West Oak Capital, LLC

In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 18, 2024), West Oak Capital, LLC reported 317 stock positions worth $203.5 million. Its top holding was Nvidia (NVDA) at 4.8% of the portfolio, followed by Broadcom Pte (AVGO, 3.4%) and Apple (AAPL, 3.3%). Compared with Q2 2024, it opened 14 new positions, sold out of 23, added to 42 and reduced 68. The biggest buy was Wheels Up Experience (shares +100%) and the biggest sale Target (shares −1%).

Most Recent 13F
Q3 2025
Location
WESTLAKE VILLAGE, CA
CIK
0001387399
Portfolio Value
$203.5M (Q3 2024)
SEC Filing
0001140361-24-043643 ↗ filed Oct 18, 2024

Holdings Value

0$50.0M$100.0M$150.0M$200.0M$250.0M Q1 2024: $235.1M Q1 2024 Q2 2024: $248.5M Q2 2024 Q3 2024: $203.5M $203.5M Q3 2024 Q4 2024: $189.3M Q4 2024 Q1 2025: $178.9M Q1 2025 Q2 2025: $199.0M Q2 2025 Q3 2025: $201.1M Q3 2025

Holdings 317 stocks · $203.5M
NVDA Nvidia Corp. 4.82% 80,748 $9.8M Reduce -15.1%
AVGO Broadcom Pte Ltd. 3.42% 40,350 $7.0M Reduce -11.8%
AAPL Apple Inc. 3.27% 28,558 $6.7M Add +7.1%
MSFT Microsoft Corp. 2.77% 13,119 $5.6M Reduce -1.4%
SCHX Schwab US Large-Cap ETF 2.59% 77,596 $5.3M Reduce -1.6%
LLY Eli Lilly & Co. 2.54% 5,842 $5.2M Reduce -12.8%
NEE Nextera Energy Inc. 2.47% 59,473 $5.0M Add +1.0%
COST Costco Wholesale Corp. 2.32% 5,316 $4.7M Reduce -4.7%
AMZN Amazon.com Inc. 2.28% 24,875 $4.6M Reduce -1.5%
ORCL Oracle Corp. 2.27% 27,090 $4.6M Reduce -2.6%
JPM JPMorgan Chase & Co. 2.22% 21,387 $4.5M Reduce -1.0%
ADP Automatic Data Processing 2.15% 15,800 $4.4M Reduce -0.9%
GOOG Alphabet Inc. Class C 2.01% 24,420 $4.1M Reduce -1.9%
HD Home Depot Inc. 1.92% 9,639 $3.9M Reduce -1.3%
AXP American Express Co. 1.90% 14,282 $3.9M Reduce -2.6%
LEN Lennar Corp. Class A 1.73% 18,761 $3.5M Reduce -3.7%
HUBB Hubbell Inc. 1.67% 7,920 $3.4M Reduce -4.4%
PG The Procter & Gamble Co. 1.44% 16,964 $2.9M Add +0.4%
APD Air Products & Chemicals Inc. 1.44% 9,850 $2.9M Add +2.8%
DHR Danaher Corp. 1.43% 10,461 $2.9M Add +1.6%
LMT Lockheed Martin Corp. 1.43% 4,965 $2.9M Reduce -1.4%
ADI Analog Devices Inc. 1.41% 12,454 $2.9M Reduce -1.5%
CL Colgate-Palmolive Co. 1.40% 27,457 $2.9M Reduce -0.5%
AMGN Amgen Inc. 1.40% 8,823 $2.8M Reduce -1.4%
ABT Abbott Laboratories 1.36% 24,349 $2.8M Add +3.4%
CVX Chevron Corp. 1.35% 18,706 $2.8M Add +5.0%
AMAT Applied Materials Inc. 1.34% 13,447 $2.7M Add +0.7%
WHEELS UP EXPERIENCE INC 1.32% 50 $2.7M Add +100.0%
VTS Vitesse Energy Inc. 1.28% 108,511 $2.6M No change
SPB Spectrum Brands Holdings Inc. 1.26% 26,984 $2.6M Add +48.8%
JNJ Johnson & Johnson 1.26% 15,788 $2.6M Reduce -0.0%
TXN Texas Instruments Inc. 1.17% 11,545 $2.4M Add +0.0%
GLW Corning Inc. 1.14% 51,565 $2.3M Add +0.4%
EMR Emerson Electric Co. 1.13% 21,073 $2.3M Reduce -0.6%
MRK Merck & Co Inc 1.10% 19,777 $2.2M Add +1.9%
SCHW Schwab (charles) Corp. 1.10% 34,572 $2.2M Add +11.7%
Citigroup Inc 1.08% 34,993 $2.2M Add +11.1%
GIS General Mills Inc. 1.07% 29,395 $2.2M Add +8.4%
NVS Novartis AG-Sponsored ADR 1.05% 18,653 $2.1M Add +1.7%
PEP Pepsico Inc. 1.03% 12,339 $2.1M Add +4.1%
SHW The Sherwin-Williams Co. 1.02% 5,463 $2.1M Reduce -1.7%
ASML ASML Holding NV-NY Reg SHS 1.02% 2,483 $2.1M Add +12.8%
CAT Caterpillar Inc. 1.01% 5,267 $2.1M Add +0.8%
SCHD Schwab US DVD Equity ETF 0.98% 23,590 $2.0M Add +2.5%
STZ Constellation Brands Inc. Class A 0.95% 7,473 $1.9M Add +3.3%
XOM Exxon Mobil Corp. 0.93% 16,115 $1.9M Reduce -1.0%
ABBV Abbvie Inc. 0.86% 8,903 $1.8M Reduce -2.0%
IPG Interpublic Group of Cos Inc. 0.86% 55,160 $1.7M Reduce -3.8%
JPST JPMorgan Ultra-Short Income 0.84% 33,788 $1.7M Add +46.3%
VZ Verizon Communications Inc. 0.78% 35,380 $1.6M Add +120.9%
CSCO Cisco Systems Inc. 0.77% 29,523 $1.6M Reduce -15.1%
NTRS Northern Trust Corp. 0.72% 16,370 $1.5M Reduce -0.9%
SCHY Schwab International DVD ETF 0.70% 54,323 $1.4M Reduce -15.1%
FIS Fidelity National Info Serv 0.60% 14,600 $1.2M No change
IVE iShares S&P 500 Value ETF 0.60% 6,166 $1.2M Reduce -6.5%
AFL Aflac Inc. 0.51% 9,210 $1.0M Reduce -0.3%
MA Mastercard Inc. Class A 0.48% 1,975 $975K No change
META Meta Platforms Inc. Class A 0.46% 1,645 $942K No change
SYY Sysco Corp. 0.45% 11,695 $913K Add +4.3%
TSCO Tractor Supply Company 0.43% 3,001 $873K No change
TROW T Rowe Price Group Inc. filed as PRICE T ROWE GROUP INC 0.38% 7,185 $783K No change
TT Trane Technologies PLC 0.37% 1,960 $762K Reduce -5.8%
MMM 3M Co. 0.37% 5,530 $756K Reduce -1.0%
RSP Invesco S&P 500 Equal Weight 0.37% 4,190 $751K No change
VIG Vanguard Dividend Apprec ETF 0.32% 3,250 $644K No change
IVV iShares Core S&P 500 ETF 0.31% 1,081 $624K Add +4.4%
JEFFERIES GROUP LLC 0.28% 918,881 $566K No change
NOW ServiceNow Inc. 0.28% 630 $564K No change
EOG EOG Resources Inc. 0.27% 4,465 $549K No change
V Visa Inc. Class A 0.27% 1,970 $542K Add +2.1%
ECL Ecolab Inc. 0.26% 2,052 $524K No change
GOOGL Alphabet Inc. Class A 0.25% 3,105 $515K Reduce -1.4%
CB Chubb Ltd. 0.25% 1,735 $500K No change
SHEL Shell PLC-ADR 0.24% 7,305 $482K No change
MS Morgan Stanley 0.23% 4,515 $471K No change
RTX RTX Corp. 0.22% 3,725 $451K No change
BERKSHIRE HATHAWAY INC 0.21% 945 $435K No change
KO The Coca-Cola Co. 0.21% 5,892 $423K No change
PSA Public Storage 0.21% 1,162 $423K Add +22.1%
PH Parker Hannifin Corp. 0.21% 665 $420K No change
CRM Salesforce Inc. 0.20% 1,495 $409K No change
IWR iShares Russell Mid-Cap ETF 0.20% 4,600 $405K No change
RVTY Revvity Inc. 0.20% 3,150 $402K No change
VUG Vanguard Mrngstar GR ETF-Sui 0.20% 1,048 $402K No change
CARR Carrier Global Corp. 0.19% 4,875 $392K No change
MAA Mid-America Apartment Comm 0.19% 2,390 $380K Add +29.2%
ANET Arista Networks Inc. 0.18% 970 $372K No change
ICE Intercontinental Exchange Inc. 0.18% 2,277 $366K No change
AVB Avalonbay Communities Inc. 0.18% 1,620 $365K Add +15.7%
VTR Ventas Inc. 0.17% 5,405 $347K Add +12.5%
GS Goldman Sachs Group Inc. 0.16% 660 $327K No change
PM Philip Morris International 0.15% 2,585 $314K No change
KLAC KLA Corp. 0.15% 400 $310K No change
MCD McDonald's Corp. 0.14% 959 $292K No change
AME Ametek Inc. 0.14% 1,700 $292K No change
QCOM Qualcomm Inc. 0.14% 1,680 $286K No change
RY Royal Bank of Canada 0.14% 2,248 $280K No change
DHI D.R. Horton Inc. 0.14% 1,440 $275K Reduce -7.7%
LEN.B Lennar Corp. Class B 0.13% 1,555 $269K No change
HON Honeywell International Inc. 0.13% 1,255 $259K No change
MKC McCormick & Co.-Non VTG SHRS 0.12% 3,000 $247K No change
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.12% 2,450 $236K Reduce -3.8%
CNNE Cannae Holdings Inc. 0.11% 11,731 $224K No change
WMT Walmart Inc. 0.11% 2,750 $222K Reduce -8.3%
LRCX Lam Research Corp. 0.11% 265 $216K No change
AJG Arthur J Gallagher & Co. filed as GALLAGHER ARTHUR J & CO 0.10% 756 $213K No change
AMP Ameriprise Financial Inc. 0.10% 450 $211K Reduce -11.8%
UNP Union Pacific Corp. 0.10% 845 $208K No change
JMUB JPMorgan Municipal ETF 0.10% 4,000 $205K No change
ENTG Entegris Inc. 0.09% 1,700 $191K No change
XLV SS Health Care Select Sector 0.09% 1,190 $183K No change
CMG Chipotle Mexican Grill Inc. 0.08% 2,851 $164K Add +0.0%
XLF SS Financial Select Sector 0.08% 3,612 $164K No change
STRL Sterling Infrastructure Inc. 0.08% 1,125 $163K Reduce -22.4%
SBUX Starbucks Corp. 0.08% 1,600 $156K Reduce -11.8%
BAH Booz Allen Hamilton Holdings 0.08% 950 $155K No change
AVY Avery Dennison Corp. 0.08% 700 $155K No change
MCK McKesson Corp. 0.08% 310 $153K Reduce -6.1%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.07% 3,785 $150K No change
VLO Valero Energy Corp. 0.07% 1,100 $149K No change
BEN Franklin Templeton Inc. 0.07% 7,280 $147K Reduce -84.8%
XLI SS Industrial Select Sector 0.07% 1,035 $140K No change
MO Altria Group Inc. 0.07% 2,740 $140K No change
ARCC Ares Capital Corp. 0.07% 6,600 $138K Reduce -13.2%
MYRG MYR Group Inc./Delaware 0.07% 1,350 $138K No change
TMO Thermo Fisher Scientific Inc. 0.07% 220 $136K No change
CLX Clorox Company 0.07% 825 $134K Reduce -64.5%
VBK Van Morst SML-Cap Gro-Usd Inc. 0.06% 490 $131K Reduce -21.0%
ELV Elevance Health Inc. 0.06% 250 $130K No change
ALL Allstate Corp. 0.06% 663 $126K No change
WING Wingstop Inc. 0.06% 300 $125K Reduce -25.0%
SYK Stryker Corp. 0.05% 300 $108K No change
COP Conocophillips 0.05% 1,024 $108K No change
BR Broadridge Financial Solutio 0.05% 500 $108K No change
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.05% 485 $107K No change
FG F&G Annuities & Life Inc. 0.05% 2,393 $107K No change
NOBL Proshares S&P 500 Dividend A 0.05% 992 $106K No change
TDY Teledyne Technologies Inc. 0.05% 234 $102K No change
MDLZ Mondelez International Inc. Class A 0.05% 1,380 $102K No change
VB Vanguard Most SM-Cap ETF-Usd 0.05% 418 $99K No change
XLK SS Technology Select Sector 0.05% 433 $98K No change
DECK Deckers Outdoor Corp. 0.05% 600 $96K No change
QDF NT Qual Div ETF 0.05% 1,300 $93K No change
GLD SPDR Gold Shares 0.05% 380 $92K No change
PWR Quanta Services Inc. 0.04% 300 $89K No change
ANEW Proshares MSCI Transform CHG 0.04% 1,950 $89K Reduce -20.4%
DVY iShares Select Dividend ETF 0.04% 650 $88K No change
CAH Cardinal Health Inc. 0.04% 780 $86K No change
KKR KKR & Co. Inc. 0.04% 625 $82K No change
CHD Church & Dwight Co. Inc. 0.04% 777 $81K No change
HAL Halliburton Co. 0.04% 2,750 $80K No change
MOD Modine Manufacturing Co. 0.04% 600 $80K No change
BMY Bristol-Myers Squibb Co. 0.04% 1,490 $77K Reduce -56.7%
TW Tradeweb Markets Inc. Class A 0.04% 600 $74K No change
UNH Unitedhealth Group Inc. 0.04% 125 $73K No change
VOO Vanguard S&P 500 ETF 0.04% 137 $72K Add +0.7%
FISV Fiserv Inc. 0.04% 400 $72K No change
IJH iShares Core S&P Midcap ETF 0.04% 1,150 $72K No change
NKE Nike Inc. Class B 0.03% 761 $67K Reduce -68.7%
CAVA Cava Group Inc. 0.03% 536 $66K Reduce -38.5%
NRG NRG Energy Inc. 0.03% 700 $64K No change
SCHH Schwab US REIT ETF 0.03% 2,636 $61K Reduce -8.3%
SDY SS SPDR S&P Dividend ETF 0.03% 425 $60K No change
ADBE Adobe Inc. 0.03% 115 $60K No change
VLTO Veralto Corp. 0.03% 522 $58K Reduce -42.5%
PIPR Piper Sandler Cos 0.03% 200 $57K No change
GILD Gilead Sciences Inc. 0.03% 665 $56K No change
PYPL PayPal Holdings Inc. 0.03% 700 $55K No change
ARES Ares Management Corp. Class A 0.03% 350 $55K No change
PANW Palo Alto Networks Inc. 0.03% 150 $51K No change
MPWR Monolithic Power Systems Inc. 0.03% 55 $51K No change
HWM Howmet Aerospace Inc. 0.02% 500 $50K No change
LMAT Lemaitre Vascular Inc. 0.02% 500 $46K Reduce -28.6%
EVR Evercore Inc. Class A 0.02% 175 $44K No change
TSM Taiwan Semiconductor-SP ADR 0.02% 255 $44K No change
LSCC Lattice Semiconductor Corp. 0.02% 800 $43K No change
BIT BlackRock Multi-Sector Inc. 0.02% 2,500 $38K Reduce -19.4%
AEP American Electric Power 0.02% 360 $37K No change
CINF Cincinnati Financial Corp. 0.02% 270 $37K No change
SLV iShares Silver Trust 0.02% 1,295 $37K No change
WDAY Workday Inc. Class A 0.02% 140 $34K No change
Accenture Ltd Cl A 0.02% 9,611 $34K Add +0.4%
BAX Baxter International Inc. 0.02% 850 $32K No change
AMD Advanced Micro Devices 0.01% 180 $30K No change
ISRG Intuitive Surgical Inc. 0.01% 60 $30K No change
HEI Heico Corp. 0.01% 110 $29K No change
WMS Advanced Drainage Systems Inc. 0.01% 175 $28K No change
MET Metlife Inc. 0.01% 325 $27K No change
TRU Transunion 0.01% 250 $26K No change
BIZD Vaneck BDC Income ETF 0.01% 1,450 $24K No change
KMB Kimberly-Clark Corp. 0.01% 165 $24K No change
NTES Netease Inc.-ADR 0.01% 250 $23K No change
VRTX Vertex Pharmaceuticals Inc. 0.01% 50 $23K No change
WISCONSIN ENERGY CORP filed as W E C ENERGY GROUP INC 0.01% 24,195 $23K Add +45.1%
COF Capital One Financial Corp. 0.01% 150 $23K No change
UBER Uber Technologies Inc. 0.01% 300 $23K No change
FNF Fidelity National Financial 0.01% 35,198 $22K No change
AIA iShares Asia 50 ETF 0.01% 300 $22K No change
PAYX Paychex Inc. 0.01% 160 $22K No change
BKNG Booking Holdings Inc. 0.01% 5 $21K No change
FDX FedEx Corp. 0.01% 77 $21K No change
JBL Jabil Inc. 0.01% 175 $21K No change
CTRA Coterra Energy Inc. 0.01% 802 $19K No change
PNC PNC Financial Services Group 0.01% 100 $19K Reduce -1.0%
XT Ishar Fture Exp Tech ETF-Usd 0.01% 300 $18K No change
XLE SS Energy Select Sector 0.01% 200 $18K No change
Target Corporation 0.01% 11,283 $18K Reduce -0.9%
MHO M/I Homes Inc. 0.01% 100 $17K New
CFG Citizens Financial Group 0.01% 400 $16K No change
ORLY O'reilly Automotive Inc. 0.01% 14 $16K No change
KHC The Kraft Heinz Co. 0.01% 450 $16K No change
EMN Eastman Chemical Co. 0.01% 135 $15K No change
DTE DTE Energy Company 0.01% 115 $15K No change
HTO H2O America filed as SJW GROUP 0.01% 250 $15K No change
NFLX Netflix Inc. 0.01% 20 $14K No change
GPC Genuine Parts Co. 0.01% 101 $14K Add +1.0%
AZN Astrazeneca PLC-Spons ADR 0.01% 175 $14K No change
BDX Becton Dickinson and Co. 0.01% 55 $13K New
TSLA Tesla Inc. 0.01% 51 $13K Add +2.0%
GE General Electric Company 0.01% 68 $13K No change
PHM Pultegroup Inc. 0.01% 85 $12K Reduce -32.0%
LW Lamb Weston Holdings Inc. 0.01% 176 $11K No change
SRE Sempra 0.01% 130 $11K No change
DGRW Wisdomtree U.S. Quality Divi 0.01% 130 $11K No change
BMRN Biomarin Pharmaceutical Inc. 0.01% 147 $10K No change
IAU iShares Gold Trust 0.01% 207 $10K No change
MUFG Mitsubishi Ufj Finl-Spon ADR 0.01% 1,000 $10K No change
DEO Diageo PLC-Sponsored ADR 0.00% 70 $10K No change
HTGC Hercules Capital Inc. 0.00% 500 $10K No change
RSPS Invesco S&P 500 Equal Weight 0.00% 300 $10K No change
OKE Oneok Inc. 0.00% 100 $9K No change
BIIB Biogen Inc. 0.00% 45 $9K Reduce -2.2%
TTD Trade Desk Inc./the Class A filed as THE TRADE DESK INC 0.00% 75 $8K Reduce -72.7%
CCL Carnival Corp. 0.00% 425 $8K No change
LVMUY LVMH Moet Hennessy-Unsp ADR 0.00% 51 $8K No change
ROKU Roku Inc. 0.00% 100 $8K No change
SCHA Schwab US Small-Cap ETF 0.00% 13,877 $7K Add +51.0%
SCHF Schwab Intl Equity ETF 0.00% 16,886 $7K Add +54.9%
PBF PBF Energy Inc. Class A 0.00% 200 $6K No change
SLB SLB Ltd. filed as SCHLUMBERGER LTD 0.00% 145 $6K No change
MDT Medtronic Inc 0.00% 65 $6K Reduce -86.6%
COPX Global X Copper Miners ETF 0.00% 115 $5K No change
ROK Rockwell Automation Inc. 0.00% 18 $5K No change
GEV GE Vernova Inc. 0.00% 17 $4K No change
VST Vistra Corp. 0.00% 35 $4K No change
WFC Wells Fargo & Co. 0.00% 13,625 $4K Add +96.8%
NCLH Norwegian Cruise Line Holdin 0.00% 180 $4K No change
SDZNY Sandoz Group AG-ADR 0.00% 85 $4K No change
F Ford Motor Co. filed as FORD MTR CO 0.00% 325 $3K No change
JACK Jack in the Box Inc. 0.00% 70 $3K No change
PSMT Pricesmart Inc. 0.00% 35 $3K No change
LIT Global X Lithium & Battery T 0.00% 65 $3K No change
CI Cigna Holding Co. filed as CIGNA CORP 0.00% 2,075 $2K No change
SPOT Spotify Technology SA 0.00% 6 $2K New
VCSH Vanguard S/T Corp. Bond ETF 0.00% 25 $2K No change
CLSK Cleanspark Inc. 0.00% 191 $2K No change
AFRM Affirm Holdings Inc. 0.00% 40 $2K No change
RUM Rum Group Inc. filed as RUMBLE INC 0.00% 300 $2K New
IREN Iren Ltd. filed as IRIS ENERGY LTD 0.00% 184 $2K No change
IGF iShares Global Infrastructur 0.00% 25 $1K No change
NVO Novo-Nordisk A/S-Spons ADR 0.00% 12 $1K No change
USB US Bancorp 0.00% 3,020 $1K Reduce -55.6%
CEG Constellation Energy 0.00% 5 $1K No change
MARA Mara Holdings Inc. 0.00% 75 $1K No change
GTBIF Green Thumb Industries Inc. 0.00% 101 $1K No change
UPST Upstart Holdings Inc. 0.00% 25 $1K No change
KD Kyndryl Holdings Inc. 0.00% 40 $900 No change
CIFR Cipher Digital Inc. 0.00% 200 $800 No change
SFLNX Schwab Fndmntl US LRG Comp 0.00% 848 $609 No change
QS Quantumscape Corp. 0.00% 107 $600 No change
SGDM Sprott Gold Miners ETF 0.00% 20 $600 No change
WBD Warner Bros Discovery Inc. 0.00% 72 $600 No change
GARMIN LTD 0.00% 325 $572 No change
INTC Intel Corp. 0.00% 2,145 $503 Reduce -94.6%
SFSNX Schwab Fndmntl US SM Comp 0.00% 839 $500 No change
MAT Mattel Inc. 0.00% 20 $400 Reduce -93.8%
ADM Archer-Daniels-Midland Co. 0.00% 635 $379 Reduce -73.8%
Duke Energy Corp New 0.00% 313 $361 No change
MCHP Microchip Technology Inc. 0.00% 400 $339 Add +4.7%
ETN Eaton Corporation 0.00% 100 $331 No change
AIG American Intl Group 0.00% 250 $183 No change
GBTC Grayscale Bitcoin Trust ETF 0.00% 640 $180 Add +100.0%
Hewlett-Packard Company 0.00% 470 $169 No change
TRV The Travelers Cos Inc. 0.00% 60 $140 New
AMERICAN TOWER CORP 0.00% 45 $105 Reduce -95.9%
VNQ Vanguard Real Estate ETF 0.00% 1 $100 No change
SOLVENTUM CORP 0.00% 140 $98 Reduce -26.7%
SU Suncor Energy Inc. 0.00% 200 $74 No change
PFE Pfizer Inc. 0.00% 210 $61 Reduce -90.8%
SRFM Surf Air Mobility Inc. Com New 0.00% 857 $11 Reduce -85.7%
STRT Strattec Security Corp. 0.00% 20 $9 No change
EXC Exelon Corp. 0.00% 16 $6 No change
FAN First Trust Global Wind Ener 0.00% 25 $5 No change
SLDP Solid Power Inc. 0.00% 390 $5 No change
ELKHORN ETF TR filed as Trump Media & Technology 0.00% 26 $4 New
OGN Organon & Co. 0.00% 22 $4 No change
SGDJ Sprott Jr. Gold Miners ETF 0.00% 12 $4 No change
ALLO Allogene Therapeutics Inc. 0.00% 100 $3 No change
CORZQ Core Scientific Inc. 0.00% 21 $2 New
AG First Majestic Silver Corp. 0.00% 29 $2 No change
MTCH Match Group Inc. 0.00% 5 $2 New
SMRT Smartrent Inc. 0.00% 100 $2 No change
DLTR Dollar Tree Inc. 0.00% 2 $1 New
HIMS Hims & Hers Health Inc. 0.00% 5 $1 New
RIOT Riot Platforms Inc. 0.00% 20 $1 No change
TREASURY METALS INC 0.00% 109 $1 Reduce -75.1%
VERX Vertex Inc. Class A 0.00% 2 $1 New
YUM Yum! Brands Inc. 0.00% 1 $1 New
CYGX Cytogenix Inc. 0.00% 70 $0 No change
BROS Dutch Bros Inc. Class A 0.00% 1 $0 New
LEHMQ Lehman Brothers Holdings Inc. 0.00% 1,200 $0 No change
CPMV Mosaic Immunoengineering Inc. 0.00% 1 $0 No change
NRTLQ Nortel Networks Corp. 0.00% 57 $0 No change
PSVR Pipesaver Technologies Inc. 0.00% 1,500 $0 No change
SLSZQ SLS International Inc. 0.00% 1,666 $0 No change
SNAP Snap Inc. Class A 0.00% 1 $0 New
TURV Two Rivers Water & Farming C 0.00% 55 $0 No change
Other holdings (1): bonds, preferreds, convertibles and warrants · $411 (not counted above)
SecurityClassShares / PrincipalValueChange
JACKSON FINANCIAL INC (JXN V8 PERP) PFD 450$411New

Total filed on the 13F, all lines: $203.5M.

Portfolio Sells Q2 2024 → Q3 2024
Target Corporation Reduce -0.9% 0.01% −0.67
INTC Intel Corp. Reduce -94.6% 0.00% −0.49
BEN Franklin Templeton Inc. Reduce -84.8% 0.07% −0.36
USB US Bancorp Reduce -55.6% 0.00% −0.11
AMERICAN TOWER CORP Reduce -95.9% 0.00% −0.09
CLX Clorox Company Reduce -64.5% 0.07% −0.06
ISCG iShares Morningstar Small-Ca Sold out 0.00% −0.06
ADM Archer-Daniels-Midland Co. Reduce -73.8% 0.00% −0.06
NKE Nike Inc. Class B Reduce -68.7% 0.03% −0.04
PFE Pfizer Inc. Reduce -90.8% 0.00% −0.03
BMY Bristol-Myers Squibb Co. Reduce -56.7% 0.04% −0.02
FE Firstenergy Corp. Sold out 0.00% −0.02
MDT Medtronic Inc Reduce -86.6% 0.00% −0.01
LPLA LPL Financial Holdings Inc. Sold out 0.00% −0.01
CLNE Clean Energy Fuels Corp. Sold out 0.00% −0.01
KLIC Kulicke & Soffa Industries Sold out 0.00% −0.01
TTD Trade Desk Inc./the Class A Reduce -72.7% 0.00% −0.01
WING Wingstop Inc. Reduce -25.0% 0.06% −0.01
VLTO Veralto Corp. Reduce -42.5% 0.03% −0.01
CVS CVS Health Corp. Sold out 0.00% −0.00
JOE The St Joe Co. Sold out 0.00% −0.00
SOLVENTUM CORP Reduce -26.7% 0.00% −0.00
INVESTMENT MANAGERS SER TR I Sold out 0.00% −0.00
SCHV Schwab US Large-Cap Value Sold out 0.00% −0.00
IBRX Immunitybio Inc. Sold out 0.00% −0.00
MGC Vngrd Mrngstr MG Cap ETF-Usd Sold out 0.00% −0.00
VWSYF Vestas Wind Systems A/S Sold out 0.00% −0.00
FCX Freeport-McMoran Inc. Sold out 0.00% −0.00
MCK McKesson Corp. Reduce -6.1% 0.08% −0.00
MAT Mattel Inc. Reduce -93.8% 0.00% −0.00
JCI Johnson Controls Internation Sold out 0.00% −0.00
DBMF Imgp Dbi MFT STR ETF-Usd Inc. Sold out 0.00% −0.00
CLF Cleveland-Cliffs Inc. Sold out 0.00% −0.00
Schwab US Large-Cap Growth ETF Sold out 0.00% −0.00
SCHE Schwab Emrg Mrkts Eqty ETF Sold out 0.00% −0.00
GTM Zoominfo Technologies Inc. Sold out 0.00% −0.00
GLTR Abrdn Precious Metals Basket Sold out 0.00% −0.00
BOXX Alpha Architect 1-3 MNTH Box Sold out 0.00% −0.00
SRFM Surf Air Mobility Inc. Com New Reduce -85.7% 0.00% −0.00
LMAT Lemaitre Vascular Inc. Reduce -28.6% 0.02% −0.00
DJT Trump Media & Technology Gro Sold out 0.00% −0.00
PROSHARES TR Sold out 0.00% −0.00
BIIB Biogen Inc. Reduce -2.2% 0.00% 0.00
TREASURY METALS INC Reduce -75.1% 0.00% 0.00
CAVA Cava Group Inc. Reduce -38.5% 0.03% +0.00
BIT BlackRock Multi-Sector Inc. Reduce -19.4% 0.02% +0.00
PHM Pultegroup Inc. Reduce -32.0% 0.01% +0.00
ANEW Proshares MSCI Transform CHG Reduce -20.4% 0.04% +0.00
VBK Van Morst SML-Cap Gro-Usd Inc. Reduce -21.0% 0.06% +0.00
PNC PNC Financial Services Group Reduce -1.0% 0.01% +0.00

Portfolio Buys Q2 2024 → Q3 2024
WHEELS UP EXPERIENCE INC Add +100.0% 1.32% +1.32
AAPL Apple Inc. Add +7.1% 3.27% +1.01
NEE Nextera Energy Inc. Add +1.0% 2.47% +0.79
SPB Spectrum Brands Holdings Inc. Add +48.8% 1.26% +0.63
VZ Verizon Communications Inc. Add +120.9% 0.78% +0.52
APD Air Products & Chemicals Inc. Add +2.8% 1.44% +0.45
DHR Danaher Corp. Add +1.6% 1.43% +0.39
ABT Abbott Laboratories Add +3.4% 1.36% +0.38
GIS General Mills Inc. Add +8.4% 1.07% +0.38
JPST JPMorgan Ultra-Short Income Add +46.3% 0.84% +0.37
GLW Corning Inc. Add +0.4% 1.14% +0.34
PG The Procter & Gamble Co. Add +0.4% 1.44% +0.32
CAT Caterpillar Inc. Add +0.8% 1.01% +0.31
Citigroup Inc Add +11.1% 1.08% +0.27
TXN Texas Instruments Inc. Add +0.0% 1.17% +0.27
NVS Novartis AG-Sponsored ADR Add +1.7% 1.05% +0.27
SCHD Schwab US DVD Equity ETF Add +2.5% 0.98% +0.26
PEP Pepsico Inc. Add +4.1% 1.03% +0.24
CVX Chevron Corp. Add +5.0% 1.35% +0.23
STZ Constellation Brands Inc. Class A Add +3.3% 0.95% +0.20
SCHW Schwab (charles) Corp. Add +11.7% 1.10% +0.18
MRK Merck & Co Inc Add +1.9% 1.10% +0.14
SYY Sysco Corp. Add +4.3% 0.45% +0.13
ASML ASML Holding NV-NY Reg SHS Add +12.8% 1.02% +0.11
PSA Public Storage Add +22.1% 0.21% +0.10
MAA Mid-America Apartment Comm Add +29.2% 0.19% +0.08
IVV iShares Core S&P 500 ETF Add +4.4% 0.31% +0.08
VTR Ventas Inc. Add +12.5% 0.17% +0.07
AMAT Applied Materials Inc. Add +0.7% 1.34% +0.07
AVB Avalonbay Communities Inc. Add +15.7% 0.18% +0.06
V Visa Inc. Class A Add +2.1% 0.27% +0.06
CMG Chipotle Mexican Grill Inc. Add +0.0% 0.08% +0.01
MHO M/I Homes Inc. New 0.01% +0.01
VOO Vanguard S&P 500 ETF Add +0.7% 0.04% +0.01
BDX Becton Dickinson and Co. New 0.01% +0.01
TSLA Tesla Inc. Add +2.0% 0.01% +0.00
GPC Genuine Parts Co. Add +1.0% 0.01% +0.00
SPOT Spotify Technology SA New 0.00% +0.00
RUM Rum Group Inc. New 0.00% +0.00
TRV The Travelers Cos Inc. New 0.00% +0.00
CORZQ Core Scientific Inc. New 0.00% 0.00
DLTR Dollar Tree Inc. New 0.00% 0.00
BROS Dutch Bros Inc. Class A New 0.00% 0.00
ELKHORN ETF TR New 0.00% 0.00
HIMS Hims & Hers Health Inc. New 0.00% 0.00
MTCH Match Group Inc. New 0.00% 0.00
SNAP Snap Inc. Class A New 0.00% 0.00
VERX Vertex Inc. Class A New 0.00% 0.00
YUM Yum! Brands Inc. New 0.00% 0.00
GBTC Grayscale Bitcoin Trust ETF Add +100.0% 0.00% −0.01

Notes & Other Activity Q2 2024 → Q3 2024
JACKSON FINANCIAL INC (JXN V8 PERP) PFD New 450 $411

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q3 2025 278$201.1MNVDA, AVGO, ORCL, AAPL, MSFT
Q2 2025 306$199.0MNVDA, AVGO, MSFT, AAPL, JPM
Q1 2025 311$178.9MNVDA, AAPL, AVGO, SCHX, JPM
Q4 2024Amended 313$189.3MNVDA, AAPL, MSFT, AMZN, SCHX
Q3 2024 317$203.5MNVDA, AVGO, AAPL, MSFT, SCHX
Q2 2024 326$248.5MJEFFERIES GROUP LLC, NVDA, AVGO, LLY, MSFT
Q1 2024 315$235.1MJEFFERIES GROUP LLC, NVDA, AVGO, LLY, MSFT