West Oak Capital, LLC

In its 13F for Q4 2024 (holdings as of December 31, 2024, filed January 14, 2025), West Oak Capital, LLC reported 313 stock positions worth $189.3 million. Its top holding was Nvidia (NVDA) at 5.6% of the portfolio, followed by Apple (AAPL, 3.8%) and Microsoft (MSFT, 2.9%). Compared with Q3 2024, it opened 10 new positions, sold out of 14, added to 44 and reduced 51. The biggest buy was Apple (AAPL, shares +0%) and the biggest sale Broadcom Pte (AVGO, shares −2%).

Most Recent 13F
Q3 2025
Location
WESTLAKE VILLAGE, CA
CIK
0001387399
Portfolio Value
$189.3M (Q4 2024)
SEC Filing
0001140361-25-000959 ↗ filed Jan 14, 2025

Holdings Value

0$50.0M$100.0M$150.0M$200.0M$250.0M Q1 2024: $235.1M Q1 2024 Q2 2024: $248.5M Q2 2024 Q3 2024: $203.5M Q3 2024 Q4 2024: $189.3M $189.3M Q4 2024 Q1 2025: $178.9M Q1 2025 Q2 2025: $199.0M Q2 2025 Q3 2025: $201.1M Q3 2025

Holdings 313 stocks · $189.3M
NVDA Nvidia Corp. 5.58% 78,718 $10.6M Reduce -2.5%
AAPL Apple Inc. 3.78% 28,562 $7.2M Add +0.0%
MSFT Microsoft Corp. 2.93% 13,149 $5.5M Add +0.2%
AMZN Amazon.com Inc. 2.87% 24,805 $5.4M Reduce -0.3%
SCHX Schwab US Large-Cap ETF 2.79% 228,160 $5.3M Reduce -2.0%
JPM JPMorgan Chase & Co. 2.70% 21,342 $5.1M Reduce -0.2%
COST Costco Wholesale Corp. 2.57% 5,313 $4.9M Reduce -0.1%
GOOG Alphabet Inc. Class C 2.45% 24,315 $4.6M Reduce -0.4%
ADP Automatic Data Processing 2.44% 15,775 $4.6M Reduce -0.2%
ORCL Oracle Corp. 2.37% 26,935 $4.5M Reduce -0.6%
LLY Eli Lilly & Co. 2.35% 5,762 $4.4M Reduce -1.4%
NEE Nextera Energy Inc. 2.25% 59,418 $4.3M Reduce -0.1%
AXP American Express Co. 2.24% 14,267 $4.2M Reduce -0.1%
HD Home Depot Inc. 1.98% 9,654 $3.8M Add +0.2%
HUBB Hubbell Inc. 1.75% 7,902 $3.3M Reduce -0.2%
APD Air Products & Chemicals Inc. 1.51% 9,880 $2.9M Add +0.3%
PG The Procter & Gamble Co. 1.51% 17,034 $2.9M Add +0.4%
ABT Abbott Laboratories 1.47% 24,564 $2.8M Add +0.9%
CVX Chevron Corp. 1.45% 18,924 $2.7M Add +1.2%
VTS Vitesse Energy Inc. 1.43% 108,511 $2.7M No change
ADI Analog Devices Inc. 1.40% 12,509 $2.7M Add +0.4%
EMR Emerson Electric Co. 1.38% 21,088 $2.6M Add +0.1%
SCHW Schwab (charles) Corp. 1.35% 34,612 $2.6M Add +0.1%
LEN Lennar Corp. Class A 1.35% 18,731 $2.6M Reduce -0.2%
CL Colgate-Palmolive Co. 1.32% 27,547 $2.5M Add +0.3%
GLW Corning Inc. 1.29% 51,410 $2.4M Reduce -0.3%
DHR Danaher Corp. 1.26% 10,411 $2.4M Reduce -0.5%
LMT Lockheed Martin Corp. 1.26% 4,895 $2.4M Reduce -1.4%
JNJ Johnson & Johnson 1.22% 16,018 $2.3M Add +1.5%
SPB Spectrum Brands Holdings Inc. 1.22% 27,359 $2.3M Add +1.4%
AMAT Applied Materials Inc. 1.20% 13,982 $2.3M Add +4.0%
AMGN Amgen Inc. 1.19% 8,623 $2.2M Reduce -2.3%
TXN Texas Instruments Inc. 1.15% 11,590 $2.2M Add +0.4%
JPST JPMorgan Ultra-Short Income 1.12% 42,079 $2.1M Add +24.5%
MRK Merck & Co Inc 1.06% 20,092 $2.0M Add +1.6%
PEP Pepsico Inc. 1.01% 12,579 $1.9M Add +1.9%
GIS General Mills Inc. 1.01% 29,885 $1.9M Add +1.7%
SCHD Schwab US DVD Equity ETF 1.00% 69,630 $1.9M Reduce -1.6%
CAT Caterpillar Inc. 1.00% 5,202 $1.9M Reduce -1.2%
SHW The Sherwin-Williams Co. 0.98% 5,458 $1.9M Reduce -0.1%
NVS Novartis AG-Sponsored ADR 0.97% 18,778 $1.8M Add +0.7%
XOM Exxon Mobil Corp. 0.92% 16,207 $1.7M Add +0.6%
CSCO Cisco Systems Inc. 0.91% 29,235 $1.7M Reduce -1.0%
STZ Constellation Brands Inc. Class A 0.90% 7,683 $1.7M Add +2.8%
NTRS Northern Trust Corp. 0.88% 16,325 $1.7M Reduce -0.3%
IPG Interpublic Group of Cos Inc. 0.82% 55,595 $1.6M Add +0.8%
ABBV Abbvie Inc. 0.82% 8,683 $1.5M Reduce -2.5%
ASML ASML Holding NV-NY Reg SHS 0.79% 2,163 $1.5M Reduce -12.9%
VZ Verizon Communications Inc. 0.75% 35,595 $1.4M Add +0.6%
RSP Invesco S&P 500 Equal Weight 0.68% 7,360 $1.3M Add +75.7%
IVE iShares S&P 500 Value ETF 0.66% 6,551 $1.3M Add +6.2%
SCHY Schwab International DVD ETF 0.65% 53,208 $1.2M Reduce -2.0%
FIS Fidelity National Info Serv 0.62% 14,600 $1.2M No change
MA Mastercard Inc. Class A 0.55% 1,975 $1.0M No change
META Meta Platforms Inc. Class A 0.51% 1,645 $963K No change
AFL Aflac Inc. 0.50% 9,210 $953K No change
SYY Sysco Corp. 0.47% 11,615 $888K Reduce -0.7%
TROW T Rowe Price Group Inc. filed as PRICE T ROWE GROUP INC 0.45% 7,545 $853K Add +5.0%
TSCO Tractor Supply Company 0.42% 15,005 $796K No change
SCHA Schwab US Small-Cap ETF 0.39% 28,270 $731K Add +1.9%
MMM 3M Co. 0.38% 5,630 $727K Add +1.8%
JEFFERIES GROUP LLC 0.38% 919,081 $721K Add +0.0%
TT Trane Technologies PLC 0.37% 1,885 $696K Reduce -3.8%
NOW ServiceNow Inc. 0.35% 625 $663K Reduce -0.8%
IVV iShares Core S&P 500 ETF 0.34% 1,081 $636K No change
V Visa Inc. Class A 0.33% 1,970 $623K No change
VIG Vanguard Dividend Apprec ETF 0.32% 3,125 $612K Reduce -3.9%
GOOGL Alphabet Inc. Class A 0.31% 3,105 $588K No change
MS Morgan Stanley 0.30% 4,515 $568K No change
EOG EOG Resources Inc. 0.28% 4,400 $539K Reduce -1.5%
CRM Salesforce Inc. 0.26% 1,495 $500K No change
ECL Ecolab Inc. 0.25% 2,052 $481K No change
CB Chubb Ltd. 0.25% 1,735 $479K No change
WFC Wells Fargo & Co. 0.25% 6,700 $471K Reduce -50.8%
SHEL Shell PLC-ADR 0.24% 7,305 $458K No change
RTX RTX Corp. 0.23% 3,725 $431K No change
VUG Vanguard Mrngstar GR ETF-Sui 0.23% 1,048 $430K No change
ANET Arista Networks Inc. 0.23% 3,880 $429K No change
BERKSHIRE HATHAWAY INC 0.23% 945 $428K No change
PH Parker Hannifin Corp. 0.22% 665 $423K No change
IWR iShares Russell Mid-Cap ETF 0.21% 4,600 $407K No change
GS Goldman Sachs Group Inc. 0.20% 675 $387K Add +2.3%
MAA Mid-America Apartment Comm 0.20% 2,390 $369K No change
KO The Coca-Cola Co. 0.19% 5,892 $367K No change
AVB Avalonbay Communities Inc. 0.19% 1,620 $356K No change
RVTY Revvity Inc. 0.19% 3,150 $352K No change
PSA Public Storage 0.18% 1,162 $348K No change
ICE Intercontinental Exchange Inc. 0.18% 2,277 $339K No change
CARR Carrier Global Corp. 0.18% 4,875 $333K No change
VTR Ventas Inc. 0.17% 5,405 $318K No change
PM Philip Morris International 0.16% 2,565 $309K Reduce -0.8%
AME Ametek Inc. 0.16% 1,700 $306K No change
HON Honeywell International Inc. 0.15% 1,255 $284K No change
MCD McDonald's Corp. 0.15% 959 $278K No change
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.14% 2,450 $273K No change
RY Royal Bank of Canada 0.14% 2,248 $271K No change
QCOM Qualcomm Inc. 0.14% 1,680 $258K No change
KLAC KLA Corp. 0.13% 400 $252K No change
WMT Walmart Inc. 0.13% 2,750 $249K No change
XLF SS Financial Select Sector 0.13% 4,962 $240K Add +37.4%
AMP Ameriprise Financial Inc. 0.13% 450 $240K No change
JMUB JPMorgan Municipal ETF 0.12% 4,700 $236K Add +17.5%
CNNE Cannae Holdings Inc. 0.12% 11,731 $233K No change
MKC McCormick & Co.-Non VTG SHRS 0.12% 3,000 $229K No change
AJG Arthur J Gallagher & Co. filed as GALLAGHER ARTHUR J & CO 0.11% 756 $215K No change
LEN.B Lennar Corp. Class B 0.11% 1,555 $206K No change
DHI D.R. Horton Inc. 0.11% 1,440 $201K No change
MYRG MYR Group Inc./Delaware 0.11% 1,350 $201K No change
UNP Union Pacific Corp. 0.10% 845 $193K No change
LRCX Lam Research Corp. 0.10% 2,650 $191K No change
STRL Sterling Infrastructure Inc. 0.10% 1,125 $190K No change
ENTG Entegris Inc. 0.09% 1,700 $168K No change
CMG Chipotle Mexican Grill Inc. 0.09% 2,781 $168K Reduce -2.5%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.09% 3,785 $166K No change
XLV SS Health Care Select Sector 0.09% 1,190 $164K No change
SBUX Starbucks Corp. 0.08% 1,600 $146K No change
MCK McKesson Corp. 0.08% 255 $145K Reduce -17.7%
ARCC Ares Capital Corp. 0.08% 6,600 $145K No change
MO Altria Group Inc. 0.08% 2,740 $143K No change
VBK Van Morst SML-Cap Gro-Usd Inc. 0.07% 490 $137K No change
XLI SS Industrial Select Sector 0.07% 1,035 $136K No change
VLO Valero Energy Corp. 0.07% 1,100 $135K No change
AVY Avery Dennison Corp. 0.07% 700 $131K No change
ALL Allstate Corp. 0.07% 663 $128K No change
BAH Booz Allen Hamilton Holdings 0.06% 950 $122K No change
DECK Deckers Outdoor Corp. 0.06% 600 $122K No change
CLX Clorox Company 0.06% 750 $122K Reduce -9.1%
TMO Thermo Fisher Scientific Inc. 0.06% 220 $115K No change
BR Broadridge Financial Solutio 0.06% 500 $113K No change
SYK Stryker Corp. 0.06% 300 $108K No change
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.06% 485 $107K No change
XLK SS Technology Select Sector 0.05% 440 $102K Add +1.6%
COP Conocophillips 0.05% 1,024 $102K No change
VB Vanguard Most SM-Cap ETF-Usd 0.05% 418 $100K No change
FG F&G Annuities & Life Inc. 0.05% 2,393 $99K No change
BEN Franklin Templeton Inc. 0.05% 4,880 $99K Reduce -33.0%
NOBL Proshares S&P 500 Dividend A 0.05% 992 $99K No change
PWR Quanta Services Inc. 0.05% 300 $95K No change
KKR KKR & Co. Inc. 0.05% 625 $92K No change
CAH Cardinal Health Inc. 0.05% 780 $92K No change
ELV Elevance Health Inc. 0.05% 250 $92K No change
AVGO Broadcom Pte Ltd. 0.05% 39,735 $92K Reduce -1.5%
GLD SPDR Gold Shares 0.05% 380 $92K No change
QDF NT Qual Div ETF 0.05% 1,300 $92K No change
ANEW Proshares MSCI Transform CHG 0.05% 1,950 $88K No change
DVY iShares Select Dividend ETF 0.05% 650 $85K No change
BMY Bristol-Myers Squibb Co. 0.04% 1,490 $84K No change
USB US Bancorp 0.04% 1,755 $84K Reduce -41.9%
FISV Fiserv Inc. 0.04% 400 $82K No change
CHD Church & Dwight Co. Inc. 0.04% 777 $81K No change
MDLZ Mondelez International Inc. Class A 0.04% 1,360 $81K Reduce -1.4%
TW Tradeweb Markets Inc. Class A 0.04% 600 $79K No change
HAL Halliburton Co. 0.04% 2,750 $75K No change
VOO Vanguard S&P 500 ETF 0.04% 137 $74K No change
IJH iShares Core S&P Midcap ETF 0.04% 1,150 $72K No change
MOD Modine Manufacturing Co. 0.04% 600 $70K No change
PYPL PayPal Holdings Inc. 0.04% 800 $68K Add +14.3%
NRG NRG Energy Inc. 0.03% 700 $63K No change
UNH Unitedhealth Group Inc. 0.03% 125 $63K No change
ARES Ares Management Corp. Class A 0.03% 350 $62K No change
GILD Gilead Sciences Inc. 0.03% 665 $61K No change
CAVA Cava Group Inc. 0.03% 536 $61K No change
SDY SS SPDR S&P Dividend ETF 0.03% 425 $56K No change
TDY Teledyne Technologies Inc. 0.03% 120 $56K Reduce -48.7%
HWM Howmet Aerospace Inc. 0.03% 500 $55K No change
PANW Palo Alto Networks Inc. 0.03% 300 $55K No change
ADBE Adobe Inc. 0.03% 115 $51K No change
TSM Taiwan Semiconductor-SP ADR 0.03% 255 $50K No change
EVR Evercore Inc. Class A 0.03% 175 $49K No change
SCHH Schwab US REIT ETF 0.02% 2,226 $47K Reduce -15.6%
LMAT Lemaitre Vascular Inc. 0.02% 500 $46K No change
NKE Nike Inc. Class B 0.02% 600 $45K Reduce -21.2%
LSCC Lattice Semiconductor Corp. 0.02% 800 $45K No change
VLTO Veralto Corp. 0.02% 443 $45K Reduce -15.1%
PIPR Piper Sandler Cos 0.02% 150 $45K Reduce -25.0%
CINF Cincinnati Financial Corp. 0.02% 270 $39K No change
BIT BlackRock Multi-Sector Inc. 0.02% 2,500 $37K No change
WDAY Workday Inc. Class A 0.02% 140 $36K No change
SLV iShares Silver Trust 0.02% 1,295 $34K No change
Accenture Ltd Cl A 0.02% 9,646 $34K Add +0.4%
AEP American Electric Power 0.02% 360 $33K No change
MPWR Monolithic Power Systems Inc. 0.02% 55 $33K No change
ISRG Intuitive Surgical Inc. 0.02% 60 $31K No change
BSX Boston Scientific Corp. 0.02% 325 $29K New
COF Capital One Financial Corp. 0.01% 150 $27K No change
MET Metlife Inc. 0.01% 325 $27K No change
HEI Heico Corp. 0.01% 110 $26K No change
INTC Intel Corp. 0.01% 1,295 $26K Reduce -39.6%
JBL Jabil Inc. 0.01% 175 $25K No change
BAX Baxter International Inc. 0.01% 850 $25K No change
BKNG Booking Holdings Inc. 0.01% 5 $25K No change
Citigroup Inc 0.01% 35,178 $25K Add +0.5%
BIZD Vaneck BDC Income ETF 0.01% 1,450 $24K No change
TRU Transunion 0.01% 250 $23K No change
WISCONSIN ENERGY CORP 0.01% 24,575 $23K Add +1.6%
PAYX Paychex Inc. 0.01% 160 $22K No change
NTES Netease Inc.-ADR 0.01% 250 $22K No change
AMD Advanced Micro Devices 0.01% 180 $22K No change
FDX FedEx Corp. 0.01% 77 $22K No change
KMB Kimberly-Clark Corp. 0.01% 165 $22K No change
TSLA Tesla Inc. 0.01% 51 $21K No change
CTRA Coterra Energy Inc. 0.01% 802 $21K No change
AIA iShares Asia 50 ETF 0.01% 300 $20K No change
WMS Advanced Drainage Systems Inc. 0.01% 175 $20K No change
VRTX Vertex Pharmaceuticals Inc. 0.01% 50 $20K No change
FNF Fidelity National Financial 0.01% 35,198 $20K No change
PNC PNC Financial Services Group 0.01% 100 $19K No change
XT Ishar Fture Exp Tech ETF-Usd 0.01% 300 $18K No change
NFLX Netflix Inc. 0.01% 20 $18K No change
CFG Citizens Financial Group 0.01% 400 $18K No change
XLE SS Energy Select Sector 0.01% 200 $17K No change
ORLY O'reilly Automotive Inc. 0.01% 14 $17K No change
GPC Genuine Parts Co. 0.01% 141 $17K Add +39.6%
Target Corporation 0.01% 11,375 $15K Add +0.8%
DTE DTE Energy Company 0.01% 115 $14K No change
KHC The Kraft Heinz Co. 0.01% 450 $14K No change
MHO M/I Homes Inc. 0.01% 100 $13K No change
BDX Becton Dickinson and Co. 0.01% 55 $13K No change
EMN Eastman Chemical Co. 0.01% 135 $12K No change
HTO H2O America filed as SJW GROUP 0.01% 250 $12K No change
LW Lamb Weston Holdings Inc. 0.01% 176 $12K No change
MUFG Mitsubishi Ufj Finl-Spon ADR 0.01% 1,000 $12K No change
AZN Astrazeneca PLC-Spons ADR 0.01% 175 $12K No change
SRE Sempra 0.01% 130 $11K No change
GE General Electric Company 0.01% 68 $11K No change
DGRW Wisdomtree U.S. Quality Divi 0.01% 130 $11K No change
HTGC Hercules Capital Inc. 0.01% 500 $10K No change
OKE Oneok Inc. 0.01% 100 $10K No change
BMRN Biomarin Pharmaceutical Inc. 0.01% 147 $10K No change
PHM Pultegroup Inc. 0.00% 85 $9K No change
DEO Diageo PLC-Sponsored ADR 0.00% 70 $9K No change
TTD Trade Desk Inc./the Class A filed as THE TRADE DESK INC 0.00% 75 $9K No change
BIIB Biogen Inc. 0.00% 45 $7K No change
LVMUY LVMH Moet Hennessy-Unsp ADR 0.00% 51 $7K No change
SCHF Schwab Intl Equity ETF 0.00% 32,660 $6K Reduce -3.3%
GEV GE Vernova Inc. 0.00% 17 $6K No change
SLB SLB Ltd. filed as SCHLUMBERGER LTD 0.00% 145 $6K No change
PBF PBF Energy Inc. Class A 0.00% 200 $5K No change
MDT Medtronic Inc 0.00% 65 $5K No change
ROK Rockwell Automation Inc. 0.00% 18 $5K No change
NNE Nano Nuclear Energy Inc. 0.00% 200 $5K New
VST Vistra Corp. 0.00% 35 $5K No change
COPX Global X Copper Miners ETF 0.00% 115 $4K No change
RUM Rum Group Inc. filed as RUMBLE INC 0.00% 300 $4K No change
LULU Lululemon Athletica Inc. 0.00% 9 $3K New
PSMT Pricesmart Inc. 0.00% 35 $3K No change
JACK Jack in the Box Inc. 0.00% 70 $3K No change
LIT Global X Lithium & Battery T 0.00% 65 $3K No change
SPOT Spotify Technology SA 0.00% 6 $3K No change
AFRM Affirm Holdings Inc. 0.00% 40 $2K No change
CI Cigna Holding Co. filed as CIGNA CORPORATION 0.00% 2,075 $2K No change
SOFI Sofi Technologies Inc. 0.00% 127 $2K New
VCSH Vanguard S/T Corp. Bond ETF 0.00% 25 $2K No change
CLSK Cleanspark Inc. 0.00% 191 $2K No change
UPST Upstart Holdings Inc. 0.00% 25 $2K No change
NUAI New Era Energy & Digital Inc. 0.00% 23,532 $1K New
IGF iShares Global Infrastructur 0.00% 25 $1K No change
MARA Mara Holdings Inc. 0.00% 75 $1K No change
CEG Constellation Energy 0.00% 5 $1K No change
NVO Novo-Nordisk A/S-Spons ADR 0.00% 12 $1K No change
CIFR Cipher Digital Inc. 0.00% 200 $900 No change
GTBIF Green Thumb Industries Inc. 0.00% 101 $800 No change
STRT Strattec Security Corp. 0.00% 20 $800 No change
GARMIN LTD 0.00% 325 $671 No change
EXC Exelon Corp. 0.00% 16 $600 No change
WING Wingstop Inc. 0.00% 200 $568 Reduce -33.3%
SGDJ Sprott Jr. Gold Miners ETF 0.00% 12 $400 No change
Duke Energy Corp New 0.00% 313 $337 No change
ETN Eaton Corporation 0.00% 100 $332 No change
GBTC Grayscale Bitcoin Trust ETF 0.00% 384 $264 Reduce -40.0%
NU Nu Holdings Ltd./Cayman Isl-A filed as NU HLDGS LTD 0.00% 1,950 $202 New
RIOT Riot Platforms Inc. 0.00% 20 $200 No change
PFE Pfizer Inc. 0.00% 710 $188 Add +238.1%
AIG American Intl Group 0.00% 250 $182 No change
Hewlett-Packard Company 0.00% 470 $153 No change
SFLNX Schwab Fndmntl US LRG Comp 0.00% 573 $136 Reduce -32.4%
IREN Iren Ltd. filed as IREN LIMITED 0.00% 391 $120 Add +112.5%
SOLVENTUM CORP 0.00% 165 $109 Add +17.9%
OKLO Oklo Inc. 0.00% 500 $106 New
MCHP Microchip Technology Inc. 0.00% 100 $104 Reduce -75.0%
AMERICAN TOWER CORP 0.00% 45 $83 No change
SU Suncor Energy Inc. 0.00% 200 $71 No change
SRFM Surf Air Mobility Inc. Com New filed as Trump Media & Technology 0.00% 883 $55 Add +3.0%
NBIS Nebius Group NV 0.00% 200 $55 New
WOLF Wolfspeed Inc. 0.00% 500 $33 New
BA The Boeing Co. 0.00% 15 $27 New
WBD Warner Bros Discovery Inc. 0.00% 72 $8 No change
SLDP Solid Power Inc. 0.00% 390 $7 No change
QS Quantumscape Corp. 0.00% 107 $6 No change
SGDM Sprott Gold Miners ETF 0.00% 20 $6 No change
FAN First Trust Global Wind Ener 0.00% 25 $4 No change
MAT Mattel Inc. 0.00% 20 $4 No change
CORZQ Core Scientific Inc. 0.00% 21 $3 No change
ALLO Allogene Therapeutics Inc. 0.00% 100 $2 No change
AG First Majestic Silver Corp. 0.00% 29 $2 No change
MTCH Match Group Inc. 0.00% 5 $2 No change
SMRT Smartrent Inc. 0.00% 100 $2 No change
DLTR Dollar Tree Inc. 0.00% 2 $1 No change
BROS Dutch Bros Inc. Class A 0.00% 1 $1 No change
HIMS Hims & Hers Health Inc. 0.00% 5 $1 No change
TREASURY METALS INC 0.00% 109 $1 No change
VNQ Vanguard Real Estate ETF 0.00% 1 $1 No change
VERX Vertex Inc. Class A 0.00% 2 $1 No change
YUM Yum! Brands Inc. 0.00% 1 $1 No change
CYGX Cytogenix Inc. 0.00% 70 $0 No change
LEHMQ Lehman Brothers Holdings Inc. 0.00% 1,200 $0 No change
CPMV Mosaic Immunoengineering Inc. 0.00% 1 $0 No change
NRTLQ Nortel Networks Corp. 0.00% 57 $0 No change
PSVR Pipesaver Technologies Inc. 0.00% 1,500 $0 No change
SLSZQ SLS International Inc. 0.00% 1,666 $0 No change
SNAP Snap Inc. Class A 0.00% 1 $0 No change
TURV Two Rivers Water & Farming C 0.00% 55 $0 No change
WHEELS UP EXPERIENCE INC 0.00% 25 $0 Reduce -50.0%
Other holdings (1): bonds, preferreds, convertibles and warrants · $392 (not counted above)
SecurityClassShares / PrincipalValueChange
JACKSON FINANCIAL INC (JXN V8 PERP) PFD 450$392No change

Total filed on the 13F, all lines: $189.3M.

Portfolio Sells Q3 2024 → Q4 2024
AVGO Broadcom Pte Ltd. Reduce -1.5% 0.05% −3.37
WHEELS UP EXPERIENCE INC Reduce -50.0% 0.00% −1.32
LEN Lennar Corp. Class A Reduce -0.2% 1.35% −0.38
ASML ASML Holding NV-NY Reg SHS Reduce -12.9% 0.79% −0.22
NEE Nextera Energy Inc. Reduce -0.1% 2.25% −0.22
AMGN Amgen Inc. Reduce -2.3% 1.19% −0.21
LLY Eli Lilly & Co. Reduce -1.4% 2.35% −0.19
LMT Lockheed Martin Corp. Reduce -1.4% 1.26% −0.17
DHR Danaher Corp. Reduce -0.5% 1.26% −0.17
WING Wingstop Inc. Reduce -33.3% 0.00% −0.06
ABBV Abbvie Inc. Reduce -2.5% 0.82% −0.05
SCHY Schwab International DVD ETF Reduce -2.0% 0.65% −0.05
SHW The Sherwin-Williams Co. Reduce -0.1% 0.98% −0.04
TDY Teledyne Technologies Inc. Reduce -48.7% 0.03% −0.02
BEN Franklin Templeton Inc. Reduce -33.0% 0.05% −0.02
CAT Caterpillar Inc. Reduce -1.2% 1.00% −0.02
UBER Uber Technologies Inc. Sold out 0.00% −0.01
NKE Nike Inc. Class B Reduce -21.2% 0.02% −0.01
MDLZ Mondelez International Inc. Class A Reduce -1.4% 0.04% −0.01
TT Trane Technologies PLC Reduce -3.8% 0.37% −0.01
SCHH Schwab US REIT ETF Reduce -15.6% 0.02% −0.01
IAU iShares Gold Trust Sold out 0.00% −0.01
VLTO Veralto Corp. Reduce -15.1% 0.02% −0.00
RSPS Invesco S&P 500 Equal Weight Sold out 0.00% −0.00
PIPR Piper Sandler Cos Reduce -25.0% 0.02% −0.00
CCL Carnival Corp. Sold out 0.00% −0.00
ROKU Roku Inc. Sold out 0.00% −0.00
NCLH Norwegian Cruise Line Holdin Sold out 0.00% −0.00
CLX Clorox Company Reduce -9.1% 0.06% −0.00
F Ford Motor Co. Sold out 0.00% −0.00
SDZNY Sandoz Group AG-ADR Sold out 0.00% −0.00
KD Kyndryl Holdings Inc. Sold out 0.00% −0.00
ADM Archer-Daniels-Midland Co. Sold out 0.00% −0.00
SFSNX Schwab Fndmntl US SM Comp Sold out 0.00% −0.00
SFLNX Schwab Fndmntl US LRG Comp Reduce -32.4% 0.00% −0.00
SCHF Schwab Intl Equity ETF Reduce -3.3% 0.00% −0.00
MCHP Microchip Technology Inc. Reduce -75.0% 0.00% −0.00
TRV The Travelers Cos Inc. Sold out 0.00% −0.00
ELKHORN ETF TR Sold out 0.00% 0.00
OGN Organon & Co. Sold out 0.00% 0.00
GBTC Grayscale Bitcoin Trust ETF Reduce -40.0% 0.00% +0.00
MCK McKesson Corp. Reduce -17.7% 0.08% +0.00
VIG Vanguard Dividend Apprec ETF Reduce -3.9% 0.32% +0.01
CMG Chipotle Mexican Grill Inc. Reduce -2.5% 0.09% +0.01
PM Philip Morris International Reduce -0.8% 0.16% +0.01
INTC Intel Corp. Reduce -39.6% 0.01% +0.01
EOG EOG Resources Inc. Reduce -1.5% 0.28% +0.02
SYY Sysco Corp. Reduce -0.7% 0.47% +0.02
SCHD Schwab US DVD Equity ETF Reduce -1.6% 1.00% +0.03
USB US Bancorp Reduce -41.9% 0.04% +0.04

Portfolio Buys Q3 2024 → Q4 2024
AAPL Apple Inc. Add +0.0% 3.78% +0.51
SCHA Schwab US Small-Cap ETF Add +1.9% 0.39% +0.38
RSP Invesco S&P 500 Equal Weight Add +75.7% 0.68% +0.31
JPST JPMorgan Ultra-Short Income Add +24.5% 1.12% +0.28
SCHW Schwab (charles) Corp. Add +0.1% 1.35% +0.25
EMR Emerson Electric Co. Add +0.1% 1.38% +0.25
MSFT Microsoft Corp. Add +0.2% 2.93% +0.15
ABT Abbott Laboratories Add +0.9% 1.47% +0.10
JEFFERIES GROUP LLC Add +0.0% 0.38% +0.10
CVX Chevron Corp. Add +1.2% 1.45% +0.09
APD Air Products & Chemicals Inc. Add +0.3% 1.51% +0.07
TROW T Rowe Price Group Inc. Add +5.0% 0.45% +0.07
PG The Procter & Gamble Co. Add +0.4% 1.51% +0.06
HD Home Depot Inc. Add +0.2% 1.98% +0.06
IVE iShares S&P 500 Value ETF Add +6.2% 0.66% +0.06
XLF SS Financial Select Sector Add +37.4% 0.13% +0.05
GS Goldman Sachs Group Inc. Add +2.3% 0.20% +0.04
JMUB JPMorgan Municipal ETF Add +17.5% 0.12% +0.02
BSX Boston Scientific Corp. New 0.02% +0.02
MMM 3M Co. Add +1.8% 0.38% +0.01
PYPL PayPal Holdings Inc. Add +14.3% 0.04% +0.01
XLK SS Technology Select Sector Add +1.6% 0.05% +0.01
NNE Nano Nuclear Energy Inc. New 0.00% +0.00
GPC Genuine Parts Co. Add +39.6% 0.01% +0.00
LULU Lululemon Athletica Inc. New 0.00% +0.00
Accenture Ltd Cl A Add +0.4% 0.02% +0.00
SOFI Sofi Technologies Inc. New 0.00% +0.00
WISCONSIN ENERGY CORP Add +1.6% 0.01% +0.00
NUAI New Era Energy & Digital Inc. New 0.00% +0.00
OKLO Oklo Inc. New 0.00% +0.00
PFE Pfizer Inc. Add +238.1% 0.00% +0.00
NU Nu Holdings Ltd./Cayman Isl-A New 0.00% +0.00
SOLVENTUM CORP Add +17.9% 0.00% 0.00
BA The Boeing Co. New 0.00% 0.00
SRFM Surf Air Mobility Inc. Com New Add +3.0% 0.00% 0.00
WOLF Wolfspeed Inc. New 0.00% 0.00
NBIS Nebius Group NV New 0.00% 0.00
Target Corporation Add +0.8% 0.01% −0.00
IREN Iren Ltd. Add +112.5% 0.00% −0.00
ADI Analog Devices Inc. Add +0.4% 1.40% −0.00
XOM Exxon Mobil Corp. Add +0.6% 0.92% −0.01
PEP Pepsico Inc. Add +1.9% 1.01% −0.02
TXN Texas Instruments Inc. Add +0.4% 1.15% −0.02
VZ Verizon Communications Inc. Add +0.6% 0.75% −0.03
JNJ Johnson & Johnson Add +1.5% 1.22% −0.03
IPG Interpublic Group of Cos Inc. Add +0.8% 0.82% −0.03
SPB Spectrum Brands Holdings Inc. Add +1.4% 1.22% −0.04
MRK Merck & Co Inc Add +1.6% 1.06% −0.05
STZ Constellation Brands Inc. Class A Add +2.8% 0.90% −0.05
GIS General Mills Inc. Add +1.7% 1.01% −0.06

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q3 2025 278$201.1MNVDA, AVGO, ORCL, AAPL, MSFT
Q2 2025 306$199.0MNVDA, AVGO, MSFT, AAPL, JPM
Q1 2025 311$178.9MNVDA, AAPL, AVGO, SCHX, JPM
Q4 2024Amended 313$189.3MNVDA, AAPL, MSFT, AMZN, SCHX
Q3 2024 317$203.5MNVDA, AVGO, AAPL, MSFT, SCHX
Q2 2024 326$248.5MJEFFERIES GROUP LLC, NVDA, AVGO, LLY, MSFT
Q1 2024 315$235.1MJEFFERIES GROUP LLC, NVDA, AVGO, LLY, MSFT