West Oak Capital, LLC

In its 13F for Q1 2024 (holdings as of March 31, 2024, filed April 18, 2024), West Oak Capital, LLC reported 315 stock positions worth $235.1 million. Its top holding was Jefferies at 17.2% of the portfolio, followed by Nvidia (NVDA, 4.0%) and Broadcom Pte (AVGO, 2.7%). Compared with Q4 2023, it opened 10 new positions, sold out of 17, added to 59 and reduced 43. The biggest buy was Wisconsin Energy (shares +19%) and the biggest sale Aptiv Irish (APTV, shares −98%).

Most Recent 13F
Q3 2025
Location
WESTLAKE VILLAGE, CA
CIK
0001387399
Portfolio Value
$235.1M (Q1 2024)
SEC Filing
0001140361-24-020456 ↗ filed Apr 18, 2024

Holdings Value

0$50.0M$100.0M$150.0M$200.0M$250.0M Q1 2024: $235.1M $235.1M Q1 2024 Q2 2024: $248.5M Q2 2024 Q3 2024: $203.5M Q3 2024 Q4 2024: $189.3M Q4 2024 Q1 2025: $178.9M Q1 2025 Q2 2025: $199.0M Q2 2025 Q3 2025: $201.1M Q3 2025

Holdings 315 stocks · $235.1M
JEFFERIES GROUP LLC 17.24% 918,881 $40.5M No change
NVDA Nvidia Corp. 3.99% 10,391 $9.4M Reduce -4.6%
AVGO Broadcom Pte Ltd. 2.73% 4,838 $6.4M Add +0.2%
LLY Eli Lilly & Co. 2.44% 7,378 $5.7M Reduce -0.9%
MSFT Microsoft Corp. 2.34% 13,075 $5.5M Reduce -0.4%
SCHX Schwab US Large-Cap ETF 2.12% 80,221 $5.0M Add +6.4%
AAPL Apple Inc. 1.99% 27,330 $4.7M Reduce -1.6%
AMZN Amazon.com Inc. 1.95% 25,390 $4.6M Add +0.9%
JPM JPMorgan Chase & Co. 1.84% 21,594 $4.3M Add +0.7%
COST Costco Wholesale Corp. 1.73% 5,542 $4.1M Add +0.1%
ADP Automatic Data Processing 1.69% 15,900 $4.0M Add +0.6%
GOOG Alphabet Inc. Class C 1.59% 24,585 $3.7M Add +2.8%
NEE Nextera Energy Inc. 1.54% 56,718 $3.6M Add +3.9%
HUBB Hubbell Inc. 1.53% 8,680 $3.6M Add +0.3%
ORCL Oracle Corp. 1.49% 27,875 $3.5M Add +0.1%
LEN Lennar Corp. Class A 1.48% 20,236 $3.5M Add +0.1%
HD Home Depot Inc. 1.48% 9,060 $3.5M Add +0.5%
Accenture Ltd Cl A 1.48% 10,011 $3.5M Add +0.5%
AXP American Express Co. 1.31% 13,477 $3.1M Add +2.0%
CVX Chevron Corp. 1.21% 18,083 $2.9M Add +0.8%
JNJ Johnson & Johnson 1.15% 17,108 $2.7M Reduce -0.3%
PG The Procter & Gamble Co. 1.12% 16,192 $2.6M Add +0.9%
ABT Abbott Laboratories 1.10% 22,678 $2.6M Reduce -0.4%
VTS Vitesse Energy Inc. 1.10% 108,558 $2.6M No change
MRK Merck & Co Inc 1.09% 19,453 $2.6M Add +1.1%
ADI Analog Devices Inc. 1.06% 12,644 $2.5M Add +1.0%
AMAT Applied Materials Inc. 1.05% 12,007 $2.5M Add +4.5%
CL Colgate-Palmolive Co. 1.04% 27,132 $2.4M Reduce -0.3%
DHR Danaher Corp. 1.04% 9,776 $2.4M Add +0.9%
AMGN Amgen Inc. 1.03% 8,536 $2.4M Add +0.7%
EMR Emerson Electric Co. 1.00% 20,633 $2.3M No change
APD Air Products & Chemicals Inc. 0.93% 8,981 $2.2M Add +3.0%
SCHW Schwab (charles) Corp. 0.91% 29,635 $2.1M Add +1.1%
LMT Lockheed Martin Corp. 0.91% 4,704 $2.1M Reduce -8.0%
PEP Pepsico Inc. 0.87% 11,654 $2.0M Add +1.4%
Target Corporation 0.86% 11,388 $2.0M Add +1.5%
TXN Texas Instruments Inc. 0.84% 11,390 $2.0M Reduce -11.5%
SHW The Sherwin-Williams Co. 0.84% 5,699 $2.0M Add +1.1%
STZ Constellation Brands Inc. Class A 0.83% 7,175 $1.9M Add +1.3%
CAT Caterpillar Inc. 0.82% 5,287 $1.9M Add +16.9%
INTC Intel Corp. 0.81% 42,974 $1.9M Add +1.8%
XOM Exxon Mobil Corp. 0.80% 16,230 $1.9M Add +1.8%
FNF Fidelity National Financial 0.80% 35,198 $1.9M No change
SCHD Schwab US DVD Equity ETF 0.78% 22,720 $1.8M Add +3.1%
CSCO Cisco Systems Inc. 0.76% 35,912 $1.8M Add +1.3%
ABBV Abbvie Inc. 0.74% 9,546 $1.7M Add +1.6%
GIS General Mills Inc. 0.74% 24,824 $1.7M Add +1.1%
GLW Corning Inc. 0.72% 51,430 $1.7M Add +1.1%
Citigroup Inc 0.70% 26,038 $1.6M Add +15.0%
SPB Spectrum Brands Holdings Inc. 0.69% 18,129 $1.6M No change
SCHY Schwab International DVD ETF 0.66% 64,218 $1.6M Add +2.9%
ASML ASML Holding NV-NY Reg SHS 0.66% 1,588 $1.5M Add +6.0%
IPG Interpublic Group of Cos Inc. 0.65% 47,150 $1.5M Add +1.7%
NTRS Northern Trust Corp. 0.61% 16,110 $1.4M Reduce -1.2%
BEN Franklin Templeton Inc. 0.59% 49,380 $1.4M Add +1.5%
NVS Novartis AG-Sponsored ADR 0.54% 13,208 $1.3M Add +1.9%
IVE iShares S&P 500 Value ETF 0.52% 6,595 $1.2M Reduce -3.2%
FIS Fidelity National Info Serv 0.46% 14,600 $1.1M No change
JPST JPMorgan Ultra-Short Income 0.45% 21,185 $1.1M Add +0.7%
MA Mastercard Inc. Class A 0.40% 1,960 $944K No change
TROW T Rowe Price Group Inc. filed as PRICE T ROWE GROUP INC 0.37% 7,185 $876K Add +0.8%
SYY Sysco Corp. 0.36% 10,570 $858K No change
WISCONSIN ENERGY CORP filed as W E C ENERGY GROUP INC 0.36% 10,390 $853K Add +19.4%
AFL Aflac Inc. 0.34% 9,235 $793K No change
TSCO Tractor Supply Company 0.33% 3,001 $785K Reduce -3.2%
USB US Bancorp 0.32% 16,803 $751K Reduce -33.4%
RSP Invesco S&P 500 Equal Weight 0.30% 4,190 $710K Add +3.1%
MS Morgan Stanley 0.29% 8,347 $685K Add +19.3%
VZ Verizon Communications Inc. 0.29% 16,015 $672K Add +1.9%
TT Trane Technologies PLC 0.27% 2,080 $624K No change
EOG EOG Resources Inc. 0.24% 4,465 $571K Reduce -2.8%
MMM 3M Co. 0.24% 5,355 $568K Reduce -11.3%
VIG Vanguard Dividend Apprec ETF 0.23% 3,025 $552K Add +5.2%
V Visa Inc. Class A 0.23% 1,930 $539K No change
ADM Archer-Daniels-Midland Co. 0.22% 8,300 $521K Reduce -36.5%
IVV iShares Core S&P 500 ETF 0.22% 985 $518K No change
PFE Pfizer Inc. 0.22% 18,680 $518K Reduce -10.8%
SHEL Shell PLC-ADR 0.21% 7,305 $490K No change
ECL Ecolab Inc. 0.20% 2,052 $474K No change
SCHA Schwab US Small-Cap ETF 0.20% 9,610 $473K Add +3.0%
CRM Salesforce Inc. 0.19% 1,495 $450K Add +106.2%
CB Chubb Ltd. 0.19% 1,735 $450K No change
GOOGL Alphabet Inc. Class A 0.18% 2,875 $434K Reduce -2.5%
SCHF Schwab Intl Equity ETF 0.18% 10,756 $420K No change
BERKSHIRE HATHAWAY INC 0.17% 945 $397K No change
IWR iShares Russell Mid-Cap ETF 0.16% 4,600 $387K No change
RTX CORPORATION 0.16% 3,835 $374K New
MDT Medtronic Inc 0.16% 4,250 $370K Reduce -21.2%
PH Parker Hannifin Corp. 0.16% 665 $370K New
WFC Wells Fargo & Co. 0.16% 6,375 $369K No change
VUG Vanguard Mrngstar GR ETF-Sui 0.15% 1,048 $361K No change
KO The Coca-Cola Co. 0.15% 5,892 $360K No change
MCD McDonald's Corp. 0.14% 1,184 $334K No change
RVTY Revvity Inc. 0.14% 3,150 $331K No change
NOW ServiceNow Inc. 0.14% 432 $329K Add +7.5%
ICE Intercontinental Exchange Inc. 0.13% 2,277 $313K No change
AME Ametek Inc. 0.13% 1,700 $311K No change
CARR Carrier Global Corp. 0.13% 5,275 $307K No change
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.13% 2,496 $305K No change
KLAC KLA Corp. 0.12% 400 $279K No change
PSA Public Storage 0.12% 952 $276K No change
CNNE Cannae Holdings Inc. 0.11% 11,731 $261K No change
AVB Avalonbay Communities Inc. 0.11% 1,400 $260K Add +2.9%
HON Honeywell International Inc. 0.11% 1,255 $258K Reduce -40.5%
DHI D.R. Horton Inc. 0.11% 1,560 $257K Reduce -1.6%
LRCX Lam Research Corp. 0.11% 265 $257K Reduce -1.9%
ANET Arista Networks Inc. 0.11% 870 $252K No change
MKC McCormick & Co.-Non VTG SHRS 0.10% 3,200 $246K No change
QCOM Qualcomm Inc. 0.10% 1,455 $246K Reduce -4.9%
MAA Mid-America Apartment Comm 0.10% 1,850 $243K No change
LEN.B Lennar Corp. Class B 0.10% 1,555 $240K No change
ENTG Entegris Inc. 0.10% 1,700 $239K No change
MYRG MYR Group Inc./Delaware 0.10% 1,350 $239K No change
PM Philip Morris International 0.10% 2,585 $237K Reduce -6.2%
CAH Cardinal Health Inc. 0.10% 2,080 $233K Reduce -5.7%
META Meta Platforms Inc. Class A 0.10% 480 $233K Add +28.0%
NKE Nike Inc. Class B 0.10% 2,431 $228K No change
RY Royal Bank of Canada 0.10% 2,248 $227K Reduce -2.7%
CLX Clorox Company 0.09% 1,440 $220K No change
AMERICAN TOWER CORP 0.09% 1,083 $214K No change
VTR Ventas Inc. 0.09% 4,805 $209K Add +0.9%
UNP Union Pacific Corp. 0.09% 845 $208K No change
JMUB JPMorgan Municipal ETF 0.09% 4,000 $203K No change
AJG Arthur J Gallagher & Co. filed as GALLAGHER ARTHUR J & CO 0.08% 756 $189K No change
BMY Bristol-Myers Squibb Co. 0.08% 3,440 $187K No change
VLTO Veralto Corp. 0.08% 2,074 $184K Reduce -24.8%
XLV SS Health Care Select Sector 0.08% 1,210 $179K Reduce -1.2%
CI Cigna Holding Co. filed as CIGNA CORP 0.07% 475 $175K No change
VLO Valero Energy Corp. 0.07% 1,000 $171K No change
CMG Chipotle Mexican Grill Inc. 0.07% 57 $166K No change
SBUX Starbucks Corp. 0.07% 1,815 $166K No change
VBK Van Morst SML-Cap Gro-Usd Inc. 0.07% 620 $162K No change
STRL Sterling Infrastructure Inc. 0.07% 1,450 $160K No change
AVY Avery Dennison Corp. 0.07% 700 $156K No change
ISCG iShares Morningstar Small-Ca 0.06% 3,270 $152K No change
XLF SS Financial Select Sector 0.06% 3,612 $152K Reduce -4.1%
MCK McKesson Corp. 0.06% 280 $150K No change
AMP Ameriprise Financial Inc. 0.06% 340 $149K No change
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.06% 3,785 $144K No change
ARCC Ares Capital Corp. 0.06% 6,800 $142K New
TMO Thermo Fisher Scientific Inc. 0.06% 245 $142K Reduce -61.1%
ELV Elevance Health Inc. 0.06% 250 $130K No change
XLI SS Industrial Select Sector 0.06% 1,035 $130K Reduce -5.0%
MO Altria Group Inc. 0.05% 2,740 $120K No change
ALL Allstate Corp. 0.05% 663 $115K No change
SYK Stryker Corp. 0.05% 300 $107K No change
COP Conocophillips 0.04% 824 $105K No change
BR Broadridge Financial Solutio 0.04% 500 $102K No change
ANEW Proshares MSCI Transform CHG 0.04% 2,450 $102K No change
NOBL Proshares S&P 500 Dividend A 0.04% 992 $101K Reduce -9.6%
TDY Teledyne Technologies Inc. 0.04% 234 $100K No change
FG F&G Annuities & Life Inc. 0.04% 2,393 $97K No change
MDLZ Mondelez International Inc. Class A 0.04% 1,380 $97K No change
VB Vanguard Most SM-Cap ETF-Usd 0.04% 418 $96K No change
DECK Deckers Outdoor Corp. 0.04% 100 $94K No change
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.04% 485 $93K No change
K Kellanova 0.04% 1,600 $92K No change
WING Wingstop Inc. 0.04% 250 $92K New
XLK SS Technology Select Sector 0.04% 433 $90K No change
QDF NT Qual Div ETF 0.04% 1,300 $86K No change
BAH Booz Allen Hamilton Holdings 0.03% 550 $82K No change
CHD Church & Dwight Co. Inc. 0.03% 777 $81K No change
DVY iShares Select Dividend ETF 0.03% 650 $80K No change
HAL Halliburton Co. 0.03% 2,000 $79K No change
GLD SPDR Gold Shares 0.03% 380 $78K Reduce -5.0%
IJH iShares Core S&P Midcap ETF 0.03% 1,150 $70K No change
D Dominion Energy Inc. 0.03% 1,800 $67K No change
SCHH Schwab US REIT ETF 0.03% 3,056 $62K No change
UNH Unitedhealth Group Inc. 0.03% 125 $62K No change
ADBE Adobe Inc. 0.02% 115 $58K No change
SFLNX Schwab Fndmntl US LRG Comp 0.02% 848 $57K No change
SDY SS SPDR S&P Dividend ETF 0.02% 425 $56K No change
PWR Quanta Services Inc. 0.02% 200 $52K No change
MCHP Microchip Technology Inc. 0.02% 532 $51K Reduce -39.7%
BIT BlackRock Multi-Sector Inc. 0.02% 3,100 $49K No change
GILD Gilead Sciences Inc. 0.02% 665 $49K No change
SFSNX Schwab Fndmntl US SM Comp 0.02% 839 $48K No change
GARMIN LTD 0.02% 325 $48K No change
NRG NRG Energy Inc. 0.02% 700 $47K Reduce -30.0%
PYPL PayPal Holdings Inc. 0.02% 700 $47K No change
PANW Palo Alto Networks Inc. 0.02% 150 $43K No change
PIPR Piper Sandler Cos 0.02% 200 $40K No change
WDAY Workday Inc. Class A 0.02% 140 $38K No change
MPWR Monolithic Power Systems Inc. 0.02% 55 $37K No change
BAX Baxter International Inc. 0.02% 850 $36K No change
TSM Taiwan Semiconductor-SP ADR 0.01% 255 $35K Add +0.8%
CINF Cincinnati Financial Corp. 0.01% 270 $34K No change
EVR Evercore Inc. Class A 0.01% 175 $34K No change
ARES Ares Management Corp. Class A 0.01% 250 $33K Add +66.7%
GPN Global Payments Inc. 0.01% 250 $33K No change
AMD Advanced Micro Devices 0.01% 180 $32K Add +20.0%
FISV Fiserv Inc. 0.01% 200 $32K No change
AEP American Electric Power 0.01% 360 $31K No change
KMB Kimberly-Clark Corp. 0.01% 240 $31K No change
Duke Energy Corp New 0.01% 313 $30K No change
NTES Netease Inc.-ADR 0.01% 250 $26K No change
BIZD Vaneck BDC Income ETF 0.01% 1,450 $25K No change
ISRG Intuitive Surgical Inc. 0.01% 60 $24K No change
MET Metlife Inc. 0.01% 325 $24K No change
TTD Trade Desk Inc./the Class A filed as THE TRADE DESK INC 0.01% 275 $24K No change
JBL Jabil Inc. 0.01% 175 $23K No change
CTRA Coterra Energy Inc. 0.01% 802 $22K No change
COF Capital One Financial Corp. 0.01% 150 $22K No change
FDX FedEx Corp. 0.01% 77 $22K No change
HEI Heico Corp. 0.01% 110 $21K No change
VRTX Vertex Pharmaceuticals Inc. 0.01% 50 $21K No change
AIG American Intl Group 0.01% 250 $20K No change
CLNE Clean Energy Fuels Corp. 0.01% 7,455 $20K No change
GBTC Grayscale Bitcoin Trust ETF 0.01% 320 $20K No change
KLIC Kulicke & Soffa Industries 0.01% 400 $20K No change
LPLA LPL Financial Holdings Inc. 0.01% 75 $20K No change
LSCC Lattice Semiconductor Corp. 0.01% 250 $20K Reduce -50.0%
PAYX Paychex Inc. 0.01% 160 $20K No change
TRU Transunion 0.01% 250 $20K No change
LW Lamb Weston Holdings Inc. 0.01% 176 $19K No change
XLE SS Energy Select Sector 0.01% 200 $19K Reduce -86.7%
BKNG Booking Holdings Inc. 0.01% 5 $18K No change
AIA iShares Asia 50 ETF 0.01% 300 $18K No change
XT Ishar Fture Exp Tech ETF-Usd 0.01% 300 $18K No change
NFLX Netflix Inc. 0.01% 30 $18K No change
GS Goldman Sachs Group Inc. 0.01% 40 $17K No change
KHC The Kraft Heinz Co. 0.01% 450 $17K No change
OTIS Otis Worldwide Corp. 0.01% 175 $17K No change
CVS CVS Health Corp. 0.01% 195 $16K Reduce -88.5%
ORLY O'reilly Automotive Inc. 0.01% 14 $16K No change
PNC PNC Financial Services Group 0.01% 101 $16K No change
CFG Citizens Financial Group 0.01% 400 $15K No change
GPC Genuine Parts Co. 0.01% 100 $15K No change
SLV iShares Silver Trust 0.01% 640 $15K No change
PHM Pultegroup Inc. 0.01% 125 $15K No change
WOLF Wolfspeed Inc. 0.01% 500 $15K No change
EMN Eastman Chemical Co. 0.01% 135 $14K No change
MOD Modine Manufacturing Co. 0.01% 150 $14K New
HTO H2O America filed as SJW GROUP 0.01% 250 $14K No change
WMS Advanced Drainage Systems Inc. 0.01% 75 $13K New
BMRN Biomarin Pharmaceutical Inc. 0.01% 147 $13K No change
DTE DTE Energy Company 0.01% 115 $13K No change
KKR KKR & Co. Inc. 0.01% 125 $13K New
AZN Astrazeneca PLC-Spons ADR 0.01% 175 $12K No change
GE General Electric Company 0.01% 68 $12K No change
OKE Oneok Inc. 0.01% 150 $12K No change
PBF PBF Energy Inc. Class A 0.01% 200 $12K No change
JOE The St Joe Co. 0.01% 200 $12K No change
TSLA Tesla Inc. 0.01% 70 $12K Reduce -41.7%
BIIB Biogen Inc. 0.00% 46 $10K No change
DEO Diageo PLC-Sponsored ADR 0.00% 70 $10K No change
RSPS Invesco S&P 500 Equal Weight 0.00% 300 $10K No change
DGRW Wisdomtree U.S. Quality Divi 0.00% 130 $10K No change
T AT&T Inc. 0.00% 490 $9K Reduce -38.0%
GLAD Gladstone Capital Corp. 0.00% 800 $9K No change
HTGC Hercules Capital Inc. 0.00% 500 $9K No change
IAU iShares Gold Trust 0.00% 207 $9K No change
LVMUY LVMH Moet Hennessy-Unsp ADR 0.00% 51 $9K No change
SRE Sempra 0.00% 130 $9K No change
VWSYF Vestas Wind Systems A/S 0.00% 325 $9K No change
IBRX Immunitybio Inc. 0.00% 1,500 $8K No change
SLB SLB Ltd. filed as SCHLUMBERGER LTD 0.00% 145 $8K No change
CCL Carnival Corp. 0.00% 425 $7K No change
ROKU Roku Inc. 0.00% 100 $7K No change
SU Suncor Energy Inc. 0.00% 200 $7K No change
CLF Cleveland-Cliffs Inc. 0.00% 265 $6K No change
FCX Freeport-McMoran Inc. 0.00% 120 $6K No change
MAT Mattel Inc. 0.00% 320 $6K No change
COPX Global X Copper Miners ETF 0.00% 115 $5K No change
JACK Jack in the Box Inc. 0.00% 70 $5K No change
ROK Rockwell Automation Inc. 0.00% 18 $5K No change
GTM Zoominfo Technologies Inc. 0.00% 300 $5K No change
JCI Johnson Controls Internation 0.00% 70 $5K No change
CLSK Cleanspark Inc. 0.00% 191 $4K Add +21.7%
F Ford Motor Co. filed as FORD MTR CO DEL 0.00% 325 $4K No change
NCLH Norwegian Cruise Line Holdin 0.00% 180 $4K No change
LIT Global X Lithium & Battery T 0.00% 65 $3K No change
GMED Globus Medical Inc. Class A 0.00% 48 $3K No change
MARA Mara Holdings Inc. filed as MARATHON DIGITAL HOLDINGS IN 0.00% 140 $3K No change
PSMT Pricesmart Inc. 0.00% 35 $3K No change
SDZNY Sandoz Group AG-ADR 0.00% 85 $3K No change
DJT Trump Media & Technology Gro 0.00% 26 $2K New
KD Kyndryl Holdings Inc. 0.00% 70 $2K No change
NVO Novo-Nordisk A/S-Spons ADR 0.00% 12 $2K New
OPRA Opera Ltd.-ADR 0.00% 100 $2K Add +100.0%
VCSH Vanguard S/T Corp. Bond ETF 0.00% 25 $2K No change
VST Vistra Corp. 0.00% 35 $2K No change
AFRM Affirm Holdings Inc. 0.00% 40 $1K No change
CEG Constellation Energy 0.00% 5 $1K No change
EXC Exelon Corp. 0.00% 16 $1K No change
GTBIF Green Thumb Industries Inc. 0.00% 101 $1K No change
IGF iShares Global Infrastructur 0.00% 25 $1K No change
OGN Organon & Co. 0.00% 72 $1K No change
QS Quantumscape Corp. 0.00% 107 $1K No change
RIOT Riot Platforms Inc. 0.00% 100 $1K No change
SBRA Sabra Health Care REIT Inc. 0.00% 62 $1K No change
SLDP Solid Power Inc. 0.00% 390 $1K No change
SGDM Sprott Gold Miners ETF 0.00% 20 $1K No change
UPST Upstart Holdings Inc. 0.00% 25 $1K No change
WBD Warner Bros Discovery Inc. 0.00% 72 $1K No change
ETN Eaton Corporation 0.00% 90 $28 New
Hewlett-Packard Company filed as HP INC. 0.00% 470 $14 No change
ALLO Allogene Therapeutics Inc. 0.00% 100 $0 No change
CYGX Cytogenix Inc. 0.00% 70 $0 No change
AG First Majestic Silver Corp. 0.00% 29 $0 No change
FAN First Trust Global Wind Ener 0.00% 25 $0 No change
LEHMQ Lehman Brothers Holdings Inc. 0.00% 1,200 $0 No change
CPMV Mosaic Immunoengineering Inc. 0.00% 1 $0 No change
NRTLQ Nortel Networks Corp. 0.00% 57 $0 Reduce -82.9%
PSVR Pipesaver Technologies Inc. 0.00% 1,500 $0 No change
SLSZQ SLS International Inc. 0.00% 1,666 $0 No change
SMRT Smartrent Inc. 0.00% 100 $0 No change
SGDJ Sprott Jr. Gold Miners ETF 0.00% 12 $0 No change
STRT Strattec Security Corp. 0.00% 20 $0 No change
TREASURY METALS INC 0.00% 438 $0 No change
TURV Two Rivers Water & Farming C 0.00% 55 $0 No change
VNQ Vanguard Real Estate ETF 0.00% 1 $0 No change
VTRS Viatris Inc. 0.00% 21 $0 Reduce -43.2%
WHEELS UP EXPERIENCE INC 0.00% 25 $0 No change
APTV Aptiv Irish Holdings Ltd. filed as APTIV PLC 0.00% 175 $0 Reduce -98.5%

Portfolio Sells Q4 2023 → Q1 2024
APTV Aptiv Irish Holdings Ltd. Reduce -98.5% 0.00% −0.44
AAPL Apple Inc. Reduce -1.6% 1.99% −0.43
ADM Archer-Daniels-Midland Co. Reduce -36.5% 0.22% −0.20
LMT Lockheed Martin Corp. Reduce -8.0% 0.91% −0.20
BA The Boeing Co. Sold out 0.00% −0.20
USB US Bancorp Reduce -33.4% 0.32% −0.18
AMRC Ameresco Inc. Class A Sold out 0.00% −0.17
JNJ Johnson & Johnson Reduce -0.3% 1.15% −0.16
RTX RTX Corp. Sold out 0.00% −0.16
TXN Texas Instruments Inc. Reduce -11.5% 0.84% −0.15
ABT Abbott Laboratories Reduce -0.4% 1.10% −0.12
TMO Thermo Fisher Scientific Inc. Reduce -61.1% 0.06% −0.10
HON Honeywell International Inc. Reduce -40.5% 0.11% −0.09
MMM 3M Co. Reduce -11.3% 0.24% −0.06
MDT Medtronic Inc Reduce -21.2% 0.16% −0.06
PFE Pfizer Inc. Reduce -10.8% 0.22% −0.06
MSFT Microsoft Corp. Reduce -0.4% 2.34% −0.05
CVS CVS Health Corp. Reduce -88.5% 0.01% −0.05
XLE SS Energy Select Sector Reduce -86.7% 0.01% −0.05
NTRS Northern Trust Corp. Reduce -1.2% 0.61% −0.03
IVE iShares S&P 500 Value ETF Reduce -3.2% 0.52% −0.03
UPS United Parcel Service Class B Sold out 0.00% −0.03
PM Philip Morris International Reduce -6.2% 0.10% −0.02
VLTO Veralto Corp. Reduce -24.8% 0.08% −0.02
MCHP Microchip Technology Inc. Reduce -39.7% 0.02% −0.01
GOOGL Alphabet Inc. Class A Reduce -2.5% 0.18% −0.01
RY Royal Bank of Canada Reduce -2.7% 0.10% −0.01
CAH Cardinal Health Inc. Reduce -5.7% 0.10% −0.01
EOG EOG Resources Inc. Reduce -2.8% 0.24% −0.01
TSLA Tesla Inc. Reduce -41.7% 0.01% −0.01
LSCC Lattice Semiconductor Corp. Reduce -50.0% 0.01% −0.01
NOBL Proshares S&P 500 Dividend A Reduce -9.6% 0.04% −0.01
DHI D.R. Horton Inc. Reduce -1.6% 0.11% −0.01
XLV SS Health Care Select Sector Reduce -1.2% 0.08% −0.00
BNS Bank of Nova Scotia Sold out 0.00% −0.00
OXY Occidental Petroleum Corp. Sold out 0.00% −0.00
NRG NRG Energy Inc. Reduce -30.0% 0.02% −0.00
IWM iShares Russell 2000 ETF Sold out 0.00% −0.00
VNQI Vanguard GLBL Ex-US Real Est Sold out 0.00% −0.00
GLD SPDR Gold Shares Reduce -5.0% 0.03% −0.00
T AT&T Inc. Reduce -38.0% 0.00% −0.00
MOS Mosaic Company Sold out 0.00% −0.00
XLF SS Financial Select Sector Reduce -4.1% 0.06% −0.00
XLI SS Industrial Select Sector Reduce -5.0% 0.06% −0.00
NESRF Northern Star Resources Ltd. Sold out 0.00% −0.00
VBR Vngrd Mrngst SL-CP Val ETF-U Sold out 0.00% −0.00
OSS One Stop Systems Inc. Sold out 0.00% −0.00
SCHE Schwab Emrg Mrkts Eqty ETF Sold out 0.00% −0.00
BANC Banc of California Inc. Sold out 0.00% −0.00
FSRNQ Fisker Inc. Sold out 0.00% −0.00

Portfolio Buys Q4 2023 → Q1 2024
WISCONSIN ENERGY CORP Add +19.4% 0.36% +0.36
AMAT Applied Materials Inc. Add +4.5% 1.05% +0.24
AVGO Broadcom Pte Ltd. Add +0.2% 2.73% +0.22
CAT Caterpillar Inc. Add +16.9% 0.82% +0.21
HUBB Hubbell Inc. Add +0.3% 1.53% +0.20
AXP American Express Co. Add +2.0% 1.31% +0.18
RTX CORPORATION New 0.16% +0.16
PH Parker Hannifin Corp. New 0.16% +0.16
ASML ASML Holding NV-NY Reg SHS Add +6.0% 0.66% +0.15
Citigroup Inc Add +15.0% 0.70% +0.14
JPM JPMorgan Chase & Co. Add +0.7% 1.84% +0.14
AMZN Amazon.com Inc. Add +0.9% 1.95% +0.12
SCHX Schwab US Large-Cap ETF Add +6.4% 2.12% +0.12
Target Corporation Add +1.5% 0.86% +0.12
CRM Salesforce Inc. Add +106.2% 0.19% +0.10
ORCL Oracle Corp. Add +0.1% 1.49% +0.10
ARCC Ares Capital Corp. New 0.06% +0.06
XOM Exxon Mobil Corp. Add +1.8% 0.80% +0.05
SHW The Sherwin-Williams Co. Add +1.1% 0.84% +0.04
LEN Lennar Corp. Class A Add +0.1% 1.48% +0.04
WING Wingstop Inc. New 0.04% +0.04
META Meta Platforms Inc. Class A Add +28.0% 0.10% +0.03
ABBV Abbvie Inc. Add +1.6% 0.74% +0.02
MRK Merck & Co Inc Add +1.1% 1.09% +0.02
SCHW Schwab (charles) Corp. Add +1.1% 0.91% +0.01
DHR Danaher Corp. Add +0.9% 1.04% +0.01
GIS General Mills Inc. Add +1.1% 0.74% +0.01
MOD Modine Manufacturing Co. New 0.01% +0.01
ARES Ares Management Corp. Class A Add +66.7% 0.01% +0.01
WMS Advanced Drainage Systems Inc. New 0.01% +0.01
KKR KKR & Co. Inc. New 0.01% +0.01
VIG Vanguard Dividend Apprec ETF Add +5.2% 0.23% +0.00
RSP Invesco S&P 500 Equal Weight Add +3.1% 0.30% +0.00
AMD Advanced Micro Devices Add +20.0% 0.01% +0.00
TROW T Rowe Price Group Inc. Add +0.8% 0.37% +0.00
TSM Taiwan Semiconductor-SP ADR Add +0.8% 0.01% +0.00
NOW ServiceNow Inc. Add +7.5% 0.14% +0.00
VZ Verizon Communications Inc. Add +1.9% 0.29% +0.00
SCHA Schwab US Small-Cap ETF Add +3.0% 0.20% +0.00
CLSK Cleanspark Inc. Add +21.7% 0.00% +0.00
DJT Trump Media & Technology Gro New 0.00% +0.00
NVO Novo-Nordisk A/S-Spons ADR New 0.00% +0.00
OPRA Opera Ltd.-ADR Add +100.0% 0.00% +0.00
ETN Eaton Corporation New 0.00% 0.00
MS Morgan Stanley Add +19.3% 0.29% −0.00
AVB Avalonbay Communities Inc. Add +2.9% 0.11% −0.01
SCHD Schwab US DVD Equity ETF Add +3.1% 0.78% −0.01
GLW Corning Inc. Add +1.1% 0.72% −0.01
PG The Procter & Gamble Co. Add +0.9% 1.12% −0.02
VTR Ventas Inc. Add +0.9% 0.09% −0.02

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q3 2025 278$201.1MNVDA, AVGO, ORCL, AAPL, MSFT
Q2 2025 306$199.0MNVDA, AVGO, MSFT, AAPL, JPM
Q1 2025 311$178.9MNVDA, AAPL, AVGO, SCHX, JPM
Q4 2024Amended 313$189.3MNVDA, AAPL, MSFT, AMZN, SCHX
Q3 2024 317$203.5MNVDA, AVGO, AAPL, MSFT, SCHX
Q2 2024 326$248.5MJEFFERIES GROUP LLC, NVDA, AVGO, LLY, MSFT
Q1 2024 315$235.1MJEFFERIES GROUP LLC, NVDA, AVGO, LLY, MSFT