WFA of San Diego, LLC

In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 11, 2026), WFA of San Diego, LLC reported 403 stock positions worth $124.3 million. Its top holding was Apple (AAPL) at 11.0% of the portfolio, followed by VG Morningstar TS MKT ETF-US (VTI, 8.5%) and Vanguard Total Bond Market (BND, 4.0%). Compared with Q4 2025, it opened 25 new positions, sold out of 22, added to 36 and reduced 122. The biggest buy was Vanguard Total Bond Market (BND, shares +7%) and the biggest sale Amazon.com (AMZN, shares −65%).

Most Recent 13F
Q2 2026
Location
SAN DIEGO, CA
CIK
0001821407
Portfolio Value
$124.3M (Q1 2026)
SEC Filing
0001821407-26-000003 ↗ filed May 11, 2026

Holdings Value

0$50.0M$100.0M$150.0M Q2 2024: $111.3M Q2 2024 Q3 2024: $118.1M Q3 2024 Q2 2025: $135.4M Q2 2025 Q3 2025: $146.1M Q3 2025 Q4 2025: $136.3M Q4 2025 Q1 2026: $124.3M $124.3M Q1 2026 Q2 2026: $121.9M Q2 2026

Holdings 403 stocks · $124.3M
AAPL Apple Inc. 11.02% 53,975 $13.7M Reduce -1.0%
VTI VG Morningstar TS MKT ETF-US 8.50% 32,946 $10.6M Reduce -2.1%
BND Vanguard Total Bond Market 4.00% 67,525 $5.0M Add +7.2%
VONG Vanguard Russell 1000 Growth 2.81% 31,882 $3.5M Reduce -4.8%
BRK.B Berkshire Hathaway Inc. Class B 2.54% 6,592 $3.2M Reduce -13.4%
SCHI Schwab 5-10 Year Corporate B 2.53% 138,513 $3.1M Add +11.8%
PRF Invesco Rafi US 1000 ETF 2.52% 65,922 $3.1M Reduce -0.8%
VIG Vanguard Dividend Apprec ETF 2.37% 13,688 $2.9M Add +6.2%
VONV Vanguard Russell 1000 Value 2.35% 31,141 $2.9M Reduce -3.7%
GLDM SPDR Gold Minishares Trust 2.33% 31,291 $2.9M Reduce -8.0%
VMBS Vanguard Mortgage-Backed Sec 2.27% 60,137 $2.8M Add +2.1%
SPLV Invesco S&P 500 Low Volatili 2.23% 37,979 $2.8M Reduce -2.8%
GOOGL Alphabet Inc. Class A 1.96% 8,487 $2.4M Reduce -0.3%
IJH iShares Core S&P Midcap ETF 1.82% 33,527 $2.3M Add +0.1%
VGLT Vanguard Long-Term Treasury 1.69% 37,849 $2.1M Add +12.7%
XOM Exxon Mobil Corp. 1.55% 11,348 $1.9M Reduce -0.9%
PHDG Invesco S&P 500 Downside Hed 1.52% 49,851 $1.9M Add +0.7%
NVDA Nvidia Corp. 1.48% 10,574 $1.8M Add +0.0%
SCHB Schwab US Broad Market ETF 1.41% 69,642 $1.7M Reduce -6.0%
CAT Caterpillar Inc. 1.37% 2,409 $1.7M Add +7.3%
JAAA Janus Henderson Aaa Clo ETF 1.29% 31,892 $1.6M Reduce -3.0%
MSFT Microsoft Corp. 1.23% 4,139 $1.5M Reduce -0.6%
VEU Vanguard Ftse All-World Ex-U 1.22% 20,173 $1.5M Reduce -0.1%
QCOM Qualcomm Inc. 1.07% 10,282 $1.3M Reduce -26.8%
FHYS Fed Hermes SHRT Dur Hi Yield 1.02% 55,401 $1.3M Reduce -1.0%
CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE 1.02% 29,705 $1.3M Reduce -1.7%
VEA Vanguard Ftse Developed ETF 1.01% 19,682 $1.3M Add +3.5%
HYBB iShares BB Rated Corp. Bond 0.98% 26,125 $1.2M Add +7.4%
VCIT Vanguard Int-Term Corporate 0.94% 14,074 $1.2M Add +8.1%
SCHM Schwab US Mid Cap ETF 0.84% 33,564 $1.0M Reduce -2.3%
BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP 0.81% 8,525 $1.0M No change
SPDW Ste STR SPDR PT DW Eu ETF 0.80% 21,753 $993K Reduce -1.4%
AMZN Amazon.com Inc. 0.74% 4,388 $914K Reduce -64.6%
IJR iShares Core S&P Small-Cap E 0.65% 6,527 $811K Reduce -7.6%
PXF Invesco Rafi Developed Marke 0.63% 11,271 $788K Reduce -0.7%
VCSH Vanguard S/T Corp. Bond ETF 0.59% 9,188 $728K Add +1.3%
VWO Vanguard Ftse Emerging Marke 0.58% 13,323 $720K Reduce -27.3%
USMV iShares MSCI USA Min Vol Fac 0.58% 7,760 $720K Reduce -3.0%
TSLA Tesla Inc. 0.58% 1,934 $719K Add +0.2%
SCHD Schwab US DVD Equity ETF 0.57% 23,044 $707K Reduce -3.0%
AMGN Amgen Inc. 0.57% 2,003 $705K Reduce -16.8%
AMAT Applied Materials Inc. 0.53% 1,941 $663K No change
CWI State Street SPDR MSCI Acwi 0.51% 17,478 $640K Reduce -1.3%
RSP Invesco S&P 500 Equal Weight 0.51% 3,314 $636K Reduce -9.6%
VTEB Vanguard Tax-Exempt Bond ETF 0.51% 12,617 $629K Add +1.3%
META Meta Platforms Inc. Class A 0.48% 1,049 $600K Reduce -1.0%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.47% 2,431 $589K Reduce -0.4%
GOOG Alphabet Inc. Class C 0.44% 1,917 $550K Reduce -2.5%
JNJ Johnson & Johnson 0.42% 2,127 $520K Reduce -3.8%
COST Costco Wholesale Corp. 0.40% 500 $498K Reduce -76.3%
LLY Eli Lilly & Co. 0.40% 537 $494K Reduce -34.4%
KMLM Kraneshares MT LC MN FT Id S 0.38% 16,904 $477K Add +0.8%
VOO Vanguard S&P 500 ETF 0.38% 784 $468K Reduce -2.5%
CVX Chevron Corp. 0.34% 2,051 $424K Reduce -1.4%
O Realty Income Corp. 0.34% 6,891 $422K Reduce -7.1%
EMB iShares JP Morgan Usd Emergi 0.34% 4,453 $418K Reduce -3.5%
TIP iShares Tips Bond ETF 0.32% 3,564 $393K Reduce -1.3%
JEPI JPMorgan Equity Premium Inco 0.31% 6,743 $382K Reduce -4.6%
ABBV Abbvie Inc. 0.31% 1,753 $381K Reduce -1.0%
NVO Novo-Nordisk A/S-Spons ADR 0.30% 10,220 $376K Reduce -1.0%
QQQ Invesco QQQ Trust Series 1 0.28% 597 $345K Reduce -1.6%
VGIT Vanguard Intermediate-Term T 0.27% 5,694 $339K Reduce -0.7%
SCHP Schwab U.S. Tips ETF 0.26% 12,340 $328K Reduce -2.8%
GE General Electric filed as GE AEROSPACE 0.25% 1,102 $313K Reduce -0.3%
MA Mastercard Inc. Class A 0.25% 612 $306K Reduce -7.5%
PCY Invesco Emerging Markets Sov 0.24% 14,469 $302K Reduce -4.0%
RTX RTX Corp. 0.24% 1,555 $300K No change
GEV GE Vernova Inc. 0.24% 339 $296K No change
BA The Boeing Co. 0.24% 1,469 $292K No change
XLU St Sr Utl SL SE SPDR ETF-Usd 0.23% 6,354 $292K Reduce -2.1%
JPM JPMorgan Chase & Co. 0.23% 983 $289K No change
LMT Lockheed Martin Corp. 0.23% 478 $289K No change
IAU iShares Gold Trust 0.22% 3,137 $277K Reduce -12.4%
SRE Sempra 0.22% 2,814 $273K Reduce -83.3%
SDY SS SPDR S&P Dividend ETF 0.22% 1,853 $270K Reduce -32.7%
ITOT iShares Core S&P Total U.S. 0.21% 1,840 $262K Reduce -1.3%
BIO Bio-Rad Laboratories-A 0.21% 920 $256K No change
LST Leuthold Sel Ind filed as MANAGED PORTFOLIO SERIES 0.20% 6,242 $252K No change
MRK Merck & Co. Inc. 0.20% 2,070 $249K Reduce -16.2%
SPTM SS SPDR P S&P 1500 Comp ETF 0.20% 3,147 $249K Reduce -2.2%
SPMD SS SPDR P S&P 400 Midcap ETF 0.20% 4,163 $247K No change
TSM Taiwan Semiconductor-SP ADR 0.20% 726 $245K No change
GLD SPDR Gold Shares 0.20% 565 $243K Reduce -5.8%
DIVO Amplify CWP Enhan Divid ETF 0.20% 5,415 $243K Add +11.5%
DVY iShares Select Dividend ETF 0.18% 1,480 $224K Reduce -51.6%
PG The Procter & Gamble Co. 0.17% 1,457 $210K No change
ADBE Adobe Inc. 0.16% 800 $194K Reduce -1.1%
C Citigroup Inc. 0.15% 1,630 $185K No change
BSJR Invesco Bulletshares 2027 HY 0.15% 8,203 $183K No change
AEM Agnico Eagle Mines Ltd. 0.15% 900 $183K No change
AWR American States Water Co. filed as AMER STATES WTR CO 0.15% 2,411 $182K No change
VUG Vanguard Mrngstar GR ETF-Sui 0.14% 411 $180K Reduce -71.9%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.14% 3,623 $177K No change
SCHE Schwab Emrg Mrkts Eqty ETF 0.13% 5,041 $166K Reduce -5.3%
XLE SS Energy Select Sector 0.13% 2,700 $165K Reduce -22.9%
AFL Aflac Inc. 0.13% 1,500 $165K No change
ITB iShares U.S. Home Constructi 0.13% 1,778 $161K No change
COWZ Pacer US Cash Cows 100 ETF 0.13% 2,547 $159K Add +0.1%
JPST JPMorgan Ultra-Short Income 0.13% 3,070 $155K Add +0.1%
IXUS iShares Core Intl Stock ETF 0.12% 1,784 $155K Reduce -1.4%
SCHF Schwab Intl Equity ETF 0.12% 6,202 $154K No change
LOW Lowe's Cos Inc. 0.12% 641 $151K No change
KLAC KLA Corp. 0.12% 100 $147K No change
SCHW Schwab (charles) Corp. 0.12% 1,542 $145K Reduce -11.2%
DUK Duke Energy Corp. 0.11% 1,087 $142K No change
CDNS Cadence Design SYS Inc. 0.11% 500 $139K No change
ALL Allstate Corp. 0.11% 666 $138K No change
SUSB iShares ESG Aware 1-5 Year U 0.11% 5,501 $138K No change
LDOS Leidos Holdings Inc. 0.11% 872 $136K No change
AGG iShares Core U.S. Aggregate 0.11% 1,365 $136K Reduce -35.0%
INTC Intel Corp. 0.10% 2,940 $130K Reduce -36.0%
HD Home Depot Inc. 0.10% 394 $129K Add +5.6%
MUB iShares National Muni Bond E 0.10% 1,215 $129K No change
COP Conocophillips 0.10% 955 $126K No change
MDLZ Mondelez International Inc. Class A 0.10% 2,170 $125K Reduce -8.7%
NEE Nextera Energy Inc. 0.10% 1,335 $124K Reduce -1.1%
VLO Valero Energy Corp. 0.10% 482 $119K No change
SCHR Schwab Intermediate-Term US 0.09% 4,730 $118K No change
OPP Rivernrth/Doublelne STR Opp 0.09% 15,175 $116K Add +1067.3%
MCD McDonald's Corp. 0.09% 372 $116K Reduce -16.2%
VYM Vanguard High DVD Yield ETF 0.09% 775 $115K No change
VZ Verizon Communications Inc. 0.09% 2,232 $112K Reduce -54.0%
EFAV iShares MSCI Eafe Min Vol Fa 0.09% 1,213 $111K Reduce -0.5%
T AT&T Inc. 0.09% 3,765 $109K Reduce -53.3%
SPHY SS SPDR P High Yield ETF 0.09% 4,624 $108K No change
AVGO Broadcom Inc. 0.09% 347 $107K Add +2.4%
ICE Intercontinental Exchange Inc. 0.09% 681 $107K No change
EMR Emerson Electric Co. 0.09% 815 $107K Reduce -4.1%
V Visa Inc. Class A 0.08% 325 $98K No change
WFC Wells Fargo & Co. 0.08% 1,218 $97K No change
SUB iShares Short-Term National 0.08% 894 $95K No change
NLY Annaly Capital Management Inc. 0.08% 4,500 $95K Add +28.6%
SHYG iShares 0-5 YR HY Corp. Bond 0.08% 2,243 $95K Add +44.8%
VTR Ventas Inc. 0.08% 1,160 $95K No change
HYS PIMCO 0-5 Year H/Y Corp. Bond 0.08% 1,015 $95K No change
ESGV Vanguard ESG US Stock ETF 0.07% 807 $91K Reduce -5.8%
STIP iShares 0-5 Year Tips Bond E 0.07% 870 $90K Add +34.9%
PEP Pepsico Inc. 0.07% 560 $87K Reduce -1.1%
USB US Bancorp 0.07% 1,650 $86K Reduce -6.3%
DE Deere & Co. 0.07% 149 $84K No change
ITA iShares U.S. Aerospace & Def 0.07% 378 $83K Reduce -5.7%
PSK SS SPDR Ice Pref Sec ETF 0.07% 2,649 $82K No change
CGGR Cap Group Growth Equity 0.06% 2,000 $80K No change
CI The Cigna Group 0.06% 300 $80K No change
GM General Motors Co. 0.06% 1,058 $79K No change
SGOL Abrdn Physical Gold Shares 0.06% 1,757 $78K Reduce -0.5%
VTEC Vanguard Ca Tax-Ex Bond 0.06% 785 $78K No change
ET Energy Transfer LP 0.06% 4,000 $77K No change
CVS CVS Health Corp. 0.06% 1,057 $76K Reduce -10.2%
VSGX Vanguard ESG Intl Stock ETF 0.06% 1,047 $75K No change
IYT iShares US Transportation Et 0.06% 1,000 $75K No change
KO The Coca-Cola Co. 0.06% 975 $74K Reduce -59.0%
JPIB JPMorgan Intl BND ETF 0.06% 1,529 $73K No change
WAL Western Alliance Bancorp 0.06% 1,000 $71K No change
ADP Automatic Data Processing 0.06% 345 $70K Reduce -9.2%
PFF iShares Preferred & Income S 0.06% 2,270 $69K Reduce -5.7%
TXN Texas Instruments Inc. 0.05% 350 $68K Reduce -12.5%
PDI PIMCO Dynamic Income Fund 0.05% 3,951 $68K Add +1.3%
PSX Phillips 66 0.05% 363 $66K No change
STZ Constellation Brands Inc. Class A 0.05% 440 $66K No change
CSCO Cisco Systems Inc. 0.05% 840 $65K Reduce -1.5%
VOOG Vanguard S&P 500 Growth ETF 0.05% 159 $65K No change
BMY Bristol-Myers Squibb Co. 0.05% 1,063 $64K No change
BGRN iShares Usd Green Bond ETF 0.05% 1,341 $64K No change
DXJ Wisdomtree Japan Hedged Eq 0.05% 400 $63K No change
VCEB Vanguard ESG US Corp. Bond 0.05% 1,006 $63K No change
SPEM State Street SP PTF Em ETF 0.05% 1,347 $63K No change
SCHZ Schwab US Aggregate Bond ETF 0.05% 2,710 $63K Reduce -22.4%
CTSH Cognizant Tech Solutions-A 0.05% 1,000 $61K No change
UNP Union Pacific Corp. 0.05% 250 $61K No change
A Agilent Technologies Inc. 0.05% 514 $59K No change
MMM 3M Co. 0.05% 400 $58K No change
AXP American Express Co. 0.05% 190 $57K Reduce -1.0%
MPLX MPLX LP 0.05% 1,000 $57K No change
PVAL Putnam Focused LRG Cap Value 0.05% 1,225 $57K No change
ATO Atmos Energy Corp. 0.04% 300 $55K No change
LCTU iShares U.S. Carbon Transiti 0.04% 762 $53K No change
SPAB SS SPDR P Agg Bond ETF 0.04% 2,069 $53K No change
SPY SS SPDR S&P 500 ETF Trust-US 0.04% 81 $53K No change
SAEF Schwab Ariel Opp ETF 0.04% 1,913 $53K No change
EFA iShares MSCI Eafe ETF 0.04% 535 $52K No change
CAIE Calamos Autocallable Inc. ETF 0.04% 2,061 $52K Add +3335.0%
KR Kroger Co. 0.04% 700 $51K No change
BSJS Invesco Bulletshares 2028 HY 0.04% 2,294 $50K No change
GLTR Abrdn Precious Metals Basket 0.04% 225 $49K New
BIIB Biogen Inc. 0.04% 251 $46K Reduce -0.8%
CORP PIMCO Inv Grade Corp. BD ETF 0.04% 473 $46K Add +158.5%
EZU iShares MSCI Eurozone ETF 0.04% 729 $46K No change
ARM Arm Holdings PLC-ADR 0.04% 300 $45K No change
AEIS Advanced Energy Industries 0.04% 140 $45K No change
LCR Leuthold Core ETF filed as MANAGED PORTFOLIO SERIES 0.04% 1,210 $45K No change
HTGC Hercules Capital Inc. 0.04% 3,000 $44K No change
MO Altria Group Inc. 0.04% 665 $44K No change
CALF PCR US SM CP CSH CWS ETF-Usd 0.03% 939 $42K No change
SOXX iShares Semiconductor ETF 0.03% 126 $41K Reduce -70.4%
IHF iShares U.S. Healthcare Prov 0.03% 979 $41K No change
BWXT BWX Technologies Inc. 0.03% 200 $41K No change
WDFC WD-40 Co. 0.03% 200 $41K Reduce -65.2%
ACN Accenture PLC Class A 0.03% 200 $40K No change
ASML ASML Holding NV-NY Reg SHS filed as ASML HLDG NV 0.03% 30 $40K No change
BLK BlackRock Inc. 0.03% 41 $39K No change
PM Philip Morris International 0.03% 225 $37K No change
CTA Simplify Managed Futures St 0.03% 1,209 $37K Reduce -4.7%
BSJQ Invesco Bulletshares 2026 HY 0.03% 1,565 $36K Reduce -12.1%
XJH Ishare ESG SS S&P Midcap ETF 0.03% 791 $36K No change
ETN Eaton Corp. PLC 0.03% 100 $36K No change
IWP iShares Russell Mid-Cap Grow 0.03% 275 $35K No change
TLT iShares 20+ Year Treasury BD 0.03% 403 $35K Reduce -22.4%
ARTY iShares Future AI & Tech ETF 0.03% 750 $35K No change
CSX CSX Corp. 0.03% 846 $35K No change
LTPZ PIMCO 15+ YR US Tips Indx 0.03% 680 $35K No change
TBLU Tortoise Global Water ETF 0.03% 686 $35K No change
AEE Ameren Corporation 0.03% 314 $35K No change
BMO Bank of Montreal filed as BANK MONTREAL MEDIUM 0.03% 250 $34K No change
MS Morgan Stanley 0.03% 200 $33K No change
EVF Eaton Vance Senior Income TR 0.03% 6,505 $32K No change
TGT Target Corp. 0.02% 250 $30K No change
LDDR Lifex 2035 Income Bucket ETF 0.02% 365 $30K Add +8.0%
IEF iShares 7-10 Year Treasury B 0.02% 300 $29K No change
AIQ Global X Art Intel & Tech 0.02% 600 $28K No change
MTUM iShares MSCI USA Momentum Fa 0.02% 116 $28K No change
COF Capital One Financial Corp. 0.02% 152 $28K No change
WMT Walmart Inc. 0.02% 222 $28K No change
KBWD Invesco KBW High Dividend Yi 0.02% 2,200 $28K No change
ARCC Ares Capital Corp. 0.02% 1,500 $27K Reduce -9.1%
GLAD Gladstone Capital Corp. 0.02% 1,550 $27K No change
AMP Ameriprise Financial Inc. 0.02% 60 $27K No change
LECO Lincoln Electric Holdings 0.02% 107 $27K No change
NOC Northrop Grumman Corp. 0.02% 39 $27K No change
VLTO Veralto Corp. 0.02% 300 $27K No change
ESGE iShares Inc. iShares ESG Awar 0.02% 577 $26K No change
PFE Pfizer Inc. 0.02% 931 $26K Reduce -17.7%
MUC BlackRock Munihold Ca QLTY 0.02% 2,513 $26K No change
IBIT iShares Bitcoin Trust ETF 0.02% 670 $26K No change
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F 0.02% 460 $26K Reduce -2.1%
DHR Danaher Corp. 0.02% 134 $25K No change
TQQQ Proshares Ultrapro QQQ 0.02% 600 $25K No change
FHI Federated Hermes Inc. 0.02% 435 $25K No change
ILMN Illumina Inc. 0.02% 200 $25K No change
MPC Marathon Petroleum Corp. 0.02% 100 $24K No change
KBWP Invesco KBW Property & Casua 0.02% 204 $24K Reduce -19.7%
SAIC Science Applications Inte 0.02% 250 $24K Reduce -49.8%
OXY Occidental Petroleum Corp. 0.02% 363 $24K No change
MGK Vngrd Mrgstr MG CP GR ETF-Ui 0.02% 63 $23K No change
RMD Resmed Inc. 0.02% 100 $22K No change
BSMU Invesco Bulletshares 2030 MB 0.02% 1,015 $22K No change
FTV Fortive Corp. 0.02% 400 $22K No change
F Ford Motor Co. filed as FORD MTR CO 0.02% 1,900 $22K Reduce -34.5%
B Barrick Mining Corp. 0.02% 530 $22K No change
JPRE JPMorgan Realty Income ETF 0.02% 443 $21K No change
DOW Dow Inc. filed as DOW HLDGS INC 0.02% 500 $21K No change
TAP Molson Coors Beverage Co. Class B 0.02% 473 $20K No change
EIX Edison International 0.02% 265 $19K Reduce -1.9%
ALLW State Street Brgwtr All WTHR 0.02% 660 $19K Add +18.9%
SPG Simon Property Group Inc. 0.01% 100 $19K No change
SBUX Starbucks Corp. 0.01% 208 $19K Reduce -4.6%
PDM Piedmont Realty Trust Inc. 0.01% 2,828 $19K No change
GLW Corning Inc. 0.01% 134 $18K Reduce -81.7%
BP BP PLC-Spons ADR 0.01% 374 $18K Reduce -73.0%
EFG iShares MSCI Eafe Growth ETF 0.01% 157 $17K No change
LH Labcorp Holdings Inc. 0.01% 65 $17K Reduce -15.6%
EUSA iShares MSCI USA Equal Weigh 0.01% 165 $17K No change
GILD Gilead Sciences Inc. 0.01% 120 $17K No change
DOC Healthpeak Properties Inc. 0.01% 1,000 $16K No change
NATL NCR Atleos Corp. 0.01% 375 $16K Reduce -16.9%
IWN iShares Russell 2000 Value E 0.01% 85 $16K No change
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.01% 166 $16K Reduce -71.9%
IGIB iShares 5-10Y Inv Grade Corp. 0.01% 300 $16K No change
AEP American Electric Power 0.01% 120 $16K No change
MINT PIMCO Enhanced Short Maturit 0.01% 156 $16K No change
RF Regions Financial Corp. 0.01% 600 $16K No change
SH Proshares Short S&P500 0.01% 410 $16K No change
TFLR T Rowe Price Floating RT ETF 0.01% 304 $15K No change
UPS United Parcel Service Class B 0.01% 155 $15K No change
BROS Dutch Bros Inc. Class A 0.01% 300 $15K No change
SO The Southern Co. 0.01% 150 $14K Reduce -98.1%
BTAL Agf US Market Neutral Anti-B 0.01% 1,031 $14K Reduce -13.4%
UNH Unitedhealth Group Inc. 0.01% 52 $14K No change
NCA Nuveen California Muni Val 0.01% 1,500 $14K No change
MSI Motorola Solutions Inc. 0.01% 32 $14K Reduce -77.1%
VB Vanguard Most SM-Cap ETF-Usd 0.01% 53 $14K No change
SPIP SS SPDR P Tips ETF 0.01% 520 $14K No change
CGCB Cap Group Core Bond 0.01% 500 $13K No change
KWR Quaker Chemical Corporation 0.01% 104 $13K No change
KBE SS SPDR S&P Bank ETF 0.01% 215 $13K No change
MAR Marriott International Class A 0.01% 39 $13K No change
IWM iShares Russell 2000 ETF 0.01% 50 $12K No change
DTF DTF Tax-Free Income 2028 Ter 0.01% 1,000 $11K No change
IUSB Ishr CR Unvrse Usd BD ETF-Ui 0.01% 245 $11K No change
HUM Humana Inc. 0.01% 65 $11K No change
SGOV iShares 0-3 Month Treasury B 0.01% 109 $11K Add +4.8%
PNC PNC Financial Services Group 0.01% 52 $11K No change
FMTM Mrktdsk Foc US Mmntm ETF 0.01% 300 $10K New
MDT Medtronic PLC 0.01% 120 $10K No change
EFV iShares MSCI Eafe Value ETF 0.01% 137 $10K No change
AZO AutoZone Inc. 0.01% 3 $10K New
AVUV Avantis US Small Cap Value 0.01% 90 $10K No change
OKLO Oklo Inc. 0.01% 200 $10K No change
CEG Constellation Energy 0.01% 35 $10K No change
DJP Ipath Bloomberg Commodity Inc. filed as BARCLAYS BANK PLC 0.01% 195 $9K No change
BPRE Bluerock Private Real Estate 0.01% 548 $9K Reduce -22.3%
ZBH Zimmer Biomet Holdings Inc. 0.01% 100 $9K No change
DX Dynex Capital Inc. 0.01% 700 $9K No change
WBD Warner Bros Discovery Inc. 0.01% 323 $9K Reduce -72.6%
SHYM iShares Short Duration High 0.01% 400 $9K Add +5.3%
VSS Vanguard Ftse All Wo X-US SC 0.01% 60 $9K No change
DBC Invesco DB Commodity Index T 0.01% 300 $9K No change
STWD Starwood Property Trust Inc. 0.01% 500 $9K No change
RFI Cohen & Steers Tot Ret RLTY 0.01% 750 $8K No change
YMAX Yieldmax Universe Fo in Etfs 0.01% 1,025 $8K Reduce -9.7%
PCEF Invesco Cef Income Composite 0.01% 425 $8K Reduce -5.6%
TDC Teradata Corp. 0.01% 300 $8K Reduce -33.6%
AWK American Water Works Co. Inc. 0.01% 56 $8K No change
PLTR Palantir Technologies Inc. Class A 0.01% 50 $7K No change
HSY The Hershey Co. 0.01% 35 $7K No change
NAC Nuveen Ca QLTY Muni Inc. 0.01% 590 $7K Add +8.3%
VIXY Proshares Vix Short-Term Fut 0.01% 200 $7K Reduce -80.0%
AMLP Alerian MLP ETF 0.01% 130 $7K No change
QUAL iShares MSCI USA Quality Fac 0.01% 34 $7K No change
RAL Ralliant Corp. 0.00% 133 $6K No change
WHR Whirlpool Corp. 0.00% 100 $5K No change
LHX L3HARRIS Technologies Inc. 0.00% 14 $5K No change
FNDX Schwab Fndmntl US LRG Co. ETF 0.00% 171 $5K No change
VYX NCR Voyix Corp. 0.00% 750 $5K Reduce -16.9%
ABT Abbott Laboratories 0.00% 46 $5K No change
PHO Invesco Water Resources ETF 0.00% 70 $5K Reduce -22.2%
OMC Omnicom Group 0.00% 59 $4K No change
GGN Gamco GLBL Gold NTRL Res Inc. 0.00% 800 $4K No change
PKW Invesco Buyback Achievers Et 0.00% 32 $4K No change
CRM Salesforce Inc. 0.00% 22 $4K No change
DBMF Imgp Dbi MFT STR ETF-Usd Inc. 0.00% 136 $4K No change
OMFL Invesco Russell 1000 DYN M/F 0.00% 68 $4K No change
NFLX Netflix Inc. 0.00% 40 $4K No change
MEGI Nylim CBRE GB Infra Mtrnd TF filed as NYLI CBRE GBL INFR MEGTRNDS 0.00% 250 $4K No change
PINS Pinterest Inc. Class A 0.00% 200 $4K No change
NOBL Proshares S&P 500 Dividend A 0.00% 33 $3K No change
PAGP Plains GP Holdings LP 0.00% 140 $3K Reduce -6.7%
HR Healthcare Realty Trust Inc. 0.00% 200 $3K No change
EDIV State Street SPDR S&P Emergi 0.00% 75 $3K New
CRVO Cervomed Inc. 0.00% 725 $3K No change
CHRD Chord Energy Corp. 0.00% 20 $3K No change
DELL Dell Technologies -C 0.00% 17 $3K Add +54.5%
ORLY O'reilly Automotive Inc. 0.00% 30 $3K No change
FIX Comfort Systems USA Inc. 0.00% 2 $3K New
HYD Vaneck High Yield Muni ETF 0.00% 55 $3K No change
VHT Vanguard Health Care ETF 0.00% 10 $3K No change
IOO iShares Global 100 ETF 0.00% 21 $3K No change
CCL Carnival Corp. Ltd. 0.00% 100 $3K New
PWS Pacer Wealthshield ETF 0.00% 79 $3K No change
UTHR United Therapeutics Corp. 0.00% 4 $2K New
CRDO Credo Technology Group Holdi 0.00% 25 $2K New
IMFL Invesco Int DVLP DYN Multi 0.00% 73 $2K No change
OMFS Invesco RSL 2000 DYN Mltfctr 0.00% 50 $2K No change
PSQ Proshares Short QQQ 0.00% 70 $2K Reduce -12.5%
TAN Invesco Solar ETF 0.00% 40 $2K No change
EME Emcor Group Inc. 0.00% 3 $2K New
PTBD Pacer Trendpilot US Bond ETF 0.00% 110 $2K No change
NDAA Ned DR360 DYN Allocation ETF 0.00% 90 $2K New
IESC Ies Holdings Inc. 0.00% 4 $2K New
SNDK Sandisk Corp. 0.00% 3 $2K New
NKE Nike Inc. Class B 0.00% 36 $2K New
EXLS Exlservice Holdings Inc. 0.00% 62 $2K New
GXC State Street SPDR S&P China 0.00% 20 $2K No change
IBB iShares Biotechnology ETF 0.00% 11 $2K No change
FAN First Trust Global Wind Ener 0.00% 75 $2K No change
IEFA iShares Core MSCI Eafe ETF 0.00% 20 $2K New
APH Amphenol Corp. Class A 0.00% 14 $2K New
LULU Lululemon Athletica Inc. 0.00% 11 $2K New
PCN PIMCO Corporate & Income STR 0.00% 135 $2K No change
DCI Donaldson Co. Inc. 0.00% 18 $2K New
RQI Cohen & Steers Qual Inc. RLTY 0.00% 125 $2K Add +25.0%
MHK Mohawk Industries Inc. 0.00% 15 $1K No change
FANG Diamondback Energy Inc. 0.00% 7 $1K No change
AOR iShares Core 60/40 Balanced 0.00% 20 $1K No change
PANW Palo Alto Networks Inc. 0.00% 8 $1K No change
AMD Advanced Micro Devices 0.00% 6 $1K No change
CRSH Yieldmax SHRT Tsla Opt Inc. 0.00% 40 $1K Add +33.3%
PDD PDD Holdings Inc. 0.00% 10 $1K New
KMI Kinder Morgan Inc. 0.00% 30 $1K Reduce -33.3%
PLTY Yieldmax PLTR Option Inc. ETF 0.00% 25 $965 New
GNSS Genasys Inc. 0.00% 500 $910 No change
VRTX Vertex Pharmaceuticals Inc. 0.00% 2 $893 No change
NWL Newell Brands Inc. 0.00% 250 $858 No change
CLF Cleveland-Cliffs Inc. 0.00% 100 $845 No change
HOOD Robinhood Markets Inc. Class A 0.00% 12 $832 New
HEFA Isha Curr Hedged MSCI Eafe 0.00% 19 $807 No change
BABA Alibaba Group Holding-SP ADR 0.00% 5 $627 No change
MPT Medical Properties Trust Inc. 0.00% 130 $602 No change
CRWV Coreweave Inc. Class A 0.00% 6 $465 New
ALAB Astera Labs Inc. 0.00% 4 $438 New
GEHC GE Healthcare Technology 0.00% 6 $427 No change
YGLD Simplify Gold Strategy ETF 0.00% 10 $399 Reduce -71.4%
LAC Lithium Americas Corp. 0.00% 100 $395 No change
FNDF Schwab Fndmn Intl LRG Co. ETF 0.00% 7 $343 No change
NTSK Netskope Inc. Class A 0.00% 30 $255 New
OGN Organon & Co. 0.00% 42 $252 Reduce -48.8%
U Unity Software Inc. 0.00% 10 $219 New
VAC Marriott Vacations World 0.00% 3 $195 No change
LGLV SPDR US LC Low Vol Idx 0.00% 1 $178 No change
SPHQ Invesco S&P 500 Quality ETF 0.00% 2 $150 No change
SPSB SS SPDR P St C Corp. ETF 0.00% 5 $150 Reduce -90.7%
SPIB SS SPDR P Int C Corp. ETF 0.00% 3 $101 Reduce -99.7%
GERN Geron Corp. 0.00% 40 $60 No change
Other holdings (1): bonds, preferreds, convertibles and warrants · $308K (not counted above)
SecurityClassShares / PrincipalValueChange
WELLS FARGO & COMPANY (WFC 7.5 PERP L) PERP PFD CNV A 267$308KReduce -2.9%

Total filed on the 13F, all lines: $124.6M.

Portfolio Sells Q4 2025 → Q1 2026
AMZN Amazon.com Inc. Reduce -64.6% 0.74% −1.37
COST Costco Wholesale Corp. Reduce -76.3% 0.40% −0.93
SRE Sempra Reduce -83.3% 0.22% −0.87
QCOM Qualcomm Inc. Reduce -26.8% 1.07% −0.70
SO The Southern Co. Reduce -98.1% 0.01% −0.49
VUG Vanguard Mrngstar GR ETF-Sui Reduce -71.9% 0.14% −0.38
BRK.B Berkshire Hathaway Inc. Class B Reduce -13.4% 2.54% −0.27
LLY Eli Lilly & Co. Reduce -34.4% 0.40% −0.25
MSFT Microsoft Corp. Reduce -0.6% 1.23% −0.24
PEG Public Service Enterprise GP Sold out 0.00% −0.21
VONG Vanguard Russell 1000 Growth Reduce -4.8% 2.81% −0.18
DGX Quest Diagnostics Inc. Sold out 0.00% −0.17
VWO Vanguard Ftse Emerging Marke Reduce -27.3% 0.58% −0.14
DVY iShares Select Dividend ETF Reduce -51.6% 0.18% −0.14
NVO Novo-Nordisk A/S-Spons ADR Reduce -1.0% 0.30% −0.08
SDY SS SPDR S&P Dividend ETF Reduce -32.7% 0.22% −0.06
KO The Coca-Cola Co. Reduce -59.0% 0.06% −0.06
CMCSA Comcast Corp. Class A Sold out 0.00% −0.06
SOXX iShares Semiconductor ETF Reduce -70.4% 0.03% −0.06
T AT&T Inc. Reduce -53.3% 0.09% −0.06
DTE DTE Energy Company Sold out 0.00% −0.06
IBM Intl Business Machines Corp. Reduce -0.4% 0.47% −0.06
TFI SS SPDR N Ice Muni Bond ETF Sold out 0.00% −0.06
VZ Verizon Communications Inc. Reduce -54.0% 0.09% −0.05
ADBE Adobe Inc. Reduce -1.1% 0.16% −0.05
WDFC WD-40 Co. Reduce -65.2% 0.03% −0.05
AGG iShares Core U.S. Aggregate Reduce -35.0% 0.11% −0.04
FE Firstenergy Corp. Sold out 0.00% −0.04
DIS The Walt Disney Co. Reduce -71.9% 0.01% −0.04
GLW Corning Inc. Reduce -81.7% 0.01% −0.03
HEZU iShares Currency Hedged MSCI Sold out 0.00% −0.03
MA Mastercard Inc. Class A Reduce -7.5% 0.25% −0.03
META Meta Platforms Inc. Class A Reduce -1.0% 0.48% −0.03
MSI Motorola Solutions Inc. Reduce -77.1% 0.01% −0.03
DTM DT Midstream Inc. Sold out 0.00% −0.03
SPIB SS SPDR P Int C Corp. ETF Reduce -99.7% 0.00% −0.03
RIVN Rivian Automotive Inc. Class A Sold out 0.00% −0.02
BP BP PLC-Spons ADR Reduce -73.0% 0.01% −0.02
IYZ iShares US Telecommunication Sold out 0.00% −0.02
SCHB Schwab US Broad Market ETF Reduce -6.0% 1.41% −0.02
INTC Intel Corp. Reduce -36.0% 0.10% −0.02
ETR Entergy Corp. Sold out 0.00% −0.02
WBD Warner Bros Discovery Inc. Reduce -72.6% 0.01% −0.02
SAIC Science Applications Inte Reduce -49.8% 0.02% −0.02
ADP Automatic Data Processing Reduce -9.2% 0.06% −0.02
VIXY Proshares Vix Short-Term Fut Reduce -80.0% 0.01% −0.01
AMGN Amgen Inc. Reduce -16.8% 0.57% −0.01
CMF iShares California Muni Bond Sold out 0.00% −0.01
SCHW Schwab (charles) Corp. Reduce -11.2% 0.12% −0.01
GOOG Alphabet Inc. Class C Reduce -2.5% 0.44% −0.01

Portfolio Buys Q4 2025 → Q1 2026
BND Vanguard Total Bond Market Add +7.2% 4.00% +0.58
SCHI Schwab 5-10 Year Corporate B Add +11.8% 2.53% +0.44
CAT Caterpillar Inc. Add +7.3% 1.37% +0.43
VGLT Vanguard Long-Term Treasury Add +12.7% 1.69% +0.31
VIG Vanguard Dividend Apprec ETF Add +6.2% 2.37% +0.29
VMBS Vanguard Mortgage-Backed Sec Add +2.1% 2.27% +0.24
IJH iShares Core S&P Midcap ETF Add +0.1% 1.82% +0.20
PHDG Invesco S&P 500 Downside Hed Add +0.7% 1.52% +0.16
VEA Vanguard Ftse Developed ETF Add +3.5% 1.01% +0.14
VCIT Vanguard Int-Term Corporate Add +8.1% 0.94% +0.14
HYBB iShares BB Rated Corp. Bond Add +7.4% 0.98% +0.14
OPP Rivernrth/Doublelne STR Opp Add +1067.3% 0.09% +0.09
KMLM Kraneshares MT LC MN FT Id S Add +0.8% 0.38% +0.06
VCSH Vanguard S/T Corp. Bond ETF Add +1.3% 0.59% +0.06
VTEB Vanguard Tax-Exempt Bond ETF Add +1.3% 0.51% +0.05
CAIE Calamos Autocallable Inc. ETF Add +3335.0% 0.04% +0.04
GLTR Abrdn Precious Metals Basket New 0.04% +0.04
NVDA Nvidia Corp. Add +0.0% 1.48% +0.04
DIVO Amplify CWP Enhan Divid ETF Add +11.5% 0.20% +0.04
SHYG iShares 0-5 YR HY Corp. Bond Add +44.8% 0.08% +0.03
STIP iShares 0-5 Year Tips Bond E Add +34.9% 0.07% +0.02
CORP PIMCO Inv Grade Corp. BD ETF Add +158.5% 0.04% +0.02
NLY Annaly Capital Management Inc. Add +28.6% 0.08% +0.02
COWZ Pacer US Cash Cows 100 ETF Add +0.1% 0.13% +0.02
JPST JPMorgan Ultra-Short Income Add +0.1% 0.13% +0.01
HD Home Depot Inc. Add +5.6% 0.10% +0.01
FMTM Mrktdsk Foc US Mmntm ETF New 0.01% +0.01
AZO AutoZone Inc. New 0.01% +0.01
ALLW State Street Brgwtr All WTHR Add +18.9% 0.02% +0.00
PDI PIMCO Dynamic Income Fund Add +1.3% 0.05% +0.00
LDDR Lifex 2035 Income Bucket ETF Add +8.0% 0.02% +0.00
EDIV State Street SPDR S&P Emergi New 0.00% +0.00
FIX Comfort Systems USA Inc. New 0.00% +0.00
CCL Carnival Corp. Ltd. New 0.00% +0.00
UTHR United Therapeutics Corp. New 0.00% +0.00
CRDO Credo Technology Group Holdi New 0.00% +0.00
EME Emcor Group Inc. New 0.00% +0.00
NDAA Ned DR360 DYN Allocation ETF New 0.00% +0.00
EXLS Exlservice Holdings Inc. New 0.00% +0.00
IESC Ies Holdings Inc. New 0.00% +0.00
IEFA iShares Core MSCI Eafe ETF New 0.00% +0.00
NKE Nike Inc. Class B New 0.00% +0.00
SNDK Sandisk Corp. New 0.00% +0.00
APH Amphenol Corp. Class A New 0.00% +0.00
LULU Lululemon Athletica Inc. New 0.00% +0.00
DELL Dell Technologies -C Add +54.5% 0.00% +0.00
DCI Donaldson Co. Inc. New 0.00% +0.00
SGOV iShares 0-3 Month Treasury B Add +4.8% 0.01% +0.00
SHYM iShares Short Duration High Add +5.3% 0.01% +0.00
NAC Nuveen Ca QLTY Muni Inc. Add +8.3% 0.01% +0.00

Notes & Other Activity Q4 2025 → Q1 2026
WELLS FARGO & COMPANY (WFC 7.5 PERP L) PERP PFD CNV A Reduce -2.9% 267 $308K

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 93$121.9MAAPL, VTI, BND, VONG, VONV
Q1 2026 403$124.3MAAPL, VTI, BND, VONG, BRK.B
Q4 2025 400$136.3MAAPL, VTI, BND, VONG, BRK.B
Q3 2025 414$146.1MAAPL, VTI, LECO, BND, VONG
Q2 2025 425$135.4MAAPL, VTI, LECO, BND, BRK.B
Q3 2024 403$118.1MAAPL, VTI, LECO, BRK.B, SPLV
Q2 2024 404$111.3MAAPL, VTI, LECO, SPLV, BRK.B