Zimmermann Investment Management & Planning LLC

In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 24, 2024), Zimmermann Investment Management & Planning LLC reported 144 stock positions worth $325.9 million. Its top holding was Invesco QQQ Trust Series 1 (QQQ) at 8.1% of the portfolio, followed by iShares Russell Top 200 Grow (IWY, 5.7%) and iShares S&P 100 ETF (OEF, 5.5%). Compared with Q2 2024, it opened 24 new positions, sold out of 12, added to 60 and reduced 57. The biggest buy was iShares Russell Top 200 ETF (IWL, shares +257%) and the biggest sale JPMorgan US Quality Factor (JQUA, shares −96%).

Most Recent 13F
Q4 2024
Location
New Cumberland, PA
CIK
0001908404
Portfolio Value
$325.9M (Q3 2024)
SEC Filing
0001908404-24-000005 ↗ filed Oct 24, 2024

Holdings Value

0$100.0M$200.0M$300.0M$400.0M Q1 2024: $277.6M Q1 2024 Q2 2024: $299.3M Q2 2024 Q3 2024: $325.9M $325.9M Q3 2024 Q4 2024: $2.3M Q4 2024

Holdings 144 stocks · $325.9M
QQQ Invesco QQQ Trust Series 1 8.07% 53,868 $26.3M Add +7.3%
IWY iShares Russell Top 200 Grow 5.71% 84,505 $18.6M Add +14.2%
OEF iShares S&P 100 ETF 5.52% 64,978 $18.0M Add +4.3%
AAPL Apple Inc. 3.91% 54,655 $12.7M Add +0.8%
NVDA Nvidia Corp. 3.72% 99,831 $12.1M Add +2.9%
FNDX Schwab Fndmntl US LRG Co. ETF 3.46% 157,279 $11.3M Add +129.8%
IWL iShares Russell Top 200 ETF 3.10% 72,026 $10.1M Add +256.6%
JEPI JPMorgan Equity Premium Inco 2.98% 163,220 $9.7M Add +15.2%
SMH Vaneck Semiconductor ETF 2.74% 36,360 $8.9M Add +2.0%
BINC iShares Flex I A ETF-Usd Inc. 2.60% 158,073 $8.5M Add +55.6%
PAVE Global X US Infrastructure 2.28% 180,263 $7.4M Add +4.3%
GRPM Invesco S&P Midcap 400 Garp 2.04% 56,707 $6.6M New
XMMO Invesco S&P Midcap Momentum 2.03% 55,071 $6.6M New
BUG Global X Cybersecurity ETF 1.98% 208,689 $6.5M Reduce -6.9%
XMHQ Invesco S&P Midcap Qual ETF 1.84% 58,331 $6.0M Reduce -37.6%
KCE SS SPDR S&P Cap MKTS ETF 1.83% 47,773 $6.0M Add +246.6%
AMZN Amazon.com Inc. 1.76% 30,737 $5.7M Add +1.1%
SHLD Global X Defense Tech ETF 1.66% 145,222 $5.4M New
IOO iShares Global 100 ETF 1.56% 51,422 $5.1M Reduce -0.1%
FSEP FT Vest U.S. Equity Buffer E 1.54% 111,724 $5.0M New
GOOGL Alphabet Inc. Class A 1.53% 30,105 $5.0M Reduce -0.8%
IAGG iShares Intl Aggregate Bond 1.44% 90,601 $4.7M Reduce -2.9%
XLB SS Materials Select Sector 1.31% 44,169 $4.3M New
IHDG Wisdomtree International Hed 1.23% 87,871 $4.0M Add +11.6%
MSFT Microsoft Corp. 1.17% 8,829 $3.8M Add +1.7%
FTGS First Trust Grwth Strgth ETF 1.10% 115,148 $3.6M Add +140.0%
AOHY Angel Oak High Yild Oppo ETF 1.01% 294,245 $3.3M New
IGHG Proshares Ig Hedged 0.97% 40,844 $3.1M Reduce -41.9%
NFTY First Trust India Nifty 50 E 0.91% 45,645 $3.0M New
USTB Victoryshares Short-Term Bon 0.89% 56,920 $2.9M Add +19.7%
SCHG Schwab US Large-Cap Growth 0.86% 26,976 $2.8M Add +2.7%
AVGO Broadcom Inc. 0.84% 15,964 $2.8M Reduce -9.0%
TCAF T Rowe PRC Cap Appreciation 0.83% 81,488 $2.7M Add +23.4%
PANW Palo Alto Networks Inc. 0.80% 7,612 $2.6M Add +18.2%
CALF PCR US SM CP CSH CWS ETF-Usd 0.77% 54,247 $2.5M Reduce -63.4%
IVE iShares S&P 500 Value ETF 0.71% 11,697 $2.3M Reduce -3.8%
SCHX Schwab US Large-Cap ETF 0.69% 32,995 $2.2M Reduce -0.5%
MCK McKesson Corp. 0.66% 4,361 $2.2M Add +3.5%
DGRW Wisdomtree U.S. Quality Divi 0.64% 25,240 $2.1M Add +5.4%
JMEE JPM Sma & Mid Cap En Eq Et-U filed as J P MORGAN EXCHANGE TRADED F 0.63% 33,911 $2.1M Add +9.9%
COWZ Pacer US Cash Cows 100 ETF 0.63% 35,330 $2.0M Reduce -3.1%
VFMO Vanguard US Momentum Factor 0.62% 12,527 $2.0M Add +306.7%
COST Costco Wholesale Corp. 0.61% 2,240 $2.0M Add +3.5%
ILF iShares Latin America 40 ETF 0.61% 76,539 $2.0M Reduce -56.4%
IUS Invesco Rafi Strategic US Et 0.60% 38,922 $2.0M Reduce -73.9%
KKR KKR & Co. Inc. 0.58% 14,552 $1.9M Add +10.7%
XAR SS SPDR S&P Aerospace Def 0.54% 11,221 $1.8M Reduce -75.2%
WMT Walmart Inc. 0.53% 21,402 $1.7M Add +10.3%
JPM JPMorgan Chase & Co. 0.50% 7,714 $1.6M Add +6.4%
ANGL Vaneck Fallen Angel High YLD 0.48% 52,751 $1.6M Reduce -75.1%
LLY Eli Lilly & Co. 0.46% 1,684 $1.5M Add +7.6%
XLV SS Health Care Select Sector 0.45% 9,594 $1.5M Add +1.0%
EVTR Eaton Vance Total Return 0.45% 28,474 $1.5M New
QWLD State Street SPDR MSCI World 0.45% 11,263 $1.5M Reduce -54.3%
CWS Advisorshares Equity Focused 0.44% 20,986 $1.4M Reduce -5.3%
KIE SS SPDR S&P Insurance ETF 0.40% 22,873 $1.3M Reduce -76.0%
TSLA Tesla Inc. 0.40% 4,920 $1.3M Add +3.7%
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F 0.39% 23,057 $1.3M Add +75.5%
BOTZ Global X Robotics & Artifici 0.38% 38,780 $1.2M Reduce -0.9%
META Meta Platforms Inc. Class A 0.35% 2,006 $1.1M Add +6.3%
GLD SPDR Gold Shares 0.30% 4,056 $986K Add +15.5%
ETN Eaton Corp. PLC 0.29% 2,866 $950K Add +48.0%
SDVY First Trust Smid Cap Rising 0.27% 24,051 $875K New
JULJ Innov Prem Inc. 30 Barr-July 0.26% 33,649 $839K Add +24.7%
FCX Freeport-McMoran Inc. 0.24% 15,564 $777K Reduce -1.2%
XLC SS Comm Select Sector SPDR 0.23% 8,360 $756K Reduce -79.6%
V Visa Inc. Class A 0.23% 2,727 $750K Reduce -4.3%
JANJ Innov Prem Inc. 30 Barr - Jan 0.23% 29,685 $734K Reduce -2.7%
INDA iShares MSCI India ETF 0.22% 12,488 $731K New
IRM Iron Mountain Inc. filed as IRON MTN INC DEL 0.22% 6,075 $722K Add +1.3%
XLE SS Energy Select Sector 0.22% 8,211 $721K Reduce -3.2%
QQEW First TR Nasdaq-100 Sel Eq 0.22% 5,727 $718K Reduce -52.0%
FISV Fiserv Inc. 0.21% 3,814 $685K Add +8.1%
BTC Grayscale Bitcoin Mini Trust 0.20% 113,203 $637K Add +926.6%
ET Energy Transfer LP 0.19% 38,973 $626K Add +39.7%
NVO Novo-Nordisk A/S-Spons ADR 0.19% 5,249 $625K Add +2.1%
USCI United States Commodity Inde 0.18% 9,622 $600K Reduce -4.6%
SPSM SS SPDR P S&P 600 Small Cap 0.18% 13,049 $594K Reduce -46.9%
IYF iShares US Financials ETF 0.17% 5,349 $556K Add +7.5%
HSY The Hershey Co. 0.17% 2,890 $554K Reduce -1.7%
BSTP Innovator Buff Su Strat ETF 0.17% 16,691 $546K Add +31.2%
CRWD CrowdStrike Holdings Inc. Class A 0.16% 1,873 $525K Reduce -29.4%
CEG Constellation Energy 0.16% 2,015 $524K New
FAUG FT Vest U.S. Equity Buffer E 0.16% 11,450 $524K New
SPMO Invesco S&P 500 Momentum ETF 0.16% 5,585 $506K Reduce -87.9%
CL Colgate-Palmolive Co. 0.15% 4,725 $491K Add +14.1%
AXP American Express Co. 0.15% 1,807 $490K Add +9.7%
XOM Exxon Mobil Corp. 0.14% 3,956 $464K Reduce -3.3%
MDT Medtronic PLC 0.14% 5,019 $452K Reduce -2.3%
JCI Johnson Controls Internation 0.14% 5,732 $445K Reduce -5.4%
OCTJ Inn Prem Income 30 Barr Oct 0.13% 18,260 $436K Reduce -15.8%
LMT Lockheed Martin Corp. 0.13% 725 $424K Add +0.6%
AOR iShares Core 60/40 Balanced 0.13% 6,974 $413K Reduce -0.6%
PTNQ Pacer Trendpilot 100 ETF 0.13% 5,587 $410K Reduce -42.3%
QJUN FT Vest Nasdaq-100 Buffer Et 0.12% 14,707 $397K Add +28.8%
UNH Unitedhealth Group Inc. 0.12% 667 $390K Reduce -18.7%
GOOG Alphabet Inc. Class C 0.12% 2,330 $390K Add +16.4%
URA Global X Uranium ETF 0.12% 13,426 $384K Reduce -18.7%
CRM Salesforce Inc. 0.12% 1,397 $382K Reduce -16.9%
ONON On Holding AG Class A filed as ON HLDG AG 0.12% 7,601 $381K New
FJUN FT Vest US Equity Buff ETF-J 0.12% 7,457 $377K New
SCHW Schwab (charles) Corp. 0.12% 5,805 $376K Reduce -16.5%
OC Owens Corning 0.11% 2,108 $372K Reduce -2.1%
APRJ Innov Prem Inc. 30 Barr-April 0.11% 14,974 $369K Reduce -6.0%
JAAA Janus Henderson Aaa Clo ETF 0.11% 6,966 $354K Add +37.7%
RSP Invesco S&P 500 Equal Weight 0.10% 1,819 $326K Add +3.4%
XHB SS SPDR S&P Homebldrs ETF 0.10% 2,596 $323K Reduce -19.5%
XLG Invesco S&P 500 Top 50 ETF 0.10% 6,695 $318K Reduce -1.1%
PH Parker Hannifin Corp. 0.10% 499 $315K Add +8.7%
AN Autonation Inc. 0.10% 1,752 $313K Reduce -58.6%
SCHO Schwab Short-Term US Treas 0.09% 6,259 $307K Reduce -48.4%
TMO Thermo Fisher Scientific Inc. 0.09% 493 $305K Add +7.9%
JPST JPMorgan Ultra-Short Income 0.09% 5,885 $299K Reduce -45.4%
FTEC Fidelity MSCI Info Tech Indx 0.09% 1,680 $293K No change
PRU Prudential Financial Inc. 0.09% 2,401 $291K Add +0.5%
JQUA JPMorgan US Quality Factor 0.09% 5,067 $287K Reduce -96.1%
QQQE Dirx Nasdaq-100EQ Wi ETF-Usd 0.09% 3,081 $278K Reduce -52.7%
PNC PNC Financial Services Group 0.09% 1,503 $278K Reduce -20.7%
AMD Advanced Micro Devices 0.08% 1,687 $277K Add +11.3%
SPYM Ste STR SPDR PT S&P 500 ETF 0.08% 4,052 $274K New
LVS Las Vegas Sands Corp. 0.08% 5,332 $268K Reduce -42.3%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.08% 1,177 $260K New
PLTR Palantir Technologies Inc. Class A 0.08% 6,983 $260K New
PCAR Paccar Inc. 0.08% 2,581 $255K Reduce -13.7%
XLF SS Financial Select Sector 0.08% 5,587 $253K Add +0.9%
PSN Parsons Corp. 0.08% 2,427 $252K New
XLK SS Technology Select Sector 0.08% 1,107 $250K Add +3.4%
BRK.B Berkshire Hathaway Inc. Class B 0.08% 541 $249K Reduce -0.6%
MLPX Global X MLP & Energy Infras 0.07% 4,463 $243K No change
AXON Axon Enterprise Inc. 0.07% 600 $240K New
TTE Totalenergies SE -Spon ADR 0.07% 3,696 $239K Reduce -10.0%
BA The Boeing Co. 0.07% 1,567 $238K Reduce -8.5%
HD Home Depot Inc. 0.07% 580 $235K New
EPD Enterprise Products Partners 0.07% 8,049 $234K Add +0.6%
FJUL FT Vest US Equity Buffer ETF 0.07% 4,799 $231K New
FNDB Schwab Fndmntl US BRD Mr ETF 0.07% 3,238 $228K Add +0.2%
CAT Caterpillar Inc. 0.07% 573 $224K New
ORCL Oracle Corp. 0.07% 1,292 $220K New
XFEB FT Vest Enh Mod Buff - Feb 0.07% 6,852 $220K Reduce -42.1%
BSX Boston Scientific Corp. 0.07% 2,621 $220K No change
QCOM Qualcomm Inc. 0.06% 1,237 $210K Reduce -2.0%
ROK Rockwell Automation Inc. 0.06% 774 $208K Add +0.4%
PJUL Innovator U.S. Equity Power 0.06% 4,955 $201K New
PSEC Prospect Capital Corp. 0.04% 21,299 $114K Add +2.1%

Portfolio Sells Q2 2024 → Q3 2024
JQUA JPMorgan US Quality Factor Reduce -96.1% 0.09% −2.21
FFEB FT Vest US Equity Buffer ETF Sold out 0.00% −1.86
IUS Invesco Rafi Strategic US Et Reduce -73.9% 0.60% −1.77
XAR SS SPDR S&P Aerospace Def Reduce -75.2% 0.54% −1.58
ANGL Vaneck Fallen Angel High YLD Reduce -75.1% 0.48% −1.52
CALF PCR US SM CP CSH CWS ETF-Usd Reduce -63.4% 0.77% −1.38
XMHQ Invesco S&P Midcap Qual ETF Reduce -37.6% 1.84% −1.19
SPMO Invesco S&P 500 Momentum ETF Reduce -87.9% 0.16% −1.19
KIE SS SPDR S&P Insurance ETF Reduce -76.0% 0.40% −1.19
XLC SS Comm Select Sector SPDR Reduce -79.6% 0.23% −0.94
ILF iShares Latin America 40 ETF Reduce -56.4% 0.61% −0.84
IGHG Proshares Ig Hedged Reduce -41.9% 0.97% −0.83
QWLD State Street SPDR MSCI World Reduce -54.3% 0.45% −0.54
EWW iShares MSCI Mexico ETF Sold out 0.00% −0.32
GOOGL Alphabet Inc. Class A Reduce -0.8% 1.53% −0.32
QQEW First TR Nasdaq-100 Sel Eq Reduce -52.0% 0.22% −0.27
BUG Global X Cybersecurity ETF Reduce -6.9% 1.98% −0.23
GBTC Grayscale Bitcoin Trust ETF Sold out 0.00% −0.20
RIGS Alps Strategic Income Fund Sold out 0.00% −0.19
CRWD CrowdStrike Holdings Inc. Class A Reduce -29.4% 0.16% −0.18
MOAT Vaneck Morningstar Wide Moat Sold out 0.00% −0.16
SPSM SS SPDR P S&P 600 Small Cap Reduce -46.9% 0.18% −0.16
BYLD iShares Yield Optimized Bond Sold out 0.00% −0.15
AN Autonation Inc. Reduce -58.6% 0.10% −0.13
NEE Nextera Energy Inc. Sold out 0.00% −0.13
GCOW Pacer Global Cash Cows Divid Sold out 0.00% −0.12
IAGG iShares Intl Aggregate Bond Reduce -2.9% 1.44% −0.11
QQQE Dirx Nasdaq-100EQ Wi ETF-Usd Reduce -52.7% 0.09% −0.11
PTNQ Pacer Trendpilot 100 ETF Reduce -42.3% 0.13% −0.11
SCHO Schwab Short-Term US Treas Reduce -48.4% 0.09% −0.10
AVGO Broadcom Inc. Reduce -9.0% 0.84% −0.10
IOO iShares Global 100 ETF Reduce -0.1% 1.56% −0.10
JPST JPMorgan Ultra-Short Income Reduce -45.4% 0.09% −0.09
CVX Chevron Corp. Sold out 0.00% −0.08
ASML ASML Holding NV-NY Reg SHS Sold out 0.00% −0.08
XLU St Sr Utl SL SE SPDR ETF-Usd Sold out 0.00% −0.07
SLB SLB Ltd. Sold out 0.00% −0.07
XFEB FT Vest Enh Mod Buff - Feb Reduce -42.1% 0.07% −0.06
SCHW Schwab (charles) Corp. Reduce -16.5% 0.12% −0.06
LVS Las Vegas Sands Corp. Reduce -42.3% 0.08% −0.05
URA Global X Uranium ETF Reduce -18.7% 0.12% −0.04
OCTJ Inn Prem Income 30 Barr Oct Reduce -15.8% 0.13% −0.04
COWZ Pacer US Cash Cows 100 ETF Reduce -3.1% 0.63% −0.04
XLE SS Energy Select Sector Reduce -3.2% 0.22% −0.04
IVE iShares S&P 500 Value ETF Reduce -3.8% 0.71% −0.03
BA The Boeing Co. Reduce -8.5% 0.07% −0.03
CRM Salesforce Inc. Reduce -16.9% 0.12% −0.03
JANJ Innov Prem Inc. 30 Barr - Jan Reduce -2.7% 0.23% −0.03
USCI United States Commodity Inde Reduce -4.6% 0.18% −0.03
PCAR Paccar Inc. Reduce -13.7% 0.08% −0.02

Portfolio Buys Q2 2024 → Q3 2024
IWL iShares Russell Top 200 ETF Add +256.6% 3.10% +2.20
GRPM Invesco S&P Midcap 400 Garp New 2.04% +2.04
XMMO Invesco S&P Midcap Momentum New 2.03% +2.03
FNDX Schwab Fndmntl US LRG Co. ETF Add +129.8% 3.46% +1.93
SHLD Global X Defense Tech ETF New 1.66% +1.66
FSEP FT Vest U.S. Equity Buffer E New 1.54% +1.54
KCE SS SPDR S&P Cap MKTS ETF Add +246.6% 1.83% +1.32
XLB SS Materials Select Sector New 1.31% +1.31
AOHY Angel Oak High Yild Oppo ETF New 1.01% +1.01
NFTY First Trust India Nifty 50 E New 0.91% +0.91
BINC iShares Flex I A ETF-Usd Inc. Add +55.6% 2.60% +0.82
FTGS First Trust Grwth Strgth ETF Add +140.0% 1.10% +0.61
VFMO Vanguard US Momentum Factor Add +306.7% 0.62% +0.46
EVTR Eaton Vance Total Return New 0.45% +0.45
IWY iShares Russell Top 200 Grow Add +14.2% 5.71% +0.40
JEPI JPMorgan Equity Premium Inco Add +15.2% 2.98% +0.30
SDVY First Trust Smid Cap Rising New 0.27% +0.27
INDA iShares MSCI India ETF New 0.22% +0.22
BTC Grayscale Bitcoin Mini Trust Add +926.6% 0.20% +0.17
CEG Constellation Energy New 0.16% +0.16
FAUG FT Vest U.S. Equity Buffer E New 0.16% +0.16
JEPQ JPM Nasdaq Equity Premium Add +75.5% 0.39% +0.14
PAVE Global X US Infrastructure Add +4.3% 2.28% +0.14
TCAF T Rowe PRC Cap Appreciation Add +23.4% 0.83% +0.14
KKR KKR & Co. Inc. Add +10.7% 0.58% +0.12
ONON On Holding AG Class A New 0.12% +0.12
FJUN FT Vest US Equity Buff ETF-J New 0.12% +0.12
USTB Victoryshares Short-Term Bon Add +19.7% 0.89% +0.10
WMT Walmart Inc. Add +10.3% 0.53% +0.09
AAPL Apple Inc. Add +0.8% 3.91% +0.09
ETN Eaton Corp. PLC Add +48.0% 0.29% +0.09
SPYM Ste STR SPDR PT S&P 500 ETF New 0.08% +0.08
TSLA Tesla Inc. Add +3.7% 0.40% +0.08
IBM Intl Business Machines Corp. New 0.08% +0.08
PLTR Palantir Technologies Inc. Class A New 0.08% +0.08
PSN Parsons Corp. New 0.08% +0.08
AXON Axon Enterprise Inc. New 0.07% +0.07
HD Home Depot Inc. New 0.07% +0.07
FJUL FT Vest US Equity Buffer ETF New 0.07% +0.07
PANW Palo Alto Networks Inc. Add +18.2% 0.80% +0.07
CAT Caterpillar Inc. New 0.07% +0.07
ORCL Oracle Corp. New 0.07% +0.07
PJUL Innovator U.S. Equity Power New 0.06% +0.06
JMEE JPM Sma & Mid Cap En Eq Et-U Add +9.9% 0.63% +0.05
GLD SPDR Gold Shares Add +15.5% 0.30% +0.05
IRM Iron Mountain Inc. Add +1.3% 0.22% +0.04
ET Energy Transfer LP Add +39.7% 0.19% +0.04
FISV Fiserv Inc. Add +8.1% 0.21% +0.03
META Meta Platforms Inc. Class A Add +6.3% 0.35% +0.03
BSTP Innovator Buff Su Strat ETF Add +31.2% 0.17% +0.03

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q4 2024 7$2.3MQQQ, BX, IWY, RWL, NVDA
Q3 2024 144$325.9MQQQ, IWY, OEF, AAPL, NVDA
Q2 2024 131$299.3MQQQ, OEF, IWY, NVDA, AAPL
Q1 2024 134$277.6MQQQ, OEF, IWY, XMHQ, AAPL