Zazove Associates LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed June 4, 2024), Zazove Associates LLC reported 30 stock positions worth $64.3 million. Its top holding was Kayne Anderson Energy Infra (KYN) at 12.2% of the portfolio, followed by Urban One (10.6%) and Granite Ridge Resources (GRNT, 10.5%). Compared with Q4 2023, it opened 1 new position, sold out of 6, added to 2 and reduced 7. The biggest buy was a new position in Hudson Technologies (HDSN) and the biggest sale Clear Channel Outdoor Holdin (CCO, shares −14%).
- Most Recent 13F
- Q2 2026
- Location
- INCLINE VILLAGE, NV
- CIK
- 0001009012
- Portfolio Value
- $64.3M (Q1 2024)
- SEC Filing
- 0001171520-24-000219 ↗ filed Jun 4, 2024
Holdings Value
Holdings 30 stocks · $64.3M
| KYN Kayne Anderson Energy Infra | 12.16% | 781,787 | $7.8M | No change |
| URBAN ONE INC | 10.65% | 3,357,350 | $6.8M | Add +36.3% |
| GRNT Granite Ridge Resources Inc. | 10.47% | 1,036,321 | $6.7M | Reduce -0.8% |
| UAN CVR Partners LP | 9.37% | 76,700 | $6.0M | No change |
| CMLSQ Cumulus Media Inc. Class A | 8.14% | 1,458,428 | $5.2M | No change |
| VUSB Vanguard Ultra Short Bond Et | 7.70% | 100,000 | $5.0M | No change |
| BHR Braemar Hotels & Resorts Inc. | 6.53% | 2,101,511 | $4.2M | No change |
| CCO Clear Channel Outdoor Holdin | 5.80% | 2,262,294 | $3.7M | Reduce -14.3% |
| STKL Sunopta Inc. | 5.04% | 472,242 | $3.2M | Reduce -20.5% |
| GDL GDL Fund | 4.68% | 378,222 | $3.0M | No change |
| THCH TH International Ltd./Cayman | 2.46% | 1,376,465 | $1.6M | No change |
| URBAN ONE INC | 2.46% | 585,978 | $1.6M | No change |
| SKIN Skinhealth Systems Inc. filed as THE BEAUTY HEALTH COMPANY | 2.36% | 342,404 | $1.5M | No change |
| HDSN Hudson Technologies Inc. | 2.14% | 125,000 | $1.4M | New |
| XJQCX Nuveen Credit Strategies Inc. | 2.12% | 244,762 | $1.4M | Reduce -9.3% |
| OSISKO DEVELOPMENT CORP | 2.07% | 625,200 | $1.3M | No change |
| NCMI National Cinemedia Inc. | 1.04% | 130,126 | $670K | No change |
| PFIX Simplify Interest Rate Hedge | 0.94% | 13,450 | $603K | Reduce -22.0% |
| BFLY Butterfly Network Inc. | 0.93% | 555,749 | $600K | Reduce -4.3% |
| TCSGQ Container Store Group Inc. | 0.83% | 470,410 | $536K | Add +72.6% |
| EPD Enterprise Products Partners | 0.67% | 14,710 | $429K | No change |
| XFRAX BlackRock Fltng RT Inc. Strat | 0.42% | 21,095 | $273K | Reduce -44.9% |
| ET Energy Transfer LP | 0.37% | 15,000 | $236K | No change |
| AFT Apollo Senior Floating Rate | 0.32% | 14,507 | $207K | No change |
| XPHDX Pioneer Floating Rate Fund | 0.10% | 6,511 | $63K | No change |
| WFRD Weatherford International PL | 0.08% | 467 | $54K | No change |
| PEO Adams Natural Resources Fund | 0.07% | 1,800 | $42K | No change |
| JFR Nuveen Floating Rate Income | 0.06% | 4,387 | $38K | No change |
| CURI Curiositystream Inc. | 0.01% | 6,310 | $7K | No change |
| GETY Getty Images Holdings Inc. | 0.00% | 175 | $1K | No change |
Other holdings (96): bonds, preferreds, convertibles and warrants · $690.0M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 60,105,000 | $60.7M | Reduce -2.1% |
| SIRIUS XM HOLDINGS (SIRI 3.75 03/15/28) | NOTE 3.750% 3/1 · principal | 40,349,000 | $49.7M | New |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | 51,305,000 | $49.2M | New |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | 46,135,000 | $45.8M | Reduce -3.4% |
| MGP INGREDIENTS INC (MGPI 1.875 11/15/41) | NOTE 1.875%11/1 · principal | 40,011,000 | $43.3M | Add +2.6% |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 41,895,000 | $43.3M | Reduce -6.4% |
| MIDDLEBY CORP (MIDD 1 09/01/25) | NOTE 1.000% 9/0 · principal | 24,435,000 | $32.1M | Reduce -5.8% |
| SSR MINING INC (SSRMCN 2.5 04/01/39) | NOTE 2.500% 4/0 · principal | 34,510,000 | $30.9M | Reduce -53.9% |
| JBT MAREL CORP (JBTM 0.25 05/15/26) | NOTE 0.250% 5/1 · principal | 28,176,000 | $26.1M | Reduce -0.2% |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 22,204,000 | $22.4M | No change |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | 22,890,000 | $21.5M | Reduce -0.4% |
| BRAEMAR HOTELS & RESORTS (BHR 4.5 06/01/26) | NOTE 4.500% 6/0 · principal | 20,490,000 | $17.8M | Reduce -1.2% |
| PETIQ INC (PETQ 4 06/01/26) | NOTE 4.000% 6/0 · principal | 16,775,000 | $16.7M | Reduce -0.7% |
| ASCENDIS PHARMA A/S (ASND 2.25 04/01/28) | NOTE 2.250% 4/0 · principal | 13,115,000 | $15.2M | Reduce -28.2% |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 14,070,000 | $14.9M | No change |
| VAREX IMAGING CORPORATIO (VREX 4 06/01/25) | NOTE 4.000% 6/0 · principal | 12,585,000 | $13.9M | No change |
| CONMED CORP (CNMD 2.25 06/15/27) | NOTE 2.250% 6/1 · principal | 12,840,000 | $11.8M | Reduce -0.5% |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | 12,387,000 | $11.5M | Add +5884.1% |
| BROOKDALE SENIOR LIVING (BKD 2 10/15/26) | NOTE 2.000%10/1 · principal | 11,210,000 | $11.0M | Add +1021.0% |
| DJTWW Trump Media & Technology Gro | *W EXP 03/25/202 | 366,776 | $10.0M | Reduce -2.6% |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | 9,900,000 | $9.4M | New |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | 6,005,000 | $7.3M | Reduce -4.2% |
| INTERDIGITAL INC (IDCC 3.5 06/01/27) | NOTE 3.500% 6/0 · principal | 5,000,000 | $7.2M | Reduce -14.1% |
| WESTW Westrock Coffee Holdings- 27 | *W EXP 08/29/202 | 3,062,729 | $7.0M | Add +0.1% |
| IMAX CORP (IMAX 0.5 04/01/26) | NOTE 0.500% 4/0 · principal | 7,240,000 | $6.8M | Reduce -57.9% |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | 6,821,000 | $6.7M | New |
| CNX RESOURCES CORP (CNX 2.25 05/01/26) | NOTE 2.250% 5/0 · principal | 2,500,000 | $4.7M | No change |
| SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) | NOTE 0.500% 8/0 · principal | 5,000,000 | $4.6M | New |
| INNOVATE CORP (VATE 7.5 08/01/26 *) | NOTE 7.500% 8/0 · principal | 12,203,000 | $4.3M | No change |
| MIR.WS Mirion Technologies Inc.-CW25 | *W EXP 10/20/202 | 1,907,649 | $4.3M | Add +0.9% |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | 2,870,000 | $4.1M | Reduce -17.1% |
| NPWR.WS Rice Acquisition Corp. II-CW | *W EXP 06/08/202 | 1,258,513 | $3.8M | Reduce -0.3% |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | 3,500,000 | $3.6M | No change |
| GUARDANT HEALTH INC (GH 0 11/15/27) | NOTE 11/1 · principal | 4,840,000 | $3.3M | Reduce -1.0% |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | 2,965,000 | $3.3M | Reduce -83.5% |
| ZILLOW GROUP INC (Z 1.375 09/01/26) | NOTE 1.375% 9/0 · principal | 2,500,000 | $3.1M | No change |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | 2,500,000 | $3.1M | New |
| SUMMIT HOTEL PROPERTIES (INN 1.5 02/15/26) | NOTE 1.500% 2/1 · principal | 3,311,000 | $3.0M | Reduce -9.4% |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 662,136 | $3.0M | Add +35.8% |
| PEABODY ENERGY CORP (BTU 3.25 03/01/28) | NOTE 3.250% 3/0 · principal | 2,000,000 | $2.8M | No change |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | 3,130,000 | $2.8M | Reduce -9.5% |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | 2,500,000 | $2.8M | No change |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | 2,500,000 | $2.6M | No change |
| RUMBW Rumble Inc.-CW28 | *W EXP 09/16/202 | 1,097,695 | $2.5M | Add +3.0% |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 3,000,000 | $2.4M | New |
| PAGERDUTY INC. (PD 1.25 07/01/25) | NOTE 1.250% 7/0 · principal | 2,500,000 | $2.4M | No change |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | 2,000,000 | $2.3M | No change |
| SOLAR EDGE TECHNOLOGIES (SEDG 0 09/15/25) | NOTE 9/1 · principal | 2,500,000 | $2.3M | No change |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | 2,000,000 | $2.3M | No change |
| INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28) | NOTE 2.125% 2/1 · principal | 1,430,000 | $2.1M | New |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | 1,800,000 | $1.8M | New |
| CUTERA INC (CUTR 2.25 06/01/28) | NOTE 2.250% 6/0 · principal | 7,140,000 | $1.7M | No change |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 1,720,000 | $1.7M | New |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | 1,670,000 | $1.7M | Add +9.9% |
| CUTERA INC (CUTR 4 06/01/29) | NOTE 4.000% 6/0 · principal | 7,775,000 | $1.7M | Add +14.8% |
| ALTAIR ENGINEERING INC (ALTR 1.75 06/15/27) | NOTE 1.750% 6/1 · principal | 1,250,000 | $1.6M | No change |
| PENGUIN SOLUTIONS CAYMEN (PENG 2.25 02/15/26) | NOTE 2.250% 2/1 · principal | 1,000,000 | $1.4M | No change |
| CHEFS' WAREHOUSE THE (CHEF 1.875 12/01/24) | NOTE 1.875%12/0 · principal | 1,313,000 | $1.4M | No change |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | 1,320,000 | $1.3M | Reduce -22.4% |
| LSEAW Landsea Homes Corp.-CW23 | *W EXP 01/08/202 | 2,194,348 | $943K | Add +3.3% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 687 | $833K | No change |
| ETSY INC (ETSY 0.25 06/15/28) | NOTE 0.250% 6/1 · principal | 1,000,000 | $791K | No change |
| PCTTW Purecycle Techno-CW26 | *W EXP 03/17/202 | 343,683 | $660K | Add +3.0% |
| KAMAN CORP (KAMN 3.25 05/01/24) | NOTE 3.250% 5/0 · principal | 563,000 | $562K | Reduce -95.7% |
| RINGCENTRAL INC (RNG 0 03/15/26) | NOTE 3/1 · principal | 489,000 | $440K | No change |
| PENNYMAC CORP (PMT 5.5 03/15/26) | NOTE 5.500% 3/1 · principal | 287,000 | $273K | Reduce -10.0% |
| NICE LTD (NICEIT 0 09/15/25) | NOTE 9/1 · principal | 250,000 | $263K | New |
| AMPX.WS Amprius Technologies Inc. | *W EXP 09/14/202 | 1,089,409 | $261K | No change |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 9,266 | $229K | No change |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | 249,000 | $229K | No change |
| OKTA INC (OKTA 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 242,000 | $223K | No change |
| BLOCK INC (XYZ 0 05/01/26) | NOTE 5/0 · principal | 249,000 | $223K | No change |
| CRACKER BARREL OLD COUNT (CBRL 0.625 06/15/26) | NOTE 0.625% 6/1 · principal | 249,000 | $220K | No change |
| CABLE ONE INC (CABO 0 03/15/26) | NOTE 3/1 · principal | 248,000 | $217K | No change |
| LYFT INC (LYFT 1.5 05/15/25) | NOTE 1.500% 5/1 · principal | 207,000 | $202K | No change |
| WHOLE EARTH BRANDS INC | *W EXP 06/25/202 | 3,379,875 | $185K | Add +64.3% |
| SEA LTD (SEALTD 1 12/01/24) | NOTE 1.000%12/0 · principal | 150,000 | $182K | No change |
| CHEGG INC (CHGG 0 09/01/26) | NOTE 9/0 · principal | 199,000 | $167K | No change |
| LIVE NATION ENTERTAINMEN (LYV 2 02/15/25) | NOTE 2.000% 2/1 · principal | 150,000 | $167K | No change |
| MFA FINANCIAL INC (MFA 6.25 06/15/24) | NOTE 6.250% 6/1 · principal | 162,000 | $161K | No change |
| NOVOCURE LTD (NVCR 0 11/01/25) | NOTE 11/0 · principal | 158,000 | $144K | No change |
| SEA LTD (SEALTD 0.25 09/15/26) | NOTE 0.250% 9/1 · principal | 167,000 | $143K | No change |
| FORUM ENERGY TECHNOLOGIE (FET 9 08/04/25) | NOTE 9.000% 8/0 · principal | 137,837 | $138K | No change |
| JAZZ INVESTMENTS I LTD (JAZZ 1.5 08/15/24) | NOTE 1.500% 8/1 · principal | 120,000 | $118K | No change |
| LIBERTY INTERACTIVE LLC (LINTA 3.75 02/15/30) | DEB 3.750% 2/1 · principal | 220,000 | $91K | Reduce -17.3% |
| T1 ENERGY INC | *W EXP 07/09/202 | 346,411 | $58K | No change |
| SMR.WS Nuscale Power Co. -CW27 | *W EXP 05/02/202 | 59,739 | $49K | New |
| LANWF Lanvin Group Holdings Ltd.-27 | *W EXP 01/14/202 | 1,334,846 | $41K | No change |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | 434 | $21K | No change |
| HAEMONETICS CORP (HAE 0 03/01/26) | NOTE 3/0 · principal | 22,000 | $20K | No change |
| FOACW Finance of America Cos -CW26 | *W EXP 04/08/202 | 502,865 | $16K | No change |
| RDZNW Vahanna Tech Edge -CW24 | *W EXP 11/30/202 | 150,602 | $14K | No change |
| PSEWF Paysafe Ltd. -CW26 | *W EXP 03/30/202 | 399,748 | $12K | No change |
| AIIOW NWTN Inc. -CW27 | *W EXP 11/11/202 | 64,571 | $4K | No change |
| SPWRW Sunpower Inc.-CW27 | *W EXP 07/31/202 | 25,171 | $1K | No change |
| GREAT AJAX CORP (RPT 7.25 04/30/24) | 7.25 CV SR NT 24 | 27 | $1K | No change |
Total filed on the 13F, all lines: $754.4M.
Portfolio Sells Q4 2023 → Q1 2024
| CCO Clear Channel Outdoor Holdin | Reduce -14.3% | 5.80% | −1.10 |
| BRC INC-A | Sold out | 0.00% | −0.72 |
| SAND Sandstorm Gold Ltd. | Sold out | 0.00% | −0.31 |
| XFRAX BlackRock Fltng RT Inc. Strat | Reduce -44.9% | 0.42% | −0.27 |
| PFIX Simplify Interest Rate Hedge | Reduce -22.0% | 0.94% | −0.05 |
| POLESTAR AUTOMOTIVE HLDG UK | Sold out | 0.00% | −0.01 |
| AAL American Airlines Group Inc. | Sold out | 0.00% | −0.01 |
| CANOQ Cano Health Inc. | Sold out | 0.00% | −0.00 |
| AIRJW Power & Digital Infrastructu | Sold out | 0.00% | 0.00 |
| BFLY Butterfly Network Inc. | Reduce -4.3% | 0.93% | +0.03 |
| XJQCX Nuveen Credit Strategies Inc. | Reduce -9.3% | 2.12% | +0.10 |
| STKL Sunopta Inc. | Reduce -20.5% | 5.04% | +0.38 |
| GRNT Granite Ridge Resources Inc. | Reduce -0.8% | 10.47% | +1.44 |
Portfolio Buys Q4 2023 → Q1 2024
| HDSN Hudson Technologies Inc. | New | 2.14% | +2.14 |
| TCSGQ Container Store Group Inc. | Add +72.6% | 0.83% | −0.06 |
| URBAN ONE INC | Add +36.3% | 10.65% | −1.84 |
Notes & Other Activity Q4 2023 → Q1 2024
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | Reduce -2.1% | 60,105,000 | $60.7M |
| SIRIUS XM HOLDINGS (SIRI 3.75 03/15/28) | NOTE 3.750% 3/1 · principal | New | 40,349,000 | $49.7M |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | New | 51,305,000 | $49.2M |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | Reduce -3.4% | 46,135,000 | $45.8M |
| MGP INGREDIENTS INC (MGPI 1.875 11/15/41) | NOTE 1.875%11/1 · principal | Add +2.6% | 40,011,000 | $43.3M |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | Reduce -6.4% | 41,895,000 | $43.3M |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | Sold out | 27,550,000 | $35.5Mbefore exit |
| ARES CAPITAL CORP (ARCC 4.625 03/01/24) | NOTE 4.625% 3/0 · principal | Sold out | 33,956,000 | $35.2Mbefore exit |
| MIDDLEBY CORP (MIDD 1 09/01/25) | NOTE 1.000% 9/0 · principal | Reduce -5.8% | 24,435,000 | $32.1M |
| SSR MINING INC (SSRMCN 2.5 04/01/39) | NOTE 2.500% 4/0 · principal | Reduce -53.9% | 34,510,000 | $30.9M |
| PARSONS CORP (PSN 0.25 08/15/25) | NOTE 0.250% 8/1 · principal | Sold out | 18,423,000 | $26.4Mbefore exit |
| JBT MAREL CORP (JBTM 0.25 05/15/26) | NOTE 0.250% 5/1 · principal | Reduce -0.2% | 28,176,000 | $26.1M |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | Reduce -0.4% | 22,890,000 | $21.5M |
| BRAEMAR HOTELS & RESORTS (BHR 4.5 06/01/26) | NOTE 4.500% 6/0 · principal | Reduce -1.2% | 20,490,000 | $17.8M |
| PETIQ INC (PETQ 4 06/01/26) | NOTE 4.000% 6/0 · principal | Reduce -0.7% | 16,775,000 | $16.7M |
| ASCENDIS PHARMA A/S (ASND 2.25 04/01/28) | NOTE 2.250% 4/0 · principal | Reduce -28.2% | 13,115,000 | $15.2M |
| CONMED CORP (CNMD 2.25 06/15/27) | NOTE 2.250% 6/1 · principal | Reduce -0.5% | 12,840,000 | $11.8M |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | Add +5884.1% | 12,387,000 | $11.5M |
| BROOKDALE SENIOR LIVING (BKD 2 10/15/26) | NOTE 2.000%10/1 · principal | Add +1021.0% | 11,210,000 | $11.0M |
| DJTWW Trump Media & Technology Gro | *W EXP 03/25/202 | Reduce -2.6% | 366,776 | $10.0M |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | New | 9,900,000 | $9.4M |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | Reduce -4.2% | 6,005,000 | $7.3M |
| INTERDIGITAL INC (IDCC 3.5 06/01/27) | NOTE 3.500% 6/0 · principal | Reduce -14.1% | 5,000,000 | $7.2M |
| WESTW Westrock Coffee Holdings- 27 | *W EXP 08/29/202 | Add +0.1% | 3,062,729 | $7.0M |
| IMAX CORP (IMAX 0.5 04/01/26) | NOTE 0.500% 4/0 · principal | Reduce -57.9% | 7,240,000 | $6.8M |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | New | 6,821,000 | $6.7M |
| SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) | NOTE 0.500% 8/0 · principal | New | 5,000,000 | $4.6M |
| MIR.WS Mirion Technologies Inc.-CW25 | *W EXP 10/20/202 | Add +0.9% | 1,907,649 | $4.3M |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | Reduce -17.1% | 2,870,000 | $4.1M |
| NPWR.WS Rice Acquisition Corp. II-CW | *W EXP 06/08/202 | Reduce -0.3% | 1,258,513 | $3.8M |
| GUARDANT HEALTH INC (GH 0 11/15/27) | NOTE 11/1 · principal | Reduce -1.0% | 4,840,000 | $3.3M |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | Reduce -83.5% | 2,965,000 | $3.3M |
| CONMED CORP (CNMD 2.625 02/01/24) | NOTE 2.625% 2/0 · principal | Sold out | 2,500,000 | $3.1Mbefore exit |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | New | 2,500,000 | $3.1M |
| SUMMIT HOTEL PROPERTIES (INN 1.5 02/15/26) | NOTE 1.500% 2/1 · principal | Reduce -9.4% | 3,311,000 | $3.0M |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | Add +35.8% | 662,136 | $3.0M |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | Reduce -9.5% | 3,130,000 | $2.8M |
| RUMBW Rumble Inc.-CW28 | *W EXP 09/16/202 | Add +3.0% | 1,097,695 | $2.5M |
| HELIX ENERGY SOLUTIONS (HOS 6.75 02/15/26) | NOTE 6.750% 2/1 · principal | Sold out | 1,500,000 | $2.4Mbefore exit |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | New | 3,000,000 | $2.4M |
| INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28) | NOTE 2.125% 2/1 · principal | New | 1,430,000 | $2.1M |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | Sold out | 2,000,000 | $2.0Mbefore exit |
| SPLUNK INC (SPLK 1.125 06/15/27) | NOTE 1.125% 6/1 · principal | Sold out | 2,000,000 | $1.9Mbefore exit |
| AIR TRANSPORT SERVICES G (ATSG 1.125 10/15/24) | NOTE 1.125%10/1 · principal | Sold out | 2,000,000 | $1.9Mbefore exit |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | New | 1,800,000 | $1.8M |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | New | 1,720,000 | $1.7M |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | Add +9.9% | 1,670,000 | $1.7M |
| CUTERA INC (CUTR 4 06/01/29) | NOTE 4.000% 6/0 · principal | Add +14.8% | 7,775,000 | $1.7M |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | Reduce -22.4% | 1,320,000 | $1.3M |
| LSEAW Landsea Homes Corp.-CW23 | *W EXP 01/08/202 | Add +3.3% | 2,194,348 | $943K |
Showing the first 50 of 68.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 27 | $36.7M | VUSB, BHR, WEST, UONEK, GRNT |
| Q1 2026Amended | 35 | $55.0M | SPSB, KYN, VUSB, UAN, GRNT |
| Q4 2025 | 48 | $55.6M | BHR, KYN, VUSB, URBAN ONE INC, UAN |
| Q3 2025 | 30 | $44.4M | BHR, VUSB, KYN, URBAN ONE INC, UAN |
| Q2 2025Amended | 27 | $48.7M | UAN, KYN, GRNT, BHR, VUSB |
| Q1 2025 | 28 | $54.6M | SPSB, KYN, WEST, BHR, VUSB |
| Q4 2024 | 27 | $54.5M | KYN, BHR, UAN, GRNT, WEST |
| Q3 2024 | 27 | $55.2M | KYN, BHR, WEST, GRNT, UAN |
| Q2 2024Amended | 28 | $56.6M | KYN, GRNT, UAN, BHR, URBAN ONE INC |
| Q1 2024Amended | 30 | $64.3M | KYN, URBAN ONE INC, GRNT, UAN, CMLSQ |