Whitebox Advisors LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 15, 2024), Whitebox Advisors LLC reported 87 stock positions worth $773.4 million. Its top holding was Liberty Broadband-C (LBRDK) at 17.0% of the portfolio, followed by People (PPLI, 9.7%) and Triple Flag Precious Met (TFPM, 6.6%). Compared with Q4 2023, it opened 26 new positions, sold out of 13, added to 16 and reduced 19. The biggest buy was a new position in Atlas Energy Solutions (AESI) and the biggest sale Grifols SA-ADR (GRFS, shares −50%).
- Most Recent 13F
- Q2 2026
- Location
- MINNEAPOLIS, MN
- CIK
- 0001257391
- Portfolio Value
- $773.4M (Q1 2024)
- SEC Filing
- 0001257391-24-000004 ↗ filed May 15, 2024
Holdings Value
Holdings 87 stocks · $773.4M
| LBRDK Liberty Broadband-C | 17.02% | 2,300,322 | $131.6M | Add +17.9% |
| PPLI People Inc. filed as IAC INC | 9.67% | 1,402,554 | $74.8M | Add +9.5% |
| TFPM Triple Flag Precious Met | 6.60% | 3,531,954 | $51.0M | Reduce -1.0% |
| AESI Atlas Energy Solutions Inc. | 6.43% | 2,343,788 | $49.7M | New |
| VAL Valaris Ltd. | 5.02% | 516,005 | $38.8M | Reduce -1.9% |
| BN Brookfield Corp. | 4.68% | 865,340 | $36.2M | No change |
| CHRD Chord Energy Corp. | 4.09% | 177,550 | $31.6M | No change |
| BAX Baxter International Inc. | 3.85% | 695,830 | $29.7M | Reduce -18.8% |
| HEI.A Heico Corp. Class A | 3.21% | 161,251 | $24.8M | Reduce -12.2% |
| ACI Albertsons Cos Inc. Class A | 3.10% | 1,119,057 | $24.0M | Reduce -27.8% |
| GPOR Gulfport Energy Corp. | 2.77% | 133,980 | $21.5M | Reduce -33.2% |
| BLCO Bausch + Lomb Corp. | 2.70% | 1,206,303 | $20.9M | Add +29.3% |
| AQN Algonquin Power & Utilities | 2.58% | 3,157,963 | $20.0M | No change |
| NE Noble Corp. PLC | 2.41% | 384,594 | $18.6M | No change |
| BITO Proshares Bitcoin ETF-Usd | 2.25% | 538,000 | $17.4M | Add +41.6% |
| BHC Bausch Health Cos Inc. | 2.11% | 1,538,078 | $16.3M | Reduce -18.7% |
| EQC Equity Commonwealth | 1.63% | 667,207 | $12.6M | New |
| GRFS Grifols SA-ADR | 1.60% | 1,855,450 | $12.4M | Reduce -49.6% |
| LSXMK Liberty Media Corp.-Liber-New | 1.44% | 374,498 | $11.1M | Reduce -27.8% |
| GM General Motors Co. | 1.25% | 212,991 | $9.7M | Reduce -22.3% |
| UP Wheels Up Experience Inc. | 1.17% | 43,028,201 | $9.0M | No change |
| LSXMA Liberty Media Corp. Class A New | 1.16% | 302,833 | $9.0M | Reduce -49.7% |
| DCH Dauch Corporation filed as AMERICAN AXLE & MFG HLDGS IN | 1.04% | 1,095,642 | $8.1M | Add +74.7% |
| NCMI National Cinemedia Inc. | 1.01% | 1,512,505 | $7.8M | No change |
| CYH Community Health Systems Inc. | 0.95% | 2,107,391 | $7.4M | Reduce -1.5% |
| CSTM Constellium SE | 0.93% | 324,361 | $7.2M | Add +125.7% |
| LBRDA Liberty Broadband-A | 0.87% | 118,151 | $6.7M | No change |
| GT Goodyear Tire & Rubber Co. | 0.72% | 403,860 | $5.5M | Add +2.1% |
| THC Tenet Healthcare Corp. | 0.70% | 51,418 | $5.4M | Reduce -57.3% |
| NAC Nuveen Ca QLTY Muni Inc. | 0.53% | 372,562 | $4.1M | New |
| T AT&T Inc. | 0.39% | 172,847 | $3.0M | No change |
| MBI Mbia Inc. | 0.37% | 425,176 | $2.9M | Add +54.5% |
| JWN Nordstrom Inc. | 0.32% | 123,457 | $2.5M | Reduce -5.4% |
| R Ryder System Inc. | 0.29% | 18,514 | $2.2M | Add +2.8% |
| WBD Warner Bros Discovery Inc. | 0.28% | 251,832 | $2.2M | Add +164.0% |
| CAR Avis Budget Group Inc. | 0.26% | 16,593 | $2.0M | New |
| XMHIX Pioneer Muni High Inc. TR | 0.25% | 221,990 | $2.0M | New |
| XNXJX Nuveen NJ QLTY Muni Inc. | 0.25% | 161,692 | $2.0M | New |
| OPTU Optimum Communications Inc. Class A filed as ALTICE USA INC | 0.24% | 704,020 | $1.8M | Reduce -8.6% |
| MERC Mercer International Inc. | 0.22% | 169,458 | $1.7M | Add +164.7% |
| SVC Service Pptys TR | 0.20% | 228,100 | $1.5M | Add +732.3% |
| UCFI CN Healthy Food Tech Group C filed as IRON HORSE ACQUISITIONS CORP | 0.19% | 150,000 | $1.5M | No change |
| PARAA Paramount Global Class B | 0.18% | 120,723 | $1.4M | Add +26.1% |
| KSS Kohls Corp. | 0.17% | 45,770 | $1.3M | Add +2.2% |
| BKHAU Black Hawk Acquisition Corp. | 0.16% | 125,000 | $1.3M | New |
| BALY Bally's Corp. | 0.15% | 82,639 | $1.2M | New |
| XPMAX Pioneer Municipal High Inc. | 0.15% | 140,218 | $1.1M | New |
| IHRT Iheartmedia Inc. Class A | 0.15% | 539,056 | $1.1M | Reduce -22.6% |
| OVV Ovintiv Inc. | 0.14% | 21,550 | $1.1M | No change |
| DYCQU DT Cloud Acquisition Corp. | 0.14% | 107,306 | $1.1M | New |
| NBH Neuberger Municipal Fund Inc. | 0.13% | 93,225 | $976K | New |
| NN Nextnav Inc. | 0.12% | 135,545 | $892K | No change |
| ELBM Electra Battery Materials Co. | 0.11% | 1,907,966 | $888K | Reduce -11.0% |
| XNQPX Nuveen Pa QLTY Muni Inc. | 0.11% | 72,079 | $852K | New |
| VOD Vodafone Group PLC-SP ADR | 0.10% | 90,585 | $806K | Add +136.5% |
| AMC AMC Entertainment HLDS Class A | 0.10% | 212,708 | $791K | Add +777.5% |
| KVACF Keen Vision Acquisition Corp. | 0.10% | 75,000 | $784K | No change |
| DMF BNYM Municipal Income filed as BNY MELLON MUN INCOME INC | 0.10% | 107,992 | $738K | New |
| OAKU Oak Woods Acquisition Corp. Class A | 0.09% | 68,000 | $731K | No change |
| CCL Carnival Corp. | 0.09% | 41,679 | $681K | New |
| SAVEQ Spirit Airlines Inc. | 0.08% | 125,000 | $605K | New |
| TPR Tapestry Inc. | 0.07% | 11,770 | $559K | Reduce -25.4% |
| MHN BlackRock Muniholding NY QLT | 0.07% | 50,963 | $540K | New |
| BUJA Bukit Jalil Global Acquisiti | 0.07% | 50,000 | $525K | New |
| URGENTLY INC | 0.07% | 278,189 | $523K | No change |
| HAYMAKER ACQUISITION CORP 4 | 0.07% | 50,000 | $521K | No change |
| XMIOX Pioneer Muni High Inc. Opp | 0.07% | 44,590 | $504K | New |
| FMN Federated Herm Prem Muni Inc. | 0.06% | 39,550 | $438K | New |
| VPV Invesco Pa Val Muni Inc. | 0.05% | 40,629 | $416K | New |
| VTN Invesco TR for Invest GRD NY | 0.05% | 36,588 | $393K | New |
| NNAG 99 Acquisition Group in Class A | 0.05% | 35,000 | $361K | No change |
| SBI Western Asset Intermediate | 0.04% | 43,141 | $342K | New |
| KSM DWS Strategic Municipal Inc. | 0.04% | 34,777 | $311K | New |
| QETA Quetta Acquisition Corp. | 0.04% | 30,000 | $305K | New |
| MPA BlackRock Muniyield Pa Qltyv | 0.03% | 17,315 | $210K | New |
| AITR AI Transportation Acquisitio | 0.03% | 20,000 | $206K | No change |
| ENGENE HOLDINGS INC | 0.02% | 33,333 | $173K | No change |
| MAXNQ Maxeon Solar Technologie | 0.01% | 18,828 | $63K | Reduce -58.9% |
| BURTECH ACQUISITION CORP | 0.01% | 225,000 | $40K | No change |
| VSEEW Digital Health Acquisition C | 0.00% | 250,000 | $32K | No change |
| POLESTAR AUTOMOTIVE HLDG UK | 0.00% | 75,000 | $13K | New |
| FASWF Stonebridge Acquisition Corp. | 0.00% | 124,940 | $6K | No change |
| NORTHVIEW ACQUISITION CORP | 0.00% | 125,000 | $5K | No change |
| BSLKW Golden Arrow Merger Corp. | 0.00% | 23,000 | $5K | No change |
| AILWQ Arrowroot Acquisition Corp. | 0.00% | 23,000 | $4K | No change |
| AMODW Insight Acquisition Corp. | 0.00% | 75,000 | $2K | No change |
| ABPWW Atlantic Coastal Aqstn Corp. | 0.00% | 12,500 | $699 | No change |
Options reported separately and not counted above: SPY puts ($680.0M), RCL puts ($222.4M), XLI puts ($63.0M), AAL puts ($57.6M), CCL puts ($55.6M), BFH puts ($37.2M), UAL puts ($36.9M), CAT puts ($36.6M), WOLF puts ($29.5M), BYND puts ($25.2M), MSTR puts ($18.8M), TSLA puts ($17.6M), and 20 more.
Other holdings (224): bonds, preferreds, convertibles and warrants · $1.9B (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| MICROSTRATEGY INC (MSTR 0.75 12/15/25) | NOTE 0.750%12/1 · principal | 56,600,000 | $242.5M | Reduce -8.1% |
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | 75,050,000 | $213.3M | Reduce -7.4% |
| MICROSTRATEGY INC (MSTR 0 02/15/27) | NOTE 2/1 · principal | 103,220,000 | $140.5M | Add +45.8% |
| FRESHPET INC (FRPT 3 04/01/28) | NOTE 3.000% 4/0 · principal | 67,500,000 | $121.1M | New |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | 99,470,000 | $115.3M | Reduce -4.3% |
| TRANSOCEAN INTERNTNL LTD (RIG 4.625 09/30/29 *) | DEB 4.625% 9/3 · principal | 40,533,000 | $81.8M | Reduce -11.0% |
| ON SEMICONDUCTOR CORP (ON 0 05/01/27) | NOTE 5/0 · principal | 53,500,000 | $78.6M | Reduce -3.6% |
| ZILLOW GROUP INC (Z 1.375 09/01/26) | NOTE 1.375% 9/0 · principal | 55,795,000 | $68.7M | Reduce -4.5% |
| SEMTECH CORP (SMTC 1.625 11/01/27) | NOTE 1.625%11/0 · principal | 63,050,000 | $62.0M | Add +29.9% |
| NOVA LTD (NVMI 0 10/15/25) | NOTE 10/1 · principal | 24,800,000 | $58.9M | Add +12.7% |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | 38,250,000 | $50.3M | Add +15.9% |
| ENCORE CAPITAL GROUP INC (ECPG 4 03/15/29) | NOTE 4.000% 3/1 · principal | 49,700,000 | $46.5M | New |
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | 77,000,000 | $43.3M | Add +18.5% |
| SUNNOVA ENERGY INTL INC (NOVA 0.25 12/01/26) | NOTE 0.250%12/0 · principal | 83,320,000 | $42.2M | Reduce -21.1% |
| HCI GROUP INC (HCI 4.75 06/01/42) | NOTE 4.750% 6/0 · principal | 22,250,000 | $34.5M | No change |
| MARA HOLDINGS INC (MARA 1 12/01/26) | NOTE 1.000%12/0 · principal | 34,755,000 | $29.3M | No change |
| NABORS INDUSTRIES INC (NBR 1.75 06/15/29) | NOTE 1.750% 6/1 · principal | 38,347,000 | $28.9M | New |
| ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) | NOTE 1.000%12/0 · principal | 26,200,000 | $24.2M | Reduce -9.5% |
| UPSTART HOLDINGS INC (UPST 0.25 08/15/26) | NOTE 0.250% 8/1 · principal | 29,861,000 | $23.3M | No change |
| XOMETRY INC (XMTR 1 02/01/27) | NOTE 1.000% 2/0 · principal | 29,985,000 | $22.8M | Reduce -5.5% |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 16,168,000 | $22.0M | Add +162.1% |
| ARTIVION INC (AORT 4.25 07/01/25) | NOTE 4.250% 7/0 · principal | 19,250,000 | $21.8M | No change |
| NOVAVAX INC (NVAX 5 12/15/27) | NOTE 5.000%12/1 · principal | 33,750,000 | $21.0M | New |
| INSMED INC (INSM 0.75 06/01/28) | NOTE 0.750% 6/0 · principal | 18,550,000 | $19.9M | Reduce -23.7% |
| BANDWIDTH INC (BAND 0.25 03/01/26) | NOTE 0.250% 3/0 · principal | 21,885,000 | $19.2M | No change |
| BEYOND MEAT INC (BYND 0 03/15/27) | NOTE 3/1 · principal | 80,571,000 | $18.9M | Reduce -2.4% |
| INFINERA CORP (INFN 3.75 08/01/28) | NOTE 3.750% 8/0 · principal | 17,000,000 | $18.8M | No change |
| LIBERTY INTERACTIVE LLC (LINTA 3.75 02/15/30) | DEB 3.750% 2/1 · principal | 43,663,000 | $17.5M | Add +31.8% |
| WOLF Wolfspeed Inc. (wolf 1.75 05/01/26) | NOTE 1.750% 5/0 · principal | 17,209,000 | $16.5M | Reduce -10.4% |
| PTC THERAPEUTICS INC (PTCT 1.5 09/15/26) | NOTE 1.500% 9/1 · principal | 17,500,000 | $16.2M | No change |
| ESPERION THERAPEUTICS (ESPR 4 11/15/25) | NOTE 4.000%11/1 · principal | 16,850,000 | $13.9M | No change |
| COLLEGIUM PHARMA INC (COLL 2.875 02/15/29) | NOTE 2.875% 2/1 · principal | 10,200,000 | $12.7M | New |
| ENCORE CAPITAL GROUP INC (ECPG 3.25 10/01/25) | NOTE 3.250%10/0 · principal | 10,050,000 | $12.6M | Reduce -35.4% |
| ANYWHERE RE GRP/REALOGY (HOUS 0.25 06/15/26) | NOTE 0.250% 6/1 · principal | 15,716,000 | $12.5M | No change |
| TWO HARBORS INV CORP (TWO 6.25 01/15/26) | NOTE 6.250% 1/1 · principal | 9,279,000 | $8.8M | No change |
| MAXEON SOLAR TECH (MAXN 6.5 07/15/25) | NOTE 6.500% 7/1 · principal | 16,720,000 | $8.7M | Reduce -0.3% |
| OMEROS CORP (OMER 5.25 02/15/26) | NOTE 5.250% 2/1 · principal | 11,000,000 | $7.9M | Reduce -12.9% |
| COINBASE GLOBAL INC (COIN 0.5 06/01/26) | NOTE 0.500% 6/0 · principal | 7,000,000 | $7.7M | Reduce -82.8% |
| GLAUKOS CORP (GKOS 2.75 06/15/27) | NOTE 2.750% 6/1 · principal | 3,500,000 | $6.2M | New |
| LIBERTY INTERACTIVE LLC (LINTA 4 11/15/29) | DEB 4.000%11/1 · principal | 14,559,000 | $5.9M | No change |
| TPI COMPOSITES INC (TPIC 5.25 03/15/28) | NOTE 5.250% 3/1 · principal | 8,951,000 | $4.2M | New |
| GROUPON INC (GRPN 1.125 03/15/26) | NOTE 1.125% 3/1 · principal | 5,300,000 | $4.2M | Add +39.5% |
| GOSSAMER BIO INC (GOSS 5 06/01/27) | NOTE 5.000% 6/0 · principal | 10,004,000 | $4.0M | No change |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 698,301 | $3.1M | Add +5.9% |
| VERITONE INC (VERI 1.75 11/15/26) | NOTE 1.750%11/1 · principal | 7,650,000 | $2.8M | No change |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | 3,000,000 | $2.8M | Reduce -88.8% |
| CARDLYTICS INC (CDLX 1 09/15/25) | NOTE 1.000% 9/1 · principal | 3,000,000 | $2.7M | Reduce -86.0% |
| INNOVATE CORP (VATE 7.5 08/01/26 *) | NOTE 7.500% 8/0 · principal | 8,387,000 | $2.7M | No change |
| REDFIN CORP (RDFN 0.5 04/01/27) | NOTE 0.500% 4/0 · principal | 4,685,000 | $2.6M | Reduce -68.4% |
| CUTERA INC (CUTR 4 06/01/29) | NOTE 4.000% 6/0 · principal | 11,390,000 | $2.5M | Add +8.1% |
| SUNNOVA ENERGY INTL INC (NOVA 2.625 02/15/28) | NOTE 2.625% 2/1 · principal | 5,250,000 | $2.1M | Reduce -54.4% |
| BILIBILI INC (BILI 0.5 12/01/26) | NOTE 0.500%12/0 · principal | 2,000,000 | $1.9M | No change |
| FARO TECHNOLOGIES INC (FARO 5.5 02/01/28) | NOTE 5.500% 2/0 · principal | 2,000,000 | $1.7M | New |
| CUTERA INC (CUTR 2.25 06/01/28) | NOTE 2.250% 6/0 · principal | 6,800,000 | $1.4M | Add +17.2% |
| AEON BIOPHARMA INC | *W EXP 07/21/202 | 92,000 | $133K | No change |
| LUNRW Intuitive Machines Inc.-CW | *W EXP 99/99/999 | 75,000 | $131K | No change |
| WESTW Westrock Coffee Holdings- 27 | *W EXP 08/29/202 | 50,000 | $115K | No change |
| SABLE OFFSHORE CORP | *W EXP 02/14/202 | 29,958 | $77K | New |
| ASTLW Algoma Steel Group Inc. -CW26 | *W EXP 10/19/202 | 47,644 | $65K | No change |
| SKGRW SK Growth Opportunities -29 | *W EXP 06/28/202 | 100,000 | $47K | No change |
| VGASW Cenaq Energy Corp. Class A -CW27 | *W EXP 02/15/202 | 190,419 | $45K | No change |
| EFTRW Effector Therape -CW27 | *W EXP 12/31/202 | 298,145 | $40K | No change |
| NVACR Northview Acquisition Co.-RTS | RIGHT 99/99/9999 | 250,000 | $38K | No change |
| OCSAW Oculis Holding AG -30 | *W EXP 03/06/202 | 16,833 | $37K | No change |
| DRTSW Alpha Tau Medical Ltd. -27 | *W EXP 99/99/999 | 146,256 | $37K | No change |
| IGTAR Inception Growth Acq Ltd. -RT | RIGHT 12/08/2026 | 175,000 | $34K | No change |
| EGUVF Evergreen Corporation -CW27 | *W EXP 02/08/202 | 350,000 | $31K | No change |
| KYCHR Keyarch Acquisition Corp.-RT | RIGHT 01/24/2027 | 125,000 | $31K | No change |
| IROHR Iron Horse Acquisitions Righ | RIGHT 99/99/9999 | 150,000 | $31K | New |
| HOLLEY INC | *W EXP 11/30/202 | 84,375 | $30K | No change |
| AIRJW Power & Digital Acq -CW24 | *W EXP 03/15/202 | 50,000 | $28K | New |
| UNITED HOMES GROUP INC | *W EXP 03/30/202 | 25,000 | $25K | No change |
| BBAI.WS Bigbear.ai Holdings -CW28 | *W EXP 12/08/202 | 68,769 | $23K | No change |
| FLYX.WS Eg Acquisition Corp.-A -CW28 | *W EXP 99/99/999 | 53,325 | $23K | No change |
| BRLSW Oxus Acquisition Corp. -CW23 | *W EXP 02/07/202 | 160,000 | $22K | New |
| NOVVR Nova Vision Acquisition-RTS | RIGHT 99/99/9999 | 80,000 | $21K | No change |
| BTMWQ Bitcoin Depot Inc.-CW23 | *W EXP 06/30/202 | 225,000 | $21K | No change |
| SEPAW Sep Acquisition Corp. -CW23 | *W EXP 99/99/999 | 125,000 | $21K | No change |
| BNIXR Bannix Acquisition Corp.-RTS | RIGHT 07/31/2026 | 100,000 | $21K | No change |
| MOBXW Chavrant Capital Acq -CW23 | *W EXP 12/21/202 | 100,000 | $21K | No change |
| GBBKR Global Blockchain Acq - RTS | RIGHT 05/09/2027 | 225,000 | $20K | No change |
| ZURA BIO LTD | *W EXP 99/99/999 | 75,000 | $20K | No change |
| COCHW Envoy Medical Inc.-CW27 | *W EXP 09/29/202 | 184,000 | $20K | No change |
| EVCOW Everest Consolidator Acquisi | *W EXP 99/99/999 | 100,000 | $19K | No change |
| APXIW Apx Acquisition Corp. I -23 | *W EXP 99/99/999 | 125,000 | $19K | No change |
| GHIXW Gores Holding Ix -CW24 | *W EXP 01/14/202 | 50,000 | $17K | No change |
| AONCW American Oncology Netwo-C28 | *W EXP 09/20/202 | 46,000 | $16K | No change |
| SOARW Volato Group Inc. - CW23 | *W EXP 12/04/202 | 100,000 | $15K | No change |
| GMFIW Aetherium Acquisition A -28 | *W EXP 99/99/999 | 250,000 | $15K | No change |
| OCEAW Aesther Healthcare Acq -CW23 | *W EXP 02/14/202 | 50,000 | $15K | No change |
| OAKUR Oak Woods Acquisition Cor-RT | RIGHT 03/23/2028 | 68,000 | $14K | No change |
| MCACR Monterey Capital Acquisit-RT | RIGHT 05/10/2027 | 75,000 | $13K | No change |
| CDTTW Murphy Canyon Acq-CW27 | *W EXP 09/22/202 | 200,000 | $12K | No change |
| RRAWF Rigel Resource Acquisi -CW23 | *W EXP 99/99/999 | 50,000 | $12K | No change |
| BUJAR Bukit Jalil Global Acquisiti | RIGHT 12/30/2024 | 50,000 | $12K | New |
| CRMLW Critical Metals Corp.-28 | *W EXP 02/27/202 | 75,000 | $11K | New |
| OPTXW Omnilit Acquisition Class A -23 | *W EXP 99/99/999 | 75,000 | $11K | No change |
| EONR.WS HNR Acquisition Corp. -CW23 | *W EXP 11/15/202 | 75,000 | $10K | No change |
| AISPW Airship AI Holdings Inc.-CW28 | *W EXP 12/21/202 | 23,000 | $10K | No change |
| DISTR Distoken Acquisition Corp. | RIGHT 99/99/9999 | 100,000 | $10K | No change |
| SMNRW Denali Capital Acq-CW27 | *W EXP 99/99/999 | 200,000 | $10K | No change |
| BAERW Wildfire New Pubco Inc.-27 | *W EXP 01/24/202 | 46,000 | $9K | No change |
| FEXDR Fintech Ecosystem Develo-RTS | RIGHT 04/01/2026 | 75,000 | $9K | No change |
| LAKESHORE BIOPHARMA CO LTD | *W EXP 03/15/202 | 125,000 | $9K | No change |
| RFACR RF Acquisition Corp.- Rights | RIGHT 05/01/2028 | 100,000 | $9K | No change |
| CSLRF Consilium Acquisition -Right | RIGHT 99/99/9999 | 45,000 | $8K | No change |
| HGASW Dune Acq Class A -CW27 | *W EXP 12/21/202 | 200,000 | $8K | No change |
| NVNWF Nvni Group Ltd.-28 | *W EXP 11/01/202 | 175,000 | $8K | No change |
| THCPW Thunder Bridge Capital-CW | *W EXP 04/30/202 | 53,800 | $8K | No change |
| TVGNW Semper Paratus Acqu -CW26 | *W EXP 02/14/202 | 92,787 | $8K | New |
| PPHPR PHP Ventures Acquisition-RTS | RIGHT 01/01/2023 | 55,000 | $7K | No change |
| PNSWQ Banyan Acquisition Co. -CW23 | *W EXP 09/30/202 | 27,500 | $7K | No change |
| FLDDW Fold Holdings Inc. -23 | *W EXP 02/14/203 | 50,000 | $7K | No change |
| NNAGR 99 Acquisition Group -RTS | RIGHT 08/25/2028 | 35,000 | $6K | No change |
| ZEOWW Esgen Acquisition A -CW23 | *W EXP 03/13/202 | 50,000 | $6K | New |
| APLMW Apollomics Inc.-27 | *W EXP 04/01/202 | 200,000 | $6K | No change |
| FTIIW Futuretech II Acq -CW27 | *W EXP 08/18/202 | 151,600 | $6K | No change |
| RACYW Relativity Acquisition-CW27 | *W EXP 12/15/202 | 125,000 | $6K | No change |
| DUETW Duet Acquisition Corp. -27 | *W EXP 07/19/202 | 195,100 | $6K | No change |
| VSACW Vision Sensing Acq -CW23 | *W EXP 99/99/999 | 225,000 | $6K | No change |
| HHGCR HHG Capital Corp.-RTS | RIGHT 02/25/2026 | 55,000 | $6K | No change |
| CNGLW Canna-Global Acquisit -CW23 | *W EXP 99/99/999 | 275,000 | $6K | No change |
| VEEAW Plum Acquisition I A -CW28 | *W EXP 03/18/202 | 14,200 | $6K | No change |
| FRLAW Fortune Rise Acquisit -CW23 | *W EXP 12/06/202 | 137,500 | $6K | No change |
| CYCUW Cycurion Inc.-CW27 | *W EXP 02/13/203 | 175,000 | $5K | No change |
| FHLTW Future Health ESG -CW23 | *W EXP 99/99/999 | 74,700 | $5K | No change |
| HOVRW Pono Capital Three Inc.-A-28 | *W EXP 02/14/202 | 100,000 | $5K | New |
| HYAC.WS Haymaker Acquisition Corp.-28 | *W EXP 05/31/202 | 25,000 | $5K | No change |
| LGVCW Lamf Global Ventures -CW23 | *W EXP 99/99/999 | 50,000 | $5K | No change |
| AOGOW Arogo Capital Acq -CW23 | *W EXP 03/23/202 | 176,000 | $5K | No change |
| GCTS.WS Concord Acq Class A -CW28 | *W EXP 03/01/202 | 12,500 | $5K | New |
| BLEUACACIA LTD | RIGHT 10/30/2026 | 100,000 | $5K | No change |
| UCFIW Iron Horse Acquisition Co.-29 | *W EXP 09/30/203 | 150,000 | $5K | New |
| TRTWF Tortoiseecofin Acquisit-CW | *W EXP 07/22/202 | 44,137 | $5K | No change |
| CPTWF Captivision Inc.-28 | *W EXP 11/15/202 | 37,500 | $5K | No change |
| AIMWF Aimfinity Investment-CW27 | *W EXP 99/99/999 | 350,000 | $5K | No change |
| AACIW Armada Acquisition I -CW23 | *W EXP 99/99/999 | 50,000 | $4K | No change |
| SLMWF Slam Corp.-A -CW27 | *W EXP 99/99/999 | 23,000 | $4K | No change |
| KVAWF Keen Vision Acquisition C-28 | *W EXP 03/15/202 | 75,000 | $4K | No change |
| AERTW Aeries Technology Inc. -CW23 | *W EXP 11/06/202 | 60,662 | $4K | No change |
| RMGWF RMG Acquisition Class A -CW27 | *W EXP 99/99/999 | 63,883 | $4K | No change |
| SEDA.WS SDCL Edge Acq Class A -CW28 | *W EXP 99/99/999 | 25,000 | $4K | No change |
| ASBPW Aspire Biopharma Holdin-CW27 | *W EXP 05/23/202 | 125,000 | $4K | No change |
| PROJECT ENERGY REIMAGINED AC | *W EXP 99/99/999 | 25,000 | $4K | No change |
| BNAIW Brand Engagement Netwo -CW27 | *W EXP 03/14/202 | 30,666 | $4K | New |
| MCAAW Mountain & Co. I Acq -CW23 | *W EXP 09/30/202 | 50,000 | $4K | No change |
| IGTAW Inception Growth Acq -23 | *W EXP 10/15/202 | 87,500 | $4K | No change |
| PBMWW Psyence Biomedical Ltd. | *W EXP 01/22/202 | 50,000 | $4K | New |
| REEWF Cartesian Growth Corp. II -28 | *W EXP 07/12/202 | 33,333 | $3K | No change |
| BNIXW Bannix Acquisition Corp.-CW23 | *W EXP 07/31/202 | 100,000 | $3K | No change |
| MSAIW Sportsmap Tech Acq -CW27 | *W EXP 12/19/202 | 104,126 | $3K | No change |
| PLMWF Plum Acquisition Corp. III-CW | *W EXP 03/31/202 | 25,000 | $3K | No change |
| KYCHW Keyarch Acquisition Corp. -28 | *W EXP 99/99/999 | 62,500 | $3K | No change |
| AEAEW Altenergy Acquisition -CW23 | *W EXP 10/29/202 | 62,500 | $3K | No change |
| ESLAW Tradeup Acquisition Corp.-CW | *W EXP 09/29/202 | 45,476 | $3K | No change |
| AITRR AI Transportation Acquis-RTS | RIGHT 09/01/2028 | 20,000 | $3K | No change |
| AIIOW NWTN Inc. -CW27 | *W EXP 11/11/202 | 50,000 | $3K | No change |
| XAGEW Alpha Healthcare Acquis-CW27 | *W EXP 07/12/202 | 18,750 | $3K | No change |
| ZCARW Zoomcar Holdings Inc. | *W EXP 05/31/202 | 100,000 | $3K | No change |
| NFSWF Enphys Acquisition -CW24 | *W EXP 99/99/999 | 50,000 | $3K | No change |
| ROCLW Roth CH Acquisition V -CW23 | *W EXP 12/10/202 | 37,500 | $3K | No change |
| BCSAW Blockchain Coinvestors Acqui | *W EXP 11/01/202 | 75,000 | $3K | No change |
| CSLWF Consilium Acquisition -27 | *W EXP 99/99/999 | 22,500 | $3K | No change |
| MRNOW Murano Global BV-28 | *W EXP 03/19/202 | 25,000 | $3K | New |
| VSTWF Vast Solar PTY Ltd. -28 | *W EXP 07/01/202 | 37,500 | $3K | No change |
| AFARW Aura Fat Projects Acqui -27 | *W EXP 99/99/999 | 200,000 | $3K | No change |
| CMCWF Capitalworks Emerging-CW23 | *W EXP 99/99/999 | 50,000 | $3K | No change |
| GBBKW Global Blockchain Acq-CW27 | *W EXP 05/09/202 | 225,000 | $2K | No change |
| NOVVW Nova Vision Acquisit -CW28 | *W EXP 12/31/202 | 80,000 | $2K | No change |
| HAIWF Healthcare AI Acq -CW23 | *W EXP 12/07/202 | 50,000 | $2K | No change |
| KRNLW Kernel Group HLDG -A -CW27 | *W EXP 99/99/999 | 56,902 | $2K | No change |
| ECD AUTOMOTIVE DESIGN INC | *W EXP 12/12/202 | 90,000 | $2K | No change |
| OSI.WS Osiris Acquisition Corp.-CW28 | *W EXP 05/01/202 | 75,000 | $2K | No change |
| TETWF Technology & Telecommuni -27 | *W EXP 04/15/202 | 125,000 | $2K | No change |
| TGAWF Target Global Acq I -CW27 | *W EXP 12/08/202 | 33,333 | $2K | No change |
| ATEKW Athena Technology Acq -CW23 | *W EXP 10/17/202 | 50,000 | $2K | No change |
| RMCOW American Acq Class A -CW26 | *W EXP 10/31/202 | 86,204 | $2K | No change |
| RDZNW Vahanna Tech Edge -CW24 | *W EXP 11/30/202 | 20,000 | $2K | No change |
| DISTW Distoken Acquisition Corp.-28 | *W EXP 11/30/202 | 100,000 | $2K | No change |
| OCAXW Oca Acq Corp. Class A -CW27 | *W EXP 01/14/202 | 22,724 | $2K | No change |
| BFQWF Battery Future Acquis A -23 | *W EXP 99/99/999 | 50,000 | $2K | No change |
| FIACW Focus Impact Acquisit -CW23 | *W EXP 99/99/999 | 37,500 | $2K | No change |
| CEROW Phoenix Biotech Acq -CW26 | *W EXP 02/13/202 | 25,000 | $2K | No change |
| HHGCW HHG Capital Corp. -CW27 | *W EXP 02/25/202 | 55,000 | $2K | No change |
| EVE.WS Eve Mobility Acquisit A -23 | *W EXP 12/31/202 | 12,500 | $2K | No change |
| PPYAW Papaya Growth Opportuni-CW23 | *W EXP 12/31/202 | 25,000 | $2K | No change |
| MCACW Monterey Capital Acqui -CW27 | *W EXP 01/01/202 | 75,000 | $2K | No change |
| BHACW Crixus BH3 Acquisition -CW26 | *W EXP 99/99/999 | 25,370 | $2K | No change |
| BLUAW Blueriver Acquisit A -CW26 | *W EXP 01/04/202 | 23,000 | $2K | No change |
| BOCNW Blue Ocean Acquisition A -23 | *W EXP 99/99/999 | 75,000 | $1K | No change |
| ZLSWF Zalatoris II Acquisition Cor | *W EXP 99/99/999 | 40,482 | $1K | No change |
| IVCPW Swiftmerge Acquisition -CW23 | *W EXP 12/13/202 | 25,000 | $1K | No change |
| CRPWF Carbon Revolution PLC | *W EXP 99/99/999 | 15,333 | $1K | No change |
| OAKUW Oak Woods Acquisition -28 | *W EXP 99/99/999 | 68,000 | $1K | No change |
| XFINW Excelfin Acquisition -CW23 | *W EXP 10/25/202 | 25,000 | $1K | No change |
| PERCEPTION CAPITAL CORP IV | *W EXP 99/99/999 | 25,000 | $1K | No change |
| VCXB.WS 10X Capital Venture Ac -CW27 | *W EXP 06/30/202 | 25,000 | $1K | No change |
| SBCWW Pono Capital Two Inc. -27 | *W EXP 09/17/202 | 35,000 | $1K | No change |
| BLEUACACIA LTD | *W EXP 10/30/202 | 50,000 | $1K | No change |
| ONMDW Data Knights Acq Class A -CW28 | *W EXP 11/07/202 | 49,700 | $1K | No change |
Largest 200 of 224 shown.
Total filed on the 13F, all lines: $2.6B.
Portfolio Sells Q4 2023 → Q1 2024
| GRFS Grifols SA-ADR | Reduce -49.6% | 1.60% | −4.13 |
| ACI Albertsons Cos Inc. Class A | Reduce -27.8% | 3.10% | −1.71 |
| LSXMA Liberty Media Corp. Class A New | Reduce -49.7% | 1.16% | −1.17 |
| GPOR Gulfport Energy Corp. | Reduce -33.2% | 2.77% | −0.83 |
| BAX Baxter International Inc. | Reduce -18.8% | 3.85% | −0.62 |
| LSXMK Liberty Media Corp.-Liber-New | Reduce -27.8% | 1.44% | −0.57 |
| THC Tenet Healthcare Corp. | Reduce -57.3% | 0.70% | −0.53 |
| DAL Delta Air Lines Inc. | Sold out | 0.00% | −0.40 |
| HEI.A Heico Corp. Class A | Reduce -12.2% | 3.21% | −0.32 |
| IHRT Iheartmedia Inc. Class A | Reduce -22.6% | 0.15% | −0.10 |
| OPTU Optimum Communications Inc. Class A | Reduce -8.6% | 0.24% | −0.10 |
| GM General Motors Co. | Reduce -22.3% | 1.25% | −0.08 |
| BUJAU Bukit Jalil Global Acquisiti | Sold out | 0.00% | −0.07 |
| SCRM Screaming Eagle Acq Class A | Sold out | 0.00% | −0.05 |
| QETAU Quetta Acquisition Corp. | Sold out | 0.00% | −0.04 |
| MAXNQ Maxeon Solar Technologie | Reduce -58.9% | 0.01% | −0.04 |
| RCL Royal Caribbean Cruises Ltd. | Sold out | 0.00% | −0.03 |
| CUROQ Curo Oldco LLC | Sold out | 0.00% | −0.01 |
| FLAME ACQUISITION CORP | Sold out | 0.00% | −0.01 |
| TPR Tapestry Inc. | Reduce -25.4% | 0.07% | −0.01 |
| ALTERNUS CLEAN ENERGY INC | Sold out | 0.00% | −0.00 |
| JWN Nordstrom Inc. | Reduce -5.4% | 0.32% | −0.00 |
| ANDRETTI ACQUISITION CORP | Sold out | 0.00% | −0.00 |
| TVGNW Semper Paratus Acquisition C | Sold out | 0.00% | −0.00 |
| GCTS.WS Concord Acquisition Corp. III | Sold out | 0.00% | −0.00 |
| AIRJW Power & Digital Infrastructu | Sold out | 0.00% | −0.00 |
| DHC ACQUISITION CORP | Sold out | 0.00% | −0.00 |
| ELBM Electra Battery Materials Co. | Reduce -11.0% | 0.11% | +0.01 |
| CYH Community Health Systems Inc. | Reduce -1.5% | 0.95% | +0.05 |
| BHC Bausch Health Cos Inc. | Reduce -18.7% | 2.11% | +0.07 |
| VAL Valaris Ltd. | Reduce -1.9% | 5.02% | +0.16 |
| TFPM Triple Flag Precious Met | Reduce -1.0% | 6.60% | +0.20 |
Portfolio Buys Q4 2023 → Q1 2024
| AESI Atlas Energy Solutions Inc. | New | 6.43% | +6.43 |
| EQC Equity Commonwealth | New | 1.63% | +1.63 |
| BITO Proshares Bitcoin ETF-Usd | Add +41.6% | 2.25% | +1.20 |
| PPLI People Inc. | Add +9.5% | 9.67% | +0.63 |
| BLCO Bausch + Lomb Corp. | Add +29.3% | 2.70% | +0.55 |
| CSTM Constellium SE | Add +125.7% | 0.93% | +0.54 |
| NAC Nuveen Ca QLTY Muni Inc. | New | 0.53% | +0.53 |
| DCH Dauch Corporation | Add +74.7% | 1.04% | +0.30 |
| CAR Avis Budget Group Inc. | New | 0.26% | +0.26 |
| XMHIX Pioneer Muni High Inc. TR | New | 0.25% | +0.25 |
| XNXJX Nuveen NJ QLTY Muni Inc. | New | 0.25% | +0.25 |
| SVC Service Pptys TR | Add +732.3% | 0.20% | +0.17 |
| BKHAU Black Hawk Acquisition Corp. | New | 0.16% | +0.16 |
| BALY Bally's Corp. | New | 0.15% | +0.15 |
| XPMAX Pioneer Municipal High Inc. | New | 0.15% | +0.15 |
| MBI Mbia Inc. | Add +54.5% | 0.37% | +0.14 |
| DYCQU DT Cloud Acquisition Corp. | New | 0.14% | +0.14 |
| WBD Warner Bros Discovery Inc. | Add +164.0% | 0.28% | +0.14 |
| MERC Mercer International Inc. | Add +164.7% | 0.22% | +0.14 |
| NBH Neuberger Municipal Fund Inc. | New | 0.13% | +0.13 |
| XNQPX Nuveen Pa QLTY Muni Inc. | New | 0.11% | +0.11 |
| DMF BNYM Municipal Income | New | 0.10% | +0.10 |
| CCL Carnival Corp. | New | 0.09% | +0.09 |
| AMC AMC Entertainment HLDS Class A | Add +777.5% | 0.10% | +0.08 |
| SAVEQ Spirit Airlines Inc. | New | 0.08% | +0.08 |
| MHN BlackRock Muniholding NY QLT | New | 0.07% | +0.07 |
| BUJA Bukit Jalil Global Acquisiti | New | 0.07% | +0.07 |
| XMIOX Pioneer Muni High Inc. Opp | New | 0.07% | +0.07 |
| VOD Vodafone Group PLC-SP ADR | Add +136.5% | 0.10% | +0.06 |
| FMN Federated Herm Prem Muni Inc. | New | 0.06% | +0.06 |
| VPV Invesco Pa Val Muni Inc. | New | 0.05% | +0.05 |
| VTN Invesco TR for Invest GRD NY | New | 0.05% | +0.05 |
| SBI Western Asset Intermediate | New | 0.04% | +0.04 |
| KSM DWS Strategic Municipal Inc. | New | 0.04% | +0.04 |
| QETA Quetta Acquisition Corp. | New | 0.04% | +0.04 |
| MPA BlackRock Muniyield Pa Qltyv | New | 0.03% | +0.03 |
| R Ryder System Inc. | Add +2.8% | 0.29% | +0.01 |
| POLESTAR AUTOMOTIVE HLDG UK | New | 0.00% | +0.00 |
| KSS Kohls Corp. | Add +2.2% | 0.17% | −0.00 |
| PARAA Paramount Global Class B | Add +26.1% | 0.18% | −0.01 |
| GT Goodyear Tire & Rubber Co. | Add +2.1% | 0.72% | −0.05 |
| LBRDK Liberty Broadband-C | Add +17.9% | 17.02% | −4.17 |
Options Activity Q4 2023 → Q1 2024
| SPY SS SPDR S&P 500 ETF Trust-US | put | Add +40.9% | 1,300,000 | $680.0M |
| AAPL Apple Inc. | put | Sold out | 350,000 | $67.4Mbefore exit |
| AAL American Airlines Group Inc. | put | Reduce -63.0% | 3,750,000 | $57.6M |
| CCL Carnival Corp. | put | Reduce -33.3% | 3,400,000 | $55.6M |
| TDW Tidewater Inc. | call | Sold out | 500,000 | $36.1Mbefore exit |
| BYND Beyond Meat Inc. | put | Reduce -4.5% | 3,039,200 | $25.2M |
| MSTR Strategy Inc. | put | Reduce -47.6% | 11,000 | $18.8M |
| TSLA Tesla Inc. | put | New | 100,000 | $17.6M |
| MSTR Strategy Inc. | call | Reduce -33.3% | 10,000 | $17.0M |
| OIH Vaneck Oil Services ETF | put | Reduce -66.7% | 50,000 | $16.8M |
| RUN Sunrun Inc. | put | New | 1,250,000 | $16.5M |
| RIVN Rivian Automotive Inc. Class A | put | Add +50.0% | 1,500,000 | $16.4M |
| NCLH Norwegian Cruise Line Holdin | put | Sold out | 750,000 | $15.0Mbefore exit |
| SCHW Schwab (charles) Corp. | put | Sold out | 200,000 | $13.8Mbefore exit |
| UPST Upstart Holdings Inc. | put | Reduce -28.6% | 300,000 | $8.1M |
| EWZ iShares MSCI Brazil ETF | put | New | 200,000 | $6.5M |
| SABR Sabre Corp. | put | Sold out | 1,150,000 | $5.1Mbefore exit |
| NFE New Fortress Energy Inc. | put | New | 150,000 | $4.6M |
| BE Bloom Energy Corp. Class A | put | New | 340,000 | $3.8M |
| RIG Transocean Ltd. | put | Reduce -52.6% | 450,000 | $2.8M |
| AMC AMC Entertainment HLDS Class A | put | Add +100.0% | 700,000 | $2.6M |
| FSRNQ Fisker Inc. | put | Sold out | 1,417,300 | $2.5Mbefore exit |
| SAVEQ Spirit Airlines Inc. | put | New | 500,000 | $2.4M |
| LUMN Lumen Technologies Inc. | put | Reduce -50.0% | 1,500,000 | $2.3M |
| LCID Lucid Group Inc. | put | Reduce -26.3% | 700,000 | $2.0M |
| PSEC Prospect Capital Corp. | put | Sold out | 311,000 | $1.9Mbefore exit |
| OPITQ Office Properties Income Tru | call | New | 500,000 | $1.0M |
| EAF Graftech International Ltd. | call | New | 500,000 | $690K |
| TDG Transdigm Group Inc. | put | Sold out | 500 | $506Kbefore exit |
| WGHTQ WW International Inc. | put | New | 200,000 | $370K |
| UP Wheels Up Experience Inc. | put | New | 65,000 | $187K |
| POLESTAR AUTOMOTIVE HLDG UK | call | Sold out | 75,000 | $18Kbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2023 → Q1 2024
| MICROSTRATEGY INC (MSTR 0.75 12/15/25) | NOTE 0.750%12/1 · principal | Reduce -8.1% | 56,600,000 | $242.5M |
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | Reduce -7.4% | 75,050,000 | $213.3M |
| MICROSTRATEGY INC (MSTR 0 02/15/27) | NOTE 2/1 · principal | Add +45.8% | 103,220,000 | $140.5M |
| FRESHPET INC (FRPT 3 04/01/28) | NOTE 3.000% 4/0 · principal | New | 67,500,000 | $121.1M |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | Reduce -4.3% | 99,470,000 | $115.3M |
| TRANSOCEAN INTERNTNL LTD (RIG 4.625 09/30/29 *) | DEB 4.625% 9/3 · principal | Reduce -11.0% | 40,533,000 | $81.8M |
| ON SEMICONDUCTOR CORP (ON 0 05/01/27) | NOTE 5/0 · principal | Reduce -3.6% | 53,500,000 | $78.6M |
| ZILLOW GROUP INC (Z 1.375 09/01/26) | NOTE 1.375% 9/0 · principal | Reduce -4.5% | 55,795,000 | $68.7M |
| SEMTECH CORP (SMTC 1.625 11/01/27) | NOTE 1.625%11/0 · principal | Add +29.9% | 63,050,000 | $62.0M |
| NOVA LTD (NVMI 0 10/15/25) | NOTE 10/1 · principal | Add +12.7% | 24,800,000 | $58.9M |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | Add +15.9% | 38,250,000 | $50.3M |
| ENCORE CAPITAL GROUP INC (ECPG 4 03/15/29) | NOTE 4.000% 3/1 · principal | New | 49,700,000 | $46.5M |
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | Add +18.5% | 77,000,000 | $43.3M |
| SUNNOVA ENERGY INTL INC (NOVA 0.25 12/01/26) | NOTE 0.250%12/0 · principal | Reduce -21.1% | 83,320,000 | $42.2M |
| NABORS INDUSTRIES INC (NBR 1.75 06/15/29) | NOTE 1.750% 6/1 · principal | New | 38,347,000 | $28.9M |
| ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) | NOTE 1.000%12/0 · principal | Reduce -9.5% | 26,200,000 | $24.2M |
| XOMETRY INC (XMTR 1 02/01/27) | NOTE 1.000% 2/0 · principal | Reduce -5.5% | 29,985,000 | $22.8M |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | Add +162.1% | 16,168,000 | $22.0M |
| NOVAVAX INC (NVAX 5 12/15/27) | NOTE 5.000%12/1 · principal | New | 33,750,000 | $21.0M |
| INSMED INC (INSM 0.75 06/01/28) | NOTE 0.750% 6/0 · principal | Reduce -23.7% | 18,550,000 | $19.9M |
| BEYOND MEAT INC (BYND 0 03/15/27) | NOTE 3/1 · principal | Reduce -2.4% | 80,571,000 | $18.9M |
| BILL HOLDINGS INC (BILL 0 12/01/25) | NOTE 12/0 · principal | Sold out | 19,124,000 | $18.0Mbefore exit |
| LIBERTY INTERACTIVE LLC (LINTA 3.75 02/15/30) | DEB 3.750% 2/1 · principal | Add +31.8% | 43,663,000 | $17.5M |
| WOLF Wolfspeed Inc. (wolf 1.75 05/01/26) | NOTE 1.750% 5/0 · principal | Reduce -10.4% | 17,209,000 | $16.5M |
| REPLIGEN CORP | NOTE 1.000%12/1 · principal | Sold out | 11,500,000 | $12.8Mbefore exit |
| COLLEGIUM PHARMA INC (COLL 2.875 02/15/29) | NOTE 2.875% 2/1 · principal | New | 10,200,000 | $12.7M |
| ENCORE CAPITAL GROUP INC (ECPG 3.25 10/01/25) | NOTE 3.250%10/0 · principal | Reduce -35.4% | 10,050,000 | $12.6M |
| MAXEON SOLAR TECH (MAXN 6.5 07/15/25) | NOTE 6.500% 7/1 · principal | Reduce -0.3% | 16,720,000 | $8.7M |
| OMEROS CORP (OMER 5.25 02/15/26) | NOTE 5.250% 2/1 · principal | Reduce -12.9% | 11,000,000 | $7.9M |
| COINBASE GLOBAL INC (COIN 0.5 06/01/26) | NOTE 0.500% 6/0 · principal | Reduce -82.8% | 7,000,000 | $7.7M |
| GLAUKOS CORP (GKOS 2.75 06/15/27) | NOTE 2.750% 6/1 · principal | New | 3,500,000 | $6.2M |
| PLUG POWER INC (PLUG 3.75 06/01/25) | NOTE 3.750% 6/0 · principal | Sold out | 5,000,000 | $5.2Mbefore exit |
| TPI COMPOSITES INC (TPIC 5.25 03/15/28) | NOTE 5.250% 3/1 · principal | New | 8,951,000 | $4.2M |
| GROUPON INC (GRPN 1.125 03/15/26) | NOTE 1.125% 3/1 · principal | Add +39.5% | 5,300,000 | $4.2M |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | Add +5.9% | 698,301 | $3.1M |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | Reduce -88.8% | 3,000,000 | $2.8M |
| CARDLYTICS INC (CDLX 1 09/15/25) | NOTE 1.000% 9/1 · principal | Reduce -86.0% | 3,000,000 | $2.7M |
| REDFIN CORP (RDFN 0.5 04/01/27) | NOTE 0.500% 4/0 · principal | Reduce -68.4% | 4,685,000 | $2.6M |
| CUTERA INC (CUTR 4 06/01/29) | NOTE 4.000% 6/0 · principal | Add +8.1% | 11,390,000 | $2.5M |
| SUNNOVA ENERGY INTL INC (NOVA 2.625 02/15/28) | NOTE 2.625% 2/1 · principal | Reduce -54.4% | 5,250,000 | $2.1M |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | Sold out | 1,964,000 | $1.9Mbefore exit |
| FARO TECHNOLOGIES INC (FARO 5.5 02/01/28) | NOTE 5.500% 2/0 · principal | New | 2,000,000 | $1.7M |
| CUTERA INC (CUTR 2.25 06/01/28) | NOTE 2.250% 6/0 · principal | Add +17.2% | 6,800,000 | $1.4M |
| SABLE OFFSHORE CORP | *W EXP 02/14/202 | New | 29,958 | $77K |
| DMAQR Deep Medicine Acquition-RTS | RIGHT 10/22/2026 | Sold out | 250,000 | $75Kbefore exit |
| ACAXR Alset Capital Acquisitio-RTS | RIGHT 01/31/2027 | Sold out | 284,000 | $60Kbefore exit |
| IROHR Iron Horse Acquisitions Righ | RIGHT 99/99/9999 | New | 150,000 | $31K |
| AIRJW Power & Digital Acq -CW24 | *W EXP 03/15/202 | New | 50,000 | $28K |
| BRLSW Oxus Acquisition Corp. -CW23 | *W EXP 02/07/202 | New | 160,000 | $22K |
| BUJAR Bukit Jalil Global Acquisiti | RIGHT 12/30/2024 | New | 50,000 | $12K |
Showing the first 50 of 82.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 306 | $1.9B | PEN, TECH, WBS, CZR, AZUL |
| Q1 2026Amended | 276 | $1.8B | GTLS, PEN, WBS, SUPER MICRO COMPUTER INC (SMCI 3.5 03/01/29), LBRDK |
| Q4 2025Amended | 233 | $1.6B | SUPER MICRO COMPUTER INC (SMCI 3.5 03/01/29), CADE, GTLS, CMA, CYBR |
| Q3 2025Amended | 185 | $1.5B | VRNA, SUPER MICRO COMPUTER INC (SMCI 3.5 03/01/29), LBRDK, CYBR, COOP |
| Q2 2025Amended | 165 | $1.4B | SUPER MICRO COMPUTER INC (SMCI 3.5 03/01/29), LBRDK, CHX, COOP, AZEK |
| Q1 2025Amended | 126 | $1.2B | SUPER MICRO COMPUTER INC (SMCI 3.5 03/01/29), BERY, LBRDK, SPY, CHX |
| Q4 2024Amended | 94 | $579.3M | LBRDK, PPLI, TFPM, HEI.A, GRFS |
| Q3 2024Amended | 94 | $721.0M | LBRDK, TFPM, PPLI, GRFS, HEI.A |
| Q2 2024Amended | 98 | $745.0M | LBRDK, PPLI, TFPM, VAL, CHRD |
| Q1 2024Amended | 87 | $773.4M | LBRDK, PPLI, TFPM, AESI, VAL |