Westend Capital Management, LLC
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed October 17, 2025), Westend Capital Management, LLC reported 254 stock positions worth $343.2 million. Its top holding was Boeing (BA) at 9.0% of the portfolio, followed by Alibaba Group Holding-SP ADR (BABA, 6.5%) and General Electric (GE, 6.1%). Compared with Q2 2025, it opened 51 new positions, sold out of 25, added to 46 and reduced 18. The biggest buy was Alibaba Group Holding-SP ADR (BABA, shares +75054%) and the biggest sale an exit from Intuitive Surgical (ISRG).
- Most Recent 13F
- Q2 2026
- Location
- SAUSALITO, CA
- CIK
- 0001331997
- Portfolio Value
- $343.2M (Q3 2025)
- SEC Filing
- 0001331997-25-000006 ↗ filed Oct 17, 2025
Holdings Value
Holdings 254 stocks · $343.2M
| BA The Boeing Co. | 9.01% | 143,294 | $30.9M | Add +8.6% |
| BABA Alibaba Group Holding-SP ADR | 6.50% | 124,756 | $22.3M | Add +75054.2% |
| GE General Electric filed as GE AEROSPACE | 6.10% | 69,609 | $20.9M | Add +1.5% |
| AAPL Apple Inc. | 5.79% | 78,061 | $19.9M | Add +4004.2% |
| PLTR Palantir Technologies Inc. Class A | 5.53% | 104,131 | $19.0M | Add +1.4% |
| CCJ Cameco Corp. | 5.50% | 225,082 | $18.9M | Reduce -16.5% |
| META Meta Platforms Inc. Class A | 5.14% | 24,035 | $17.7M | Reduce -16.3% |
| VIK Viking Holdings Ltd. | 5.07% | 279,734 | $17.4M | Reduce -0.0% |
| NFLX Netflix Inc. | 5.00% | 14,308 | $17.2M | Add +1.5% |
| SNOW Snowflake Inc. | 4.71% | 71,724 | $16.2M | Add +1.3% |
| PWR Quanta Services Inc. | 4.29% | 35,502 | $14.7M | Add +1.7% |
| HWM Howmet Aerospace Inc. | 4.23% | 73,992 | $14.5M | Add +1.6% |
| ET Energy Transfer LP | 3.97% | 793,440 | $13.6M | Add +1.9% |
| DB Deutsche Bank AG-Registered | 3.67% | 355,770 | $12.6M | Add +1.4% |
| AMZN Amazon.com Inc. | 3.33% | 52,077 | $11.4M | Reduce -0.6% |
| AXP American Express Co. | 3.31% | 34,247 | $11.4M | Add +1.6% |
| SCHW Schwab (charles) Corp. | 3.24% | 116,481 | $11.1M | Add +1.7% |
| AMD Advanced Micro Devices | 3.09% | 65,561 | $10.6M | Reduce -32.1% |
| BIDU Baidu Inc. - Spon ADR | 2.90% | 75,562 | $10.0M | New |
| GOOGL Alphabet Inc. Class A | 2.66% | 37,577 | $9.1M | Add +35350.0% |
| ROK Rockwell Automation Inc. | 2.65% | 26,035 | $9.1M | Add +1.5% |
| AGNC AGNC Investment Corp. | 0.41% | 143,474 | $1.4M | Add +40.4% |
| XOM Exxon Mobil Corp. | 0.36% | 10,968 | $1.2M | No change |
| TPC Tutor Perini Corp. | 0.28% | 14,568 | $956K | Reduce -0.9% |
| BRK.A Berkshire Hathaway Inc. Class A | 0.22% | 1 | $754K | No change |
| NVDY Yieldmax Nvda Option Inc. ETF | 0.19% | 39,782 | $668K | Add +1.2% |
| QYLD Global X Nasd 100 Cov Call | 0.17% | 33,805 | $575K | Add +4.9% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.15% | 9,000 | $518K | Reduce -16.4% |
| GVA Granite Construction Inc. | 0.11% | 3,442 | $377K | Reduce -0.9% |
| MOAT Vaneck Morningstar Wide Moat | 0.09% | 3,277 | $325K | No change |
| COST Costco Wholesale Corp. | 0.09% | 340 | $315K | Add +1.8% |
| MRK Merck & Co. Inc. | 0.09% | 3,525 | $296K | No change |
| ETV Eaton Vance T/M Buy-Writ Opp | 0.08% | 18,867 | $269K | Add +5.7% |
| TIDAL TRUST II | 0.08% | 34,214 | $264K | New |
| SAN Banco Santander SA-Spon ADR | 0.08% | 24,828 | $260K | Add +2.7% |
| GILD Gilead Sciences Inc. | 0.07% | 2,271 | $252K | No change |
| IVV iShares Core S&P 500 ETF | 0.07% | 363 | $243K | No change |
| PM Philip Morris International | 0.06% | 1,369 | $222K | No change |
| AMZY Yieldmax Amazn Option Income | 0.06% | 14,813 | $211K | Add +234.2% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.05% | 266 | $177K | Add +1.1% |
| NVDA Nvidia Corp. | 0.05% | 906 | $169K | Add +99.1% |
| DVY iShares Select Dividend ETF | 0.05% | 1,180 | $168K | No change |
| TEX Terex Corp. | 0.04% | 2,859 | $147K | Reduce -1.0% |
| ORCL Oracle Corp. | 0.04% | 507 | $143K | Add +2.6% |
| SHEL Shell PLC-ADR | 0.04% | 1,926 | $138K | Add +3.2% |
| WPC WP Carey Inc. | 0.04% | 2,000 | $135K | No change |
| VOO Vanguard S&P 500 ETF | 0.04% | 218 | $133K | No change |
| ITOT iShares Core S&P Total U.S. | 0.04% | 913 | $133K | New |
| SLRC SLR Investment Corp. | 0.04% | 8,608 | $132K | Add +3.7% |
| SNOY Yildmax Snow Opt Incm St ETF | 0.03% | 7,787 | $118K | Add +2.3% |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 0.03% | 250 | $116K | No change |
| JNJ Johnson & Johnson | 0.03% | 617 | $114K | Add +2.8% |
| VRP Invesco Variable Rate Prefer | 0.03% | 4,430 | $109K | No change |
| LNC Lincoln National Corp. | 0.03% | 2,698 | $109K | Add +4.5% |
| SPHY SS SPDR P High Yield ETF | 0.03% | 4,501 | $108K | No change |
| SHYG iShares 0-5 YR HY Corp. Bond | 0.03% | 2,427 | $105K | No change |
| MO Altria Group Inc. | 0.03% | 1,564 | $103K | No change |
| MCD McDonald's Corp. | 0.03% | 339 | $103K | No change |
| SPG Simon Property Group Inc. | 0.03% | 541 | $102K | No change |
| ESGD iShares Trust iShares ESG Aw | 0.03% | 1,075 | $100K | No change |
| BRK.B Berkshire Hathaway Inc. Class B | 0.03% | 194 | $98K | No change |
| NEE Nextera Energy Inc. | 0.03% | 1,209 | $91K | No change |
| CVX Chevron Corp. | 0.02% | 551 | $86K | No change |
| SCHF Schwab Intl Equity ETF | 0.02% | 3,512 | $82K | No change |
| FAF First American Financial | 0.02% | 1,254 | $81K | New |
| VTI VG Morningstar TS MKT ETF-US | 0.02% | 220 | $72K | No change |
| SUSA iShares ESG Optimized MSCI U | 0.02% | 503 | $68K | No change |
| QQQ Invesco QQQ Trust Series 1 | 0.02% | 109 | $65K | No change |
| MSFT Microsoft Corp. | 0.02% | 125 | $65K | Add +71.2% |
| AMP Ameriprise Financial Inc. | 0.02% | 129 | $63K | No change |
| COP Conocophillips | 0.02% | 660 | $62K | No change |
| ETN Eaton Corp. PLC | 0.02% | 166 | $62K | No change |
| SPXL Direxion Daily S&P 500 Bull | 0.02% | 275 | $58K | No change |
| ESGV Vanguard ESG US Stock ETF | 0.02% | 471 | $56K | New |
| JPM JPMorgan Chase & Co. | 0.02% | 165 | $52K | Add +22.2% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.01% | 175 | $51K | New |
| DX Dynex Capital Inc. | 0.01% | 3,782 | $46K | Add +3.4% |
| SPYD SS SPDR P S&P 500 Hi Div ETF | 0.01% | 1,001 | $44K | Add +4.6% |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | 0.01% | 141 | $43K | New |
| IEFA iShares Core MSCI Eafe ETF | 0.01% | 489 | $43K | New |
| XMTR Xometry Inc. Class A | 0.01% | 750 | $41K | New |
| V Visa Inc. Class A | 0.01% | 117 | $40K | Add +8.3% |
| GEV GE Vernova Inc. | 0.01% | 62 | $38K | No change |
| GSLC Goldman Activebeta US LC ETF | 0.01% | 285 | $37K | New |
| AVGO Broadcom Inc. | 0.01% | 109 | $36K | Add +31.3% |
| LNG Cheniere Energy Inc. | 0.01% | 149 | $35K | No change |
| TSLA Tesla Inc. | 0.01% | 72 | $32K | New |
| ARM Arm Holdings PLC-ADR | 0.01% | 222 | $31K | No change |
| LRCX Lam Research Corp. | 0.01% | 230 | $31K | No change |
| BMY Bristol-Myers Squibb Co. | 0.01% | 668 | $30K | No change |
| CI The Cigna Group | 0.01% | 98 | $28K | No change |
| MCK McKesson Corp. | 0.01% | 35 | $27K | No change |
| GEN Gen Digital Inc. | 0.01% | 951 | $27K | No change |
| UBER Uber Technologies Inc. | 0.01% | 275 | $27K | New |
| WM Waste Management Inc. | 0.01% | 118 | $26K | No change |
| ACM Aecom | 0.01% | 198 | $26K | New |
| MA Mastercard Inc. Class A | 0.01% | 44 | $25K | Add +25.7% |
| IBIT iShares Bitcoin Trust ETF | 0.01% | 381 | $25K | No change |
| HD Home Depot Inc. | 0.01% | 61 | $25K | Add +56.4% |
| BKR Baker Hughes Co. | 0.01% | 440 | $21K | No change |
Portfolio Sells Q2 2025 → Q3 2025
| ISRG Intuitive Surgical Inc. | Sold out | 0.00% | −4.05 |
| INTU Intuit Inc. | Sold out | 0.00% | −3.35 |
| FCX Freeport-McMoran Inc. | Reduce -99.9% | 0.00% | −3.06 |
| VEEV Veeva Systems Inc. Class A | Sold out | 0.00% | −2.49 |
| NTR Nutrien Ltd. | Sold out | 0.00% | −2.18 |
| META Meta Platforms Inc. Class A | Reduce -16.3% | 5.14% | −1.38 |
| AMD Advanced Micro Devices | Reduce -32.1% | 3.09% | −1.13 |
| FISV Fiserv Inc. | Sold out | 0.00% | −1.04 |
| CCJ Cameco Corp. | Reduce -16.5% | 5.50% | −0.67 |
| ABBV Abbvie Inc. | Sold out | 0.00% | −0.60 |
| AMZN Amazon.com Inc. | Reduce -0.6% | 3.33% | −0.21 |
| ABT Abbott Laboratories | Reduce -99.5% | 0.00% | −0.20 |
| DLY Doubleline Yield Opport | Reduce -93.1% | 0.00% | −0.06 |
| LYB Lyondellbasell Indu Class A | Sold out | 0.00% | −0.04 |
| DOW Dow Inc. | Reduce -97.5% | 0.00% | −0.04 |
| JEPQ JPM Nasdaq Equity Premium | Reduce -16.4% | 0.15% | −0.03 |
| BXSL Blackstone Secured Lending F | Reduce -97.4% | 0.00% | −0.03 |
| OBDC Blue Owl Capital Corp. | Reduce -98.7% | 0.00% | −0.02 |
| VALE Vale SA-SP ADR | Sold out | 0.00% | −0.01 |
| DUOL Duolingo | Sold out | 0.00% | −0.01 |
| REAL The Realreal Inc. | Sold out | 0.00% | −0.01 |
| GBDC Golub Capital BDC Inc. | Sold out | 0.00% | −0.00 |
| QQQY Defiance Nasdaq 100 Weekly D | Sold out | 0.00% | −0.00 |
| PEP Pepsico Inc. | Reduce -32.1% | 0.01% | −0.00 |
| GTLB Gitlab Inc. Class A | Sold out | 0.00% | −0.00 |
| CRM Salesforce Inc. | Reduce -30.4% | 0.00% | −0.00 |
| TDG Transdigm Group Inc. | Sold out | 0.00% | −0.00 |
| CHD Church & Dwight Co. Inc. | Sold out | 0.00% | −0.00 |
| EQT Eqt Corp. | Sold out | 0.00% | −0.00 |
| MAR Marriott International Class A | Sold out | 0.00% | −0.00 |
| EQH Equitable Holdings Inc. | Sold out | 0.00% | −0.00 |
| HIG Hartford Insurance Group Inc. | Sold out | 0.00% | −0.00 |
| POWI Power Integrations Inc. | Sold out | 0.00% | −0.00 |
| MGY Magnolia Oil & Gas Corp. Class A | Sold out | 0.00% | −0.00 |
| MUR Murphy Oil Corp. | Sold out | 0.00% | −0.00 |
| SOXL Direx Dail Semi Bu 3X Et-Usd | Sold out | 0.00% | −0.00 |
| LLY Eli Lilly & Co. | Sold out | 0.00% | −0.00 |
| BE Bloom Energy Corp. Class A | Reduce -76.0% | 0.00% | −0.00 |
| OPEN Opendoor Technologies Inc. | Sold out | 0.00% | 0.00 |
| TEX Terex Corp. | Reduce -1.0% | 0.04% | +0.00 |
| GVA Granite Construction Inc. | Reduce -0.9% | 0.11% | +0.01 |
| TPC Tutor Perini Corp. | Reduce -0.9% | 0.28% | +0.07 |
| VIK Viking Holdings Ltd. | Reduce -0.0% | 5.07% | +0.47 |
Portfolio Buys Q2 2025 → Q3 2025
| BABA Alibaba Group Holding-SP ADR | Add +75054.2% | 6.50% | +6.49 |
| AAPL Apple Inc. | Add +4004.2% | 5.79% | +5.67 |
| BIDU Baidu Inc. - Spon ADR | New | 2.90% | +2.90 |
| GOOGL Alphabet Inc. Class A | Add +35350.0% | 2.66% | +2.66 |
| PLTR Palantir Technologies Inc. Class A | Add +1.4% | 5.53% | +1.22 |
| GE General Electric | Add +1.5% | 6.10% | +0.66 |
| DB Deutsche Bank AG-Registered | Add +1.4% | 3.67% | +0.51 |
| BA The Boeing Co. | Add +8.6% | 9.01% | +0.49 |
| PWR Quanta Services Inc. | Add +1.7% | 4.29% | +0.22 |
| AGNC AGNC Investment Corp. | Add +40.4% | 0.41% | +0.12 |
| TIDAL TRUST II | New | 0.08% | +0.08 |
| HWM Howmet Aerospace Inc. | Add +1.6% | 4.23% | +0.05 |
| AMZY Yieldmax Amazn Option Income | Add +234.2% | 0.06% | +0.04 |
| ITOT iShares Core S&P Total U.S. | New | 0.04% | +0.04 |
| NVDA Nvidia Corp. | Add +99.1% | 0.05% | +0.03 |
| ROK Rockwell Automation Inc. | Add +1.5% | 2.65% | +0.03 |
| FAF First American Financial | New | 0.02% | +0.02 |
| SCHW Schwab (charles) Corp. | Add +1.7% | 3.24% | +0.02 |
| ESGV Vanguard ESG US Stock ETF | New | 0.02% | +0.02 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | New | 0.01% | +0.01 |
| SAN Banco Santander SA-Spon ADR | Add +2.7% | 0.08% | +0.01 |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | New | 0.01% | +0.01 |
| IEFA iShares Core MSCI Eafe ETF | New | 0.01% | +0.01 |
| XMTR Xometry Inc. Class A | New | 0.01% | +0.01 |
| GSLC Goldman Activebeta US LC ETF | New | 0.01% | +0.01 |
| TSLA Tesla Inc. | New | 0.01% | +0.01 |
| ORCL Oracle Corp. | Add +2.6% | 0.04% | +0.01 |
| UBER Uber Technologies Inc. | New | 0.01% | +0.01 |
| MSFT Microsoft Corp. | Add +71.2% | 0.02% | +0.01 |
| ACM Aecom | New | 0.01% | +0.01 |
| IEMG iShares Core MSCI Emerging | New | 0.01% | +0.01 |
| DAVE Dave Inc. | New | 0.01% | +0.01 |
| JNJ Johnson & Johnson | Add +2.8% | 0.03% | +0.01 |
| LNC Lincoln National Corp. | Add +4.5% | 0.03% | +0.00 |
| IONQ Ionq Inc. | New | 0.00% | +0.00 |
| VEU Vanguard Ftse All-World Ex-U | New | 0.00% | +0.00 |
| SAP Sap SE-Sponsored ADR | New | 0.00% | +0.00 |
| SPXS Dirx Dai S&P500 B 3X ETF-Usd | New | 0.00% | +0.00 |
| GS Goldman Sachs Group Inc. | New | 0.00% | +0.00 |
| AVGO Broadcom Inc. | Add +31.3% | 0.01% | +0.00 |
| JPM JPMorgan Chase & Co. | Add +22.2% | 0.02% | +0.00 |
| ASML ASML Holding NV-NY Reg SHS | New | 0.00% | +0.00 |
| CAT Caterpillar Inc. | New | 0.00% | +0.00 |
| HD Home Depot Inc. | Add +56.4% | 0.01% | +0.00 |
| AXP American Express Co. | Add +1.6% | 3.31% | +0.00 |
| FAZ Direx DLY Fin Bea 3X ETF-Usd | New | 0.00% | +0.00 |
| RTX RTX Corp. | New | 0.00% | +0.00 |
| C Citigroup Inc. | New | 0.00% | +0.00 |
| UBS UBS Group AG-Reg | New | 0.00% | +0.00 |
| EMR Emerson Electric Co. | New | 0.00% | +0.00 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 241 | $437.2M | BA, KGS, PWR, CCJ, CAT |
| Q1 2026 | 253 | $333.1M | CCJ, CENX, KGS, PWR, FCX |
| Q4 2025 | 238 | $356.9M | BA, AAPL, GE, CCJ, LLY |
| Q3 2025 | 254 | $343.2M | BA, BABA, GE, AAPL, PLTR |
| Q2 2025 | 228 | $324.6M | BA, META, CCJ, NFLX, GE |
| Q1 2025 | 232 | $263.0M | BA, META, GE, GILD, AAPL |
| Q4 2024 | 225 | $336.9M | NVDA, PLTR, BA, AAPL, META |
| Q3 2024 | 244 | $291.8M | NVDA, AAPL, META, GE, CCJ |
| Q2 2024 | 230 | $284.7M | NVDA, META, UBER, AAPL, FCX |
| Q1 2024 | 314 | $257.9M | NVDA, META, UBER, FCX, MSFT |