West Financial Advisors, LLC

In its 13F for Q1 2026 (holdings as of March 31, 2026, filed April 8, 2026), West Financial Advisors, LLC reported 192 stock positions worth $589.1 million. Its top holding was Vanguard S&P 500 ETF (VOO) at 12.3% of the portfolio, followed by Vanguard Ftse Developed ETF (VEA, 11.6%) and SS SPDR S&P 500 ETF Trust-US (SPY, 10.7%). Compared with Q4 2025, it opened 9 new positions, sold out of 54, added to 36 and reduced 51. The biggest buy was a new position in Dim US Large Cap Value ETF (DFLV) and the biggest sale Vanguard S&P 500 ETF (VOO, shares −19%).

Most Recent 13F
Q2 2026
Location
DES MOINES, IA
CIK
0001843684
Portfolio Value
$589.1M (Q1 2026)
SEC Filing
0001843684-26-000002 ↗ filed Apr 8, 2026

Holdings Value

0$200.0M$400.0M$600.0M$800.0M Q1 2024: $466.2M Q1 2024 Q2 2024: $481.6M Q2 2024 Q3 2024: $518.5M Q3 2024 Q4 2024: $518.6M Q4 2024 Q1 2025: $526.2M Q1 2025 Q2 2025: $574.7M Q2 2025 Q3 2025: $605.0M Q3 2025 Q4 2025: $592.7M Q4 2025 Q1 2026: $589.1M $589.1M Q1 2026 Q2 2026: $658.5M Q2 2026

Holdings 192 stocks · $589.1M
VOO Vanguard S&P 500 ETF 12.34% 121,611 $72.7M Reduce -18.7%
VEA Vanguard Ftse Developed ETF 11.63% 1,069,091 $68.5M Reduce -2.9%
SPY SS SPDR S&P 500 ETF Trust-US 10.70% 96,928 $63.0M Reduce -1.4%
VTEB Vanguard Tax-Exempt Bond ETF 9.27% 1,094,845 $54.6M Add +1.9%
BND Vanguard Total Bond Market 8.99% 719,344 $53.0M Add +0.9%
DFAE Dimensional Emerging Core Eq 4.96% 862,196 $29.2M Reduce -3.1%
IEFA iShares Core MSCI Eafe ETF 4.39% 285,970 $25.9M Reduce -1.0%
IJH iShares Core S&P Midcap ETF 4.28% 373,150 $25.2M Add +2.9%
VCIT Vanguard Int-Term Corporate 3.62% 257,997 $21.3M Add +1.1%
DFLV Dim US Large Cap Value ETF 3.47% 571,794 $20.4M New
TIP iShares Tips Bond ETF 3.40% 181,745 $20.1M Add +3.1%
DFAS Dimensional US Small Cap ETF 2.58% 213,380 $15.2M Add +0.6%
VNQ Vanguard Real Estate ETF 2.57% 170,379 $15.1M Add +1.3%
VXF Vanguard Extended Market ETF 2.24% 64,060 $13.2M Add +1.5%
DFNM Dimensional National Muni BD 1.64% 201,939 $9.7M Add +6.4%
VIG Vanguard Dividend Apprec ETF 1.36% 37,203 $8.0M Reduce -2.0%
BIL SS SPDR BB 1-3M T-Bill ETF 1.23% 78,965 $7.2M Reduce -0.2%
QQQ Invesco QQQ Trust Series 1 0.86% 8,773 $5.1M Reduce -2.8%
VTI VG Morningstar TS MKT ETF-US 0.85% 15,593 $5.0M Reduce -2.0%
XLE SS Energy Select Sector 0.74% 71,576 $4.4M New
AAPL Apple Inc. 0.68% 15,762 $4.0M Reduce -0.7%
XLB SS Materials Select Sector 0.65% 77,066 $3.9M New
XLI SS Industrial Select Sector 0.64% 23,246 $3.8M Reduce -7.7%
XLV SS Health Care Select Sector 0.63% 25,165 $3.7M New
VB Vanguard Most SM-Cap ETF-Usd 0.58% 13,113 $3.4M Add +0.6%
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.46% 9,466 $2.7M Add +2.7%
VWO Vanguard Ftse Emerging Marke 0.38% 41,861 $2.3M Add +3.5%
VSGX Vanguard ESG Intl Stock ETF 0.37% 30,299 $2.2M Reduce -2.1%
VXUS Vanguard Total Intl Stock 0.36% 27,171 $2.1M Reduce -7.2%
ESGV Vanguard ESG US Stock ETF 0.36% 18,660 $2.1M Reduce -0.3%
VUG Vanguard Mrngstar GR ETF-Sui 0.29% 3,935 $1.7M Reduce -0.2%
PRF Invesco Rafi US 1000 ETF 0.29% 35,791 $1.7M Reduce -0.1%
CASY Casey's General Stores Inc. 0.27% 2,177 $1.6M Add +204.9%
MSFT Microsoft Corp. 0.17% 2,781 $1.0M Reduce -1.7%
MGC Vngrd Mrngstr MG Cap ETF-Usd 0.15% 3,730 $882K No change
SCHW Schwab (charles) Corp. 0.14% 9,000 $846K Reduce -28.6%
LNT Alliant Energy Corp. 0.13% 10,768 $773K No change
BRK.A Berkshire Hathaway Inc. Class A 0.12% 1 $718K No change
IBIT iShares Bitcoin Trust ETF 0.11% 17,293 $664K Add +1.7%
VCEB Vanguard ESG US Corp. Bond 0.10% 9,745 $612K Reduce -0.5%
SUSA iShares ESG Optimized MSCI U 0.10% 4,596 $607K Reduce -0.6%
DSI iShares ESG MSCI KLD 400 ETF 0.09% 4,539 $550K Reduce -0.7%
VTV Vanguard Mrngstr Val ETF-Aui 0.09% 2,683 $526K Add +0.1%
VBR Vngrd Mrngst SL-CP Val ETF-U 0.08% 2,303 $500K No change
TYL Tyler Technologies Inc. 0.08% 1,449 $496K No change
TSLA Tesla Inc. 0.08% 1,333 $496K No change
SCHB Schwab US Broad Market ETF 0.07% 16,681 $419K Reduce -3.6%
VT Vanguard Tot World STK ETF 0.07% 2,789 $386K Add +6.5%
ORCL Oracle Corp. 0.06% 2,289 $337K No change
IWF iShares Russell 1000 Growth 0.06% 764 $326K Reduce -5.9%
GL Globe Life Inc. 0.05% 2,000 $278K No change
AMGN Amgen Inc. 0.05% 764 $269K Reduce -2.5%
NSC Norfolk Southern Corp. 0.04% 846 $243K No change
IWD iShares Russell 1000 Value E 0.04% 1,070 $229K No change
QCOM Qualcomm Inc. 0.04% 1,600 $206K Reduce -1.5%
USB US Bancorp 0.03% 3,725 $194K Reduce -3.1%
HEDJ Wisdomtree Europe Hedged Equ 0.03% 3,558 $186K Reduce -4.2%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.03% 766 $186K Reduce -2.8%
CVX Chevron Corp. 0.03% 886 $183K Reduce -5.0%
BRK.B Berkshire Hathaway Inc. Class B 0.03% 379 $182K Reduce -3.3%
SCHD Schwab US DVD Equity ETF 0.03% 5,651 $173K No change
GOOGL Alphabet Inc. Class A 0.03% 601 $173K Reduce -11.6%
IEMG iShares Core MSCI Emerging 0.03% 2,432 $170K No change
CHD Church & Dwight Co. Inc. 0.03% 1,808 $169K No change
ITOT iShares Core S&P Total U.S. 0.03% 1,175 $167K No change
JPM JPMorgan Chase & Co. 0.03% 566 $166K Reduce -3.3%
PFG Principal Financial Group 0.03% 1,806 $163K No change
UNP Union Pacific Corp. 0.03% 667 $162K No change
ADM Archer-Daniels-Midland Co. 0.02% 2,000 $145K No change
MRK Merck & Co. Inc. 0.02% 1,114 $134K Reduce -6.9%
IWM iShares Russell 2000 ETF 0.02% 498 $124K No change
GOOG Alphabet Inc. Class C 0.02% 423 $121K No change
AVGO Broadcom Inc. 0.02% 345 $107K Reduce -9.0%
META Meta Platforms Inc. Class A 0.02% 185 $106K Reduce -8.4%
IWR iShares Russell Mid-Cap ETF 0.02% 1,043 $101K No change
XOM Exxon Mobil Corp. 0.02% 572 $97K Reduce -30.8%
BA The Boeing Co. 0.01% 433 $86K No change
AMZN Amazon.com Inc. 0.01% 400 $83K Reduce -15.8%
TECH Bio-Techne Corp. 0.01% 1,556 $81K No change
KO The Coca-Cola Co. 0.01% 1,065 $81K No change
EEM iShares MSCI Emerging Market 0.01% 1,418 $81K No change
WFC Wells Fargo & Co. 0.01% 972 $77K Reduce -1.1%
DGRO iShares Core Dividend Growth 0.01% 1,098 $77K No change
VBK Van Morst SML-Cap Gro-Usd Inc. 0.01% 254 $77K No change
CTVA Corteva Inc. 0.01% 867 $73K No change
INTC Intel Corp. 0.01% 1,557 $69K No change
CMI Cummins Inc. 0.01% 126 $68K No change
TROW T Rowe Price Group Inc. filed as PRICE T ROWE GROUP INC 0.01% 736 $66K Reduce -6.8%
WELL Welltower Inc. 0.01% 320 $63K No change
HOLX Hologic Inc. 0.01% 816 $62K No change
NVDA Nvidia Corp. 0.01% 343 $60K Reduce -26.1%
PIO Invesco Global Water ETF 0.01% 1,250 $54K No change
ED Consolidated Edison Inc. 0.01% 472 $53K No change
LRCX Lam Research Corp. 0.01% 250 $53K No change
HD Home Depot Inc. 0.01% 162 $53K No change
JBL Jabil Inc. 0.01% 200 $53K No change
AON Aon PLC Class A 0.01% 162 $52K No change
EFG iShares MSCI Eafe Growth ETF 0.01% 430 $48K Add +11.4%
GLD SPDR Gold Shares 0.01% 111 $48K New
MAR Marriott International Class A 0.01% 135 $44K No change
V Visa Inc. Class A 0.01% 145 $44K No change
SDY SS SPDR S&P Dividend ETF 0.01% 294 $43K No change
LLY Eli Lilly & Co. 0.01% 46 $42K No change
VOE Vngrd Mrngstr MD-Cap Val ETF 0.01% 218 $40K No change
LOW Lowe's Cos Inc. 0.01% 170 $40K No change
C Citigroup Inc. 0.01% 348 $39K No change
ETN Eaton Corp. PLC 0.01% 107 $38K No change
TRGP Targa Resources Corp. 0.01% 151 $38K No change
PNC PNC Financial Services Group 0.01% 174 $36K No change
DFIV Dimensional International Va 0.01% 666 $35K No change
HIG Hartford Insurance Group Inc. 0.01% 247 $33K No change
MCD McDonald's Corp. 0.01% 104 $32K No change
MFC Manulife Financial Corp. 0.01% 875 $30K No change
VYM Vanguard High DVD Yield ETF 0.01% 200 $30K Reduce -53.2%
BKNG Booking Holdings Inc. 0.01% 7 $29K No change
OTTR Otter Tail Corp. 0.01% 334 $29K No change
RTX RTX Corp. 0.00% 142 $27K No change
GRMN Garmin Ltd. 0.00% 118 $27K No change
SBUX Starbucks Corp. 0.00% 297 $27K Reduce -40.2%
DE Deere & Co. 0.00% 44 $25K Reduce -39.7%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.00% 497 $24K No change
CSCO Cisco Systems Inc. 0.00% 309 $24K Reduce -25.7%
IYY iShares Dow Jones U.S. ETF 0.00% 146 $23K No change
ATLO Ames National Corp. 0.00% 804 $23K No change
GRNY Fundstr Gran SH US LRG Cap 0.00% 880 $21K No change
BX Blackstone Inc. 0.00% 176 $20K No change
GILD Gilead Sciences Inc. 0.00% 130 $18K Reduce -33.0%
ASTS Ast Spacemobile Inc. 0.00% 200 $17K No change
HYS PIMCO 0-5 Year H/Y Corp. Bond 0.00% 160 $15K No change
MUB iShares National Muni Bond E 0.00% 122 $13K Add +159.6%
VLO Valero Energy Corp. 0.00% 52 $13K No change
JNJ Johnson & Johnson 0.00% 52 $13K Reduce -18.8%
VZ Verizon Communications Inc. 0.00% 252 $13K No change
TGT Target Corp. 0.00% 103 $12K Reduce -33.5%
AJG Arthur J Gallagher & Co. filed as GALLAGHER ARTHUR J & CO 0.00% 53 $11K Add +6.0%
STBA S & T Bancorp Inc. 0.00% 262 $11K No change
QQQM Invesco Nasdaq 100 ETF 0.00% 41 $10K Reduce -50.0%
CI The Cigna Group 0.00% 35 $9K No change
DUHP Dimensional US High Profi Et 0.00% 250 $9K No change
SCHF Schwab Intl Equity ETF 0.00% 367 $9K Add +31.5%
PRU Prudential Financial Inc. 0.00% 82 $8K Reduce -58.8%
SYM Symbotic Inc. 0.00% 150 $8K No change
KMI Kinder Morgan Inc. 0.00% 223 $7K Add +0.9%
PG The Procter & Gamble Co. 0.00% 50 $7K No change
NAT Nordic American Tankers Ltd. 0.00% 1,173 $7K Add +3.0%
IVV iShares Core S&P 500 ETF 0.00% 10 $7K No change
FSSL FS Specialty Lending Fund 0.00% 510 $6K Reduce -50.1%
WES Western Midstream Partners L 0.00% 117 $5K Add +1.7%
NVTS Navitas Semiconductor Corp. 0.00% 500 $4K No change
REPX Riley Exploration Permian Inc. 0.00% 106 $4K Add +0.9%
TU Telus Corp. 0.00% 300 $4K No change
UGI Ugi Corp. 0.00% 104 $4K Add +1.0%
UTI Universal Technical Institut 0.00% 100 $4K No change
SIRI Sirius XM Holdings Inc. 0.00% 154 $4K Add +1.3%
DFAU Dimensional US Core Equity M 0.00% 67 $3K No change
FCX Freeport-McMoran Inc. 0.00% 50 $3K No change
ATMU Atmus Filtration Technologie 0.00% 50 $3K No change
PANL Pangaea Logistics Solutions 0.00% 400 $3K Add +100.0%
PFFA Virtus Infracap US Pref STCK 0.00% 128 $3K Add +374.1%
BKSY Blacksky Technology Inc. 0.00% 100 $3K New
LAND Gladstone Land Corp. 0.00% 212 $2K Add +1.4%
NCLH Norwegian Cruise Line Holdin 0.00% 100 $2K No change
PNNT Pennantpark Investment Corp. 0.00% 393 $2K Add +4.5%
KD Kyndryl Holdings Inc. 0.00% 134 $2K No change
NOG Northern Oil and Gas Inc. 0.00% 56 $2K Add +1.8%
FSM Fortuna Mining Corp. 0.00% 150 $1K No change
PR Permian Resources Corp. Class A 0.00% 69 $1K No change
ARQQ Arqit Quantum Inc. 0.00% 100 $1K No change
SPIR Spire Global Inc. 0.00% 100 $1K New
SAR Saratoga Investment Corp. 0.00% 56 $1K Add +3.7%
RDW Redwire Corp. 0.00% 140 $1K No change
GTBP GT Biopharma Inc. 0.00% 2,500 $1K New
BYRN Byrna Technologies Inc. 0.00% 100 $918 No change
HTGC Hercules Capital Inc. 0.00% 56 $827 Add +1.8%
DMLP Dorchester Minerals LP 0.00% 30 $813 Add +3.5%
CMCSA Comcast Corp. Class A 0.00% 28 $804 No change
SOFI Sofi Technologies Inc. 0.00% 49 $779 No change
BEN Franklin Templeton Inc. 0.00% 30 $718 Reduce -45.5%
AFCG Advanced Flower Capital Inc. 0.00% 225 $634 No change
IMMR Immersion Corporation 0.00% 104 $568 Add +1.0%
WHR Whirlpool Corp. 0.00% 10 $540 No change
MCK McKesson Corp. 0.00% 1 $534 New
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.00% 5 $482 No change
PMT Pennymac Mortgage Investment 0.00% 41 $477 Add +2.5%
T AT&T Inc. 0.00% 14 $406 No change
DFAI Dimensional International Co. 0.00% 8 $312 No change
UA Under Armour Inc. Class C 0.00% 12 $70 No change
LUMN Lumen Technologies Inc. 0.00% 9 $63 No change
WBD Warner Bros Discovery Inc. 0.00% 2 $55 No change
S Sentinelone Inc. Class A 0.00% 3 $39 No change
VSNT Versant Media Group Inc. 0.00% 1 $38 No change
WEST Westrock Coffee Co. 0.00% 31 $0 No change
Lines left out (1) · $1 — a value with no share or principal amount
SecurityClassSharesValue
PLTR Palantir Technologies Inc. Class A CL A0$1

Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.

Total filed on the 13F, all lines: $589.1M.

Portfolio Sells Q4 2025 → Q1 2026
VOO Vanguard S&P 500 ETF Reduce -18.7% 12.34% −3.49
XLK SS Technology Select Sector Sold out 0.00% −0.67
XLC SS Comm Select Sector SPDR Sold out 0.00% −0.66
XLY SS Consumer Disc Select Sect Sold out 0.00% −0.66
SPY SS SPDR S&P 500 ETF Trust-US Reduce -1.4% 10.70% −0.61
QQQ Invesco QQQ Trust Series 1 Reduce -2.8% 0.86% −0.08
SCHW Schwab (charles) Corp. Reduce -28.6% 0.14% −0.07
MSFT Microsoft Corp. Reduce -1.7% 0.17% −0.06
VTI VG Morningstar TS MKT ETF-US Reduce -2.0% 0.85% −0.05
VIG Vanguard Dividend Apprec ETF Reduce -2.0% 1.36% −0.05
AAPL Apple Inc. Reduce -0.7% 0.68% −0.05
VUG Vanguard Mrngstar GR ETF-Sui Reduce -0.2% 0.29% −0.03
ESGV Vanguard ESG US Stock ETF Reduce -0.3% 0.36% −0.03
ABBV Abbvie Inc. Sold out 0.00% −0.03
XLI SS Industrial Select Sector Reduce -7.7% 0.64% −0.02
VXUS Vanguard Total Intl Stock Reduce -7.2% 0.36% −0.02
QCOM Qualcomm Inc. Reduce -1.5% 0.04% −0.01
IWF iShares Russell 1000 Growth Reduce -5.9% 0.06% −0.01
IBM Intl Business Machines Corp. Reduce -2.8% 0.03% −0.01
GOOGL Alphabet Inc. Class A Reduce -11.6% 0.03% −0.01
DSI iShares ESG MSCI KLD 400 ETF Reduce -0.7% 0.09% −0.01
SUSA iShares ESG Optimized MSCI U Reduce -0.6% 0.10% −0.01
SCHB Schwab US Broad Market ETF Reduce -3.6% 0.07% −0.01
VYM Vanguard High DVD Yield ETF Reduce -53.2% 0.01% −0.01
VSGX Vanguard ESG Intl Stock ETF Reduce -2.1% 0.37% −0.01
META Meta Platforms Inc. Class A Reduce -8.4% 0.02% −0.00
AMZN Amazon.com Inc. Reduce -15.8% 0.01% −0.00
NVDA Nvidia Corp. Reduce -26.1% 0.01% −0.00
AVGO Broadcom Inc. Reduce -9.0% 0.02% −0.00
JPM JPMorgan Chase & Co. Reduce -3.3% 0.03% −0.00
ASML ASML Holding NV-NY Reg SHS Sold out 0.00% −0.00
BN Brookfield Corp. Sold out 0.00% −0.00
SBUX Starbucks Corp. Reduce -40.2% 0.00% −0.00
BRK.B Berkshire Hathaway Inc. Class B Reduce -3.3% 0.03% −0.00
TROW T Rowe Price Group Inc. Reduce -6.8% 0.01% −0.00
PRU Prudential Financial Inc. Reduce -58.8% 0.00% −0.00
WFC Wells Fargo & Co. Reduce -1.1% 0.01% −0.00
GEV GE Vernova Inc. Sold out 0.00% −0.00
DELL Dell Technologies -C Sold out 0.00% −0.00
QQQM Invesco Nasdaq 100 ETF Reduce -50.0% 0.00% −0.00
USB US Bancorp Reduce -3.1% 0.03% −0.00
HEDJ Wisdomtree Europe Hedged Equ Reduce -4.2% 0.03% −0.00
ABNB Airbnb Inc. Class A Sold out 0.00% −0.00
LNG Cheniere Energy Inc. Sold out 0.00% −0.00
DE Deere & Co. Reduce -39.7% 0.00% −0.00
ISRG Intuitive Surgical Inc. Sold out 0.00% −0.00
ENB Enbridge Inc. Sold out 0.00% −0.00
FSSL FS Specialty Lending Fund Reduce -50.1% 0.00% −0.00
ACN Accenture PLC Class A Sold out 0.00% −0.00
CAT Caterpillar Inc. Sold out 0.00% −0.00

Portfolio Buys Q4 2025 → Q1 2026
DFLV Dim US Large Cap Value ETF New 3.47% +3.47
XLE SS Energy Select Sector New 0.74% +0.74
XLB SS Materials Select Sector New 0.65% +0.65
XLV SS Health Care Select Sector New 0.63% +0.63
IJH iShares Core S&P Midcap ETF Add +2.9% 4.28% +0.24
CASY Casey's General Stores Inc. Add +204.9% 0.27% +0.20
VTEB Vanguard Tax-Exempt Bond ETF Add +1.9% 9.27% +0.16
TIP iShares Tips Bond ETF Add +3.1% 3.40% +0.14
DFNM Dimensional National Muni BD Add +6.4% 1.64% +0.10
DFAS Dimensional US Small Cap ETF Add +0.6% 2.58% +0.08
BND Vanguard Total Bond Market Add +0.9% 8.99% +0.08
VNQ Vanguard Real Estate ETF Add +1.3% 2.57% +0.06
VWO Vanguard Ftse Emerging Marke Add +3.5% 0.38% +0.02
VCIT Vanguard Int-Term Corporate Add +1.1% 3.62% +0.02
VB Vanguard Most SM-Cap ETF-Usd Add +0.6% 0.58% +0.02
VO Vngrd Mrngstr MD-Cap ETF-Usd Add +2.7% 0.46% +0.01
VXF Vanguard Extended Market ETF Add +1.5% 2.24% +0.01
GLD SPDR Gold Shares New 0.01% +0.01
VT Vanguard Tot World STK ETF Add +6.5% 0.07% +0.00
VTV Vanguard Mrngstr Val ETF-Aui Add +0.1% 0.09% +0.00
MUB iShares National Muni Bond E Add +159.6% 0.00% +0.00
EFG iShares MSCI Eafe Growth ETF Add +11.4% 0.01% +0.00
NAT Nordic American Tankers Ltd. Add +3.0% 0.00% +0.00
BKSY Blacksky Technology Inc. New 0.00% +0.00
SCHF Schwab Intl Equity ETF Add +31.5% 0.00% +0.00
PFFA Virtus Infracap US Pref STCK Add +374.1% 0.00% +0.00
GTBP GT Biopharma Inc. New 0.00% +0.00
KMI Kinder Morgan Inc. Add +0.9% 0.00% +0.00
REPX Riley Exploration Permian Inc. Add +0.9% 0.00% +0.00
SPIR Spire Global Inc. New 0.00% +0.00
PANL Pangaea Logistics Solutions Add +100.0% 0.00% +0.00
MCK McKesson Corp. New 0.00% +0.00
NOG Northern Oil and Gas Inc. Add +1.8% 0.00% +0.00
SIRI Sirius XM Holdings Inc. Add +1.3% 0.00% +0.00
WES Western Midstream Partners L Add +1.7% 0.00% +0.00
DMLP Dorchester Minerals LP Add +3.5% 0.00% 0.00
LAND Gladstone Land Corp. Add +1.4% 0.00% 0.00
HTGC Hercules Capital Inc. Add +1.8% 0.00% 0.00
IMMR Immersion Corporation Add +1.0% 0.00% 0.00
PMT Pennymac Mortgage Investment Add +2.5% 0.00% 0.00
SAR Saratoga Investment Corp. Add +3.7% 0.00% 0.00
UGI Ugi Corp. Add +1.0% 0.00% 0.00
PNNT Pennantpark Investment Corp. Add +4.5% 0.00% −0.00
AJG Arthur J Gallagher & Co. Add +6.0% 0.00% −0.00
IBIT iShares Bitcoin Trust ETF Add +1.7% 0.11% −0.03

Notes & Other Activity Q4 2025 → Q1 2026
PLTR Palantir Technologies Inc. Class A CL A New 0 $1

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 223$658.5MVOO, VEA, SPY, BND, VTEB
Q1 2026 192$589.1MVOO, VEA, SPY, VTEB, BND
Q4 2025 236$592.7MVOO, VEA, SPY, VTEB, BND
Q3 2025 193$605.0MVOO, SPY, VEA, BND, VTEB
Q2 2025 207$574.7MVOO, SPY, VEA, BND, VTEB
Q1 2025 203$526.2MVOO, BND, SPY, VEA, VTEB
Q4 2024 205$518.6MVOO, SPY, BND, VEA, VTEB
Q3 2024 188$518.5MSPY, BND, VEA, VTEB, DFAE
Q2 2024 160$481.6MSPY, BND, VEA, VTEB, DFAE
Q1 2024 154$466.2MSPY, BND, VEA, VTEB, DFAE