXP 09/24/202 | 596,014 | $119K | No change |
| ADVWW Advantage Solutions in-CW25 | *W EXP 10/28/202 | 3,786,649 | $119K | Reduce -6.1% |
| AISPW Airship AI Holdings Inc.-CW28 | *W EXP 12/21/202 | 491,674 | $103K | No change |
| MLKWF Waldencast Acq Class A -CW27 | *W EXP 07/27/202 | 647,898 | $100K | No change |
| TALKW Hudson Executive Inv -CW25 | *W EXP 06/21/202 | 1,211,194 | $96K | Reduce -14.3% |
| ONFOW Onfolio Holdings Inc. -27 | *W EXP 01/02/202 | 506,945 | $86K | No change |
| SLND.WS Legato Merger Corp. II -CW23 | *W EXP 02/14/202 | 223,522 | $83K | No change |
| GCTS.WS Concord Acq Class A -CW28 | *W EXP 03/01/202 | 634,558 | $83K | No change |
| BTMWQ Bitcoin Depot Inc.-CW23 | *W EXP 06/30/202 | 1,585,957 | $79K | No change |
| RBOT.WS Vicarious Surgical Inc.-CW27 | *W EXP 09/17/202 | 1,711,641 | $77K | No change |
| NIOBW Niocorp Developments Ltd. -28 | *W EXP 03/17/202 | 616,129 | $77K | No change |
| BMTX.WS BM Technologies -CW23 | *W EXP 01/04/202 | 2,420,942 | $75K | No change |
| BAERW Wildfire New Pubco Inc.-27 | *W EXP 01/24/202 | 1,244,918 | $71K | Reduce -0.1% |
| PSEWF Paysafe Ltd. -CW26 | *W EXP 03/30/202 | 2,676,042 | $67K | No change |
| FLDDW Fold Holdings Inc. -23 | *W EXP 02/14/203 | 328,512 | $66K | Add +148.2% |
| JOBY.WS Joby Aviation Inc. -CW25 | *W EXP 08/10/202 | 103,429 | $65K | Add +8.0% |
| PSQH.WS Colombier Acq Class A -CW28 | *W EXP 07/19/202 | 296,604 | $62K | No change |
| GBGWF Global Blue Group Holding AG | *W EXP 08/28/202 | 726,079 | $61K | No change |
| ARKOW Arko Corp. -CW25 | *W EXP 12/22/202 | 113,989 | $59K | No change |
| SDSTW Global Partner Acq A -CW27 | *W EXP 06/21/202 | 130,595 | $59K | New |
| COCHW Envoy Medical Inc.-CW27 | *W EXP 09/29/202 | 732,038 | $59K | No change |
| AIRJW Power & Digital Acq -CW24 | *W EXP 03/15/202 | 135,425 | $57K | Add +69.3% |
| HOLLEY INC | *W EXP 11/30/202 | 1,023,012 | $56K | No change |
| BKSYW Blacksky Technology -CW24 | *W EXP 09/09/202 | 1,835,774 | $56K | Reduce -14.4% |
| KDKRW Ares Acquisition Corp. II-28 | *W EXP 99/99/999 | 345,157 | $55K | No change |
| OCSAW Oculis Holding AG -30 | *W EXP 03/06/202 | 25,674 | $54K | No change |
| SKYAW Sharps Technology Inc. -27 | *W EXP 04/13/202 | 1,045,368 | $53K | No change |
| UNITED HOMES GROUP INC | *W EXP 03/30/202 | 52,949 | $53K | No change |
| GDEV INC | *W EXP 99/99/999 | 1,029,846 | $51K | No change |
| RCKTW Rocket Pharmaceuticals in-27 | *W EXP 09/02/202 | 720,905 | $50K | No change |
| SKGRW SK Growth Opportunities -29 | *W EXP 06/28/202 | 239,942 | $50K | No change |
| FLYX.WS Eg Acquisition Corp.-A -CW28 | *W EXP 99/99/999 | 155,290 | $50K | Add +43.9% |
| RVMDW Revolution Medicines Inc.-28 | *W EXP 12/17/202 | 352,667 | $49K | No change |
| AAM.WS Aa Mission Acquisition -30 | *W EXP 08/01/203 | 776,000 | $47K | New |
| ADSEW ADS-Tec Energy PLC-WRNT | *W EXP 99/99/999 | 18,651 | $46K | No change |
| SSTPW SYSTEM1 Inc.-CW | *W EXP 01/27/202 | 594,749 | $43K | No change |
| IROHR Iron Horse Acquisitions Righ | RIGHT 99/99/9999 | 252,800 | $43K | New |
| GRABW Grab Holdings Ltd.-CW 26 | *W EXP 99/99/999 | 176,020 | $42K | Reduce -62.2% |
| EURKR Eureka Acquisition Corp.-RTS | RIGHT 07/03/2026 | 192,000 | $40K | New |
| LZM.WS Lifezone Metals Ltd. -28 | *W EXP 07/05/202 | 49,962 | $40K | No change |
| SESCW Ivanhoe Capital Class A -CW27 | *W EXP 12/10/202 | 1,239,470 | $38K | No change |
| QOMOR Qomolangma Acquisition-Right | RIGHT 09/29/2027 | 192,064 | $38K | No change |
| PGYWW Pagaya Technologies Ltd. -27 | *W EXP 99/99/999 | 196,162 | $38K | No change |
| GODNR Golden Star Acquisitio-Right | RIGHT 03/30/2025 | 109,440 | $38K | No change |
| DRTSW Alpha Tau Medical Ltd. -27 | *W EXP 99/99/999 | 201,469 | $38K | No change |
| AQUNR Aquaron Acquisition Corp.-RTS | RIGHT 07/15/2026 | 184,496 | $37K | No change |
| PRCWF Procaps Group SA -CW26 | *W EXP 09/29/202 | 1,289,742 | $37K | No change |
| AILWQ Arrowroot Acquisition -CW26 | *W EXP 04/16/202 | 137,057 | $36K | No change |
| CSLRF Consilium Acquisition -Right | RIGHT 99/99/9999 | 198,480 | $34K | No change |
| ANGHW Anghami Inc. -CW27 | *W EXP 02/03/202 | 1,318,149 | $33K | No change |
| FUFUW Bitfufu Inc.-28 | *W EXP 03/01/202 | 87,980 | $33K | No change |
| SHMDW Schmid Group NV -28 | *W EXP 04/30/202 | 102,438 | $33K | No change |
| BKHAR Black Hawk Acquisition C-RTS | RIGHT 06/20/2025 | 25,600 | $30K | New |
| LVRWF Lavoro Ltd.-27 | *W EXP 02/27/202 | 96,183 | $29K | No change |
| CPTWF Captivision Inc.-28 | *W EXP 11/15/202 | 941,577 | $28K | Add +5.2% |
| WLDSW Wearable Devices Ltd. - 27 | *W EXP 09/14/202 | 1,411,600 | $28K | No change |
| CRMLW Critical Metals Corp.-28 | *W EXP 02/27/202 | 114,721 | $28K | No change |
| USARW Inflection Point Acquis-C-28 | *W EXP 08/31/202 | 115,000 | $27K | New |
| ARBEW Arbe Robotics Ltd. -CW26 | *W EXP 99/99/999 | 127,694 | $27K | No change |
| ALSTF Alpha Star Acq Corp. - Rights | RIGHT 12/13/2026 | 245,658 | $26K | No change |
| LANWF Lanvin Group Holdings Ltd.-27 | *W EXP 01/14/202 | 851,504 | $26K | Add +0.0% |
| AMPWF Ardagh Metal Packaging -CW26 | *W EXP 08/04/202 | 468,679 | $26K | Reduce -36.0% |
| QETAR Quetta Acquisition Corp.-RTS | RIGHT 99/99/9999 | 19,200 | $25K | No change |
| NOVVR Nova Vision Acquisition-RTS | RIGHT 99/99/9999 | 101,860 | $25K | No change |
| SBCWW Pono Capital Two Inc. -27 | *W EXP 09/17/202 | 158,786 | $24K | Add +0.0% |
| SDAWW Suncar Technology Group -28 | *W EXP 05/17/202 | 107,321 | $24K | No change |
| LSEAW Landsea Homes Corp.-CW23 | *W EXP 01/08/202 | 76,781 | $22K | No change |
| MARXR Mars Acquisition Corp.-Rights | RIGHT 99/99/9999 | 97,216 | $22K | No change |
| BYNOW Bynordic Acquisition -CW27 | *W EXP 07/01/202 | 265,280 | $22K | No change |
| PLAOW Patria Latin American-CW27 | *W EXP 99/99/999 | 502,400 | $22K | No change |
| JWSWF Jaws Mustang Acq C -CW26 | *W EXP 01/30/202 | 928,837 | $21K | No change |
| GLSTR Global Star Acquisition-RTS | RIGHT 99/99/9999 | 160,642 | $21K | No change |
| XFINW Excelfin Acquisition -CW23 | *W EXP 10/25/202 | 139,443 | $21K | No change |
| CRTWF Cartica Acquisition A -28 | *W EXP 04/30/202 | 128,232 | $21K | No change |
| ZPTAW Zapata Computing Hol- CW23 | *W EXP 02/14/202 | 560,208 | $20K | No change |
| GHIXW Gores Holding Ix -CW24 | *W EXP 01/14/202 | 266,304 | $20K | No change |
| MACIW Melar Acquisition Corp. I -29 | *W EXP 06/01/203 | 220,096 | $20K | New |
| ILLRW Agba Acquisition Ltd. -CW24 | *W EXP 03/15/202 | 89,615 | $20K | No change |
| SPWRW Sunpower Inc.-CW27 | *W EXP 07/31/202 | 71,712 | $20K | No change |
| TMTCR TMT Acquisition Corp.-RT | RIGHT 03/27/2028 | 69,952 | $19K | No change |
| ESHAR Esh Acquisition Corp. - Right | RIGHT 06/13/2028 | 201,600 | $19K | No change |
| AEVAW Interprivate Acquisiti -CW24 | *W EXP 03/12/202 | 506,201 | $19K | No change |
| ATMVR Alphavest Acquisition Co.-RT | RIGHT 01/22/2026 | 131,616 | $19K | No change |
| TBMCR Trailblazer Merger Corp.-RTS | RIGHT 04/21/2028 | 115,200 | $18K | No change |
| BLACR Bellevue Life Sciences-RTS | RIGHT 02/09/2028 | 168,128 | $18K | No change |
| SVIRF Spring Valley Acquisit-Right | RIGHT 02/25/2026 | 183,590 | $18K | No change |
| Colombier Acquisition - 29 | *W EXP 11/24/202 | 57,087 | $18K | No change |
| JVSAR Jvspac Acquisition Corp.-RTS | RIGHT 11/26/2026 | 67,200 | $18K | No change |
| AMBWQ Ambipar Emergency Respons-28 | *W EXP 03/03/202 | 55,693 | $18K | No change |
| PL.WS Planet Labs PBC -CW26 | *W EXP 12/06/202 | 86,263 | $18K | No change |
Largest 200 of 424 shown.
Total filed on the 13F, all lines: $9.4B.
Portfolio Sells Q2 2024 → Q3 2024
| TLT iShares 20+ Year Treasury BD | Sold out | 0.00% | −1.02 |
| TSLA Tesla Inc. | Reduce -96.8% | 0.04% | −0.88 |
| MSFT Microsoft Corp. | Reduce -53.6% | 0.73% | −0.87 |
| AMZN Amazon.com Inc. | Reduce -51.5% | 0.77% | −0.85 |
| AZO AutoZone Inc. | Reduce -92.8% | 0.05% | −0.57 |
| AAPL Apple Inc. | Reduce -81.5% | 0.14% | −0.54 |
| GOOGL Alphabet Inc. Class A | Reduce -74.5% | 0.15% | −0.50 |
| WCN Waste Connections Inc. | Reduce -70.5% | 0.17% | −0.38 |
| CSX CSX Corp. | Reduce -96.6% | 0.01% | −0.36 |
| LSXMA Liberty Media Corp. Class A New | Sold out | 0.00% | −0.36 |
| ASML ASML Holding NV-NY Reg SHS | Reduce -99.9% | 0.00% | −0.34 |
| DDOG Datadog Inc. Class A | Reduce -87.4% | 0.04% | −0.32 |
| CBOE Cboe Global Markets Inc. | Reduce -90.9% | 0.04% | −0.30 |
| SKX Skechers USA Inc. Class A | Reduce -88.1% | 0.04% | −0.29 |
| AR Antero Resources Corp. | Reduce -70.1% | 0.11% | −0.29 |
| ORCL Oracle Corp. | Reduce -90.5% | 0.04% | −0.28 |
| JNJ Johnson & Johnson | Reduce -49.8% | 0.36% | −0.27 |
| SPOT Spotify Technology SA | Reduce -45.7% | 0.50% | −0.27 |
| VRSK Verisk Analytics Inc. | Reduce -98.6% | 0.00% | −0.26 |
| TGT Target Corp. | Reduce -99.2% | 0.00% | −0.25 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Reduce -58.9% | 0.20% | −0.25 |
| MA Mastercard Inc. Class A | Reduce -51.5% | 0.31% | −0.25 |
| HUBS HubSpot Inc. | Reduce -69.4% | 0.10% | −0.25 |
| CPRI Capri Holdings Ltd. | Reduce -79.7% | 0.09% | −0.24 |
| BJ Bj's Wholesale Club Holdings | Reduce -99.7% | 0.00% | −0.24 |
| PEGA Pegasystems Inc. | Reduce -97.7% | 0.01% | −0.24 |
| MKTX Marketaxess Holdings Inc. | Reduce -96.6% | 0.01% | −0.24 |
| SHOP Shopify Inc. Class A | Reduce -79.8% | 0.08% | −0.23 |
| TSM Taiwan Semiconductor-SP ADR | Reduce -29.0% | 0.61% | −0.23 |
| PHM Pultegroup Inc. | Reduce -91.1% | 0.03% | −0.23 |
| LRCX Lam Research Corp. | Sold out | 0.00% | −0.22 |
| TBBB BBB Foods Inc. Class A | Sold out | 0.00% | −0.22 |
| HPQ HP Inc. | Reduce -94.1% | 0.01% | −0.21 |
| EQT Eqt Corp. | Reduce -68.1% | 0.10% | −0.21 |
| PINS Pinterest Inc. Class A | Reduce -68.4% | 0.06% | −0.20 |
| NOW ServiceNow Inc. | Reduce -48.3% | 0.30% | −0.20 |
| EXPE Expedia Group Inc. | Reduce -56.4% | 0.22% | −0.20 |
| WIX Wix.com Ltd. | Reduce -95.5% | 0.01% | −0.19 |
| SF Stifel Financial Corp. | Reduce -83.0% | 0.05% | −0.19 |
| ALNY Alnylam Pharmaceuticals Inc. | Reduce -94.8% | 0.01% | −0.18 |
| JKHY Jack Henry & Associates Inc. | Sold out | 0.00% | −0.18 |
| IWM iShares Russell 2000 ETF | Reduce -93.1% | 0.01% | −0.18 |
| SYK Stryker Corp. | Reduce -56.1% | 0.16% | −0.17 |
| CMCSA Comcast Corp. Class A | Reduce -99.2% | 0.00% | −0.17 |
| BA The Boeing Co. | Reduce -61.6% | 0.08% | −0.17 |
| MCO Moody's Corp. | Reduce -86.8% | 0.03% | −0.17 |
| KBR KBR Inc. | Reduce -51.6% | 0.17% | −0.17 |
| CVS CVS Health Corp. | Reduce -99.8% | 0.00% | −0.17 |
| TTD Trade Desk Inc./the Class A | Reduce -87.0% | 0.03% | −0.16 |
| FN Fabrinet | Reduce -96.7% | 0.01% | −0.16 |
Portfolio Buys Q2 2024 → Q3 2024
| QQQ Invesco QQQ Trust Series 1 | Add +1082.0% | 1.27% | +1.17 |
| AXP American Express Co. | Add +35097.8% | 0.68% | +0.68 |
| APH Amphenol Corp. Class A | Add +585.3% | 0.71% | +0.60 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +375.0% | 0.74% | +0.60 |
| K Kellanova | Add +2445.4% | 0.57% | +0.56 |
| V Visa Inc. Class A | Add +315.3% | 0.61% | +0.48 |
| META Meta Platforms Inc. Class A | Add +22.4% | 1.42% | +0.42 |
| MCD McDonald's Corp. | Add +278.9% | 0.53% | +0.42 |
| FUN Six Flags Entertainment Corp. | New | 0.42% | +0.42 |
| SFM Sprouts Farmers Market Inc. | Add +580.1% | 0.46% | +0.41 |
| PYPL PayPal Holdings Inc. | Add +119.6% | 0.59% | +0.40 |
| TTWO Take-Two Interactive Softwre | Add +95.8% | 0.78% | +0.38 |
| SIRI Sirius XM Holdings Inc. | New | 0.37% | +0.37 |
| WDC Western Digital Corp. | Add +137.4% | 0.67% | +0.36 |
| LLY Eli Lilly & Co. | Add +181.3% | 0.55% | +0.36 |
| ADBE Adobe Inc. | Add +124.8% | 0.66% | +0.35 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | New | 0.34% | +0.34 |
| USB US Bancorp | Add +194.3% | 0.44% | +0.31 |
| SHW The Sherwin-Williams Co. | Add +53.6% | 0.61% | +0.30 |
| OWL Blue Owl Capital Inc. | Add +97.5% | 0.55% | +0.30 |
| SPGI S&P Global Inc. | Add +70.2% | 0.59% | +0.30 |
| NVDA Nvidia Corp. | Add +245.2% | 0.41% | +0.29 |
| JD Jd.com Inc.-ADR | Add +125.7% | 0.39% | +0.28 |
| INFN Infinera Corp. | Add +14012.9% | 0.28% | +0.28 |
| UBER Uber Technologies Inc. | Add +265.6% | 0.37% | +0.28 |
| BIRK Birkenstock Holding PLC | Add +605.4% | 0.32% | +0.27 |
| WING Wingstop Inc. | Add +6042.9% | 0.25% | +0.25 |
| BABA Alibaba Group Holding-SP ADR | Add +124.7% | 0.35% | +0.25 |
| LYV Live Nation Entertainment Inc. | Add +290.3% | 0.31% | +0.24 |
| M Macy's Inc. | Add +2725.7% | 0.25% | +0.24 |
| CCK Crown Holdings Inc. | Add +2756.4% | 0.24% | +0.23 |
| BNY Bank of New York Mellon Corp. | Add +191.9% | 0.32% | +0.23 |
| TER Teradyne Inc. | Add +440.0% | 0.29% | +0.23 |
| FBIN Fortune Brands Innovations I | New | 0.23% | +0.23 |
| ROKU Roku Inc. | Add +569.6% | 0.26% | +0.23 |
| EFX Equifax Inc. | Add +206.8% | 0.30% | +0.22 |
| CHTR Charter Communications Inc. Class A | Add +83.4% | 0.42% | +0.22 |
| X United States Steel Corp. | Add +888.9% | 0.24% | +0.21 |
| XYZ Block Inc. | Add +49.7% | 0.57% | +0.21 |
| ZTS Zoetis Inc. | Add +73.2% | 0.41% | +0.21 |
| TEVA Teva Pharmaceutical-SP ADR | Add +616.1% | 0.23% | +0.20 |
| USFD US Foods Holding Corp. | Add +5984.0% | 0.21% | +0.20 |
| URI United Rentals Inc. | Add +580.7% | 0.23% | +0.20 |
| HUBB Hubbell Inc. | Add +2928.6% | 0.21% | +0.20 |
| ADI Analog Devices Inc. | Add +151.6% | 0.33% | +0.20 |
| AYI Acuity Inc. | Add +1563.7% | 0.21% | +0.20 |
| CAMT Camtek Ltd. | Add +213808.0% | 0.20% | +0.20 |
| APP AppLovin Corp. Class A | New | 0.20% | +0.20 |
| XLF SS Financial Select Sector | New | 0.19% | +0.19 |
| MGRC McGrath Rentcorp | New | 0.19% | +0.19 |
Options Activity Q2 2024 → Q3 2024
| QQQ Invesco QQQ Trust Series 1 | put | Reduce -21.4% | 6,620,000 | $3.2B |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Reduce -18.0% | 5,602,300 | $3.2B |
| IWM iShares Russell 2000 ETF | put | Reduce -19.6% | 6,811,900 | $1.5B |
| SPY SS SPDR S&P 500 ETF Trust-US | call | Reduce -16.1% | 2,007,800 | $1.2B |
| MSFT Microsoft Corp. | put | Reduce -17.6% | 2,358,000 | $1.0B |
| AAPL Apple Inc. | put | Reduce -37.6% | 4,065,100 | $947.2M |
| NVDA Nvidia Corp. | put | Reduce -58.2% | 7,650,300 | $929.1M |
| QQQ Invesco QQQ Trust Series 1 | call | Reduce -53.5% | 1,328,800 | $648.5M |
| META Meta Platforms Inc. Class A | call | Reduce -17.4% | 1,125,300 | $644.2M |
| META Meta Platforms Inc. Class A | put | Add +24.3% | 1,078,800 | $617.5M |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | put | Reduce -7.5% | 7,387,700 | $593.2M |
| TSLA Tesla Inc. | put | Reduce -19.8% | 2,228,700 | $583.1M |
| NVDA Nvidia Corp. | call | Reduce -25.0% | 4,384,400 | $532.4M |
| TSLA Tesla Inc. | call | Add +9.3% | 1,935,600 | $506.4M |
| MSFT Microsoft Corp. | call | Add +0.7% | 1,144,200 | $492.3M |
| AAPL Apple Inc. | call | Reduce -31.6% | 2,044,500 | $476.4M |
| AMZN Amazon.com Inc. | put | Reduce -22.3% | 2,469,300 | $460.1M |
| IWM iShares Russell 2000 ETF | call | Reduce -20.0% | 2,000,800 | $442.0M |
| TLT iShares 20+ Year Treasury BD | put | Add +0.2% | 3,675,200 | $360.5M |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | put | Reduce -10.9% | 2,946,100 | $332.9M |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | call | Add +13.2% | 4,014,000 | $322.3M |
| SMH Vaneck Semiconductor ETF | put | Add +16.2% | 1,211,700 | $297.4M |
| GOOGL Alphabet Inc. Class A | put | Add +34.0% | 1,770,500 | $293.6M |
| TLT iShares 20+ Year Treasury BD | call | Reduce -59.3% | 2,975,500 | $291.9M |
| AMZN Amazon.com Inc. | call | Reduce -26.9% | 1,532,400 | $285.5M |
| XLF SS Financial Select Sector | put | Reduce -17.6% | 5,897,300 | $267.3M |
| AMD Advanced Micro Devices | put | Reduce -31.4% | 1,420,800 | $233.1M |
| NFLX Netflix Inc. | put | Reduce -27.4% | 288,000 | $204.3M |
| XLU St Sr Utl SL SE SPDR ETF-Usd | put | Add +13.8% | 2,333,700 | $188.5M |
| AVGO Broadcom Inc. | put | Add +7.7% | 1,031,700 | $178.0M |
| GDX Vaneck Gold Miners ETF | put | Add +4.0% | 4,338,200 | $172.7M |
| QCOM Qualcomm Inc. | put | Add +3.0% | 1,005,300 | $171.0M |
| JPM JPMorgan Chase & Co. | put | Reduce -5.6% | 785,100 | $165.5M |
| BRK.B Berkshire Hathaway Inc. Class B | put | Add +9.6% | 335,700 | $154.5M |
| AXP American Express Co. | put | Reduce -15.8% | 554,000 | $150.2M |
| GOOG Alphabet Inc. Class C | put | Add +56.5% | 880,800 | $147.3M |
| CRM Salesforce Inc. | call | Add +167.4% | 537,800 | $147.2M |
| GOOGL Alphabet Inc. Class A | call | Add +35.4% | 886,300 | $147.0M |
| CRM Salesforce Inc. | put | Add +102.3% | 529,300 | $144.9M |
| SPOT Spotify Technology SA | put | Add +13.4% | 381,200 | $140.5M |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | call | Reduce -67.2% | 1,219,800 | $137.8M |
| DIA SS SPDR Dow Jones Indus Avg | put | Add +8.4% | 321,100 | $135.9M |
| WFC Wells Fargo & Co. | put | Add +40.3% | 2,402,300 | $135.7M |
| PANW Palo Alto Networks Inc. | put | Reduce -13.5% | 344,100 | $117.6M |
| NFLX Netflix Inc. | call | Add +6.6% | 162,100 | $115.0M |
| C Citigroup Inc. | put | Reduce -23.5% | 1,788,200 | $111.9M |
| XLE SS Energy Select Sector | put | Add +18.0% | 1,224,300 | $107.5M |
| UBER Uber Technologies Inc. | put | Add +0.5% | 1,396,400 | $105.0M |
| GOOG Alphabet Inc. Class C | call | Reduce -2.9% | 626,900 | $104.8M |
| AMAT Applied Materials Inc. | put | Add +11.1% | 507,500 | $102.5M |
Showing the first 50 of 3,034.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2024 → Q3 2024
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | Add +99.4% | 110,349,000 | $108.4M |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Add +2.4% | 1,708,529 | $50.8M |
| CENTERPOINT ENERGY INC (CNP 4.25 08/15/26) | NOTE 4.250% 8/1 · principal | New | 43,500,000 | $44.3M |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | Add +19.5% | 38,250,000 | $36.9M |
| ZILLOW GROUP INC (Z 0.75 09/01/24) | NOTE 0.750% 9/0 · principal | Sold out | 31,500,000 | $34.2Mbefore exit |
| MICROCHIP TECHNOLOGY INC (MCHP 0.125 11/15/24) | NOTE 0.125%11/1 · principal | Add +68.3% | 30,377,000 | $30.4M |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | Add +169.2% | 35,000,000 | $28.1M |
| BRIGHTSPRING HEALTH SERV (BTSG 6.75 02/01/27) | UNIT 02/01/2027 | Reduce -18.9% | 428,397 | $24.1M |
| MONGODB INC (MDB 0.25 01/15/26) | NOTE 0.250% 1/1 · principal | Add +7.6% | 16,000,000 | $22.1M |
| EAGLE BULK SHIPPING INC (EGLE 5 08/01/24) | NOTE 5.000% 8/0 · principal | Sold out | 9,860,000 | $20.7Mbefore exit |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | Add +232.1% | 16,500,000 | $20.2M |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | Add +25.5% | 18,831,000 | $19.0M |
| PDD HOLDINGS INC (PDD 0 12/01/25) | NOTE 12/0 · principal | Add +75.0% | 17,500,000 | $17.6M |
| CYBERARK SOFTWARE LTD (CYBR 0 11/15/24) | NOTE 11/1 · principal | Sold out | 9,000,000 | $15.7Mbefore exit |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | Reduce -11.6% | 15,250,000 | $14.6M |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | Sold out | 13,250,000 | $14.0Mbefore exit |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | Reduce -16.7% | 250,000 | $14.0M |
| CORZW Core Scientific Inc. - 27 | *W EXP 01/23/202 | Add +193.4% | 2,031,736 | $13.7M |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | Add +500.0% | 15,000,000 | $13.6M |
| HCI GROUP INC (HCI 4.75 06/01/42) | NOTE 4.750% 6/0 · principal | Reduce -21.6% | 9,100,000 | $13.1M |
| MGP INGREDIENTS INC (MGPI 1.875 11/15/41) | NOTE 1.875%11/1 · principal | Add +57.1% | 11,000,000 | $11.8M |
| PENNYMAC CORP (PMT 5.5 11/01/24) | NOTE 5.500%11/0 · principal | Add +23.7% | 10,440,000 | $10.4M |
| MICROSTRATEGY INC (MSTR 0 02/15/27) | NOTE 2/1 · principal | New | 7,500,000 | $10.2M |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | New | 10,000,000 | $10.0M |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | Sold out | 10,000,000 | $9.7Mbefore exit |
| MARRIOTT VACATION WORLDW (VAC 0 01/15/26) | NOTE 1/1 · principal | Reduce -16.3% | 10,250,000 | $9.6M |
| MIDDLEBY CORP (MIDD 1 09/01/25) | NOTE 1.000% 9/0 · principal | New | 7,500,000 | $8.8M |
| AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) | NOTE 3.625% 6/1 · principal | New | 8,500,000 | $8.7M |
| DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) | NOTE 12/0 · principal | Add +34.2% | 9,808,000 | $8.7M |
| BOFA FINANCE LLC (BAC 0.6 05/25/27 MTN) | MTNF 0.600% 5/2 · principal | New | 7,500,000 | $8.4M |
| CMPOW Composecure Inc. -CW25 | *W EXP 12/27/202 | Reduce -62.1% | 2,199,992 | $8.3M |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | Reduce -36.0% | 8,013,000 | $8.2M |
| AIR TRANSPORT SERVICES G (ATSG 3.875 08/15/29) | NOTE 3.875% 8/1 · principal | New | 8,500,000 | $8.0M |
| ORMAT TECHNOLOGIES INC (ORA 2.5 07/15/27) | NOTE 2.500% 7/1 · principal | New | 7,500,000 | $7.8M |
| IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) | NOTE 4/0 · principal | Sold out | 7,500,000 | $7.8Mbefore exit |
| BITDEER TECHNOLOGIES GRP (BTDR 8.5 08/15/29) | NOTE 8.500% 8/1 · principal | New | 6,500,000 | $7.6M |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | Reduce -50.2% | 5,729,000 | $7.4M |
| ZYNEX INC (ZYXI 5 05/15/26) | NOTE 5.000% 5/1 · principal | Sold out | 7,000,000 | $7.3Mbefore exit |
| LYFT INC (LYFT 1.5 05/15/25) | NOTE 1.500% 5/1 · principal | Sold out | 7,500,000 | $7.2Mbefore exit |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | Add +9.1% | 6,000,000 | $7.2M |
| PERFICIENT INC (PRFT 0.125 11/15/26) | NOTE 0.125%11/1 · principal | Add +72.3% | 7,150,000 | $7.0M |
| CENTURY ALUMINUM COMPANY (CENX 2.75 05/01/28) | NOTE 2.750% 5/0 · principal | Reduce -25.3% | 5,921,000 | $6.6M |
| INSMED INC (INSM 0.75 06/01/28) | NOTE 0.750% 6/0 · principal | Sold out | 3,000,000 | $6.3Mbefore exit |
| LCI INDUSTRIES (LCII 1.125 05/15/26) | NOTE 1.125% 5/1 · principal | Sold out | 6,500,000 | $6.1Mbefore exit |
| FORUM ENERGY TECHNOLOGIE (FET 9 08/04/25) | NOTE 9.000% 8/0 · principal | Reduce -49.5% | 6,042,742 | $6.0M |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | New | 6,250,000 | $5.8M |
| 2U INC (TWOU 2.25 05/01/25) | NOTE 2.250% 5/0 · principal | Sold out | 10,285,000 | $5.7Mbefore exit |
| ZILLOW GROUP INC (Z 2.75 05/15/25) | NOTE 2.750% 5/1 · principal | New | 5,000,000 | $5.6M |
| REDFIN CORP (RDFN 0.5 04/01/27) | NOTE 0.500% 4/0 · principal | New | 7,000,000 | $5.2M |
| NIO INC (NIO 3.875 10/15/29) | NOTE 3.875%10/1 · principal | New | 5,000,000 | $4.6M |
Showing the first 50 of 199.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,778 | $19.2B | IVV, SPYM, AMZN, MSFT, JPM |
| Q1 2026Amended | 1,644 | $14.9B | IVV, SPY, AMZN, IBIT, AAPL |
| Q4 2025 | 1,706 | $16.4B | IVV, AMZN, NVDA, BSX, MSFT |
| Q3 2025 | 1,663 | $11.1B | NVDA, AMZN, TSLA, AAPL, META |
| Q2 2025 | 1,716 | $9.7B | NVDA, MSFT, TSLA, AMZN, PLTR |
| Q1 2025 | 1,673 | $8.0B | NVDA, AMZN, TSLA, AAPL, NFLX |
| Q4 2024 | 1,819 | $9.5B | META, GOOGL, NVDA, SPY, NFLX |
| Q3 2024 | 2,011 | $8.5B | META, ANSS, QQQ, AMD, NFLX |
| Q2 2024 | 2,148 | $8.7B | AMZN, MSFT, ANSS, AMD, TLT |
| Q1 2024 | 2,125 | $8.4B | SPY, AMZN, TSLA, CCI, NVDA |