Zega Financial, LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 14, 2024), Zega Financial, LLC reported 108 stock positions worth $304.3 million. Its top holding was Apple (AAPL) at 18.3% of the portfolio, followed by SS SPDR S&P 500 ETF Trust-US (SPY, 9.8%) and SS Blackstone Sr Loan ETF (SRLN, 7.5%). Compared with Q2 2024, it opened 28 new positions, sold out of 26, added to 35 and reduced 40. The biggest buy was Apple (AAPL, shares +8%) and the biggest sale Diamondback Energy (FANG, shares −3%).
- Most Recent 13F
- Q3 2024
- Location
- Palm Beach Gardens, FL
- CIK
- 0001610186
- Portfolio Value
- $304.3M (Q3 2024)
- SEC Filing
- 0001172661-24-004820 ↗ filed Nov 14, 2024
Holdings Value
Holdings 108 stocks · $304.3M
| AAPL Apple Inc. | 18.33% | 239,383 | $55.8M | Add +7.8% |
| SPY SS SPDR S&P 500 ETF Trust-US | 9.82% | 52,077 | $29.9M | Add +13.8% |
| SRLN SS Blackstone Sr Loan ETF | 7.51% | 546,976 | $22.8M | Add +1.8% |
| SJNK SS SPDR BB St Hi Yield ETF | 7.23% | 854,415 | $22.0M | Add +18.5% |
| ZHDG Zega Buy and Hedge ETF | 5.20% | 771,632 | $15.8M | Reduce -3.4% |
| MSFT Microsoft Corp. | 4.89% | 34,588 | $14.9M | Add +7.1% |
| AMZN Amazon.com Inc. | 3.90% | 63,650 | $11.9M | Add +23.0% |
| XOM Exxon Mobil Corp. | 3.06% | 79,330 | $9.3M | Add +5.3% |
| NVDA Nvidia Corp. | 2.89% | 72,348 | $8.8M | Add +33.6% |
| HYBL SS Blackstone High Inc. ETF | 2.80% | 296,581 | $8.5M | Add +12.8% |
| FANG Diamondback Energy Inc. | 2.56% | 45,254 | $7.8M | Reduce -2.5% |
| AFL Aflac Inc. | 2.35% | 64,000 | $7.2M | Reduce -6.0% |
| UNH Unitedhealth Group Inc. | 1.93% | 10,052 | $5.9M | Add +27.8% |
| IVV iShares Core S&P 500 ETF | 1.44% | 7,589 | $4.4M | Reduce -1.4% |
| COST Costco Wholesale Corp. | 1.36% | 4,665 | $4.1M | Add +28.6% |
| GOOGL Alphabet Inc. Class A | 1.13% | 20,684 | $3.4M | Add +0.5% |
| YMAX Yieldmax Universe Fo in Etfs | 1.12% | 191,200 | $3.4M | Reduce -11.1% |
| SPYT Defiance S&P 500 Tar Inc. ETF | 0.91% | 137,353 | $2.8M | Add +133.7% |
| THTA Sofi Enhanced Yield ETF | 0.87% | 140,123 | $2.7M | Add +3.4% |
| TSLA Tesla Inc. | 0.71% | 8,308 | $2.2M | Add +20.9% |
| PANW Palo Alto Networks Inc. | 0.67% | 5,997 | $2.0M | Add +0.8% |
| JEPI JPMorgan Equity Premium Inco | 0.63% | 32,277 | $1.9M | Reduce -7.7% |
| QQQ Invesco QQQ Trust Series 1 | 0.61% | 3,808 | $1.9M | Reduce -0.1% |
| ANET Arista Networks Inc. | 0.56% | 4,419 | $1.7M | Reduce -0.3% |
| LLY Eli Lilly & Co. | 0.51% | 1,748 | $1.5M | Reduce -24.7% |
| MCK McKesson Corp. | 0.51% | 3,120 | $1.5M | Reduce -0.3% |
| JPST JPMorgan Ultra-Short Income | 0.50% | 30,205 | $1.5M | Add +30.4% |
| SPYD SS SPDR P S&P 500 Hi Div ETF | 0.49% | 32,582 | $1.5M | New |
| META Meta Platforms Inc. Class A | 0.49% | 2,586 | $1.5M | Reduce -15.5% |
| GSY Invesco Ultra Short Duration | 0.47% | 28,293 | $1.4M | Add +31.4% |
| CAT Caterpillar Inc. | 0.47% | 3,625 | $1.4M | Add +3.5% |
| FTSM First Trust Enh Short Mat FD | 0.43% | 21,659 | $1.3M | Add +23.7% |
| PULS Pgim Ultra Short Bond ETF | 0.42% | 25,744 | $1.3M | Add +30.1% |
| KO The Coca-Cola Co. | 0.41% | 17,164 | $1.2M | Add +0.0% |
| JPSE JPM Diversified RT Small Cap filed as J P MORGAN EXCHANGE TRADED F | 0.39% | 24,896 | $1.2M | Add +44.9% |
| XLF SS Financial Select Sector | 0.38% | 25,679 | $1.2M | Add +41.2% |
| ADBE Adobe Inc. | 0.36% | 2,114 | $1.1M | Reduce -15.2% |
| COWZ Pacer US Cash Cows 100 ETF | 0.36% | 18,851 | $1.1M | Reduce -16.5% |
| XLI SS Industrial Select Sector | 0.35% | 7,761 | $1.1M | Reduce -2.8% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.34% | 11,375 | $1.0M | Reduce -34.6% |
| PCAR Paccar Inc. | 0.34% | 10,500 | $1.0M | Reduce -0.3% |
| HD Home Depot Inc. | 0.34% | 2,557 | $1.0M | Add +0.0% |
| AMGN Amgen Inc. | 0.34% | 3,202 | $1.0M | New |
| JNJ Johnson & Johnson | 0.33% | 6,204 | $1.0M | No change |
| ISRG Intuitive Surgical Inc. | 0.33% | 2,020 | $992K | Reduce -7.5% |
| CALF PCR US SM CP CSH CWS ETF-Usd | 0.32% | 21,253 | $989K | Reduce -28.2% |
| INTU Intuit Inc. | 0.31% | 1,529 | $950K | Add +0.6% |
| GWW WW Grainger Inc. filed as GRAINGER W W INC | 0.30% | 888 | $922K | Add +2.4% |
| TDG Transdigm Group Inc. | 0.30% | 637 | $909K | Reduce -2.9% |
| USB US Bancorp | 0.30% | 19,818 | $906K | New |
| CRWD CrowdStrike Holdings Inc. Class A | 0.28% | 3,060 | $858K | Reduce -3.9% |
| ORCL Oracle Corp. | 0.28% | 5,024 | $856K | Reduce -30.4% |
| PG The Procter & Gamble Co. | 0.27% | 4,784 | $829K | Reduce -2.0% |
| NFLX Netflix Inc. | 0.27% | 1,160 | $823K | Reduce -25.4% |
| QQQT Defiance Nasdaq 100 in T ETF | 0.26% | 40,392 | $783K | New |
| JPM JPMorgan Chase & Co. | 0.25% | 3,627 | $765K | Reduce -26.0% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.25% | 1,955 | $750K | Add +0.3% |
| WMB Williams Cos Inc. | 0.23% | 15,211 | $694K | New |
| IJR iShares Core S&P Small-Cap E | 0.22% | 5,819 | $681K | New |
| JPME JPM Diver Ret US MC Equity filed as J P MORGAN EXCHANGE TRADED F | 0.22% | 6,280 | $660K | New |
| V Visa Inc. Class A | 0.21% | 2,356 | $648K | Add +3.2% |
| EPD Enterprise Products Partners | 0.20% | 20,870 | $608K | Add +1.7% |
| ITOT iShares Core S&P Total U.S. | 0.19% | 4,608 | $579K | Reduce -0.8% |
| SYLD Cambria Shareholder Yield Et | 0.19% | 7,918 | $573K | New |
| IWMY Defiance R2000 Weekly Distri | 0.18% | 15,099 | $561K | Reduce -5.8% |
| PDBC Invesco Optimum Yield Divers | 0.18% | 40,981 | $550K | Add +159.4% |
| FIAX Nicholas Fixed Inc. Alt ETF | 0.18% | 27,506 | $538K | Reduce -31.3% |
| GILD Gilead Sciences Inc. | 0.17% | 6,047 | $507K | New |
| WMT Walmart Inc. | 0.16% | 6,106 | $493K | Reduce -0.3% |
| AMD Advanced Micro Devices | 0.14% | 2,668 | $438K | Reduce -65.7% |
| BMY Bristol-Myers Squibb Co. | 0.14% | 8,382 | $434K | New |
| BRK.B Berkshire Hathaway Inc. Class B | 0.13% | 886 | $408K | Reduce -0.2% |
| CVX Chevron Corp. | 0.13% | 2,685 | $395K | Add +6.0% |
| ABT Abbott Laboratories | 0.13% | 3,387 | $386K | Reduce -0.3% |
| FDVV Fidelity High Dividend ETF | 0.12% | 7,507 | $380K | Add +70.3% |
| WDTE Defiance S&P 500 Weekly Dist | 0.12% | 8,313 | $367K | New |
| NVDY Yieldmax Nvda Option Inc. ETF | 0.11% | 14,403 | $345K | Reduce -3.4% |
| ABBV Abbvie Inc. | 0.10% | 1,470 | $290K | Reduce -66.4% |
| VNQ Vanguard Real Estate ETF | 0.10% | 2,971 | $289K | New |
| UBER Uber Technologies Inc. | 0.09% | 3,830 | $288K | Reduce -51.0% |
| QQQY Defiance Nasdaq 100 Weekly D | 0.09% | 7,688 | $282K | Reduce -49.5% |
| SPYV SS SPDR P S&P 500 Value ETF | 0.09% | 5,217 | $276K | Reduce -13.8% |
| MGC Vngrd Mrngstr MG Cap ETF-Usd | 0.09% | 1,290 | $267K | Add +5.6% |
| UPS United Parcel Service Class B | 0.09% | 1,922 | $262K | No change |
| ULST SS Ultra Short TM Bond ETF | 0.08% | 6,325 | $258K | New |
| AXON Axon Enterprise Inc. | 0.08% | 642 | $257K | New |
| TIDAL TRUST II | 0.08% | 18,439 | $254K | New |
| GSST Goldman Sachs Ultra Short Bo | 0.08% | 4,991 | $253K | New |
| ICSH iShares Ultra Short Duration | 0.08% | 4,972 | $252K | New |
| USFR Wisdomtree Floating Rate Tre | 0.08% | 4,976 | $250K | New |
| GOOG Alphabet Inc. Class C | 0.08% | 1,472 | $246K | No change |
| CDNS Cadence Design SYS Inc. | 0.08% | 893 | $242K | New |
| AXP American Express Co. | 0.08% | 877 | $238K | New |
| YQQQ Yieldmax N100 Short Opt Inc. | 0.08% | 12,328 | $230K | New |
| NOW ServiceNow Inc. | 0.07% | 249 | $223K | Reduce -78.8% |
| MA Mastercard Inc. Class A | 0.07% | 442 | $218K | New |
| SPGI S&P Global Inc. | 0.07% | 413 | $213K | New |
| LDOS Leidos Holdings Inc. | 0.07% | 1,267 | $207K | New |
| MU Micron Technology Inc. | 0.07% | 1,950 | $202K | Reduce -7.1% |
| IEF iShares 7-10 Year Treasury B | 0.07% | 2,060 | $202K | New |
Options reported separately and not counted above: SPY calls ($206.9M), SPY puts ($138.7M), QQQ calls ($5.2M), AAPL puts ($4.9M).
Portfolio Sells Q2 2024 → Q3 2024
| FANG Diamondback Energy Inc. | Reduce -2.5% | 2.56% | −0.80 |
| ZHDG Zega Buy and Hedge ETF | Reduce -3.4% | 5.20% | −0.45 |
| YMAX Yieldmax Universe Fo in Etfs | Reduce -11.1% | 1.12% | −0.40 |
| CMG Chipotle Mexican Grill Inc. | Sold out | 0.00% | −0.34 |
| SSO Proshares Ultra S&P500 | Sold out | 0.00% | −0.34 |
| AMD Advanced Micro Devices | Reduce -65.7% | 0.14% | −0.31 |
| IJH iShares Core S&P Midcap ETF | Sold out | 0.00% | −0.29 |
| NOW ServiceNow Inc. | Reduce -78.8% | 0.07% | −0.26 |
| LLY Eli Lilly & Co. | Reduce -24.7% | 0.51% | −0.25 |
| EOG EOG Resources Inc. | Sold out | 0.00% | −0.24 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -34.6% | 0.34% | −0.23 |
| NVO Novo-Nordisk A/S-Spons ADR | Sold out | 0.00% | −0.23 |
| HDV iShares Core High Dividend E | Sold out | 0.00% | −0.20 |
| FDX FedEx Corp. | Sold out | 0.00% | −0.19 |
| ABBV Abbvie Inc. | Reduce -66.4% | 0.10% | −0.18 |
| CRWD CrowdStrike Holdings Inc. Class A | Reduce -3.9% | 0.28% | −0.16 |
| WDTE Tidal TR II | Sold out | 0.00% | −0.16 |
| QQQY Defiance Nasdaq 100 Weekly D | Reduce -49.5% | 0.09% | −0.15 |
| MCK McKesson Corp. | Reduce -0.3% | 0.51% | −0.15 |
| CALF PCR US SM CP CSH CWS ETF-Usd | Reduce -28.2% | 0.32% | −0.14 |
| ADBE Adobe Inc. | Reduce -15.2% | 0.36% | −0.14 |
| STX Seagate Technology Holdings | Sold out | 0.00% | −0.11 |
| XLV SS Health Care Select Sector | Sold out | 0.00% | −0.11 |
| UBER Uber Technologies Inc. | Reduce -51.0% | 0.09% | −0.11 |
| NFLX Netflix Inc. | Reduce -25.4% | 0.27% | −0.11 |
| EBAY eBay Inc. | Sold out | 0.00% | −0.11 |
| JPM JPMorgan Chase & Co. | Reduce -26.0% | 0.25% | −0.11 |
| PKG Packaging Corp. of America | Sold out | 0.00% | −0.11 |
| TIDAL TRUST II | Sold out | 0.00% | −0.10 |
| FIAX Nicholas Fixed Inc. Alt ETF | Reduce -31.3% | 0.18% | −0.10 |
| CRM Salesforce Inc. | Sold out | 0.00% | −0.10 |
| DVN Devon Energy Corp. | Sold out | 0.00% | −0.10 |
| PRU Prudential Financial Inc. | Sold out | 0.00% | −0.09 |
| CAH Cardinal Health Inc. | Sold out | 0.00% | −0.09 |
| APLY Yieldmax Aapl Option Income | Sold out | 0.00% | −0.09 |
| ORCL Oracle Corp. | Reduce -30.4% | 0.28% | −0.09 |
| COWZ Pacer US Cash Cows 100 ETF | Reduce -16.5% | 0.36% | −0.09 |
| JEPI JPMorgan Equity Premium Inco | Reduce -7.7% | 0.63% | −0.09 |
| IVV iShares Core S&P 500 ETF | Reduce -1.4% | 1.44% | −0.08 |
| VZ Verizon Communications Inc. | Sold out | 0.00% | −0.08 |
| SWKS Skyworks Solutions Inc. | Sold out | 0.00% | −0.08 |
| GOOY Yieldmax Googl Option Income | Sold out | 0.00% | −0.08 |
| CPB The Campbell's Company | Sold out | 0.00% | −0.08 |
| MSFO Yieldmax MSFT Option Is ETF | Sold out | 0.00% | −0.08 |
| JPO Yieldmax JP Option Income St | Sold out | 0.00% | −0.07 |
| XOMO Yieldmax Xom Option Income | Sold out | 0.00% | −0.07 |
| KLAC KLA Corp. | Sold out | 0.00% | −0.07 |
| META Meta Platforms Inc. Class A | Reduce -15.5% | 0.49% | −0.07 |
| IWMY Defiance R2000 Weekly Distri | Reduce -5.8% | 0.18% | −0.07 |
| PCAR Paccar Inc. | Reduce -0.3% | 0.34% | −0.05 |
Portfolio Buys Q2 2024 → Q3 2024
| AAPL Apple Inc. | Add +7.8% | 18.33% | +1.41 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +13.8% | 9.82% | +0.81 |
| SJNK SS SPDR BB St Hi Yield ETF | Add +18.5% | 7.23% | +0.72 |
| SPYD SS SPDR P S&P 500 Hi Div ETF | New | 0.49% | +0.49 |
| UNH Unitedhealth Group Inc. | Add +27.8% | 1.93% | +0.48 |
| SPYT Defiance S&P 500 Tar Inc. ETF | Add +133.7% | 0.91% | +0.48 |
| NVDA Nvidia Corp. | Add +33.6% | 2.89% | +0.47 |
| AMGN Amgen Inc. | New | 0.34% | +0.34 |
| USB US Bancorp | New | 0.30% | +0.30 |
| AMZN Amazon.com Inc. | Add +23.0% | 3.90% | +0.28 |
| QQQT Defiance Nasdaq 100 in T ETF | New | 0.26% | +0.26 |
| COST Costco Wholesale Corp. | Add +28.6% | 1.36% | +0.24 |
| WMB Williams Cos Inc. | New | 0.23% | +0.23 |
| IJR iShares Core S&P Small-Cap E | New | 0.22% | +0.22 |
| TSLA Tesla Inc. | Add +20.9% | 0.71% | +0.22 |
| JPME JPM Diver Ret US MC Equity | New | 0.22% | +0.22 |
| SYLD Cambria Shareholder Yield Et | New | 0.19% | +0.19 |
| GILD Gilead Sciences Inc. | New | 0.17% | +0.17 |
| BMY Bristol-Myers Squibb Co. | New | 0.14% | +0.14 |
| JPSE JPM Diversified RT Small Cap | Add +44.9% | 0.39% | +0.12 |
| WDTE Defiance S&P 500 Weekly Dist | New | 0.12% | +0.12 |
| XLF SS Financial Select Sector | Add +41.2% | 0.38% | +0.11 |
| HYBL SS Blackstone High Inc. ETF | Add +12.8% | 2.80% | +0.11 |
| PDBC Invesco Optimum Yield Divers | Add +159.4% | 0.18% | +0.10 |
| VNQ Vanguard Real Estate ETF | New | 0.10% | +0.10 |
| ULST SS Ultra Short TM Bond ETF | New | 0.08% | +0.08 |
| AXON Axon Enterprise Inc. | New | 0.08% | +0.08 |
| TIDAL TRUST II | New | 0.08% | +0.08 |
| GSST Goldman Sachs Ultra Short Bo | New | 0.08% | +0.08 |
| ICSH iShares Ultra Short Duration | New | 0.08% | +0.08 |
| USFR Wisdomtree Floating Rate Tre | New | 0.08% | +0.08 |
| JPST JPMorgan Ultra-Short Income | Add +30.4% | 0.50% | +0.08 |
| CDNS Cadence Design SYS Inc. | New | 0.08% | +0.08 |
| AXP American Express Co. | New | 0.08% | +0.08 |
| GSY Invesco Ultra Short Duration | Add +31.4% | 0.47% | +0.08 |
| YQQQ Yieldmax N100 Short Opt Inc. | New | 0.08% | +0.08 |
| MA Mastercard Inc. Class A | New | 0.07% | +0.07 |
| SPGI S&P Global Inc. | New | 0.07% | +0.07 |
| LDOS Leidos Holdings Inc. | New | 0.07% | +0.07 |
| IEF iShares 7-10 Year Treasury B | New | 0.07% | +0.07 |
| PULS Pgim Ultra Short Bond ETF | Add +30.1% | 0.42% | +0.07 |
| USOY Defiance Oil End Opt Inc. ETF | New | 0.06% | +0.06 |
| TIDAL TRUST II | New | 0.06% | +0.06 |
| FDVV Fidelity High Dividend ETF | Add +70.3% | 0.12% | +0.05 |
| TIDAL TRUST II | New | 0.05% | +0.05 |
| FTSM First Trust Enh Short Mat FD | Add +23.7% | 0.43% | +0.05 |
| CAT Caterpillar Inc. | Add +3.5% | 0.47% | +0.04 |
| HD Home Depot Inc. | Add +0.0% | 0.34% | +0.02 |
| GWW WW Grainger Inc. | Add +2.4% | 0.30% | +0.02 |
| KO The Coca-Cola Co. | Add +0.0% | 0.41% | +0.01 |
Options Activity Q2 2024 → Q3 2024
| SPY SS SPDR S&P 500 ETF Trust-US | call | Add +45.3% | 360,600 | $206.9M |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Reduce -3.9% | 241,700 | $138.7M |
| QQQ Invesco QQQ Trust Series 1 | call | Add +18.9% | 10,700 | $5.2M |
| AAPL Apple Inc. | put | Reduce -38.9% | 20,900 | $4.9M |
| NVDA Nvidia Corp. | call | Sold out | 5,100 | $630Kbefore exit |
| COIN Coinbase Global Inc. Class A | call | Sold out | 2,000 | $444Kbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.