West Financial Advisors, LLC

In its 13F for Q3 2026 (holdings as of September 30, 2026, filed October 22, 2026), West Financial Advisors, LLC reported 273 stock positions worth $665.0 million. Its top holding was Vanguard S&P 500 ETF (VOO) at 13.4% of the portfolio, followed by SS SPDR S&P 500 ETF Trust-US (SPY, 10.9%) and Vanguard Ftse Developed ETF (VEA, 10.7%). Compared with Q2 2026, it opened 87 new positions, sold out of 37, added to 45 and reduced 37. The biggest buy was a new position in Vanguard S/T Corp. Bond ETF (VCSH) and the biggest sale Vanguard Int-Term Corporate (VCIT, shares −98%).

Most Recent 13F
Q3 2026
Location
DES MOINES, IA
CIK
0001843684
Portfolio Value
$665.0M (Q3 2026)
SEC Filing
0001843684-26-000005 ↗ filed Oct 22, 2026

Holdings Value

0$200.0M$400.0M$600.0M$800.0M Q1 2024: $466.2M Q1 2024 Q2 2024: $481.6M Q2 2024 Q3 2024: $518.5M Q3 2024 Q4 2024: $518.6M Q4 2024 Q1 2025: $526.2M Q1 2025 Q2 2025: $574.7M Q2 2025 Q3 2025: $605.0M Q3 2025 Q4 2025: $592.7M Q4 2025 Q1 2026: $589.1M Q1 2026 Q2 2026: $658.5M Q2 2026 Q3 2026: $665.0M $665.0M Q3 2026

Holdings 273 stocks · $665.0M

VOO Vanguard S&P 500 ETF 13.40% 127,161 $89.1M Add +0.2%
SPY SS SPDR S&P 500 ETF Trust-US 10.90% 95,028 $72.5M Reduce -2.4%
VEA Vanguard Ftse Developed ETF 10.74% 1,011,908 $71.5M Reduce -1.4%
BND Vanguard Total Bond Market 7.86% 744,834 $52.3M Reduce -8.3%
VTEB Vanguard Tax-Exempt Bond ETF 6.86% 963,176 $45.6M Reduce -13.3%
DFAE Dimensional Emerging Core Eq 6.18% 1,046,059 $41.1M Add +6.0%
IEFA iShares Core MSCI Eafe ETF 4.27% 293,334 $28.4M Add +1.1%
IJH iShares Core S&P Midcap ETF 4.13% 381,582 $27.5M Reduce -0.7%
VCSH Vanguard S/T Corp. Bond ETF 3.65% 314,016 $24.3M New
VTIP Vanguard Short-Term Tips 3.61% 488,357 $24.0M New
DFLV Dim US Large Cap Value ETF 2.79% 462,061 $18.6M Reduce -2.0%
DFAS Dimensional US Small Cap ETF 2.73% 234,287 $18.1M Add +4.4%
DFNM Dimensional National Muni BD 2.61% 377,379 $17.4M Add +75.0%
VNQ Vanguard Real Estate ETF 2.41% 178,583 $16.0M Add +2.3%
VXF Vanguard Extended Market ETF 2.21% 63,400 $14.7M Reduce -0.4%
VTI VG Morningstar TS MKT ETF-US 1.99% 35,403 $13.2M Add +114.5%
BIL SS SPDR BB 1-3M T-Bill ETF 1.36% 98,496 $9.0M Add +202.0%
VIG Vanguard Dividend Apprec ETF 1.16% 33,185 $7.7M Reduce -3.9%
QQQ Invesco QQQ Trust Series 1 0.96% 8,588 $6.4M Reduce -6.1%
AAPL Apple Inc. 0.83% 16,675 $5.6M Add +0.1%
XLK SS Technology Select Sector 0.67% 22,772 $4.5M Reduce -11.0%
XLV SS Health Care Select Sector 0.62% 24,470 $4.1M New
XLE SS Energy Select Sector 0.60% 64,961 $4.0M Reduce -6.9%
XLF SS Financial Select Sector 0.59% 73,095 $3.9M New
VB Vanguard Most SM-Cap ETF-Usd 0.55% 12,845 $3.7M Add +0.4%
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.44% 37,093 $2.9M Add +1.1%
VSGX Vanguard ESG Intl Stock ETF 0.37% 30,535 $2.5M Add +0.7%
VWO Vanguard Ftse Emerging Marke 0.37% 41,430 $2.5M Add +0.3%
ESGV Vanguard ESG US Stock ETF 0.36% 17,888 $2.4M Reduce -2.7%
VXUS Vanguard Total Intl Stock 0.33% 25,507 $2.2M Reduce -2.7%
VUG Vanguard Mrngstar GR ETF-Sui 0.32% 23,248 $2.1M Reduce -1.6%
PRF Invesco Rafi US 1000 ETF 0.29% 35,202 $1.9M Reduce -1.5%
MTUM iShares MSCI USA Momentum Fa 0.24% 5,092 $1.6M Add +59.6%
VBR Vngrd Mrngst SL-CP Val ETF-U 0.24% 6,897 $1.6M Add +199.5%
MSFT Microsoft Corp. 0.21% 2,681 $1.4M No change
CASY Casey's General Stores Inc. 0.19% 2,081 $1.3M Reduce -2.6%
MGC Vngrd Mrngstr MG Cap ETF-Usd 0.15% 3,559 $1.0M Reduce -1.9%
IWF iShares Russell 1000 Growth 0.13% 6,857 $859K Add +131.3%
IBIT iShares Bitcoin Trust ETF 0.12% 17,508 $829K Reduce -6.9%
BRK.A Berkshire Hathaway Inc. Class A 0.11% 1 $747K No change
SUSA iShares ESG Optimized MSCI U 0.10% 4,472 $696K Reduce -1.9%
LNT Alliant Energy Corp. 0.10% 10,768 $682K No change
DSI iShares ESG MSCI KLD 400 ETF 0.10% 4,457 $652K Reduce -0.1%
VTV Vanguard Mrngstr Val ETF-Aui 0.09% 2,737 $591K Add +0.2%
IWD iShares Russell 1000 Value E 0.09% 2,309 $572K Add +120.1%
DFAI Dimensional International Co. 0.08% 12,883 $534K Add +182.8%
SCHB Schwab US Broad Market ETF 0.07% 16,492 $483K Reduce -1.1%
TSLA Tesla Inc. 0.07% 1,333 $473K No change
IDMO Invesco S&P International DE 0.07% 7,095 $433K Add +193.9%
TYL Tyler Technologies Inc. 0.06% 1,344 $428K Reduce -20.0%
DFIV Dimensional International Va 0.06% 7,523 $420K Add +63.3%
VT Vanguard Tot World STK ETF 0.06% 2,535 $400K No change
VCIT Vanguard Int-Term Corporate 0.05% 4,392 $344K Reduce -98.4%
GL Globe Life Inc. 0.05% 2,000 $331K No change
AMGN Amgen Inc. 0.05% 764 $322K No change
ORCL Oracle Corp. 0.05% 2,289 $314K No change
QCOM Qualcomm Inc. 0.04% 1,600 $294K No change
NSC Norfolk Southern Corp. 0.04% 846 $261K No change
JPM JPMorgan Chase & Co. 0.03% 689 $228K No change
USB US Bancorp 0.03% 3,725 $215K No change
GOOGL Alphabet Inc. Class A 0.03% 601 $207K No change
IEMG iShares Core MSCI Emerging 0.03% 2,432 $197K No change
ITOT iShares Core S&P Total U.S. 0.03% 1,175 $195K No change
INTC Intel Corp. 0.03% 1,557 $187K No change
SCHD Schwab US DVD Equity ETF 0.03% 5,651 $184K Reduce -4.6%
UNP Union Pacific Corp. 0.03% 667 $182K No change
CVX Chevron Corp. 0.03% 886 $181K No change
BRK.B Berkshire Hathaway Inc. Class B 0.03% 360 $179K Reduce -0.8%
IWM iShares Russell 2000 ETF 0.03% 641 $178K Add +28.7%
GOOG Alphabet Inc. Class C 0.03% 519 $177K Reduce -0.8%
HEDJ Wisdomtree Europe Hedged Equ 0.03% 3,158 $175K Reduce -4.5%
CHD Church & Dwight Co. Inc. 0.03% 1,808 $170K No change
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.03% 766 $168K No change
TIP iShares Tips Bond ETF 0.03% 1,600 $166K Reduce -99.2%
MRK Merck & Co. Inc. 0.02% 1,120 $163K Add +0.5%
EEM iShares MSCI Emerging Market 0.02% 2,339 $156K Add +65.0%
ASML ASML Holding NV-NY Reg SHS filed as ASML HLDG NV 0.02% 80 $145K New
META Meta Platforms Inc. Class A 0.02% 185 $134K No change
PFG Principal Financial Group 0.02% 1,137 $127K Reduce -24.8%
AMZN Amazon.com Inc. 0.02% 500 $125K No change
AVGO Broadcom Inc. 0.02% 345 $121K No change
TECH Bio-Techne Corp. 0.02% 1,556 $113K No change
IWR iShares Russell Mid-Cap ETF 0.02% 1,043 $111K No change
NVDA Nvidia Corp. 0.02% 443 $101K No change
XOM Exxonmobil Holdings Corp. 0.01% 572 $93K New
KO The Coca-Cola Co. 0.01% 1,065 $92K No change
WFC Wells Fargo & Co. 0.01% 1,142 $91K Reduce -22.3%
VBK Van Morst SML-Cap Gro-Usd Inc. 0.01% 254 $86K No change
DGRO iShares Core Dividend Growth 0.01% 1,098 $83K No change
LRCX Lam Research Corp. 0.01% 250 $82K No change
TROW T Rowe Price Group Inc. filed as PRICE T ROWE GROUP INC 0.01% 736 $77K No change
WELL Welltower Inc. 0.01% 320 $74K No change
HSBC HSBC Holdings PLC-Spons ADR filed as HSBC HLDGS PLC 0.01% 739 $73K New
NVS Novartis AG-Sponsored ADR 0.01% 491 $70K New
CTVA Corteva Inc. 0.01% 867 $67K No change
VYM Vanguard High DVD Yield ETF 0.01% 427 $66K No change
CMI Cummins Inc. 0.01% 126 $65K No change
SPCX Space Exploration Techn Class A 0.01% 389 $59K Add +559.3%
MUFG Mitsubishi Ufj Finl-Spon ADR 0.01% 2,532 $58K New
JBL Jabil Inc. 0.01% 200 $57K No change
EFA iShares MSCI Eafe ETF 0.01% 552 $57K New
PIO Invesco Global Water ETF 0.01% 1,250 $54K No change
LLY Eli Lilly & Co. 0.01% 46 $53K No change
V Visa Inc. Class A 0.01% 145 $52K No change
SHEL Shell PLC-ADR 0.01% 546 $52K New
EFG iShares MSCI Eafe Growth ETF 0.01% 430 $52K No change
ED Consolidated Edison Inc. 0.01% 472 $48K No change
MAR Marriott International Class A 0.01% 135 $48K No change
AZN Astrazeneca PLC 0.01% 294 $47K New
HD Home Depot Inc. 0.01% 162 $46K No change
ETN Eaton Corp. PLC 0.01% 107 $46K No change
C Citigroup Inc. 0.01% 348 $45K No change
BHP BHP Group Ltd.-Spon ADR filed as BHP BILLITON LIMITED 0.01% 516 $44K New
BA The Boeing Co. 0.01% 233 $43K Reduce -46.2%
SDY SS SPDR S&P Dividend ETF 0.01% 294 $43K No change
VOE Vngrd Mrngstr MD-Cap Val ETF 0.01% 218 $43K No change
GLD SPDR Gold Shares 0.01% 111 $42K No change
SAN Banco Santander SA-Spon ADR 0.01% 2,998 $41K New
AON Aon PLC Class A 0.01% 149 $41K Reduce -8.0%
SAP Sap SE-Sponsored ADR 0.01% 196 $41K New
TRGP Targa Resources Corp. 0.01% 151 $41K No change
PNC PNC Financial Services Group 0.01% 174 $39K No change
UBS UBS Group AG-Reg 0.01% 801 $39K New
MFC Manulife Financial Corp. 0.01% 875 $37K No change
SMFG Sumitomo Mitsui-Spons ADR 0.01% 1,290 $33K New
CSCO Cisco Systems Inc. 0.01% 309 $33K No change
SONY Sony Group Corp. - SP ADR 0.00% 1,379 $32K New
BBVA Banco Bilbao Vizcaya-SP ADR 0.00% 1,161 $32K New
DE Deere & Co. 0.00% 48 $32K Add +4.3%
LOW Lowe's Cos Inc. 0.00% 170 $31K No change
HIG Hartford Insurance Group Inc. 0.00% 247 $30K No change
TTE Totalenergies SE 0.00% 347 $30K New
OTTR Otter Tail Corp. 0.00% 334 $29K No change
MFG Mizuho Financial Group-ADR 0.00% 2,649 $29K New
BTI British American Tob-SP ADR 0.00% 535 $29K New
BKNG Booking Holdings Inc. 0.00% 175 $29K No change
UL Unilever PLC-Sponsored ADR 0.00% 468 $28K New
SBUX Starbucks Corp. 0.00% 297 $28K No change
IYY iShares Dow Jones U.S. ETF 0.00% 146 $27K No change
BAC Bank of America Corp. 0.00% 497 $27K No change
ING ING Groep N.V.-Sponsored ADR 0.00% 725 $26K New
TM Toyota Motor Corp. -Spon ADR 0.00% 139 $25K New
GRNY Fundstr Gran SH US LRG Cap 0.00% 880 $24K No change
KLAC KLA Corp. 0.00% 125 $24K New
MCD McDonald's Corp. 0.00% 104 $24K No change
BCS Barclays PLC-Spons ADR 0.00% 892 $22K New
LYG Lloyds Banking Group PLC-ADR 0.00% 3,762 $21K New
BP BP PLC-Spons ADR 0.00% 463 $20K New
VLO Valero Energy Corp. 0.00% 52 $20K No change
BX Blackstone Inc. 0.00% 176 $20K No change
RDVY First Trust Rising Dividend 0.00% 250 $20K New
GILD Gilead Sciences Inc. 0.00% 130 $19K No change
NVO Novo-Nordisk A/S-Spons ADR 0.00% 510 $19K New
RIO Rio Tinto PLC-Spon ADR 0.00% 196 $18K New
BUD Anheuser-Busch Inbev-SPN ADR 0.00% 236 $17K New
TGT Target Corp. 0.00% 103 $16K No change
ATLO Ames National Corp. 0.00% 514 $16K Reduce -36.1%
SPOT Spotify Technology SA 0.00% 32 $16K Add +1500.0%
DB Deutsche Bank AG-Registered 0.00% 421 $15K New
GSK GSK PLC-Spon ADR 0.00% 305 $15K New
HYS PIMCO 0-5 Year H/Y Corp. Bond 0.00% 160 $14K No change
ARGX Argenx SE - ADR 0.00% 15 $14K New
IX Orix - Sponsored ADR filed as ORIX CORP 0.00% 380 $14K New
NMR Nomura Holdings Inc.-Spon ADR 0.00% 1,437 $14K New
MT Arcelormittal-NY Registered 0.00% 210 $14K New
TEVA Teva Pharmaceutical Ind Ltd. 0.00% 344 $14K New
T AT&T Inc. 0.00% 539 $13K Add +3750.0%
STBA S & T Bancorp Inc. 0.00% 262 $13K No change
QQQM Invesco Nasdaq 100 ETF 0.00% 41 $12K No change
NWG Natwest Group PLC -Spon ADR 0.00% 681 $12K New
VCEB Vanguard ESG US Corp. Bond 0.00% 207 $12K Reduce -97.9%
RACE Ferrari NV 0.00% 31 $12K New
NGG National Grid PLC-SP ADR 0.00% 156 $12K New
ASTS Ast Spacemobile Inc. 0.00% 200 $12K No change
VZ Verizon Communications Inc. 0.00% 252 $12K No change
NBIS Nebius Group NV 0.00% 49 $12K New
SCHF Schwab Intl Equity ETF 0.00% 384 $11K Add +37.6%
DUHP Dimensional US High Relative filed as DFA INVT DIMENSIONS GROUP IN 0.00% 250 $10K New
ASGI Abrdn Global Infrastructure 0.00% 531 $10K New
TAK Takeda Pharmaceutic-SP ADR 0.00% 558 $10K New
DEO Diageo PLC-Sponsored ADR 0.00% 117 $10K New
NOK Nokia Corp.-Spon ADR 0.00% 987 $10K New
ADM Archer-Daniels-Midland Co. 0.00% 125 $10K Reduce -93.8%
NAT Nordic American Tankers Ltd. 0.00% 1,255 $10K Add +3.5%
RELX Relx PLC - Spon ADR 0.00% 292 $10K New
SE Sea Ltd.-ADR 0.00% 98 $10K New
CI The Cigna Group 0.00% 35 $10K No change
E Eni SPA-Sponsored ADR 0.00% 171 $9K New
HMC Honda Motor Co. Ltd.-Spons ADR 0.00% 286 $9K New
ESLT Elbit Systems Ltd. 0.00% 13 $9K New
RVT Royce Small-Cap Trust Inc. 0.00% 500 $9K New
WDS Woodside Energy Group-ADR 0.00% 371 $8K New
IHG Intercontinental Hotels-ADR 0.00% 50 $8K New
IVV iShares Core S&P 500 ETF 0.00% 10 $8K No change
PG The Procter & Gamble Co. 0.00% 50 $7K No change
PUK Prudential PLC-ADR 0.00% 286 $7K New
KMI Kinder Morgan Inc. 0.00% 227 $7K Add +0.9%
ERIC Ericsson (lm) Tel-SP ADR filed as TELEFONAKTIEBOLAGET LM ERICS 0.00% 732 $7K New
STM Stmicroelectronics NV-NY SHS 0.00% 124 $7K New
SNY Sanofi-ADR 0.00% 160 $7K New
GMAB Genmab A/S -SP ADR 0.00% 179 $6K New
SYM Symbotic Inc. 0.00% 150 $6K No change
VOD Vodafone Group PLC-SP ADR 0.00% 381 $6K New
CCEP Coca-Cola Europacific Partne 0.00% 59 $6K New
FSSL FS Specialty Lending Fund 0.00% 510 $6K No change
NVTS Navitas Semiconductor Corp. 0.00% 500 $6K No change
WES Western Midstream Partners L 0.00% 122 $5K Add +2.5%
APO Apollo Global Management Inc. 0.00% 46 $5K No change
TS Tenaris SA-ADR 0.00% 81 $4K New
LOGI Logitech International-Reg 0.00% 44 $4K New
REPX Riley Exploration Permian Inc. 0.00% 108 $4K Add +0.9%
TSEM Tower Semiconductor Ltd. 0.00% 19 $4K New
GRAB Grab Holdings Ltd. Class A 0.00% 1,386 $4K New
EQNR Equinor ASA-Spon ADR 0.00% 100 $4K New
STLA Stellantis NV 0.00% 932 $4K New
SIRI Sirius XM Holdings Inc. 0.00% 157 $4K Add +1.3%
PHG Koninklijke Philips NVR- NY 0.00% 166 $4K New
AER Aercap Holdings NV 0.00% 28 $4K New
HLN Haleon PLC-ADR 0.00% 429 $4K New
UGI Ugi Corp. 0.00% 107 $4K Add +1.9%
FUTU Futu Holdings Ltd.-ADR filed as FUTU HLDGS LTD 0.00% 34 $4K New
FCX Freeport-McMoran Inc. 0.00% 51 $4K No change
DFAU Dimensional US Core Equity M 0.00% 60 $3K Reduce -24.1%
CCXI Churchill Capital Corp. Class A 0.00% 250 $3K New
SCHY Schwab International DVD ETF 0.00% 92 $3K New
QGEN Qiagen N.V. 0.00% 64 $3K New
RTO Rentokil Initial PLC-SP ADR 0.00% 141 $3K New
PFFA Virtus Infracap US Pref STCK 0.00% 135 $3K Add +3.0%
TU Telus Corp. 0.00% 300 $3K No change
ARQQ Arqit Quantum Inc. 0.00% 100 $2K No change
PRU Prudential Financial Inc. 0.00% 21 $2K No change
PSO Pearson PLC-Sponsored ADR 0.00% 148 $2K New
MUB iShares National Muni Bond E 0.00% 23 $2K Reduce -77.7%
ATMU Atmus Filtration Technologie 0.00% 50 $2K No change
BKSY Blacksky Technology Inc. 0.00% 100 $2K No change
SNN Smith & Nephew PLC -Spon ADR 0.00% 78 $2K New
LAND Gladstone Land Corp. 0.00% 218 $2K Add +1.4%
FER Ferrovial NV 0.00% 36 $2K New
WSE Wise Group PLC Class A 0.00% 170 $2K New
UTI Universal Technical Institut 0.00% 100 $2K No change
CHKP Check Point Software Tech 0.00% 14 $2K New
MICC The Magnum Ice Cream Co. NV 0.00% 96 $2K New
FSM Fortuna Mining Corp. 0.00% 150 $2K No change
KD Kyndryl Holdings Inc. 0.00% 134 $2K No change
PR Permian Resources Corp. Class A 0.00% 70 $1K No change
FMS Fresenius Medical Care-ADR 0.00% 66 $1K New
NCLH Norwegian Cruise Line Holdin 0.00% 100 $1K No change
RDW Redwire Corp. 0.00% 140 $1K No change
PNNT Pennantpark Investment Corp. 0.00% 417 $1K Add +3.2%
NOG Northern Oil and Gas Inc. 0.00% 58 $1K Add +1.8%
ICL Icl Group Ltd. 0.00% 231 $1K New
SPIR Spire Global Inc. 0.00% 100 $1K No change
BBD Banco Bradesco-ADR 0.00% 300 $1K No change
BEN Franklin Templeton Inc. 0.00% 31 $998 No change
SAR Saratoga Investment Corp. 0.00% 60 $996 Add +5.3%
HTGC Hercules Capital Inc. 0.00% 59 $989 Add +3.5%
DMLP Dorchester Minerals LP 0.00% 32 $895 Add +3.2%
AFCG Advanced Flower Capital Inc. 0.00% 233 $839 Add +1.8%
SOFI Sofi Technologies Inc. 0.00% 49 $771 No change
IMMR Immersion Corporation 0.00% 106 $769 Add +0.9%
GTBP GT Biopharma Inc. 0.00% 100 $647 New
CMCSA Comcast Corp. Class A 0.00% 28 $610 No change
MCK McKesson Corp. 0.00% 1 $526 No change
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.00% 5 $525 No change
PMT Pennymac Mortgage Investment 0.00% 44 $347 Add +4.8%
BYRN Byrna Technologies Inc. 0.00% 100 $327 No change
WHR Whirlpool Corp. 0.00% 10 $307 No change
S Sentinelone Inc. Class A 0.00% 3 $72 No change
WBD Warner Bros Discovery Inc. 0.00% 2 $62 No change
UA Under Armour Inc. Class C 0.00% 12 $53 No change
LUMN Lumen Technologies Inc. 0.00% 9 $51 No change
VSNT Versant Media Group Inc. 0.00% 1 $32 No change
WEST Westrock Coffee Co. 0.00% 31 $0 No change
Other holdings (1): bonds, preferreds, convertibles and warrants · $7 (not counted above)
SecurityClassShares / PrincipalValueChange
ABRDN GLOBAL INFRA RIGHT 10/15/2026 531$7New
Lines left out (1) · $1 — a value with no share or principal amount
SecurityClassSharesValue
PLTR Palantir Technologies Inc. Class A CL A0$1

Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.

Total filed on the 13F, all lines: $665.0M.

Portfolio Sells Q2 2026 → Q3 2026

VCIT Vanguard Int-Term Corporate Reduce -98.4% 0.05% −3.38
TIP iShares Tips Bond ETF Reduce -99.2% 0.03% −3.15
VTEB Vanguard Tax-Exempt Bond ETF Reduce -13.3% 6.86% −1.67
BND Vanguard Total Bond Market Reduce -8.3% 7.86% −1.20
XLI SS Industrial Select Sector Sold out 0.00% −0.67
XLB SS Materials Select Sector Sold out 0.00% −0.63
IJH iShares Core S&P Midcap ETF Reduce -0.7% 4.13% −0.37
VEA Vanguard Ftse Developed ETF Reduce -1.4% 10.74% −0.36
VXF Vanguard Extended Market ETF Reduce -0.4% 2.21% −0.17
SPY SS SPDR S&P 500 ETF Trust-US Reduce -2.4% 10.90% −0.15
SCHW Schwab (charles) Corp. Sold out 0.00% −0.13
VCEB Vanguard ESG US Corp. Bond Reduce -97.9% 0.00% −0.09
VIG Vanguard Dividend Apprec ETF Reduce -3.9% 1.16% −0.08
XLK SS Technology Select Sector Reduce -11.0% 0.67% −0.07
QQQ Invesco QQQ Trust Series 1 Reduce -6.1% 0.96% −0.07
CASY Casey's General Stores Inc. Reduce -2.6% 0.19% −0.07
DFLV Dim US Large Cap Value ETF Reduce -2.0% 2.79% −0.04
ADM Archer-Daniels-Midland Co. Reduce -93.8% 0.00% −0.02
VXUS Vanguard Total Intl Stock Reduce -2.7% 0.33% −0.01
TYL Tyler Technologies Inc. Reduce -20.0% 0.06% −0.01
BA The Boeing Co. Reduce -46.2% 0.01% −0.01
NTAP Netapp Inc. Sold out 0.00% −0.01
PFG Principal Financial Group Reduce -24.8% 0.02% −0.01
PRF Invesco Rafi US 1000 ETF Reduce -1.5% 0.29% −0.01
ESGV Vanguard ESG US Stock ETF Reduce -2.7% 0.36% −0.00
WFC Wells Fargo & Co. Reduce -22.3% 0.01% −0.00
GRMN Garmin Ltd. Sold out 0.00% −0.00
RTX RTX Corp. Sold out 0.00% −0.00
HEDJ Wisdomtree Europe Hedged Equ Reduce -4.5% 0.03% −0.00
SUSA iShares ESG Optimized MSCI U Reduce -1.9% 0.10% −0.00
AON Aon PLC Class A Reduce -8.0% 0.01% −0.00
AJG Arthur J Gallagher & Co. Sold out 0.00% −0.00
DUHP Dimensional US High Profi Et Sold out 0.00% −0.00
GOOG Alphabet Inc. Class C Reduce -0.8% 0.03% −0.00
MUB iShares National Muni Bond E Reduce -77.7% 0.00% −0.00
ATLO Ames National Corp. Reduce -36.1% 0.00% −0.00
RSP Invesco S&P 500 Equal Weight Sold out 0.00% −0.00
SCHD Schwab US DVD Equity ETF Reduce -4.6% 0.03% −0.00
SCHB Schwab US Broad Market ETF Reduce -1.1% 0.07% −0.00
BRK.B Berkshire Hathaway Inc. Class B Reduce -0.8% 0.03% −0.00
XLU St Sr Utl SL SE SPDR ETF-Usd Sold out 0.00% −0.00
PANL Pangaea Logistics Solutions Sold out 0.00% −0.00
NET Cloudflare Inc. Class A Sold out 0.00% −0.00
FTNT Fortinet Inc. Sold out 0.00% −0.00
DBMF Imgp Dbi MFT STR ETF-Usd Inc. Sold out 0.00% −0.00
GII State Street SPDR S&P Global Sold out 0.00% −0.00
DASH DoorDash Inc. Class A Sold out 0.00% −0.00
ENPH Enphase Energy Inc. Sold out 0.00% −0.00
GTBP GT Biopharma Inc. Sold out 0.00% −0.00
GMED Globus Medical Inc. Class A Sold out 0.00% −0.00

Portfolio Buys Q2 2026 → Q3 2026

VCSH Vanguard S/T Corp. Bond ETF New 3.65% +3.65
VTIP Vanguard Short-Term Tips New 3.61% +3.61
VTI VG Morningstar TS MKT ETF-US Add +114.5% 1.99% +1.06
DFNM Dimensional National Muni BD Add +75.0% 2.61% +1.03
BIL SS SPDR BB 1-3M T-Bill ETF Add +202.0% 1.36% +0.90
XLV SS Health Care Select Sector New 0.62% +0.62
XLF SS Financial Select Sector New 0.59% +0.59
VOO Vanguard S&P 500 ETF Add +0.2% 13.40% +0.17
DFAE Dimensional Emerging Core Eq Add +6.0% 6.18% +0.16
VBR Vngrd Mrngst SL-CP Val ETF-U Add +199.5% 0.24% +0.15
AAPL Apple Inc. Add +0.1% 0.83% +0.10
MTUM iShares MSCI USA Momentum Fa Add +59.6% 0.24% +0.08
IWF iShares Russell 1000 Growth Add +131.3% 0.13% +0.07
DFAI Dimensional International Co. Add +182.8% 0.08% +0.05
IWD iShares Russell 1000 Value E Add +120.1% 0.09% +0.05
IDMO Invesco S&P International DE Add +193.9% 0.07% +0.04
DFIV Dimensional International Va Add +63.3% 0.06% +0.03
ASML ASML Holding NV-NY Reg SHS New 0.02% +0.02
IEFA iShares Core MSCI Eafe ETF Add +1.1% 4.27% +0.02
XOM Exxonmobil Holdings Corp. New 0.01% +0.01
HSBC HSBC Holdings PLC-Spons ADR New 0.01% +0.01
NVS Novartis AG-Sponsored ADR New 0.01% +0.01
EEM iShares MSCI Emerging Market Add +65.0% 0.02% +0.01
MUFG Mitsubishi Ufj Finl-Spon ADR New 0.01% +0.01
EFA iShares MSCI Eafe ETF New 0.01% +0.01
SHEL Shell PLC-ADR New 0.01% +0.01
SPCX Space Exploration Techn Class A Add +559.3% 0.01% +0.01
AZN Astrazeneca PLC New 0.01% +0.01
BHP BHP Group Ltd.-Spon ADR New 0.01% +0.01
SAN Banco Santander SA-Spon ADR New 0.01% +0.01
SAP Sap SE-Sponsored ADR New 0.01% +0.01
UBS UBS Group AG-Reg New 0.01% +0.01
SMFG Sumitomo Mitsui-Spons ADR New 0.01% +0.01
BBVA Banco Bilbao Vizcaya-SP ADR New 0.00% +0.00
SONY Sony Group Corp. - SP ADR New 0.00% +0.00
TTE Totalenergies SE New 0.00% +0.00
BTI British American Tob-SP ADR New 0.00% +0.00
MFG Mizuho Financial Group-ADR New 0.00% +0.00
UL Unilever PLC-Sponsored ADR New 0.00% +0.00
IWM iShares Russell 2000 ETF Add +28.7% 0.03% +0.00
ING ING Groep N.V.-Sponsored ADR New 0.00% +0.00
TM Toyota Motor Corp. -Spon ADR New 0.00% +0.00
KLAC KLA Corp. New 0.00% +0.00
BCS Barclays PLC-Spons ADR New 0.00% +0.00
LYG Lloyds Banking Group PLC-ADR New 0.00% +0.00
BP BP PLC-Spons ADR New 0.00% +0.00
RDVY First Trust Rising Dividend New 0.00% +0.00
NVO Novo-Nordisk A/S-Spons ADR New 0.00% +0.00
RIO Rio Tinto PLC-Spon ADR New 0.00% +0.00
MRK Merck & Co. Inc. Add +0.5% 0.02% +0.00

Notes & Other Activity Q2 2026 → Q3 2026

ABRDN GLOBAL INFRA RIGHT 10/15/2026 New 531 $7

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q3 2026 273$665.0MVOO, SPY, VEA, BND, VTEB
Q2 2026 223$658.5MVOO, VEA, SPY, BND, VTEB
Q1 2026 192$589.1MVOO, VEA, SPY, VTEB, BND
Q4 2025 236$592.7MVOO, VEA, SPY, VTEB, BND
Q3 2025 193$605.0MVOO, SPY, VEA, BND, VTEB
Q2 2025 207$574.7MVOO, SPY, VEA, BND, VTEB
Q1 2025 203$526.2MVOO, BND, SPY, VEA, VTEB
Q4 2024 205$518.6MVOO, SPY, BND, VEA, VTEB
Q3 2024 188$518.5MSPY, BND, VEA, VTEB, DFAE
Q2 2024 160$481.6MSPY, BND, VEA, VTEB, DFAE
Q1 2024 154$466.2MSPY, BND, VEA, VTEB, DFAE