West Oak Capital, LLC

In its 13F for Q1 2025 (holdings as of March 31, 2025, filed April 16, 2025), West Oak Capital, LLC reported 311 stock positions worth $178.9 million. Its top holding was Nvidia (NVDA) at 4.3% of the portfolio, followed by Apple (AAPL, 3.5%) and Broadcom Pte (AVGO, 3.3%). Compared with Q4 2024, it opened 14 new positions, sold out of 17, added to 30 and reduced 80. The biggest buy was Johnson & Johnson (JNJ, shares +0%) and the biggest sale Nvidia (NVDA, shares −11%).

Most Recent 13F
Q3 2025
Location
WESTLAKE VILLAGE, CA
CIK
0001387399
Portfolio Value
$178.9M (Q1 2025)
SEC Filing
0001140361-25-014010 ↗ filed Apr 16, 2025

Holdings Value

0$50.0M$100.0M$150.0M$200.0M$250.0M Q1 2024: $235.1M Q1 2024 Q2 2024: $248.5M Q2 2024 Q3 2024: $203.5M Q3 2024 Q4 2024: $189.3M Q4 2024 Q1 2025: $178.9M $178.9M Q1 2025 Q2 2025: $199.0M Q2 2025 Q3 2025: $201.1M Q3 2025

Holdings 311 stocks · $178.9M
NVDA Nvidia Corp. 4.25% 70,183 $7.6M Reduce -10.8%
AAPL Apple Inc. 3.47% 27,937 $6.2M Reduce -2.2%
AVGO Broadcom Pte Ltd. 3.32% 35,515 $5.9M Reduce -10.6%
SCHX Schwab US Large-Cap ETF 2.78% 225,625 $5.0M Reduce -1.1%
JPM JPMorgan Chase & Co. 2.71% 19,782 $4.9M Reduce -7.3%
MSFT Microsoft Corp. 2.66% 12,699 $4.8M Reduce -3.4%
ADP Automatic Data Processing 2.58% 15,080 $4.6M Reduce -4.4%
COST Costco Wholesale Corp. 2.55% 4,821 $4.6M Reduce -9.3%
LLY Eli Lilly & Co. 2.49% 5,391 $4.5M Reduce -6.4%
AMZN Amazon.com Inc. 2.46% 23,170 $4.4M Reduce -6.6%
NEE Nextera Energy Inc. 2.35% 59,298 $4.2M Reduce -0.2%
GOOG Alphabet Inc. Class C 2.07% 23,687 $3.7M Reduce -2.6%
ORCL Oracle Corp. 2.01% 25,700 $3.6M Reduce -4.6%
AXP American Express Co. 1.93% 12,862 $3.5M Reduce -9.8%
HD Home Depot Inc. 1.91% 9,339 $3.4M Reduce -3.3%
ABT Abbott Laboratories 1.78% 23,954 $3.2M Reduce -2.5%
CVX Chevron Corp. 1.75% 18,734 $3.1M Reduce -1.0%
APD Air Products & Chemicals Inc. 1.59% 9,635 $2.8M Reduce -2.5%
PG The Procter & Gamble Co. 1.59% 16,672 $2.8M Reduce -2.1%
VTS Vitesse Energy Inc. 1.54% 112,126 $2.8M Add +3.3%
JNJ Johnson & Johnson 1.49% 16,023 $2.7M Add +0.0%
AMGN Amgen Inc. 1.48% 8,523 $2.7M Reduce -1.2%
SCHW Schwab (charles) Corp. 1.46% 33,462 $2.6M Reduce -3.3%
HUBB Hubbell Inc. 1.46% 7,902 $2.6M No change
CL Colgate-Palmolive Co. 1.44% 27,457 $2.6M Reduce -0.3%
ADI Analog Devices Inc. 1.37% 12,129 $2.4M Reduce -3.0%
Citigroup Inc 1.32% 33,313 $2.4M Reduce -5.3%
EMR Emerson Electric Co. 1.28% 20,928 $2.3M Reduce -0.8%
GLW Corning Inc. 1.23% 48,235 $2.2M Reduce -6.2%
LMT Lockheed Martin Corp. 1.23% 4,935 $2.2M Add +0.8%
LEN Lennar Corp. Class A 1.20% 18,756 $2.2M Add +0.1%
DHR Danaher Corp. 1.18% 10,316 $2.1M Reduce -0.9%
NVS Novartis AG-Sponsored ADR 1.18% 18,913 $2.1M Add +0.7%
TXN Texas Instruments Inc. 1.16% 11,590 $2.1M No change
SPB Spectrum Brands Holdings Inc. 1.16% 28,933 $2.1M Add +5.8%
AMAT Applied Materials Inc. 1.11% 13,687 $2.0M Reduce -2.1%
SCHD Schwab US DVD Equity ETF 1.07% 68,680 $1.9M Reduce -1.4%
XOM Exxon Mobil Corp. 1.06% 15,922 $1.9M Reduce -1.8%
SHW The Sherwin-Williams Co. 0.99% 5,073 $1.8M Reduce -7.0%
CSCO Cisco Systems Inc. 0.97% 28,230 $1.7M Reduce -3.4%
PEP Pepsico Inc. 0.97% 11,589 $1.7M Reduce -7.9%
ABBV Abbvie Inc. 0.95% 8,133 $1.7M Reduce -6.3%
GIS General Mills Inc. 0.95% 28,475 $1.7M Reduce -4.7%
ASML ASML Holding NV-NY Reg SHS 0.93% 2,520 $1.7M Add +16.5%
CAT Caterpillar Inc. 0.91% 4,932 $1.6M Reduce -5.2%
VZ Verizon Communications Inc. 0.90% 35,395 $1.6M Reduce -0.6%
NTRS Northern Trust Corp. 0.86% 15,600 $1.5M Reduce -4.4%
STZ Constellation Brands Inc. Class A 0.82% 7,958 $1.5M Add +3.6%
IPG Interpublic Group of Cos Inc. 0.80% 52,590 $1.4M Reduce -5.4%
RSP Invesco S&P 500 Equal Weight 0.63% 6,495 $1.1M Reduce -11.8%
FIS Fidelity National Info Serv 0.61% 14,600 $1.1M No change
IVE iShares S&P 500 Value ETF 0.57% 5,376 $1.0M Reduce -17.9%
MA Mastercard Inc. Class A 0.56% 1,815 $995K Reduce -8.1%
AFL Aflac Inc. 0.51% 8,145 $906K Reduce -11.6%
META Meta Platforms Inc. Class A 0.49% 1,525 $879K Reduce -7.3%
SYY Sysco Corp. 0.49% 11,655 $875K Add +0.3%
MMM 3M Co. 0.43% 5,280 $775K Reduce -6.2%
TSCO Tractor Supply Company 0.40% 13,050 $719K Reduce -13.0%
TROW T Rowe Price Group Inc. filed as PRICE T ROWE GROUP INC 0.38% 7,435 $683K Reduce -1.5%
V Visa Inc. Class A 0.38% 1,930 $676K Reduce -2.0%
SCHA Schwab US Small-Cap ETF 0.37% 28,125 $659K Reduce -0.5%
TT Trane Technologies PLC 0.35% 1,885 $635K No change
IVV iShares Core S&P 500 ETF 0.34% 1,081 $607K No change
VIG Vanguard Dividend Apprec ETF 0.33% 3,025 $587K Reduce -3.2%
SHEL Shell PLC-ADR 0.30% 7,305 $535K No change
MS Morgan Stanley 0.29% 4,515 $527K No change
EOG EOG Resources Inc. 0.29% 4,100 $526K Reduce -6.8%
CB Chubb Ltd. 0.29% 1,735 $524K No change
BERKSHIRE HATHAWAY INC 0.28% 945 $503K No change
JEFFERIES GROUP LLC 0.28% 934,805 $501K Add +1.7%
GOOGL Alphabet Inc. Class A 0.28% 3,235 $500K Add +4.2%
RTX RTX Corp. 0.28% 3,725 $493K No change
ECL Ecolab Inc. 0.26% 1,852 $470K Reduce -9.8%
WFC Wells Fargo & Co. 0.25% 6,200 $445K Reduce -7.5%
KO The Coca-Cola Co. 0.24% 5,892 $422K No change
PM Philip Morris International 0.23% 2,565 $407K No change
MAA Mid-America Apartment Comm 0.23% 2,410 $404K Add +0.8%
SCHF Schwab Intl Equity ETF 0.23% 20,400 $404K Reduce -37.5%
IWR iShares Russell Mid-Cap ETF 0.22% 4,600 $391K No change
NOW ServiceNow Inc. 0.22% 489 $389K Reduce -21.8%
VUG Vanguard Mrngstar GR ETF-Sui 0.22% 1,048 $389K No change
VTR Ventas Inc. 0.21% 5,455 $375K Add +0.9%
GS Goldman Sachs Group Inc. 0.21% 675 $369K No change
PH Parker Hannifin Corp. 0.20% 590 $359K Reduce -11.3%
AVB Avalonbay Communities Inc. 0.20% 1,635 $351K Add +0.9%
PSA Public Storage 0.20% 1,172 $351K Add +0.9%
CRM Salesforce Inc. 0.18% 1,230 $330K Reduce -17.7%
RVTY Revvity Inc. 0.18% 3,075 $325K Reduce -2.4%
ANET Arista Networks Inc. 0.17% 3,880 $301K No change
MCD McDonald's Corp. 0.17% 959 $300K No change
AME Ametek Inc. 0.16% 1,700 $293K No change
KLAC KLA Corp. 0.15% 400 $272K No change
CARR Carrier Global Corp. 0.15% 4,275 $271K Reduce -12.3%
HON Honeywell International Inc. 0.15% 1,255 $266K No change
AJG Arthur J Gallagher & Co. filed as GALLAGHER ARTHUR J & CO 0.15% 756 $261K No change
RY Royal Bank of Canada 0.14% 2,248 $253K No change
XLF SS Financial Select Sector 0.14% 5,015 $250K Add +1.1%
MKC McCormick & Co.-Non VTG SHRS 0.14% 3,000 $247K No change
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.14% 2,450 $242K No change
WMT Walmart Inc. 0.13% 2,750 $241K No change
JMUB JPMorgan Municipal ETF 0.13% 4,700 $235K No change
AMP Ameriprise Financial Inc. 0.12% 450 $218K No change
CNNE Cannae Holdings Inc. 0.12% 11,731 $215K No change
UNP Union Pacific Corp. 0.11% 845 $200K No change
LRCX Lam Research Corp. 0.11% 2,650 $193K No change
DHI D.R. Horton Inc. 0.10% 1,440 $183K No change
VLO Valero Energy Corp. 0.10% 1,350 $178K Add +22.7%
QCOM Qualcomm Inc. 0.10% 1,155 $177K Reduce -31.3%
XLV SS Health Care Select Sector 0.10% 1,190 $174K No change
MCK McKesson Corp. 0.10% 255 $172K No change
LEN.B Lennar Corp. Class B 0.09% 1,555 $170K No change
MO Altria Group Inc. 0.09% 2,740 $165K No change
SBUX Starbucks Corp. 0.09% 1,600 $157K No change
MYRG MYR Group Inc./Delaware 0.09% 1,350 $153K No change
ENTG Entegris Inc. 0.08% 1,700 $149K No change
ALL Allstate Corp. 0.08% 663 $137K No change
XLI SS Industrial Select Sector 0.08% 1,035 $136K No change
CMG Chipotle Mexican Grill Inc. 0.08% 2,701 $136K Reduce -2.9%
HWM Howmet Aerospace Inc. 0.07% 1,000 $130K Add +100.0%
STRL Sterling Infrastructure Inc. 0.07% 1,125 $127K No change
AVY Avery Dennison Corp. 0.07% 700 $125K No change
VBK Van Morst SML-Cap Gro-Usd Inc. 0.07% 490 $123K No change
BR Broadridge Financial Solutio 0.07% 500 $121K No change
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.07% 485 $121K No change
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.07% 2,785 $116K Reduce -26.4%
SYK Stryker Corp. 0.06% 300 $112K No change
CLX Clorox Company 0.06% 750 $110K No change
GLD SPDR Gold Shares 0.06% 380 $110K No change
ELV Elevance Health Inc. 0.06% 250 $109K No change
CAH Cardinal Health Inc. 0.06% 780 $108K No change
COP Conocophillips 0.06% 1,024 $108K No change
NOBL Proshares S&P 500 Dividend A 0.06% 992 $101K No change
BEN Franklin Templeton Inc. 0.05% 4,880 $94K No change
VB Vanguard Most SM-Cap ETF-Usd 0.05% 418 $93K No change
MDLZ Mondelez International Inc. Class A 0.05% 1,360 $92K No change
DFA International Core Equities 0.05% 294,003 $92K New
BMY Bristol-Myers Squibb Co. 0.05% 1,490 $91K No change
XLK SS Technology Select Sector 0.05% 440 $91K No change
TW Tradeweb Markets Inc. Class A 0.05% 600 $89K No change
QDF NT Qual Div ETF 0.05% 1,300 $89K No change
FISV Fiserv Inc. 0.05% 400 $88K No change
ANEW Proshares MSCI Transform CHG 0.05% 1,950 $88K No change
DVY iShares Select Dividend ETF 0.05% 650 $87K No change
FG F&G Annuities & Life Inc. 0.05% 2,393 $86K No change
CHD Church & Dwight Co. Inc. 0.05% 777 $86K No change
PWR Quanta Services Inc. 0.04% 300 $76K No change
GILD Gilead Sciences Inc. 0.04% 665 $75K No change
USB US Bancorp 0.04% 1,755 $74K No change
KKR KKR & Co. Inc. 0.04% 625 $72K No change
HAL Halliburton Co. 0.04% 2,700 $69K Reduce -1.8%
DECK Deckers Outdoor Corp. 0.04% 603 $67K Add +0.5%
IJH iShares Core S&P Midcap ETF 0.04% 1,150 $67K No change
NRG NRG Energy Inc. 0.04% 700 $67K No change
UNH Unitedhealth Group Inc. 0.04% 125 $66K No change
TDY Teledyne Technologies Inc. 0.03% 120 $60K No change
SDY SS SPDR S&P Dividend ETF 0.03% 425 $58K No change
BAH Booz Allen Hamilton Holdings 0.03% 550 $58K Reduce -42.1%
PYPL PayPal Holdings Inc. 0.03% 800 $52K No change
ARES Ares Management Corp. Class A 0.03% 350 $51K No change
PANW Palo Alto Networks Inc. 0.03% 300 $51K No change
SCHH Schwab US REIT ETF 0.03% 2,226 $48K No change
CAVA Cava Group Inc. 0.03% 536 $46K No change
MOD Modine Manufacturing Co. 0.03% 600 $46K No change
JPST JPMorgan Ultra-Short Income 0.02% 87,849 $44K Add +108.8%
ADBE Adobe Inc. 0.02% 115 $44K No change
VOO Vanguard S&P 500 ETF 0.02% 84 $43K Reduce -38.7%
TSM Taiwan Semiconductor-SP ADR 0.02% 255 $42K No change
LSCC Lattice Semiconductor Corp. 0.02% 800 $42K No change
LMAT Lemaitre Vascular Inc. 0.02% 500 $42K No change
SLV iShares Silver Trust 0.02% 1,295 $40K No change
CINF Cincinnati Financial Corp. 0.02% 270 $40K No change
AEP American Electric Power 0.02% 360 $39K No change
COWZ Pacer US Cash Cows 100 ETF 0.02% 700 $38K New
PIPR Piper Sandler Cos 0.02% 150 $37K No change
NKE Nike Inc. Class B 0.02% 575 $37K Reduce -4.2%
VLTO Veralto Corp. 0.02% 367 $36K Reduce -17.2%
EVR Evercore Inc. Class A 0.02% 175 $35K No change
DFSTX Dfa US Small Cap Portfolio 0.02% 56,735 $34K New
BSX Boston Scientific Corp. 0.02% 325 $33K No change
WDAY Workday Inc. Class A 0.02% 140 $33K No change
MPWR Monolithic Power Systems Inc. 0.02% 55 $32K No change
ISRG Intuitive Surgical Inc. 0.02% 60 $30K No change
Accenture Ltd Cl A 0.02% 9,496 $30K Reduce -1.6%
INTC Intel Corp. 0.02% 1,295 $29K No change
ARCC Ares Capital Corp. 0.02% 1,300 $29K Reduce -80.3%
HEI Heico Corp. 0.01% 100 $27K Reduce -9.1%
WISCONSIN ENERGY CORP 0.01% 24,395 $27K Reduce -0.7%
MET Metlife Inc. 0.01% 325 $26K No change
BAX Baxter International Inc. 0.01% 750 $26K Reduce -11.8%
NTES Netease Inc.-ADR 0.01% 250 $26K No change
PAYX Paychex Inc. 0.01% 160 $25K No change
BIZD Vaneck BDC Income ETF 0.01% 1,450 $24K No change
VRTX Vertex Pharmaceuticals Inc. 0.01% 52 $24K Add +4.0%
VGK Vanguard Ftse Europe ETF 0.01% 345 $24K New
KMB Kimberly-Clark Corp. 0.01% 165 $24K No change
CTRA Coterra Energy Inc. 0.01% 802 $23K No change
BKNG Booking Holdings Inc. 0.01% 5 $23K No change
FNF Fidelity National Financial 0.01% 35,198 $23K No change
AIA iShares Asia 50 ETF 0.01% 300 $22K No change
TRU Transunion 0.01% 250 $21K No change
ORLY O'reilly Automotive Inc. 0.01% 14 $20K No change
FDX FedEx Corp. 0.01% 77 $19K No change
XLE SS Energy Select Sector 0.01% 200 $19K No change
MRK Merck & Co Inc 0.01% 20,167 $18K Add +0.4%
PNC PNC Financial Services Group 0.01% 100 $18K No change
XT Ishar Fture Exp Tech ETF-Usd 0.01% 300 $17K No change
GPC Genuine Parts Co. 0.01% 141 $17K No change
CFG Citizens Financial Group 0.01% 400 $16K No change
AEM Agnico Eagle Mines Ltd. 0.01% 150 $16K New
DTE DTE Energy Company 0.01% 115 $16K No change
AMD Advanced Micro Devices 0.01% 150 $15K Reduce -16.7%
TSLA Tesla Inc. 0.01% 57 $15K Add +11.8%
KHC The Kraft Heinz Co. 0.01% 450 $14K No change
HTO H2O America filed as SJW GROUP 0.01% 250 $14K No change
GE General Electric Company 0.01% 68 $14K No change
MUFG Mitsubishi Ufj Finl-Spon ADR 0.01% 1,000 $14K No change
Hewlett-Packard Company 0.01% 470 $13K No change
AZN Astrazeneca PLC-Spons ADR 0.01% 175 $13K No change
Target Corporation 0.01% 11,640 $12K Add +2.3%
CEG Constellation Energy 0.01% 5,932 $12K Add +118540.0%
EMN Eastman Chemical Co. 0.01% 135 $12K No change
ACMR Acm Research Inc. Class A 0.01% 500 $12K New
BMRN Biomarin Pharmaceutical Inc. 0.01% 147 $10K No change
DGRW Wisdomtree U.S. Quality Divi 0.01% 130 $10K No change
OKE Oneok Inc. 0.01% 100 $10K No change
HTGC Hercules Capital Inc. 0.01% 500 $10K No change
NFLX Netflix Inc. 0.01% 10 $9K Reduce -50.0%
SRE Sempra 0.01% 130 $9K No change
PHM Pultegroup Inc. 0.00% 85 $9K No change
LVMUY LVMH Moet Hennessy-Unsp ADR 0.00% 51 $6K No change
BIIB Biogen Inc. 0.00% 45 $6K No change
SLB SLB Ltd. filed as SCHLUMBERGER LTD 0.00% 145 $6K No change
MDT Medtronic Inc 0.00% 65 $6K No change
NU Nu Holdings Ltd./Cayman Isl-A filed as NU HLDGS LTD 0.00% 550 $6K Reduce -71.8%
NNE Nano Nuclear Energy Inc. 0.00% 200 $5K No change
GEV GE Vernova Inc. 0.00% 17 $5K No change
ROK Rockwell Automation Inc. 0.00% 18 $5K No change
COPX Global X Copper Miners ETF 0.00% 115 $5K No change
TTD Trade Desk Inc./the Class A filed as THE TRADE DESK INC 0.00% 75 $4K No change
VST Vistra Corp. 0.00% 35 $4K No change
ICE Intercontinental Exchange Inc. 0.00% 2,461 $4K Add +8.1%
SPOT Spotify Technology SA 0.00% 6 $3K No change
PSMT Pricesmart Inc. 0.00% 35 $3K No change
LIT Global X Lithium & Battery T 0.00% 65 $3K No change
LULU Lululemon Athletica Inc. 0.00% 9 $3K No change
CI Cigna Holding Co. filed as CIGNA CORP 0.00% 2,075 $2K No change
RUM Rum Group Inc. filed as RUMBLE INC 0.00% 300 $2K No change
MRP Millrose Properties 0.00% 7,660 $2K Reduce -18.2%
JACK Jack in the Box Inc. 0.00% 70 $2K No change
AFRM Affirm Holdings Inc. 0.00% 40 $2K No change
SOFI Sofi Technologies Inc. 0.00% 127 $2K No change
IGF iShares Global Infrastructur 0.00% 25 $1K No change
CLSK Cleanspark Inc. 0.00% 191 $1K No change
UPST Upstart Holdings Inc. 0.00% 25 $1K No change
NVO Novo-Nordisk A/S-Spons ADR 0.00% 16 $1K Add +33.3%
MARA Mara Holdings Inc. 0.00% 75 $900 No change
STRT Strattec Security Corp. 0.00% 20 $800 No change
WBD Warner Bros Discovery Inc. 0.00% 72 $800 No change
GARMIN LTD 0.00% 325 $706 No change
GTBIF Green Thumb Industries Inc. 0.00% 101 $600 No change
SGDJ Sprott Jr. Gold Miners ETF 0.00% 12 $500 No change
TMO Thermo Fisher Scientific Inc. 0.00% 95 $473 Reduce -56.8%
MAT Mattel Inc. 0.00% 20 $400 No change
SLDP Solid Power Inc. 0.00% 390 $400 No change
Duke Energy Corp New 0.00% 313 $382 No change
SCHY Schwab International DVD ETF 0.00% 1,470 $373 Reduce -97.2%
NBIS Nebius Group NV 0.00% 23,732 $310 Add +11766.0%
ETN Eaton Corporation 0.00% 100 $272 No change
GBTC Grayscale Bitcoin Trust ETF 0.00% 384 $232 No change
AIG American Intl Group 0.00% 250 $217 No change
AG First Majestic Silver Corp. 0.00% 29 $200 No change
DB Deutsche Bank AG-Registered 0.00% 600 $143 New
SFLNX Schwab Fndmntl US LRG Comp 0.00% 573 $135 No change
ROOT Root Inc./Oh Class A 0.00% 100 $133 New
SOLVENTUM CORP 0.00% 165 $125 No change
IREN Iren Ltd. filed as IREN LIMITED 0.00% 207 $122 Reduce -47.1%
AMERICAN TOWER CORP 0.00% 45 $98 No change
MCHP Microchip Technology Inc. 0.00% 100 $97 No change
INVESTMENT MANAGERS SER TR I 0.00% 200 $92 New
SU Suncor Energy Inc. 0.00% 200 $77 No change
PFE Pfizer Inc. 0.00% 210 $53 Reduce -70.4%
WOLF Wolfspeed Inc. 0.00% 1,500 $46 Add +200.0%
ON On Semiconductor 0.00% 100 $41 New
RXRX Recursion Pharmaceuticals-A 0.00% 600 $32 New
SRFM Surf Air Mobility Inc. Com New filed as Trump Media & Technology 0.00% 883 $28 No change
SGDM Sprott Gold Miners ETF 0.00% 20 $8 No change
EXC Exelon Corp. 0.00% 16 $7 No change
CIFR Cipher Digital Inc. 0.00% 200 $5 No change
FAN First Trust Global Wind Ener 0.00% 25 $4 No change
QS Quantumscape Corp. 0.00% 107 $4 No change
MU Micron Technology Inc. 0.00% 4 $3 New
CORZQ Core Scientific Inc. 0.00% 21 $2 No change
DLTR Dollar Tree Inc. 0.00% 2 $2 No change
MTCH Match Group Inc. 0.00% 5 $2 No change
YUM Yum! Brands Inc. 0.00% 1 $2 No change
ALLO Allogene Therapeutics Inc. 0.00% 100 $1 No change
CELH Celsius Holdings Inc. 0.00% 2 $1 New
BROS Dutch Bros Inc. Class A 0.00% 1 $1 No change
HIMS Hims & Hers Health Inc. 0.00% 5 $1 No change
RIOT Riot Platforms Inc. 0.00% 20 $1 No change
SMRT Smartrent Inc. 0.00% 100 $1 No change
SNAP Snap Inc. Class A 0.00% 6 $1 Add +500.0%
VNQ Vanguard Real Estate ETF 0.00% 1 $1 No change
CYGX Cytogenix Inc. 0.00% 70 $0 No change
LEHMQ Lehman Brothers Holdings Inc. 0.00% 1,200 $0 No change
CPMV Mosaic Immunoengineering Inc. 0.00% 1 $0 No change
NXGCF Nexgold Mining Corp. 0.00% 109 $0 New
NRTLQ Nortel Networks Corp. 0.00% 57 $0 No change
SLSZQ SLS International Inc. 0.00% 1,666 $0 No change
TURV Two Rivers Water & Farming C 0.00% 55 $0 No change
WHEELS UP EXPERIENCE INC 0.00% 25 $0 No change
Other holdings (1): bonds, preferreds, convertibles and warrants · $377 (not counted above)
SecurityClassShares / PrincipalValueChange
JACKSON FINANCIAL INC (JXN V8 PERP) PFD 450$377No change

Total filed on the 13F, all lines: $178.9M.

Portfolio Sells Q4 2024 → Q1 2025
NVDA Nvidia Corp. Reduce -10.8% 4.25% −1.33
SCHY Schwab International DVD ETF Reduce -97.2% 0.00% −0.65
AMZN Amazon.com Inc. Reduce -6.6% 2.46% −0.41
GOOG Alphabet Inc. Class C Reduce -2.6% 2.07% −0.38
ORCL Oracle Corp. Reduce -4.6% 2.01% −0.36
AAPL Apple Inc. Reduce -2.2% 3.47% −0.31
AXP American Express Co. Reduce -9.8% 1.93% −0.30
MSFT Microsoft Corp. Reduce -3.4% 2.66% −0.26
NOW ServiceNow Inc. Reduce -21.8% 0.22% −0.13
EMR Emerson Electric Co. Reduce -0.8% 1.28% −0.10
AMAT Applied Materials Inc. Reduce -2.1% 1.11% −0.09
IVE iShares S&P 500 Value ETF Reduce -17.9% 0.57% −0.09
CAT Caterpillar Inc. Reduce -5.2% 0.91% −0.09
DHR Danaher Corp. Reduce -0.9% 1.18% −0.08
CRM Salesforce Inc. Reduce -17.7% 0.18% −0.08
HD Home Depot Inc. Reduce -3.3% 1.91% −0.07
TROW T Rowe Price Group Inc. Reduce -1.5% 0.38% −0.07
ARCC Ares Capital Corp. Reduce -80.3% 0.02% −0.06
TMO Thermo Fisher Scientific Inc. Reduce -56.8% 0.00% −0.06
GLW Corning Inc. Reduce -6.2% 1.23% −0.06
GIS General Mills Inc. Reduce -4.7% 0.95% −0.06
RSP Invesco S&P 500 Equal Weight Reduce -11.8% 0.63% −0.05
PEP Pepsico Inc. Reduce -7.9% 0.97% −0.04
QCOM Qualcomm Inc. Reduce -31.3% 0.10% −0.04
ADI Analog Devices Inc. Reduce -3.0% 1.37% −0.04
BAH Booz Allen Hamilton Holdings Reduce -42.1% 0.03% −0.03
IPG Interpublic Group of Cos Inc. Reduce -5.4% 0.80% −0.02
CARR Carrier Global Corp. Reduce -12.3% 0.15% −0.02
NTRS Northern Trust Corp. Reduce -4.4% 0.86% −0.02
COST Costco Wholesale Corp. Reduce -9.3% 2.55% −0.02
BAC Bank of America Corp. Reduce -26.4% 0.07% −0.02
PH Parker Hannifin Corp. Reduce -11.3% 0.20% −0.02
BIT BlackRock Multi-Sector Inc. Sold out 0.00% −0.02
TSCO Tractor Supply Company Reduce -13.0% 0.40% −0.02
SCHA Schwab US Small-Cap ETF Reduce -0.5% 0.37% −0.02
META Meta Platforms Inc. Class A Reduce -7.3% 0.49% −0.02
VOO Vanguard S&P 500 ETF Reduce -38.7% 0.02% −0.01
COF Capital One Financial Corp. Sold out 0.00% −0.01
JBL Jabil Inc. Sold out 0.00% −0.01
CMG Chipotle Mexican Grill Inc. Reduce -2.9% 0.08% −0.01
WMS Advanced Drainage Systems Inc. Sold out 0.00% −0.01
SCHX Schwab US Large-Cap ETF Reduce -1.1% 2.78% −0.01
MHO M/I Homes Inc. Sold out 0.00% −0.01
BDX Becton Dickinson and Co. Sold out 0.00% −0.01
LW Lamb Weston Holdings Inc. Sold out 0.00% −0.01
DEO Diageo PLC-Sponsored ADR Sold out 0.00% −0.00
NFLX Netflix Inc. Reduce -50.0% 0.01% −0.00
RVTY Revvity Inc. Reduce -2.4% 0.18% −0.00
VLTO Veralto Corp. Reduce -17.2% 0.02% −0.00
NKE Nike Inc. Class B Reduce -4.2% 0.02% −0.00

Portfolio Buys Q4 2024 → Q1 2025
JNJ Johnson & Johnson Add +0.0% 1.49% +0.26
NVS Novartis AG-Sponsored ADR Add +0.7% 1.18% +0.21
ASML ASML Holding NV-NY Reg SHS Add +16.5% 0.93% +0.14
VTS Vitesse Energy Inc. Add +3.3% 1.54% +0.11
DFA International Core Equities New 0.05% +0.05
HWM Howmet Aerospace Inc. Add +100.0% 0.07% +0.04
VTR Ventas Inc. Add +0.9% 0.21% +0.04
MAA Mid-America Apartment Comm Add +0.8% 0.23% +0.03
VLO Valero Energy Corp. Add +22.7% 0.10% +0.03
COWZ Pacer US Cash Cows 100 ETF New 0.02% +0.02
SYY Sysco Corp. Add +0.3% 0.49% +0.02
DFSTX Dfa US Small Cap Portfolio New 0.02% +0.02
VGK Vanguard Ftse Europe ETF New 0.01% +0.01
XLF SS Financial Select Sector Add +1.1% 0.14% +0.01
PSA Public Storage Add +0.9% 0.20% +0.01
AEM Agnico Eagle Mines Ltd. New 0.01% +0.01
AVB Avalonbay Communities Inc. Add +0.9% 0.20% +0.01
ACMR Acm Research Inc. Class A New 0.01% +0.01
CEG Constellation Energy Add +118540.0% 0.01% +0.01
VRTX Vertex Pharmaceuticals Inc. Add +4.0% 0.01% +0.00
INVESTMENT MANAGERS SER TR I New 0.00% +0.00
NVO Novo-Nordisk A/S-Spons ADR Add +33.3% 0.00% +0.00
ROOT Root Inc./Oh Class A New 0.00% +0.00
DB Deutsche Bank AG-Registered New 0.00% +0.00
NBIS Nebius Group NV Add +11766.0% 0.00% +0.00
CELH Celsius Holdings Inc. New 0.00% 0.00
MU Micron Technology Inc. New 0.00% 0.00
NXGCF Nexgold Mining Corp. New 0.00% 0.00
ON On Semiconductor New 0.00% 0.00
RXRX Recursion Pharmaceuticals-A New 0.00% 0.00
SNAP Snap Inc. Class A Add +500.0% 0.00% 0.00
WOLF Wolfspeed Inc. Add +200.0% 0.00% 0.00
Target Corporation Add +2.3% 0.01% −0.00
TSLA Tesla Inc. Add +11.8% 0.01% −0.00
LMT Lockheed Martin Corp. Add +0.8% 1.23% −0.02
DECK Deckers Outdoor Corp. Add +0.5% 0.04% −0.03
GOOGL Alphabet Inc. Class A Add +4.2% 0.28% −0.03
SPB Spectrum Brands Holdings Inc. Add +5.8% 1.16% −0.06
STZ Constellation Brands Inc. Class A Add +3.6% 0.82% −0.08
JEFFERIES GROUP LLC Add +1.7% 0.28% −0.10
LEN Lennar Corp. Class A Add +0.1% 1.20% −0.15
ICE Intercontinental Exchange Inc. Add +8.1% 0.00% −0.18
MRK Merck & Co Inc Add +0.4% 0.01% −1.05
JPST JPMorgan Ultra-Short Income Add +108.8% 0.02% −1.09

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q3 2025 278$201.1MNVDA, AVGO, ORCL, AAPL, MSFT
Q2 2025 306$199.0MNVDA, AVGO, MSFT, AAPL, JPM
Q1 2025 311$178.9MNVDA, AAPL, AVGO, SCHX, JPM
Q4 2024Amended 313$189.3MNVDA, AAPL, MSFT, AMZN, SCHX
Q3 2024 317$203.5MNVDA, AVGO, AAPL, MSFT, SCHX
Q2 2024 326$248.5MJEFFERIES GROUP LLC, NVDA, AVGO, LLY, MSFT
Q1 2024 315$235.1MJEFFERIES GROUP LLC, NVDA, AVGO, LLY, MSFT