Phoenix Biotech Acq -CW26CEROWPreferred / convertible

13F holders, Q3 2024 (September 30)
30holders −4
1new positions
4sold out
$0.01avg. 13F price*

At the end of Q3 2024, 30 institutions reported holding Phoenix Biotech Acq -CW26 (CEROW) in their 13F filings, down 4 from Q2 2024. 1 opened new positions and 4 sold out. The largest holders were Cowen and Company, LLC ($4K), Cantor Fitzgerald, L. P. ($2K) and Blue Owl Capital Holdings LP ($2K).

Company
Phoenix Biotech Acq -CW26
Filed as
CERO THERAPEUTICS HLDGS INC (Q3 2024)
CUSIP
71902K113
Latest filing quarter
Q2 2026

History

Number of 13F holders

010203040 Q1 2024: 37Q1 2024Q2 2024: 34Q2 2024Q3 2024: 30Q3 2024Q4 2024: 26Q4 2024Q1 2025: 26Q1 2025Q2 2025: 23Q2 2025Q3 2025: 22Q3 2025Q4 2025: 1Q4 2025Q1 2026: 1Q1 2026Q2 2026: 1Q2 2026

Total Exit/New Position Q2 2024 → Q3 2024

InstitutionsTotal Value
New Positions1$2K
Exits4$6K

All 13F filers, Q2 2024 → Q3 2024: 275,230 shares bought and 359,187 shares sold, net −83,957 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 30 holders
Cowen and Company, LLC — Add +7.3% 737,168 $4K
Cantor Fitzgerald, L. P. — No change 441,048 $2K
Blue Owl Capital Holdings LP — New 224,930 $2K
Periscope Capital Inc. — Reduce -0.5% 425,534 $2K
MMCAP International Inc. SPC — No change 375,000 $2K
Saba Capital Management, L.P. — No change 295,913 $2K
Linden Advisors LP — No change 249,999 $1K
Clear Street Derivatives LLC — No change 268,129 $1K
Q Global Advisors, LLC — No change 170,785 $1K
Picton Mahoney Asset Management — No change 75,000 $1K
Walleye Capital LLC — No change 156,576 $799
Clear Street LLC — Add +0.1% 145,225 $741
Context Capital Management, LLC — No change 122,013 $622
Nexpoint Asset Management, L.P. — No change 108,741 $555
Walleye Trading LLC — No change 88,074 $449
Westchester Capital Management, LLC — No change 74,998 $383
TENOR CAPITAL MANAGEMENT Co., L.P. — No change 50,000 $255
Yakira Capital Management, Inc. — No change 49,999 $255
Wolverine Asset Management LLC — No change 43,796 $223
Whitebox Advisors LLC — No change 25,000 $128
Rivernorth Capital Management, LLC — No change 24,998 $127
Schonfeld Strategic Advisors LLC — No change 15,000 $76
Dupont Capital Management Corp. — No change 12,500 $64
Calamos Advisors LLC — No change 12,500 $64
Silver Rock Financial LP — No change 12,224 $62
Ancora Advisors LLC — No change 2,500 $13
Bank of America Corp. — Add +14.3% 800 $4
Robinson Capital Management, LLC — No change 355 $3
Pineridge Advisors LLC — No change 150 $1
Tower Research Capital LLC (TRC) — No change 87 $0

"% of holder's portfolio" is CEROW's weight in each manager's 13F, not the share of Phoenix Biotech Acq -CW26 the manager owns.